Memorandum from Lani Guinier to Patrick, Hair, Reed, Berger, and Ellis
Correspondence
February 6, 1986

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Case Files, McCleskey Legal Records. Supplemental Exhibits, 1986. 316731cb-62a7-ef11-8a69-6045bdd6d628. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/403ecc98-31fe-4f5f-ae3f-0d79a2186eff/supplemental-exhibits. Accessed August 19, 2025.
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No. 84-6811 IN THE SUPREME COURT OF THE UNITED STATES October Term, 1985 WARREN McCLESKEY, Petitioner, -_. RALPH M. KEMP, Superintendent, Georgia Diagnostic & Classification Center. On Writ of Certiorari to the United States Court of Appeals for the Eleventh Circuit SUPPLEMENTAL EXHIBITS JOHN CHARLES BOGER MARY BETH WESTMORELAND 99 Hudson Street 132 State Judicial Building New York, New York 10013 40 Capitol Square, S.W. (212) 219-1200 Atlanta, Georgia 30334 (404) 656-3349 ATTORNEY FOR PETITIONER ATTORNEY FOR RESPONDENT TABLE OF CONTENTS @ Petitioner's Exhibits Page 00D | IRE Ae IER A RCE NE TR LI Ly ee 1 un 0 SEER Tl SER NT a IE eC TL ea a Se 43 DI BT hs ivi tein ii a ai Rw ee wee Te Ey re aon ee aia 44 iro 1 DI te gate (308 STURGES TRE IBSR n DEE RR ar e 45 oy; a Lr MEARE SE CNN Te Thal NE, TE re Ban ORE A SE CO 46 4): EE SE i TID, SS SERS LE SR RR eo 1 RR 47 p1LE 2 ERS RTI ER a SR EME CY Ph A NS TO TER 43 01 RRY 4 EAT bn NES et SI PE NI Ne BET SE RE, GEE. SA 49 DB Ba. 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COffender's Name 3. Sample: Ccce: 1 = 25% Sample 4 = 253% Sample, death & 2 = 25% Sample & all death life penalty on IOC list 5S = 25% Sample, death, 3 = Death case not cn DCC life penalty & cirvowdt (3) list but before Surplementation 12/31/79 6 = Other / / 4. Date of £fense (4) lg Co 4A, Dats of Arrest fm 4B. Date of Sentence / 7 (43) 4C. County of Conviction County Code # : Name (4C) = Jury trial 3 = No trial, quilty plea = Bench trial entered (6) Part B Code: 1 = First conviction 3 = Subsequent conviction 2 = Second conviction (specify J (7) 7. Presiding Judge's last name 8. District Attorney's last name 7 (1st initial) {3 9. Status of the defense counsel Retalned. (10) Georiga Criminal Justice Program Arpointed-private Team Defense Project, Inc. Public Defender Arpcinted, but affiliation Legal Aid unknown Georgia ACLU j 0 J Ov n o i U L E W N wo u i u 4 : 3 le 10. Offender's Present Offenses Crime Code: 1 = Murder 9 = Simple Rckbery 2 = Voluntary Manslaughter 10 = Aggravated Assault (§1302) 3 = Involuntary Manslaughter against a victim 4 = Armed Robbery 10A = Aggravated assault (§1302) @ 5 = Rape against one not a victim 6 = Kidnapping 11 = Other Perscnal Violent Felonies 7 = Burglary 12 = Other Felonies 8 = Arson in lst Degree 13 = Personal Violent Misdemeanors 8A = Aggravated Battery 14 = Other Misdemeanors (§1309) against a victim 15 = Treason 8B = Aggravated Battery (§1305)16 = Aircraft Hijacking against one not a victim (3) Final Plea: For guilty pleas, enter (4) Jury/Bench Decisions: For trials, crime code (e.g., if plea is guilty enter appropriate crime code for to murder, enter 01), if multiple guilty oleas, enter plea to most serious cffense; 2C = Not Guilty N = file does not indicate whether the defendant ever pleaded or was tried. guilty findings. 20=Not Guilty N = Not applicable (no trial) (5) # Counts Convicted: Enter actual # (6) Term: Fine = 97 Indicate amount in paren: of counts the individual was convicted 97 (500); Life = 98; Death = 99. Enter of for each crime. 8 = 8 or more term of years the individual was sentenced N = Not applicable, no conviction to with 96 = 96 or more years. For multipl counts of a single crime, enter the term that is the longest. If there is a range in years, enter the range (e.g., 15-20) N = Not applicable, no conviction. Use _P suffix if sentence is probated. —— ev Tem (1) (2) (3) (4) (35) (5) Crime (code) | # Counts | Final Plea | Jury/Bench | # Counts Term Indicted Decisicn Convictad Crime #1 ima aie tn oy ay to (11) (12) (13) (14) (15) (16) 106A Crime #2 AT — lr to (17) (18) (19) 20 (21) (22) 22A Crime #3 z. ro SRL So a. —— to (23) (24) (25) (26) (27) (23) « 29a Crime #4 aaa tn es to 29) (30) (31) (32) (33) (35) IR # Additicnal Felonies (32). . (3%) Totals a 11. Sentence: Total consecutive years sentenced to prison (actual #) Code: 58 = life For sentences consecutive to a life sentence, (37) 99 = death add # of consecutive years (keyond life) to 509 and enter. : 2 2 ~ 12. If the case resulted in a murder conviction, was thers a penalty trial? (amit 12 & 13 if no murder conviction) 3 Code: 1 = Yes, if answer is 1, go to Q.14 (38) & 2 = No, go to Q.13 13. If there was no penalty trial, was it because: Ccée: 1 = The conviction was the result of a plea bargain £39) under which the prosecution agreed not to seek the death penalty, go to Q.15 2 = Prosecution ctherwise waived or refrained unilaterally from seeking the death penalty 3 = Prosecution soucht death penalty but the judge tock the penalty issue away from the jurors and imposed life 4 = Other Yes (40) No, go to Q.14D if there was a penalty trial, if no penalty trial, go to Q.15 ea bargain offered or agreed to by the prosecution 14A - C. If the prosecutor offered or agreed to a plea bargain, 14A. To what crime was the defendant asked to plead guilty? Cede: (41) 1 = Murder 2 = Voluntary Manslaughter 3 = Other (specify) 14B. Did the prosecutor agree to recomend a sentence to the court? Code: (4d) 1 = Yes If ves, what sentence? 2 = Je 1 = Life (42 2 = Term of vears (specify) _ a (428) (423) 14C. If the prosecutor offered the foregoing plea bargain, did the defendant agree to it? Cede: 1 = Yes (43) 2 = No 14D. (Cmit if no penalty trial) If thers was a penalty trial, what aggravating circumstances were charged and found by the jury (or court) ? Code: 1 = Charged and found 2 = Charged but not found b(l) = Prior record/serious b(6) = Murder for hire assaultive conduct Ay (4233) b(2) = Contemporaneous ~ b(7) = Outrageous-vile felony/aggravated (43G) battery, etc. (43B) b(8) = Peace officer, etc. b(3) = Great risk of death aay (42C) b(9) = Defendant on escare b(4) = Monetary gain GF 1h BR (43D) , W b(1l0) = Avoid arrest b(5) = Judicial offi : CRAY why (43E) Ww 3 15. Was there an appeal? er conviction and sentence affirmed conviction affirmed, sentence vacated or reduced conviction reversed and sentence vacated appeal pending, Go to 16 ves; but cutccme of apreal unknown, Go to 16 no appeal, Go to 16 Code: 1 [e X JN U 1 I SN UV IY 0} w o u 15A. If appealed, date of the Supreme Court decision M/D/Y 15B. If there was an appeal, enter cite from Georgia Reports / velume/page nurber Characteristics of the Defendant 16. Defendant's age at the time of the offense (46) ..17. Defendant's living arrangements prior to apprehension Code: 1 = Expressly stated in file 2 = Suggested by the file but not specifically indicated Blank = Inconsistent with information in £2 U = Unable to classify as 1, 2 or Blank Living alone © Living with friends of both sexes +7) (53) Living w/ spouse and no children Traveling cn the rcad/hitchhiking (48) (including commen law marriage) (56) (temporary) Living w/spouse and children _ No ham (57) Living w/ paramour and no children Inmate of institution (58) Living w/paramour and children Cther (39) (49) (50) (31) Living with one or more of same sex £32) Living with parents or close family £33) Living with another family 18. Occupaticnal Skill of Defendant Part I (61) & A Professional and Managerial E Outside of Work Force CARY "l = Professicnal (Dcctor, lawyer, 14 = Juvenile (tco young for school) etc., cther professional) 15 = Student 2 = Executive : 3 = Judicial Officer (or former), 17 = Housekeeper District Attorney (or former) 4 = Proprietor F Service Workers B Law Enforcement and Military 18 = Security Guard (not sworn) 19 = Store Clerk 5 = Policman, Fireman or Correcticn 20 = Service Station Attendant Employee 21 = Waitress, Bartender, Taxi 5 = Military - enlisted Driver or similar service 7 = Military - officer person ¢ White Collar G Unstable 8 = White Collar Worker: 22 = Drifter S = Apartment/Hotal Manager 23 = Professional Criminal 10 = Store Manager 24 = No Cccupation 25 = Prostitute or Pimp D Blue Collar and Unskilled H Cther 11 = Blue Collar (all skilled laborers will be considered blue collar; 26 = Cther l.e., mechanics, factory workers, truck drivers) 12 = Farmer and Fisher 27 = Defendant has worked but 13 = Unskilled Laborer precise skill is unknown. (answer part II) U = Unknown whether defendant has ever worked at all (skip Part II and Question 19.) Pare I To be answersd if your answer to Part I is 27 or if a specific skill is identified in Part I and the file alSo suggests a skill in a Part II general category. Code: 1 = Expressly stated in file 2 = Suggested by the file but not specifically indicated Blank = Inconsistent with information in file U = Unable to classify as 1, 2 or Blank Group 4 Group E 22% PR Group B _______ Group F {en (67) wu BUD a Group G (64) TW NED) Grouo D Nn (65) 0 19. Employment status of defendant prior to apprehension Code: 1 = Employed full time € = Unemployed over 6 months caters 2 = Employed part time 6A = Unemployed, but wmsure how long (€9) 3 = Employed but not sure 7 = Has never worked (non if full or part time student & capable) 4 = Seascnal laborer 8 = Incapable of working 5 = Unemployed 6 months 9 = Student/Juvenile/Retired/Housewife or less 10 = Unclear because in unstable category U = InkKGiovm 19A. Defendant's I.Q. (Actual #) INC = Offender decesn't cxprshend or read or write encugh to — be tasted I, = Under 65 (exact # not Sivan) Offenders Criminal Record 20. Number of prior felcny arrests Code: 00 = None 21. Reliability of this answer Code: File complete = exhaustive list (72) File incamplets = list reliable File incomplete = list unreliable Unable to make a judgment QQ w h w u n 22. Number of prior misdemeanor arrests Code: 00 = None (73) 23. Reliability of this answer Cece: File camplete - exhaustive list (74) File incamplet= - list reliable File incomplete - list unreliable Unable to make a judgment w u n n GQ w h 24. Age of defendant at time of first felony arrest, including juvenile arrests (75) Coée: N = Not aopLicshteriic prior fsimy. arrest 25. Date of arrest for most recent violent crime (Specify ) / Ya Cede: N = Not Applicable/no prior violent crime arrest (76) 26. Date of arrest for most recent non-violent crime excluding traffic. / / offenses not involving a hemeidal crime or SMVI (specify crime) (37) Coce: N = Not applicable/no prior non-violent crime arrest 27. Date of most recent release from Priscn / / Code: 99 = Offender on escape at time of homicide (78) N = Not applicable/no prior incarceration . 28. Total number of years incarcerated in Jail/Prison (enter actual #; years - months) 79) 3 Code: N = Not arplicable (never incarcerated) If only approximate # of years incarcerated is known enter: Coder A = l= B= 12-16. B = 3=5 F = 16-20 C = 5-8 G = 20-25 D = g-12 Z = 26 or more 288. Has offender ever been convicted of a crime in Georgia or elsewhere? (80) - Code: Yes - expressly stated in the file Yes - suggested by the file No - expressly stated in the file No - suggested by the file = Ww N H If the answer to 283 is 3 or 4 or blank (unknown), go to question 33 after answering 29. 29. Did the homicide occur while the defendant was engaged in the ccmmissicn of another offense (whether or not the defendant was charged and convicted of the offense)? Code: 12 = Motor Vehicle Theft (MVT) 1 = No Contemporanecus Offense 13 = Other personal violent CRE 2 = Armed Robbery felonies (specify) 3 = Rape | ei 4 = Kidnapping (132) 5 = Burglary 14 = Cther felonies 6 = Arscn in lst degree (specify) 6A = Aggravated: Battery against (133) a victim 6B = Aggravated Battery against one not a victim 15 = Perscnal Violent misdemeanors ; 134 7 = Aggravated Assault against (specify) : Zvickim no 7A = Aggravated Assault against " BBG YL cne not a victim 16 = Other misdemeanors 8 = Simple Rckbery (specify) 9 = Theft 10 = Commercial Vice 11 = Narcotics 17 = Aircraft Hijacking Number of Prior Convictions and Sentences @ Murder v Arson in lst Degree Simple Rckbery 1=1 = Aggravated Assault 2 = Voluntary Manslaugther INA = Aggravated Battsry 3 = Involuntary Manslaughter 11 = Cther Perscnal Viclent Felonies 4 = Armed Robbery 12 = Cther Felonies 5 = Rape 13 = Personal Viglent Misdemeanors 6 = Kidnapping 14 = Other Misdemeanors, except ncn— 7 = Burglary homicidal and non QMVI traffic offenses Code: Col. (2): Code: Col. (3): Code: Col. (4): UC = Exact # Unknown, but 98 = Life 99 = 99 or mere 1 or more 99 = Death UC = Exact length : UC = Exact sentsnce(s) . unknown but there Code: Col. (3): unknown but time was were cne or more 97 = Fine, Indicats amount served following a prcbated sentences in parentheses: conviction N = No probated’ 97 (300) N = No prison/jail sentence sentence (1) (2) (3) (4) Crime Code | Enter Actual # Enter Cambined Length Enter Combined Convictions of Prison/Jail Sen. Length of Pro—- (excluding concurrents) | bated Sentences (excluding con.) 21 81) 3 (83) 233A (84) 32 fe ie 85) (86) (87) 387A (88) #3 (89) (90 (91) 31A (92) #4 £33) (94) (95) 3%5A (96) #5 go a Prag hom Naaad 97) (98) (99) 394 (100) #6 : —————— (101) (102) (103) 03A (104) 30. Prior incarceration following a conviction (jail or prison) Code: 1 = Yes in Georgia Blank = No (103) 2 = Yes but outside Georgia 3 = Yes both in and out of Georgia 31. Number of times incarcerated (prison/jail) for a felony i, (Enter actual #) Code: Blank = No felony convictions (108) W S = Nine or more UC = Exact # umknomn but defendant has keen incarcerated for a felcony ; 8 32. Number of times incarcerated (prison/jail) for a misdemeanor, mot concurrent to a felony sentence (enter actual #) “--. Code: Blank = None 9 = Nine or more UC = exact # unknown but defendant has been incarcerated for a misdemeanor (107) 33. Statednumber of times incarcerated in a youth detention center sme——— (enter actual #) (108) Code: Blank = Ncne 8 = Nine or more UC = Exact # unknown but defendant has been incarcerated in a vouth detention center Characteristics of Victim #1 (Prepare supplemental sheets for additional victims: add their names to attached worksheet if race is unicnewn) 34. Victim's Name (LI mors than cne victim, Caplets SULPlEnENtal Vicoil Lonin) 35. Vickin's sex Code: 1 =Male 2 = Female ¢109) 36. Victim's Race Code: 1 = White 4 = Native American (110) 2 = Black 5 = (Uther 3 = Spanish Ancestxy If unknown, complete worksheet Lil on race of victim. 37. Victim's Age Code: Enter actual # of years, if known ih - If only phase of life cycle is known, enter: A B ec Aged adult (over 63) Middle aged adult (35-653) Young adult (20-34) D E F Teenager (13-19) Child (6-12) Preschool (under 6) 38. Occupaticnal skill of victim Part 1 ES | 10 |v ] Professional and Managerial Professional (Dcctor, lawyer, 01 = etc., cther professicnal) 02 = Executive 03 = Judicial Officer (or former), District Attorney (or former) 04 = Proprietor Law Enforcement and Military 03 = Policman, Fireman or Correction Employee 06 = Military - enlisted 07 = Military - officer White Collar 08 = White Collar Worker 0S = Ppartment/Hotzl Manager 10 = Store Manager Blue Collar and Unskilled 11 = Blue Collar (all skilled laborers will be considered blue collar; i.e., mechanics, factory workers, truck drivers) Farmer and Fisher 32 13 = Unskilled Laborer n u Part II | | @ Jer ! (112) Outside of Work Force 14 = Juvenile (too young for scheel) 15 = Student 16 = Retired 17 = Housekeeper Service Workers 18 = Security Guard (not sworm) 18 =-Store Clerk 20 = Service Station Attendant ‘21 = Waitress, Bartender, Taxi Driver or similar service person Unstable 22 = Drifter 23 = Professional Criminal - 24 = No Occupation 25 = Prostitute cr Pimp ‘Other 26 = Other 27 =Victim nas workea out precise skill is unkncwn. TU = Unknown whether victim has ever worked at all. If code Part I. with U then skip Part, IT % Question 29. To be answered if your answer to Part I is 27 or if a specific skill is identified in Part I and the file also suggests a skill in a Part II general category. : A Code: 1 = Expressly stated in file | Croup A TT, 2 = Suggested by the file but not specifically indicated GI . Group B Blank = Inconsistent with information in file i es ig U = Unable to classify as 1, 2 or Blank : Group C Group D (116) Group E (117) Group F (128) Group G 10 10 5 153) 39. Employment Status of Victim Code: 1 = Employed full time 6 = Unemployed over 6 months fies 2 = Employed part time 6A = Unemployed but unsure how long 3 = Employed but not sure 7 = Has never worked (ncn if full or part time student & capable) 4 = Seasonal laborer 8 = Incapable of working S = Unemployed 6 months or 9 = Student/Juvenile/Retired/Housekeeper shorter 10 = Unclear because in unstable category 40. Victim's status in relaticnship to the Defendant Part I Code: (121) 01 = Husband, wife or ex 13 = Other: defendant known to 02 = Parent victim 03 = Child 14 = Other: victim known to 04 = Sibling defendant 05 = In-law 15 = Employer or ex 06 = Other family 16 = Employee or ex 07 = Paramour or ex 17 = Co-worker or ex (intimate relaticnship) 18 = Business associate (when 08 = Homosexual relationship it can't be detarmined 09 = Friend or ex : whether 15, 16 or 17 applies) 10 = Neighbor 19 = Current or prior confederate 11 = Other acquaintance or rival in crime 12 = Casual Acquaintance 20 = Oprosing gang member (when it can't be determined 21 = Stranger whether 10 or 11 applies) 22 = Specific relationship unknown but general relationship stated or suggested by file U = Neither specific tior general relation- ship stated or suggested by the file; unknown Part II ° If Part I is coded 22, complete Part II. Quit Part IT 1f answer WP Iisl oooh orl. 1 = Expressly stated in file Family 2 = Suggested by the file but (122) specifically indicated Blank = Inconsistent with information Friend or Intimate in file (123) U = Unable to classify as 1, 2 or Elank Casual Acquaintance (124) Work Associate {125) Criminal Associaticn or rival hs (326) Stranger 11 1 1 (13M Characteristics of the Offense i 41. Where did the hamicide occur (enter up to 2 foils) i i (129) 1 = Residence of victim 16 = Other place of business nN W u Residence of victim's 17 = Cab/bus/cther public vehicle close friend or relative 18 = Private vehicle of victim 3 = Residence of defendant 19 = Private vehicle of 3d perscn 4 = Residence of defendant's other than victim close friend or relative 20 = Private vehicle of defendant 5 = Residence of coperpetrator 21 = Parking lot area 6 = Other residence 22 = Highway or fresway 7 = Residence of victim and defendant 23 = Country road 8 = Hotel, motel or other short term 24 = Street or sidewalk residence : 25 = Park or school grounds 9 = Victim's place of business or 26 = Field or woods ; employment 27 = Other non-commercial public place 10 = Defendant's place of business or 28 = Jail/priscn/lawful custody employment of police or corrections orfiicer 11 = Co-perpetrator's place of business. 29 = Qther or employment 12 = Convenience or grocery store 13 = Liquor store 14 = Service staticn 15 = Bar or cocktail lounge (or immediate environs) Fact IIT Cmit Part II if answer for Part I was 20-29. If the answer to Q41 is 1-19, the defendant's method of entry was: (130) Cece: 1 = Forcible entry without permission 2 = Other entry without permission 3 = Initial entry with permission 4 = Outside (invited) = applies only to foils 1-6 in Part I 5 = Qutside (uninvited) - applies cnly to foils 1-6 in Part I 42. [Cmitted] an ® Defendant's Motive Code: 1 = Expressly stated in file Lo i 2 = Suggested by the file but not specifically indicated Blank = Inconsistent with information in file U = Unable to classify as 1, 2 or Blank Long term hatred To silence a witness to a crime just {133) (123) committed by defendant Revenge ! : £136) To silence a witness scught out subsequent Sex : (T32)" to the commission of an earlier crime (137) Jealousy - Panic e.g., defendant became frightened (138) (144A) when surprised in the course of a burglary Immediate rage To avenge the role EE Shoot-out (140) played by a present or ” former judicial offi ‘ ’ : a Arp Soil pi ng To avoid/prevent/interfere with lawful arrest or exercise of his/her duty (138) lawful custody of defendant or another To avenge the role To facilitate the victim's suicide (141) played by a present or (147) former police officer - 1 py £ le] 7 facilitate obtaining TT Gun fired during a struggle for the cqun. (142) mney or any cther thing of monetary value for BCA TL VR Cther the defendant or another Insurance Proce=seult (428) Racial Animosity (1L42B) 44. Special Precipitating Events Code: 1 = Expressly stated in file 2 = Suggested by the file but not specifically indicated Blank = Inconsistent with information in file U = Unable to classify as 1, 2 or Blank Dispute between victim and ae Bs lover's or ex~lover's (150) defendant over money or property (154) quarrel Dispute while under influence of : lover's triangle (151) drugs or alcchol (155) Cther disputes and fights Dispute between spouses or (156) where it is unknown who (152) ex-spouses provoked the fights Dispute between family members @ (153) other than spouses or ex-spouses 13 1-3 % 5. Method of Killing Victim Was: 1 = Shot with qun (specify ) 2 = Stabbed with sharp instrument (specify ) 3 = Slashed or cut w/knife, ax or similar instrument (specify ) 4 = Beaten with blunt cbject 5 = Beaten with fists or feet 6 = Strangled with hands 7 = Strangled with rcpe or garrote 8 = Hanged 9 = Smothersed (e.g., pillow, blanket) 10 = Buried alive 11 = Ctherwise suffocated (e.g., in a refrigerator) Special Aggravating Circumstances of Victim | ad Ww w u n SG on n n n = 00 [] = w i [N) b = w u n nN Ww | Drowned Burmed (arscn) (158) Bumed by flame or hot substance (but not arscn) Electrocuted (159) Killed by an explosion Crushed or struck by an autamobile (160) Given overdose of drugs/ narcotics Poisoned (including carbon monoxide) Neglected or deprived Thrown from high place Traumatized by an assault that caused fatal heart attack/ stroke = Starvaticn or imprisonment = Other indicated Defenseless because of physical (167) condition or weakness, e.g., frail woman Peace officer, correcticns employee or fireman while engaged in the performance of his/her official duties. Supporting children Victim offered no provocation Code: 1 = Expressly stated in file 2 = Suggested by the file but not specifically Ba Inconsistent with information in file = Unable to classify as 1, 2 or Blank Bed-ridden/handicaprpred (161) Mental defective (162) : Defenseless due to youth 168) (163) Cefenseless due to advanced age (164) Pregnant (165) (169) Victim was asleep or just (166) awakened 170 Defenseless because of gross (1664) disparity in physical sizes i.e., defendant much larger Or two or more people against ae , code N for cases where size is irrelevant given mode of killing (e.g., gun) 14 47. Special Aggravating Features of the Offense Part A 1 = Torture (methodical 11 = Lingering death of victim infliction of severe pain 12 = Victim held hostage {172) to punish victim, to extract 13 = Victim bound or gagged information or to satisfy 14 = Victim forced to disrche sadistic urge; specify or disrcbed by perpetrator (173) 15 = Attempt to dispose of/ conceal bedy Cther infliction of unneccessary 16 = Multiple victims (174) rain 17 = Bodily harm to cone other 2A = Mental torture (e.g. informing than a victim victim of impending death scme— 18 = Sniper killing £175) time before homicide) 19 = Luring/ambushing/lying in 2B = Brutal clubbing or other un- walt neccessarily painful method of 20 = Victim killed in presence OEE attack of family members or close 2C = Brutal stamping or beating with friends hands or feet 21 = Cther (175B) 3 = Mutilation during the hamicide 22 = No Special Aggravating 4 = Mutilation of body after death Circumstances 5S = Shotgun homicide 6 = Multiple gunshot wounds (# ) 6A = Single shot to head 7 = Multiple gunshots to head (# ) 8 = Slashed throat : 9 = Multiple stabbing (# ) 9A = Other mode of multiple lethal cr rainful attack 10 = Bloody Part B Code : 1 = Expressly stated in file Blank = Inconsistent with information 2 = Suggested by the file but not in file specifically indicated U = Unable to classify as 1, 2 or Blank Homicide planned for mere than 5 min. Victim pleaded for life (176) 179) Victim was not clothed Planned contemporaneous offense (180) (in whole or in part) at (L76A) for more than 5 minutes the time of the homicide Execution style homicide (homicide Sexual perversion or abuse (177) against subdued or passive victim) (181) other than rape (sodomy etc.) Case involved contemporaneous - (178) felony and homicide was unnec- cessary to complete the crime (e.g., store keeper hands over money and offers no resistance) Victim beaten before killing I ———— a 17834) is Part C of Q. 47 & Special Aggravating Features of the Offense Specifically Attributable to the Defendant Code: 1 = Expressly stated in file Blank = Inconsistent with information in file 2 = Suggestsd by the file but not U = Unable to classify as 1, 2 or Blank specifically indicated Defendant showed no remorse for homicide Defendant left the scene (183) : (186) of the crime Defendant expressed pleasure with : DaPardarns. mish LS tvely (184) the hamicice - (187) resisted or avoided arrest ae, DBZEDCEDL committed oe 1s alleged : Defendant was cn escape frcm,0r (185) to have committed additicnal crimes (188) in, lawful custody of a peace- between the time of the hamiclce officer or place of lawful confine- and the time of his/her arrest on (whether or not charged) Defendant caused or directed (189) another to commit murder or camitted murder as an agent or employee of another Co-perretraters 48, Wers there coperpetrator(s) in the homicide or ccntamproranecus offense? (191) Code: 1 = No, defendant acted alone, go tO questicn 49 2 = Yes U = Unknown - go to questicn 49 48A. Actual Number of corerpetrators (#) : (192) Code: 8 = 8 or more UC = There were coperpetrators but actual # is unknown 16 48B. Defendant's Role in the Homicide and Any Contampcoraneous Offense vis a vis Ccperpetrators @ Code: 1 = Expressly stated in file 2 = Suggested by the file but not specifically indicated Blank = Inconsistent with information in file U = Unable to classify as 1, 2, or Blank Defendant cammitted or participated in the act that caused (193) the death of the victim, hereinafter, "the act.” a) ts of Defendant did not cammit the act but cammitted act(s) Violence by (194) of violence against victim(s) the Defendant : Defendant did not commit the act but committed act(s) (195) of violence in the same incident against a person or persons other than the victim whose death is the basis of the defendant's prosecution. Defendant camitted no acts of violence. i AL RR NTE ERE a TIE HS en SR B) Intenticn Defendant intended to use deadly force. to use Deadly (197) Force Cefendant was aware of an intention by coperpetrators (198) to use deadly force. Defendant was not aware of an intention to use deadly Contamroranecus Homicide Offense Defendant was prime mover in planning the (200) (208) C) Defendant's : Role in Defendant was co-equal in planning the Planning (2031) (209) Defendant was not planner but was aware of (202) plan to camit the (210) Cefendant was not aware of plan to camit the (203) (211) There was no plan to camit a ET ST WE HR CR A ile LE SCORN Gr RN SE IN Sy We 0s pe (212)_ Contamporaneous Cffense Homicide Defendant was present at scene of the (205) (213) Defendant was not present at scene D) Defendant's (206) but was present nearby in same capacity related to the Presence (214) Defendant was neither present nor near the scene of the (207) : (213) Ww If there was a contemporaneous offense (i.e., the foil for question 29 is other than. 1), code right-hand margin. If no contempcraneous offense i.e., question 29 is 1,60. £0 Q.48C. : re Ww 18 48C. Role of Co-Perpetrators (2) (3) (4) (5) Acts of Intention Planning for Presence at Violence to Use B A B Co—-perpetrator Against Deadly A Contempora- Scene of Contemrpora- (Names) Code Victim Force Homicide neous Offense Hamicide neous Offense* U if Nare Unknown Code A ce Bo ode C Code D (216) (217) (218) (219) (220) (221) (222) (223) (224) (225) (2286) (227 (228) (229) 230 (204) (232) (233 List names of other co-perpetrators Cocca A Code C I= Co-perpetrator committed or participatsd in the T =Co-perpetrator was orime mover in act that caused the death of the victim(s) planning the (A) Homicide or (B) 2 =Co~perpetrator did not commit the act but Contemporanecus Offense cammitted act(s) of violence against victim(s) 2 =Co-perpetrator was co-equal in - =Co-perpetrator did not camnit the act but planning (A) Hamicide or (B) ccmmitted act(s) of violence against a rerscn Contemporaneous Offense or persons other than the victim in the same 3 =Cc-perpetrator was not planner but incident. was aware of plan to commit the 4 =Cc-perpetrator camitted no acts of violence (A) Homicide or (B) Contemporanecus J = Unknown Offense 4 =Co-perpetrator was not aware of plan to commit the (A) Hamicide:or (B) Code B _ : Contemporaneous C£fense > 1 =Cc-perpetrator intended to use deadly forcs 5 = There was no plan to commit a (2) 2 =Co-perpetrator had no intent to kill where Hcmicide or (B) Contemporaneous co-perpetrator conmitted the act which Offense caused the death U‘= Unknown 3 =Co-perpetrator was aware of an intention to Code D use deadly force 1 = Co-perpetrator was present at scene of 4 =Co-perpetrator was not aware of an intention (A) Homicide or (B) Conterporanecus to use deadly force when it was inflicted Offense by defendant or another co-perpetrateor 2 = Co-perpetrator was not present at scene U = Unknown but was present nearbv in same capacity related to (A) the Suds *If there was no contemporaneous offense, or (B) Contemporaneocus Offen amt foils under 4B & SB. 3 = Co-perpetrator was neither ans ner nearby the scene of the (A) Homicide or (B) Contemcoraneous Offense U = Unknown 18 48D. Disposition of Co-Perpetrators A B C D E Co—-perpetrator Manner of Write in name; Indictment Disposition Convicticn Testir Hoge A lesTarony S e RA cde U 1f unknown Code A Cece B Cccde C Code D y a (Use same # as in 48Q) (234) £233) (236) (237) (238) (239) (240) (241) (242) (243) (244) (245) (246) (247) (248) Enter U if specific answer for a known co-perpetrator is unknown. Code A: Indictment: Indicate most serious crime Code C: Conviction 1 = Murder Enter most serious crime 2 = Voluntary Manslaughter 1 = Murder 3 = Involuntary Manslaughter 2 = Voluntary Manslaughter 4 = Armed Rebbery 3 = Involuntary Manslaughter 5 = Rape 4 = Armed Rcbbery 6 = Kidnapping 5 = Rape 7 = Burglary 6 = Kidnapping 8 = Arscn in lst Degree 7 = Burglary 9 = Simple Rcbbery : 8 = Arscn in lst Degree SA = Aggravated Battery 9 = Simple Rcbbery 10 = Aggravated Assault 9A = Aggravated Battery Ll = Cther Viclent Perscnal Felenies 10 = Aggravated Assault 12 = Other Felcnies 11 = Other Violent Perscnal Felcnies 13 = Violent Perscnal Misdemeancrs 12 = Cther Felcnies 14 = Other Misdemeanors 13 = Violent Perscnal Misdemeanors 15 = No Indictment, unknown 14 = Other Misdemeanors if w/immmity 15 = Acquital 16 = No Indictment, w/immmity N = No indictment, case dismissed, 17 = No Indictment, w/o immunity dead docketed or nolle prosed Coda B: Marmer of Disposition 1 = Jury trial as co-defendant ; 2 = Jury trial: separate Co Ee Co-perretrator 3 = Bench trial as co-defendant 7 = ee Of Om Jongls 4 = Bench trial: separate +8Stlliled as prosecution witnes = : against defendant 5 = Plea w/o bargain = Did not testify : pn pa Evin 4 = Testified for Nefendani 7 = Plea but unknown, if there was a bargain = lo trial 8 = Plea bargain not including testisony 9 = Case dismissed, dead docketed U = Unknoem or nolle prosed Code E: Sentence - Enter Actual # of total consecutive years except 98 = Life 97 = Fine (put amount in paren.) 99 = Death For multiple counts, enter the term that is longest. enter the range (e.g., 15-20) NC = No conviction For sentences consecutive to a life sentence, add # 500 and enter. If sentence is prcbated, add P as suffix, If a range in years, %# of consecutive yrs beyond life to 15 13 30. Bl. 54. Number of Persons Killed Number of victims killed for whom defendant was either the 'triggerman' or physically participated in the killing (enter actual %) Code: 0 = None UI = Defendant's role unknown + 1 victim 249 U2 = Defendant ' S role uknown + 2 Or more victims Number of victims killed for wham the defendant was not the 'triggemman' and did not physically participate in the killing (enter actual #) Code: 0 = None (Omit if no co~perpetrator) LL Ul = Defendant's role unknown + 1 victim U2 = Defendant's role unknown + 2 or more victims Number of Perscns Injursd Nurber of persons injured other than deceased victims by (enter actual %#): by defendant Code: 0 = Nene although other people were present (25D) N = Not applicable; victim only person involved bv co-perpetrator (Cmit if no co~perpetrator) (252) C= Scme people injured but exact # unknown J = "iniknown Number of Shots Fired If no gun used, go to Question 53. If a qun was used, number of shots fired by (enter actual #) UC = Cne or more shots If more precise estimation is E = = by cc-perpetratcr : = more than 7 mi Eo —— possible: Ts (anit if no (254) - Tel = more than acne but co-verpetrator) Su unclear how many ® Did defendant create: a) risk of death to cne or more pecvle other than cne victim? Code: l=Yes 2=No U Unknown (If code = 2 or U, : go to Question 356) (253) br in a public place? Code: l=Yes 2=No U= Unknown (If code = 2 or U, ¢ go to Questimn 56) (256) c) with a gun or other device hazardous to live of more than one person? (If code = 2 or U, go to Questicn 56) Code: 1 =Yes 2 =No U = Unknown Sf Yo If answer is yes, and other than’ qun used, specify wearon. If answers to 53a, 53b, and 53c are all yes, how many pecple cther than one victim were exposed to risk of death? Omit QS4 if an answer to 33a, 53b, or 53c is either 2 or U. (253) Code: 1 = 1 person 6 = 6-10 people 2 = 2 people 7 = 11-15 people 3 = 3 people 8 = more than 15 pecple 4 = 4 people UC = more than 1 but exact # unknown S = 5 people M=9%32a, borcis coded 2 or U., 20) 20 Mitigating Circumstances 56. Defendant's Behavior R Code: 1 = Expressly stated in file 2 = Suggested by the file but not specifically indicated Blank = Inconsistent with information in file U = Unable to classify as 1, 2, Was diagnosed mentally ill post or blank (268A) arrest (Specify tyre and time The defendant: Used alcchol or drugs Did not kill victim deliber- (259) immediately previous to (26%) ately, although he/she caused the crime death. Code N if co~perpetra— tor caused death. Was affected-by this (260) alcohol or drug consumption If no co-perpetrator, amit the next 1 = Substantially 3 questions, 2 = Moderately Was not actual killer or 3 = Slightly (Z70) participant in killing, only Blank an accomplice. Not applicable, no alcohol or drugs U = Unknown effect but D/A used Had history of mental/emctional (261) illness His/her acts were not the sole (271) cause of death. Code N if foil 23s lor 2. Coperpetrator(s) received life (272) sentence(s), a lesser or no sentence pefors defendant was Had history of physical (262) illness sentenced Had history of egregious Cocperated with authorities (263) physical or econamic deprivation (273) (e.g., testified for prose- cution) Had impaired mental capacity (264) to appreciate the wrongful- Showed remorse ness of his/her conduct because (274) of mental disease or defect Acted under the duress or (275) domination of another person Had impaired mental capacity ~ Surrendered within 24 hours (2635) to conform his/her conduct to (276) of the homicide (if later code 2772) the law . (37eay History of drug or alcohol Was under extreme mental or abuse. (266) emotional disturbance Acted to aid victim after attack. (specify ) TN ode Surrendered more than 24 nrs. Was physically injured by (277%) (267) police in connection with the homicide Other (272) Hac a moral justification for (268) committing hcmicide (e.g., needed money for sick child; w (specify 21 21 Mitigating Circumstances 57. Victim Behavior Blank = Inconsistent with Code: 1 = Expressly stated in file 2 = Suggested by the file but not specifically indicated The victim: : a . Had used drugs/alcchol (279) immediately previous to homicide Was affected by this drug/alcchol tpn — (280) consumption Code: 1 = Substantially 2 = Moderately 3m S1ighicly 2lank = Not applicable, because no drug/alcchol use 7 = Unknown effect but D/A useci Arcused the defendant's fear (281) for life Was armed with a deadly weapon (282) And defendant had history of bad (283) bled Accused defendant of misconduct. ~ (283A) chysically injured (284) the defendant at the time of the homicide physically assaultad (285) verbally threatened (286) verbally abused (287) physically injured 283 chysically assaulted the defendant on ) an earlier occar sion verbally threatened 290 verbally abused (291) Cther provocation (292) information in file U = Unable to classify as 1, 2, or blank Aroused defendant's sex desire 292A) (SFE) Had a bad criminal reputation. Showed or talked sbout large (293) amounts of mcney Was a participant in or (294) consented to his/her own death Was a fugitive at the time of (295) the hamicide Had a criminal record (296) Was a participant in the cont=m- (297) rporanecus crime. Cmit if no contamporanegus crime. physically injured < a perscn that chysically assaulted | the defendant (299 cared about at the time verbally threatened { of the hcmi- (300) cide verbally abused 301 chysically injured 30 a perscn scially assaulted the defen- B dant cared about on verbally threatened an earlier (304) occasion verbally abused (305) Other (306) 58. Defendant's Cefense on Liability Code: 1 = Expressly stated in file A 2 = Suggested by the file but not specifically indicated Blank = Inconsistent with information in file U = Unable to classify as 1, 2, or blank Suicide by victim Accident (308) Lack of intent to kill, e.g., (309) mental illness, alcchol, drugs Mistaken identity Coercion (313) Defense of self or cthers Defense of home or dwelling Defense of property (310 (316 Voluntary Manslaughter (where Justification: during course (311) murder is the charge): even if (317) of arrest there was an intent to kill, the 14 cist eons rnls: Al se defendant acted solely as the result of a sudden, violent, and irresistible passion resulting from serious provocation suffi- client to excite such passion in a reasonable person. Involuntary Manslaughter (where (GI2 murder or voluntary manslaughter (318) cdipline of a minor by parent Co-perpetrator caused the (319) death Insanity 320) ~ ~ Pelusicnal Compulsion - is the charge): {325} a) defendant in commission of an Mistake of fact unlawful act caused the victim's (3214) death without any intention to Ot 4 “amd her do so by the cammission of an (21D) unlawful act other than a felcny. b) defendant in commission of a lawful act in an unlawful manner caused the victim's death with- out any intention to do so by the cammission of a lawful act in an unlawful manner likely to cause death or great bedily harm. Unkncvn if a defense plausible (321C) Admited quilt and no defense (321D) asserted Strength of Evidence 59. Police report indicates clear guilt Code: 1 = Yes 2 =No U = No police report in file Colgate (321) 60. The file indicates that there was an identification witness with infor- mation on the items listed in question 60A. Code: 1 = Yes 2 = No (322) (If answer to Q60 is 2, go to Q62) he 23 60A. Witness Accounts Identification: Enter actual # of witnesses under columns 1-2 & 5-6. Enter the type of I.D. in colums 3-4 & 7-8. I.D. codes are at the bottom of the page. The left-hand columns are for witnesses against the defendant. Qmit columms 5-8 if no co-perpetrators. The right hand columns are for witnesses against a co perpetrator if there are co-perpetrators. For this question the "accused" is the defendant or co-perpetrator. A witness should be included for only one observation regarding the defendant and one cbservation regarding the co- perpetrator(s). If a witness saw several events, enter him/her only for the most incriminating event. The events are listed in decreasing order of in- criminating potential (1 = most incriminating). : Defendant : re: a Co-perpetrator Type ; : Type Police Civilian I.D. Police Civilian .D.. (1) r N w Ww [i ~~ (339) (3424) ™VPFR OF T.D. ois. 3%. 7 (2) (3) (4) GS) (F) gy 18) 1. Witness identified £324) (325) (328) accused as person cam 343 44 5 miting the act that (34% 368). 0245 resulted in a hcmicide. : 2. Witness identified (328) (329) (330) accused as person with (347) (348) (349) (350 weapon at or near the scene of the hamicide either immediately before or immediately after the act. 3. Witness identified (332) (353) (338) accused as person at (351) (352) or near the scene of of the homicide either immediately before or immediately after the act (but no weapon was noticed) . (333) (354. 4. Witness identified (338) (337): (333) accused as person with £353) .(3%6) (357) (358) the victim close to the time of the hcmicide. 5S. Witness identified (340) (341) (342) accused as person at or (359) (360) (361) (362) near the scene clcse to the time of the homicide. : Witness has knowledge of 342 2 leroy Ter +=lam daf, 362A Nz a ra (34728) (342C) (3421) Jonny ams as 52 3% A) (2623 362C) (3862p. Witness cbserved the face of the accused. Witness. identified the voice, gait, or general appearance of the accused. Witness identified the clothing of the accused. Tyre of I.D. unknown () } a w n H H [ L J 1 Colums 4 & 8: Prior Knowledge of the accused Witness knew the accused prior to the offense. Witness did not know the accused prior the the offense. 1 2 3 = Unknown whether prior knowledge. If there is mere than one witness in a category e.9., 2 witnesses saw the defendant killing, code “type of I.D." for the more incriminating witness measured 1n terms of prior knowledge of a ae clarity of percepticn. 24 & 6l. The file indicates that a witness (whether or not reported in Q. 607A) who identified the accused as a person at or near the SEE scene of the homicide made an identification to the authorities before trial (omit if no witness) Code: 1 = Yes (If the answer to Q. 61 is 2, go 2 = No to Q. 62; if blank go to 63) 61A. Methed of Identification to the authorities: (only one entry per witness - if multiple ID's, enter the mest incriminating) Defendant Co—-Perpetrator Police villian Police ima (Cmit if no co-perpetrator) 1. ISentified to police an scene of and immediately (364) (363) after the crime (374) BAY 2. From person line-up (366) (367) (376) (377) 3. From photo line-up EY 0.) ll age (378) (379) 4. Show up -— a cne on cne confrontation with accused (370) (371) subsequent to the crime (380) (381) e.d., at crime scene, police station, etc. 5. From single photo (372) (373) Ge (383) = 6. Otherwise reported to police - (3734) (373B) 3 (383A) (383B) 62. The file has information concerning (Qmit if no witness) (324) (A) the primary witness' (PW) relationship to defendant/victim/co-perpetrator or (B) the PW's status or (C) corroborating witnesses or (D) the PW's credibility or (E) a written statement by PW 1.= Yes 2.= No (If the answer to Q62 is 2, go to Q63.) 20 2s ~ 862A. Relaticnship of the primary witness to the defendant, co-perpetrator(s) and the victim. The primary witness is the witness whose testimony would be & most damaging in the case against the defendant or the co-perpetrator(s). Cede: 1 = Family Primary Witness to Defendant 2 = Friend cor intimate (285) 3 = Casual acquaintance Primary Witness to Victim 4 = Work associate (386) 5 = Co-perpetrator Primary Witness to Co-perpetrator 6 = Stranger (Ccde N if witness was sole (387) U = Unknown co-perpetrator; cmit if there was no co-perpetrator) 62B. Primary witness status: 3. Civilian 2. Police Office 3. Unknown Name if known 62C. Was the primary witness' statement corroborated by ancther witness 4 = Yes by a co~perpetrator (a second cone if the pri- mary witness is a co-perpe- 1389) 1 = Yes by a police witness 2 = Yes by a civilian witness remo) 4 X 1a 5 = Yes but witness' status is 3 = Yes by a police and civilian moon witness 6 = NO PC = Partial corroboration by cone or U = Unknown more witnesses 62D. If the primary witness was a civilian, dees the file indicate thers was any precblem with the witness! credibility? (Specify if ves: ) 1 = Yes 2 = No U = Unknown TR (390) 62E. Is there a written copy of the primary witness' stat=ment in the Gecrgia Parcle Board Files? 1 = Yes 2 = No (3al) 63. The file indicates a statement was made to the authorities by: a) the defendant 1 = Yes 2 = No | {299 (If answer to Q63 is 2, skip 63A Part I and questions 63B, 63C, & 63D, l.e., do 63A Part II if applicable and go to Q64.) b) a co-perpetrator 1 = Yes 2 = No (333) Pe Qnit if no co-perpetrator (If answer to Q63B is 2, skip 63a Part II) ws 86 632A. Statements to police by defendant or a co-perpetrator connecting him/herself to the crime. (Answer for as many as are appropriate) Cece: 01 = Cral, at scene, before custody 02 = Oral, at scene, after custody 03 = Oral, at scene, but not sure if before or after custcdy ll = Oral, not at scene, within 24 hours of homicide, before custody 12 = Oral, not at scene, within 24 hours of hamicide, after custody 13 = Oral, not at scene, within 24 hours of homicide, but not sure if before cor after custody 21 = Oral, not at scene, more than 24 hours after homicide, before custody 22 = Oral, not at scene, more than 24 hours after homicide, after custody 23 = Oral, not at scene, more than 24 hours after homicide, not sure if before or after custody 31 = Written or transcribed, within 24 hours of homicide 32 = Written or transcribed, more than 24 hours after homicide 33 = Written or transcribed but wmnclear when 632A. Part I Part II ( : Leave blank Defendant %. Concerning the Event Co-perpetrator if np co-per- Statsment Statement _etrators) Admitted deliberate homicide, no defense asserted (394)- 7 E) ‘.: ; i (405) Admitted deliberate homicide with defense clearly asserted (395) (406) Admitted deliberate hamicide, no clear defense assertsd (3953) 3 (406A) Admitted unintenticnal hemicide (396) 5 wo (407) Admit participation in homicide 7) : i : (08) Admitted participation in contemporanecus offense T1398) : ~(409) Made other inculpatory statement concerning homicide Made other inculpatory remark concerning contemporaneous (300) offense all " Admitted presence at scene but nothing more (401) (312) Claimed ignorance (402) (413) Claimed alibi (403) 414 Other (404) (415) TE B. Ccncerning Motive Pescribed quarrel with victim (416) : (422) é Claimed self-defense (417) (423) Claimed other provocaticn (417A) : (424) Claimed accident (418) (425) Admitted intentional use of force but no intent to kill (419) (426) Claimed under heavy influence of alcchol/drugs (420) (427) Pelusicnal Compulsicn (4203) (4273) go Cther (421) (428) C. Concerning Statements 63B. Did the defendant give conflicting statements to police? Cede: 1 = Yes - If so, cn what issue(s) (428) 2 = Nothing in file to suggest such statements 63C. Were the defendant's statements consistent with a theory of self- defense? Code: 1 = Yes (429) 2 = No N = File does not suggest the claim of self-defense was raised by defendant or that the claim imrplausible UC = Statements made byt significance is unclear 53D. Wer=s defendant's statements consistent with a theory of diminished responsibility e.g., voluntary or involuntary manslauchter? Cede: 1 = Yes (429A) 2 =No ’ : N = File does not suggest the claim of diminished responsi- bility was raised by def. or that the claim is plausible. U = Statements made but significance is unclear 6E. The file Code: 1 = Indicates defendant received a Miranda warning 2 = Indicates defendant did not receive a Miranda warning (430) 3 = Does not indicate whether defendant. received a Miranda warning = Defendant's statements were not incriminating “2 | 28 Co-perpetrator Statement (Cmit 64-64D if no co-perpetrator) 64. The file indicates that there was a co-perpetrator who a gave a statement to the authorities implicating defendant Cede: 1 = yes 2 = no 53 (431) (If the answer to 64 is 2, go to Q. 65) 64A . What.co-perpetrator was the witness in Q48C and Q48D? Code #. (432) 64B . The co-perpetrator implicated the defendant in: (check more than cone if more than one applies.) the hamicidal act planning the contem— (434) (437) poraneous offense planning the homicide {435) the contemporaneous offense (438) (436) 65. The file indicates that there was a witness who heard an incriminating remark by the accused or a cc—-perpetrator (do not include admission to the authorities here) Code: 1 = Yes (I£ the answer to Q. 6 is 2, go to Q.8%6) 2 = No ; (446) 65A & 3.Incriminatory Remarks AS (Enter only the most incriminating remark heard by a single witness) Code: 1 = Admission of killing 4 = Concerning the contamporansous crime [N S 1} Concerning a killing 5 = Concerning wearons 3 = An admission of the commissic of a contemporaneous 6 = Other inculpatory rsmarks or crime behavior (specify ) 65A. Did witness hear remarks by accused that were : (Witness #1) (N = only remark by co-perpetrator; code only (447) cne foil) . (Witness #2) (4438) 65B. Did witness hear remarks by cc-perpetrator that were (Withess #1) = (N = only remark by accused; amit if no co-perpetrator; (449) code only one foil) (Withess #2) (450) 29 29 66. The file indicates there was scientific or real evidence other than the murder weapon linking the defendant or a co-perpetrator to the event. = Yes 2 = No (If answer to Q66 is 2, go to Q67.) 66A. The accused Code: 1 = Fingerprints at scene 2 = Footprints at scene 3 = Tiretracks at scene 4 = Perscnal belongings of Cefendant found at the scene 5 = Trace evidence at scene; e.g., €efendant's blcod tyre, hair, etc., (specify SA = Trace evidence found on victim Evidence Against Defendant (N = Evidence links only co-perpetrator - first foil only) (452) ° 30 30 or a co-perpetrator were linked to ~ Qo (451) the scene of the crime by: Trace evidence found on defendant or belongings of defendant; e.g., victim's blced type, spent qun shells, etc. (specify ) Mcney or belongings of the victim or gocds associated with the crime found in the defendant's rossession and positively identified. Mcney or belongings of the victim or goods allegedly asscciatsd with the crime found in the defendant's possession but not identified as such. Other Evidence Against Co—Perpetrator (N = Evidence links only defendant; anit if no co-perpetrator - first foil only) 66B. 68.: If the answer to Q.66A was 4, 6, 7 or 8, answer the following question; otherwise go to Q.67. How was this property connected to the accused? Cede: ; (458) 1 = Volunteered to police by defendant 8 = Found in or traced to ay 2 = Volunteered to police by © co-perpetrator's possessicn (459) co—-perpetrator during a search 3 = Found on defendant's person ueon arrest 4 = Found on co—-perpetrator’s person upon arrest 9 = Found in close proximity to the defendant 10 = Found in close proximity to the co—-perpetrator 5S = Found in or traced to 11 = Defendant seen disposing of defendant's possessicn this property (in house, car, etc.) won 12 = Co-perpetrator seen disposing arrest of this property 6 = Found in or traced to co 13 = Passed by defendant (e.g., forgery perpetrator’s possession 14 = Passed by co-perpetrator, e.g., (in house, car, etc.) wen forgery ARmREL 15 = Witness saw defendant with property 7 = Found in or traced to 16 = Witness saw co-perpetrator with defendant's possessicn property during a search 17 = Unknown Does the file indicate the defendant or a co-perpetrator sustained any injwxy at the scene of the crime that linked him/her to the homicide? Code: 1 = Yes 2 = No Defendant : : - : (4€0) Co-perpetrator (Gnit if no co-verpetrator) (461) Does the file indicate defendant tock out a lifes insurance policy that linked him/her to the hamicide? Code: 1 = Yes i No : (462) Did the homicide involve the use of a weapcn (other than hands or feet)? Code: 1 = Yes 2 = No U = Unknown (463) (If answer to Q69 is 2 or U, go to Q71.) Was the murder weapon found? Code: 1 = Yes ; 2 = No, if answer is 2, go to Q71. (454) U = Unknown, if answer is U, go to G3oC. ’ 69 B. If ves, how did police get the weapon? - Ccde: CG W o d a u d w n Found at scene or nearby Found elsewhere (465) Voluntarily surrendered to police by defendant Voluntarily surrendered to police by co-perpetrator Voluntarily surrendered to police by other persons Accused led or directed the authorities to it Co-perpetrators led or directed the authorities to it Confiscated during a search Other Unknown (€mit 69C if answer to 69B is 3 through 7.) 32. How was the weapon connected to defendant (D) or a co-perpetrator (C)? 70. Code: WO 00 J OH w n u u w u Weapon was not connected to D or C Weapon was found on D's or C's person or in D's or C's possession ‘Weapcn was found. in close proximity toD or C Saw the D with weapon at scene of the crime = Witness positively saw Nor C with weapcn (cn same other occasion than that of the homicide) Witness saw D or C with weapon that locked like the hcmicide weapon (on same other occasion than that of the hemicide) D's or C's fingerprints were on weapon D or C admittad ownership D or C admitted possession Paraphenalia such as holster or spent shells found on accused Or co—-perpetrator Other = Unknown Evidence Against Defendant Evidence Against Co-Perrvetrator (amit 1f no coc--perpetrators) (468) T1563 TIT 153 Was there a ballistics report that Code: 1 2 G o u t e s I I TI | il Positively linked the fatal bullet (s) to the homicide weapon (470) Possibly linked the fatal bullet(s) to the homicide weapon Report failed to link fatal bullet(s) to the hcmicide weapon Report cleared the defendant's weapon No ballistics report Not applicable, no gun Gun and unknown if report Not contested that defendant's qun fired the shot 32 7%e 72. Was there a report of medical evidence in the file that clarified the cause of death? Code: 1 = Yes and it linked cause of death to accused's or co-perpetrator's actions. : 2 = Yes but it did not link cause of death to accused's or co-perpetrator's actions. 3 = Yo indication of medical evidence in file. Defendant Co—-perpetrator (Cmit if no co-perpetrator) (471) (472) Nature of the arrest of accused and co-perpetrator(s): Code: 1 = Voluntarily surrendered at scene shortly after the offense 2 = Voluntarily surrendered within 24 hours of crime, but not at scene 3 = Voluntarily surrendered but not within 24 hours of crime 4 = Apprehended at the scene shortly after the offense 5 = Apprehended within 24 hours of crime, but not at scene 6 = Apprehended but not within 24 hours of the crime 7 = Co—-perpetrator not arrested 8 = Voluntarily submitted to arrest without admission of liability 9 = Cther U = Unknown Defendant's Arrest Co—perpetrator's Arrest (Qnit if no co~perpetrator - first foil only) (foil for each co-cerpetrator) #1 (473) 2 (474) Ki (475) #3 (476) id 33 33 73. The file indicates that there was a witness with informaticn on preparaticn Or precipitating events: & 1 =Yes 2 =No (If answer to Q73 is 2, go to Q74.) 737A. Preparation or Precipitating Events (enter number of witnesses: a witness may be entered for more than one piece of evidence)’ Did witness: Re: defendant Re: co-perretrator ice Civilian Police . Civilian Polic va (Leave blank if no co-perpetrators) describe the accused as the (473) (479) aggressor in provoking a fight (498) (499) describe the victim as the (480) (481) aggresscr in provoking a fight (500) (501) describe the accused as armed (482) (483) bs %h (502) (303) describe the victim as armed £ (484) (485) (504) (305) a say that accused could have (486) (487) retreated frcm the scene but (506) (507) didn't describe the accused as being (488) (489) intoxicated or under influence (508) (509) of drugs oa. pera : describe the victim as being Lh ci (490) (491) intexicated or under influence (510) (511) of drugs oy describe hearing an argument (492) (493) between the accused and the (512) (513) victim i testify to other events concerning (494) (435) possible claim of self-defense (514) (515) (specify) testify to other events concerning (496) (497) a claim of diminished responsibility (specify) (516) (517) 34 34 74. The file indicates that there was a witness with information cn motive: 1l.= Yes 2 = No 8 (518) (I£ answer to Q74 is 2, anit Q74A.) 74A. Motive for Crime (a witness may be entered for more than one piece of evidence) Did witness: Re: defendant Re: co—-perpetrator Police Civilian Police Civilian (Leave foils below blank if no co-per- netrators) : ever hear the accused utter (519) (520) threats against the victim or (329) (5330) a person the victim cared about ever hear the victim utter (521) (522) threats against the accused or (5331) .{532) a person the accused cared about deny that victim uttered threats (523) (524) against the accused {533) (534) | know of bad blcod between (525 (526) accused and victim {555) (536) testify to any other motive (527) (228) cn the part of the accused to {537) (533) kill the victim (specify) 33 35 + Offender's Name Case # Narrative Summary of the Case. A 50-150 word summary including a) all facts presented in the answers to the preceding questions and b) any special cir- cumstance not covered in the preceding questions. Please highlight factors that bear on the defendant's culpability and might explain why the prosecutor did or did not seek a death sentence. Also include a brief summary of the sources of evidence that indicate the strength of the evidence in the case. Amibiquities in the File (not to be keypunched) I. Circumstances of the crime, the victim and offender. II. Strength of the Evidence. 37 D7 Worksheet for Missing Data h (not to be keypunched) Case He Offender's Name 1. Complete for all cases (give full names and PRINT) a. ‘Trial Defense Counsel - Names, Addresses and Phone #' b. D.A.'s Name c. Name of Ass’'+ D.A. who tried case if D.A. did not d. Homicide indictment # Murder Conviction Voluntary Manslaughter e. County of Conviction (variable 4) £. Date of Sentence f. / (variable _4B) 2. Victim List - list only victims whose race is unknown 1. Victim(s) (enter extra victim data on the bottom of this page) Date of Death/County of Death, Victim # _ Name if different from county cf conviction a, Hl / / Bi 2 / / GC. 3 A / S14 / f Please return to: David C. Balcus College of Law University of Iowa W Iowa City, IA 52242 (319) 353-4157 34 0 Supplemental Sheets for Multiple Victim Victim's Name & Case No. (538A) Victim Number : . M =1 Female = 2 Unknown = 0 355. Sex ale 36S. Race White = 1 Black = 2 Spanish 3 Nat. Am. = 4 Other = 5 : ; : Ancestry _ If mknown, camplete worksheet (539) ; : cn race of victim. 37S. Age (enter actual # of years) ._ If only phase of life cycle is known, enter: A = Aged Adult (over 65) D = Teenager (13-19) B = Middle Aged Adult (35-63) E = Child (6-12) gc Preschcol (under 6) 1] Fx } 1} Young Adult (20-35) 385. Occupational skill of victim ee —— Part I (541) A Professional and Managerial E Outside of Work Force 01 = Professional (Doctor, lawyer, 14 = Juvenile (tco young for echenl) etc., cther professional) 15 = Student 02 = Executive 16 = Retired 03 = Judicial Officer (or former), 17 = Jlousekeeper District Attorney (cr former) 8 04 = Proprietor F Service Workers B Law Enforcement and Military 18 = Security Guard (not sworn) 19 = Store Clerk 03 = Policman, Fireman or Correction 20 = Service Station Attendant Employee . "21 = Waitress, Bartender, Taxi 06 = Military - enlisted i Driver or similar service a7 = Military - Officer ~ persan Cc White Collar G Unstable 08 = White Collar Worker: . 22 = Drifter : 08 = Apartment/Hotel rier 23 = Professional Criminal 10 = Store Manager + 24 = No Occupation 25 = Prostitute or Pimp D Blue Collar and Unskilled H "Other 11 = Blue Collar (all skilled laborers i, will be considered blue collar: 26 = Other 1.8. mechanics, factory workers, 27 = VICEim has worked but truck drivers) Farmer and Fisher Unskilled Laborer - precise skill is unknown, - U = Unknow whether victim has ever worked at all. If code Part I with U then skip 39 Pari 11. i u aD ® =: Pax: IT of Q.388S. To be answered if your answer to Part I is 27 or if a specific skill is identified in Part I and the file also suggests a skill in a Part II general category. Code: 1 = Expressly stated in file CROP 2 2 = Suggested by the file but not specifically indicated A Eg Eee Group B : Blank = Inconsistent with information in file HEY Ue vp re U = Unable to classify as 1, 2 or Blank, Group C (544) Group D (543) Group E hy 240 Group IF 547) Group G oi (548) 40S. Victim's status in relationship to the Defendant Part I Code: : ; (549) 01 = Husband, wife or ex 13 = Other: defendant known to 02 = Parent victim 03 = Child 14 = Qther: victim known to 04 = Sibling defendant 0S = In-law 15 = Employer or ex 06 = Other family 16 = Employee or ex 07 = Paramour or ex 17 = Co-worker or ex (intimate relationship) 18 = Business associate (when 08 = Homosexual relationship it can't be determined 09 = Friend or ex whether 15, 16 or 17 applies) 10 = Neighbor 19 = Current or prior confederate 11 = Other acquaintance or rival in crime 12 = Casual Acquaintance 20 = Opreosing gang member (when it can't ke determined 21 = Stranger whether 10 or 11 applies) 22 = Specific relationship unknown but general relationship stated or suggested by file U = Neither specific nor general relation- ship stated or suggestec by the file; unkncwn 40 ax II of OQ. 40S. & i If Part I is coded 22, complete Part II, Omit Part II if answer to Part I is 1 through 22 or U. 1 = Expressly stated in file Family 2 = Suggested by the file but . 350 specifically indicated Blank = Inconsistent with information Friend or Intimate in file (551) U = Unable to classify as 1, 2 or Blank Casual Acquaintance (Soar Work Associate (35 Criminal Association or rival (33 Stranger (555) 46S. Special Aggravating Circumstances of Victim Code: 1 = Expressly stated in file 2 = Suggested by the file but not specifically indicated Blank = Inconsistent with information in file U = Unable to classify as 1, 2 or Blank Bed~-ridden/handicapred Dafenseless because of physical (520) (563) condition or weakness, €.9., Mental defective frail woman 337) : Defenseless due to youth ; Peace officer, corrections employee 558) (564) or fireman while engaged in the Defenseless due to advanced age performance of his/her official cuties (339) Supporting children Pregnant (563) 560 Victim was asleep or just Victim offered no provocaticn (561) awakened 566) Defenseless because of gross (562) disparity in physical sizes ; i.e., defendant much larger Or two or more pecple agains: cne, code N for cases wi.ere size is irrelevant given mxxia of killing (e.g., qun) a1 57S. Expressly stated in file Suggested by the file but not specifically indicated 8 ’] [() — w o Thea victim: Had used drugs/alconol wy (368) immediately previous to homicide Was affected by this drug/alcchol (569) consumption Code: 1 = Substantially 2 = Moderately 3 = Slightly N = Not applicable, because IO drug/alcchol use : U = Unkncwn effect but D/A used Arocused the defendant's fear (570) for life Was armed with a deadly weapon (571) And defendant had history of bad 7572) blood physically injured TT chysically assaulted the defendant (374) at the time of the homicide verbally threatened + $573) : verbally abused (576) __+ physically injured (377) physically assaulted (578) : sion verbally threatened ene Oe rere don ~ +he defendant on an earlier occa—~ (J9:< Mitigating Circumstances Relating to the offense fram the defendant's perspective and relating to the victim Blank = Inconsistent with information in file U = Unable to classify as 1, 2, or blank Aroused defendant's sex desire - (5814) Showed or talked about large (5382) amounts of money Was a participant in or 583) consented to his/her own death Was a fugitive at the time of (584) the homicide Had a criminal racord (585) Was a participant in the contem- (586) poraneous crime. Cmit if no contenporanecus crime. physically injured £587) : .a person that shysically assaulted | the defendant (588) cared about at the time verbally threatened {| of the homi- 389) cide verbally abused (590) physically injured 391 a perscn hyscially assaulted the defen- dant cared about cn verbally threatened an earlier (393) occasicn verbally abused (594) Sl osha (595) Sources of Data DB 39 Department of Pardons Opinions- Georgia Supreme Court Trial Judge's and Paroles Reports Transcripts- (Crime, Defendant —-Dennis and Victim) York (Crime, Defendant Question and Victim) Briefs- naires Dennis York Cards Departmen= of Offsnder Wath WET de sed ay Charsing and Sentencinc — 3tudv NuesTionnalire 3ureay of Vital Lawyers Statistics {Status of Counsel, Whether Penalty Trial, Plea Bargain Offers (Sex, Race, Age and Took Place) Docunation of Yiptim) Supplemental Death Homicide Certificate Tape 43 DB57 Table A HOMICITE CASE DISPOSITICNS AND DEATH SENTENCING RATES: 1974-793 1974: 975 197 0 (0 ) | Ww ~J ~) + Ww ~I J QQ l d (Vo ) — 0 I. Murders & Non-Negligent Homicides A. % of murders/non- negligent man- slaughter 1/ 868 711: = 392 592 73%. 81 B. rates per 100,000 .18 .14 + 34 og .14 17 II. Homicide Case 2/ Disposition A. death sentances 25 le 22 21 3 20 B. murder convictions with life sentences 149 124 137 11s 128 114 C. voluntary manslaughter convictions 240 201 20% 196 2C3 135 III. Ceath Sentencing Rates Among: 2/ A. reported murder and non-negligent manslaughter cases «D3 02 .03 .04 31 02 B. murder convictions (by plea or at trial) 14 ca .14 .16 +07 +15 1/ he proportions included in this table are estimated from the sample of the Charging and Sentencing Study 2/ Estimates based on data from the Charging and Sentencing Study QO 44 Figure 4 pDBLEB PROPCGRTION OF CASES REMAINING IN THE SYSTEM AT SUCCESSIVE STAGES IN THE CAPITAL CHARGING AND SENTENCING PROCESS Pr Defendants Indicted for Murder or Voluntary Manslaughter- - - - - - - - \ (n= 2484) Defendants Indicted for Murder- - - - - - (n= 2342) Defendants Not Pleading Guilty to Voluntary Manslaughter- - - - - - - - (n= 1363) Defendants Tried for Murder th= 1121) / Defendants Convicted of Murder at Guilt Trial - = = = = = = = =o = = (n= 762) Defendants advanced to a Penalty Trial- - - after a Murder Conviction ah (n=238) Defendants Sentenced to bLeath - - - - - - (n=12 8) Charging and Sentencing Study) .94 +35 .45 «31 .10 +05 45 Table 4 DBbX UNADJUSTED RACE CF VICTIM AND PACE CF DEFENDANT DISPARITIES IN DEATH SENTENCING RATES I. Race of Victim Disparity White Victim Cases Black Victim Cases Difference Ratio II. Race of Defendant Disparity Death Sentencing Rates & Disparities Black Defendant Cases White Defendant Cases Differance Ratio 46 11 (308/973) 81 (20 /1502) 10 points Ih:l .04 (68 /1666) .07 (60 / 809) - 03 points .S1 DB L3 Table 5 DEATH SENTENCING RATES BY DEFENDANT/VICTIM RACIAL CCMBINATICN A B C D Black Defendant/ White Defendant/ Black Defendant/ White Defandant/ White Victim White Victim Black Victim Black Victim ran .08 81 03 (50/228) (58/745) (18/1438) (2/64) 47 DB78 Table 23 THE«-IMPACT OF RACE OF VICTIM, AGGRAVATING FACTORS AND RACE OF DEFENDANT, NINE STATUTORY A VARIABLE FCR PRIOR RECORD ON DEATH SENTENCING QUTCOMES (the numbers are the partial regression coefficients for each variable in an analysis in which the dependent measure was death sentences among cases indicted for murder) A B 2 2 W.5L.S. Regression Results 1/ Regression Logistic Regression 2/ Coefficient « 2 3 ~ v Results Level of Statistical Regression Death Qdds ignificance Coefficient Multiplier Race of Victim .07 a/ 1.02 2.3 {.0014)™ {.003) Race of Defendant 04 ga 02 343 (.09): = (.93) Prior Capital Record .07 3.1 3.0 (Bl) {. 02) {.0L) Enumerated Contempor- aneous Offense . de 2-2 3.0 (B2) (.0001) (.000C1) Risk of Death to 2 or More in Public -.01 $47 1.2 (B3) {+87) £.65) Money/Value Motive -.01 =.08 =.93 (B4) {.82) (+78) Murder for Hire .08 1.9 5.7 (B6) (+13) {.002) Murder Vile, Horrible or Inhuman «03 1.72 5.6 (B7) {.0L) {. 0001) Victim Police/Fire =.01 27 1.3 (38) (.81) (.65) Cefendant Prisoner or Escapee .18 2.06 7.8 (B9) {.001) {.0002) Killing to Avoid/ Stop Arrest wel v82 25 (B10) (.0001) (.0006) Felony/Violent Misdemeanor Record 505 Ag .2 (FEL_2VM) (.72) {+45) The analysis employs weighted data. See Section IIIB supra for a discussion of the weighting scheme used / The analysis employs unweighted data a/ See table 22 note a. The t statistic for race of victim was 2.7 and for race of defendant was 1.8. 48 TABLE 24 D B 7% PARTIAL REGRESSION COEFFICIENTS FOR RACE OF VICTIM. RACE OF DEFENDANT AND 10 STATUTORY AGGRAVATING FACTORS, IN A REGRESSION ANALYSIS CONTROLLING SIMULTANEOUSLY & FOR THE BACKGROUND EFFECTS OF THESE FACTORS AND 75 ADDITIONAL MITIGATING FACTORS 1/ (Charging and Sentencing Study) A 3 c D W.L.S. Regression Results 2/ Regression and pid . 3 CooPPiaients znd Logistic Regression Results 3/ Level of Statis=- Regression Death Odds tical Significance Coefficient Multiplier Race of Victim 10% 2.1 8.2 (.001) (.001) Race of Defendant .072/ .36 1.4 (.01) (ns) Prior Capital Record .07 1.71 3.5 (B1) (.01) (.01) Enumerated Contemporaneous Offense .06 1.48 4.4 (B2) (.05 (01) Risk of Death to 2 or More in Public -.01,, «35 1.7 (ns) = (ns) Money Value Motive 03 +13 § (B&4) (ns) (as) Murder for Hire .Q9 1.5 5.0 (B6) (ns) {.03) Murder Vile, Horrible or Inhuman .03 1.9 8.7 (B7) (.001) (.001) Victim Police/Fire .004 27 143 (38) (ns) (ns) Defendant Prisoner or Escapee 14 2433 10.0 (B9) (.05) (.01) Killing to Avoid/Stop Arrest .19 32 2.3 (B10) (.001) (.05) Felony/Violent Misdemeanor Record -.001 -.23 .8 (FEL_2VMD) (ns) (ns) 1/ The variables-and coefficients for the mitigating factors are not included in this table. 2/ The analysis employs weighted data. See Section IIIB supra.for a discussion of iy weighting scheme used. 3/ The analysis employs unweighted data. Z/ See table 22 note a. The t statistic for race of victim was 3.8 and for race Ww of defendant was 2.3, b/ Not statistically significant at the .10 level. 49 Table 31A DB] ADJUSTED REGRESSION COEFFICIENTS ESTIMATED FOR SELECTED AGGRAVATING AND MITIGATING FACTORS AND THE RACE OF THE VICTIM AND DEFENDANT IN AN ANALYSIS OF DEATH SENTENCING OUTCGMES (CHARGING AND SENTENCING STUDY) B W.L.S. Adjusted Regression Coefficientwith level of Variable .Label Statistical Significance and Name in Parenthesis 1. History of drug or alcohol abuse (DRGHIS) -.01 (.08) 2. Defendant was under 17 years of age (SMYOUTH) -o 03 (.08) 3. Victim a stranger (STRANGER) ,05 (,005) 4. Defendant was blac (BLACKD) .06 (.003) 5S. Defendant admits guilt and no defense asserted -.07 (.004) (DEFADMIT) §. Multiple stabbing (MULSTAB) .08 (.0006) 7. One or more white victims (WHVICRC) : 09 (.0001) 8. Prior record of murder, armed robbery, rape, 08.002) kidnapping with bodily injury (LDFB1) 9. Defendant prime mover in planning homicide, .09 (.01) contemporaneous offense (DLEADER) 10. Killing to avoid, stop arrest of self, other (LDFB10) .10 (.0001) 11. ‘Serious contemporaneous offense with : : oe aggravating circumstances .10 (.0001) 12. Defendant prisoner or escapes (LDFRB9) .10 (.02) 13. Defendant not triggerman (NOKILL) -.12 (.0001) 14, Defendant killed two or more people (TWOVIC) .14 (,0001) 15. Rape involved (RAPE) ,14 (.0002) 16. Mental Torture (MENTORT) .15 (.002) 17. Victim bed-ridden or handicapped (VBED) ,16 (.09) 18. Victim was drowned (DROWN) .16 (.01) 19. Kidnapping involved (KIDNAP) ,18 (.0001) 20. Defendant motive to collect insurance (INSMCT ) 24 (.0001) Ww 21. Victim tortured physically (TORTURE) .3% .000%) 22. Motive to avenge role by judicial officer, DA, 44 (.006) lawyer (AVENGE) S50 Table 32 D5 33 RACE CF VICTIM AND DEFENDANT DISPARITIES IN DEATH SENTENCING RATES FCR DEFENDANTS INDICTED FOR MURDER AS ESTIMATED WITH REGRESSICN COEFFICIENTS, CONTROLLING FOR ® ALTERNATIVE SETS CF NON-RACIAL BACKGRCUND CHARACTERISTICS (CHARGING AND SENTENCING STUDY) W.L.S. REGRESSICN RESULTS fo a) e) A B c Non-Racial I I f Statistical Significance Vaoiabias in SeStEioients and Level of S std gnifi the Analysis Race of Victim Race of Defendant 230 + aggravating, : mitigating, evidentiary Wil i .06 and suspect factors { 025 {.02) Statutory aggravating circumstances and 126 factors derived from the entire : file by a 7 ki factor analysis (.01) (01) 44 non-racial variables with a statistically significant relationship (0 &£.10) to death 07. .06. sentencing (.0002) (.0004) results 1l/ 14 legitimate, non-arbitrary and statistically significant (P < .10) factors screened 2/ .06 af 08. with W.L.S. regression procedures (.001) (001) 13 legitimate, non-arbitrary b/ and statistically significant JOB ~~ (Pp <.10) factors screened Cad .05 with logistic regressicn 301) (.02) procedures 3/ 1l/ Variables are listed in Schedule 7, Technical Appendix. 2/ Variables are listed in Schedule 5, Technical Appendix. 3/ Variables are listed in Schedule 6, Technical Appendix. a/ See table 22, note a. : The t statistic for race of victim was 2.9 and for race of defendant was 2.8. b/ See table 22, note a. The t statistic for race of victim was 3.6 and the t statistic for race of defendant was 2.4. ol TABLE 32 cont. II. LOGISTIC REGRESSICN RESULTS Race of Victim i Race of Defendant Non-Racial Death Ceath Factors in Cdds Cdds the Analysis Coefficient Multiplier Coefficient Multiplier 14 legitimate, non- arbitrary and statis- tically significant (P £.10) factors : 1.4 .38 1.3 screened with 0.L.S. (.0%) £212) procedures 4/ fu ~ ~J b) 13 legitimate, non- arbitrary and statis- tically significant (P <£.10) factors screened with logistic .85 2.0 -.06 94 regression procedures 5/ (.01) (35) 4/ Variables are listed in Schedule 5, Technical Appendix. 5/ Variables are listed in Schedule 6, Technical Appendix. TABLE 34 DAZ5 RACE OF VICTIM AND RACE CF DEFENDANT DISPARITIES IN THE LIKELIHOOD CF A DEATH SENTENCE GIVEN A MURDER INDICTMENT ESTIMATED AFTER SIMULIANECUS ADJUSTMENT FCR THE EFFECTS OF DIFFERENT CCMEINATICONS OF BACKGROUND FACTORS (the numbers are W.L.S. adjusted regression coefficients for the race or Victim and race of defendant variables) (CHARGING AND SENTENCING STUDY) Partial Regressicn ; # Coefficients with the Level Prpuistlion of Cass of Statistical Significance and Neon-Racial ts ed in Parenthesis Background 1 Factors: Controlled for Race of Race of in the Analvsis Victim Defendant 1. B2 & B7 cases before adjustment for non-racial background controls B-2 cases «20 .04 (.001) (.46) B-7 cases .20 v3.0 (.0001) {.0L) B-2 & B-7 cases together . «20 .10 (.0001) 01) 2. B2 & B7 cases after adjustment for all statutory aggravating factors B-2 cases “13 .02 (002) (.76) B-7 cases 09 03 (.005) (.29) B-2 & B-7 cases together von .06 i {. 0001) {07 3. B2 & B7 cases after simultanecus adjustment for 230+ background controls B-2 cases «30 .25 (53) (.79) B-7 cases «10 33 {. 02) (.02) B-2 & B-7 case ther ses together 10 10 (.01) (.01) 4. All B2 & B7 cases with adjustment for statistically significant (.05 level) background variables selected with stepwise procedure B-2 cases .06 05 feild) {e15) a .08 .08 B-7 cases £02) Cipozl B-2 % B-7 cases together «37% TOT a (.01 (+01) 5. All cases indicted for murder .06 .06 and 230+ background controls (.022) £52) 03 Table 42 LA Go RACE OF VICTIM DISPARITIES IN DEATH SENTENCING RATES AMONG DEFENDANTS INDICTED FOR MURDER CONTROLLING FOR THE PREDICTED LIKELIHOOD OF A DEATIl SENTENCE AND THE RACE OF TIE VICTIM 1/ A B Cc D E F G H 1 J Predicted Nverage (hance of Actual Death “satencing : . Death Sentencing t of a Ixath Sentencing Rates .:-r Black Aritinetic Rates for White Ari Lie Ratio of Sentence Rate Defers. vi Difference Ratio of Defendant Involving Difference oo 1 (lcast) for the evi. Aivolving in Race of tha Race of the in Race of the Race of the t oy Cases at vhite Black Victim Rates Victim Rates White Black Vigtim Rates Victim Rates (highest) Each Level Victim Cases Victim Cases (Col.C--Col.D) (Col.€/Col.D) Victim Cases Victim Cases (Col.G-Col.ll) (Col.Gi/Col.ll) 1 .0 .0 .0 .0 0 .0 - - e (0/33) (0/9) (0/19) (0/5) 2 .0 .0 .0 .0 0 0 .0 .0 0 eA (0/ 55) (0/8) (0/27) (0/19) (0/1) : Ln 3 .08 .30 Al .19 2.73 .03 .0 .03 0 (6/76) (3/10) (2/18) (1/39) (0/9) R} .07 .23 .0 .23 - .04 —-—- our id (4/57) (3/13) (0/15) (1/29) 5 -29 «35 17 .18 2.06 +20 = fe = (15/58) (9/26) (2/12) : (4/20) [ 17 .38 .05 .33 7.60 .16 .50 -.34 -32 (11/ 64) (3/8) (1/20) (5/32) (2/4) 7 .41 .64 .39 .25 1.64 .39 .0 39 0 (29/71) (9/14) (5/13) (15/39) (0/5) u .88 .91 15 .16 1.21 .89 - - - (51/58) (20/22) (6/8) (25/28) 1/ The overall race of victim di statistically significant at Appendix G, Part IV, The overall race of victim measu i! arity estimated with a e .01 level (adjusted Jogistic coefficient measure was 1.31 X% was 10.36), (with a death odds multiplier of 3.7) These results were produced with the procedure described in re comparable to a least squares regression coefficient is .06. DR TABLE 43B PRCPORTICNS CF WHITE VICTIM CASES AND BLACK DEFENDANT/WHITE VICTIM CASES AT é SUCCESSIVE STAGES IN THE CAPTTAL CHARGING AND SENTENCING PROCESS, ALL CASES A B Cc = i Proportion of Proportion of Cases with Cases With Black Defendants White Victims and White Victims 1. Defendants indicted for murder or voluntary manslaughter .39 .09 2. Defendants indicted for murder .40 ’ +0 3. Defendants not pleading guilty to voluntary manslaughter 32 +15 4. Defendants tried for murder 50 +13 5. Defendants convicted of murder at guilt trial .55 «15 6. Defendants advanced to a penalty trial “3% 35 7. Defendants sentenced to death .84 39 09 Table STATEWIDE DB DISPOSITION OF CASES AT SIX POINTS IN THE CHARGING AND SENTENCING PROCESS AND OVERALL FOR ALL CASES CONTROLLING FOR-IHE_DEFENDANT/VICTIM RACIAL COMBINATION (CHARGING AND SENTENCING STUDY) A Indictment for Murder Guilty Plea to Voluntary Manslaughter After a Murder ; Indictment Guilty Plea to Murder & No Penalty Trial Murder Conviction at Guilt Trial Case Advanced to a Penalty Trial After Murder Conviction at a Guilt Trial Death Sentence Imposed at y Penalty Trial~ Combined Effect of all Decisions in the System | B Average Rate .94 (2342/2484) .42 (979/2342) 17 (237/1363) .68 -(762/1121) +32 (228/708) .56 (141/254) .05 © (1128/2484) c D E F Defendant/Victim Racial Combination [ Black/ Vhite/ Black/ Vhite/ White White Black Black .99 .95 .93 .90 (231/233) (710/748) (1346/1443) (54/60) 12 .29 .54 31 (28/231) (203/710) (731/1346) (17/54) +30 .18 i «32. (61/202) (90/508) (74/616) (12/38) 96 .76 .54 .89 (136/141) (314/415) (289/539) (23/26) .70 +32 35 .19 (87/124) (99/312) (38/250) (4/21) .60 .56 .43 .50 (56/94) (64/112) (19/44) (2/4) 22 .08 .01 +03 (58/748) (18/1443) (2/60) (50/233) = YY This pool of cases includes 10 guilty plea cases that advanced to a penalty trial, -13 penalty trials which were the second or third penalty trial for the offender 56 To 246 D3 95 REGRESSION COEFFICIENTS (WITH THE LEVEL OF STATISTICAL SIGNIFICANCE IN PARENTHESIS) FOR RACIAL VARIABLES IN ANALYSES OR PROGECUIORIAL DECISIONS TO SEEK AND JURY DECISIONS TO IMPOSE CAPITAL PUNISHMENT a B as B E : Controlling for I Full File of All Factors in File a, : Statutory I If Statisticall} Nggravating Factors Regardless of Significant I. Prosecutor Decision to All Statutory and Mitigating Statistical at level Seek a Death Sentence Aggravating Factors Factors Significance Al) Factors Factors With . Victi : Pap-faosiof icem Simultaneously Stat. Sig. at 1) Charging and : the .10 level Sentencing Study .24b/ 23 b/ 27. 21 .18 (.001) (.0001) (.0001) (.06 (.0001) 2) Procedural Reform : Study .18 16 aq 12. 13 (.0001) (.0004) (.0001) (.01) (.0001) B. Race of Defendant 1) Charging and Sentencing Study .14b/ rg 17. -09 -14 (.01) (.004) (.0004) (.42) (.002) 2) Procedural Reform : Si Study .04. .02 03. .01 .03 (.31) (.67) (.43) (.96) (.41) II. Jury Sentencing Decisions 1/ A. Race of Victim 1) Charging and 3 25 .19 a/ 05 Sentencing Study (.17) (.02) (.02) (.37) 2) Procedural Reform JA gy .14 - 06 pray (.23) (.04) (.09) (.42) B. Race of Defendant 1) Charging and 02 2.02 .004 - -.04 Sentencing Study (.82) (.84) (.94) (.42) 2) Procedural Reform -.01. .C -.02 - -.02 Study (.86) (.96) (.79) (:75) a/ simultaneous adjustment for all factors in the files was not possible because of the limited number of penalty trial decisions. v 32 See table 22, note a. The computation of "safe" standard errors did not materially alter the significance. 1/ Unvieighted data uscd S5 7 TABLE 48A + RACE OF VICTIM DISPARITIES IN DEATH SENTENCING DB 98 RATES AMONG DEFENDANTS CONVICTED OF MURDER AT TRIAL ESTIMATED WITH WEIGHTED LEAST SQUARES AND LOGISTIC REGRESSION EFFICIENTS, CONTROLLING FOR ALTERNATIVE SETS OF NON-RACIAL BACKGROUND FACTORS AND THE RACE OF DEFENDANT. (Procedural Reform Study) A B Weighted Least Squares Regression Coefficient (with Death Non-Racial Background Level of Statis- Odds Variables Controlled For tical Significance) Multiplier : ‘os 1/ i 1. Five Legitimate Factors— .09 Ses (.02) 3 os 2/ 2. Nine Legitimate Factors— .09 2.7 (.01) 3. All Statutory Aggravating .Q9 3.0 Factors (.01) 4 : 3/ 4. All Statutory Aggravating -— S10 ~ Factors and 51 liitigating {.,51) Factors 5. 160 Non-racial Aggravating 4/ .09 and Mitigating Factors {.02) and 4 Suspect Factors 5. 31 Statistically Significant .08 Variables from the File Showing {.00) a Statistically Significant Relationship (P <.10) with the Death Sentencing Result —' See Technical Appendix, Schedule 10 for a list of these variables factors in the analysis aggravating, mitigating and suspect See Technical Appendix, Schedule 11 for a list of these variables 3/ See technical Appendix, Schedule 14 for a list of the mitigating 4/ See Technical Appendix, Schedule 15 for a list of the full file of factors in the analysis Regression Coefficient (With Level of Statistical Significance) a/ The analysis involves too many variables for simultaneous adjustment in a logistic analysis o3 DB 106 Table 2 FULTON CCUNTY DISPOSITION OF CASES AT SIX POINTS IN THE CHARGING AND SENTENCING PROCESS AND CVERALL FOR ALL CASES CONTROLLING FOR THE DEFENDANT/VICTIM RACIAL CCMBINATIC 09 a B cg D oh Fi 3 Pefendant/Victim Racial Cambination | Average Black/ White/ Black/ Wnite/ Rate White White Black Black 1. Indictment for Murder .92 1.0 33 .91 1.0 (581/628) (52/52) (108/116 (412/452 (3/8) 2. Guilty Plea tn : Voluntary Manslaughter 59 38 48 63 1.0 After a Murcer » : Sidi . . Indictment (340/581) (20/52) (52/108) (260/412) (8/8) 3... Guilty Plea iv Murder & No ie 25 34 .16 x Penalty Trial (51/241) (8/32) (19/56) (24/152) 4. "Murder Convicticn 83 .83 .78 52 - at Guile Trial {{128/139) (20/24) (29/37) (79/127) -5. Case Advancsd to a Penalty : Trial After oe 37 ; .29 el Vid. ne Murder Conviction{ (18/110) (5/17) (6/29) (8/64) at a Guilt Trial §. Death Sentence a3% .60 33 a5 3 Imposed at (10/19) (3/5) (5/6) (2/8) Penalty Trial 7. Combined Effect «02 .06 05 005 0 f Decisiocns : an : : Sar tar {/asy AES (5/108) (2/412) (0/8) Indictment, Resulting in a Ceath Sentencs | FULTON CCUNTY Table 3 DRIOT - -- RACE OF THE VICTIM DISPARITIES IN THE DISPOSITICN CF CASES AT SIX POINTS IN THE CHARGING AND SENTENCING PROCESS AND OVERALL, FOR ALL CASES He Indictment for Murcer (n=629) Guilty Plea to Voluntary Manslaughter After az Murder Indictment (n=581) Guilty Plea to Murder & No Peanzliy Trial (n=241) Marder Conviction at Guilt Trial (n=189) Case Advanced to a Penalty Trial After Murder Conviction at a Guilt Trial (n=110) Ceath Sentences Imrosed at Penalty Trial (n=20) Combined Effect of Decisions After Murcer Indictment, Resulting in a Ceath Sentence (n=581) B c D E E aw Arithmetic . Recs of Jicsn 1 Difference Ratio of White Black in Race of The Races of The Average Victim Victim Victim Rates Victim Rates Rate Cases Cases (Col.C=Col.D) {Col.C/Col.D) .92 .95 9% .04 1.04 (581/629) (161/169) (420/460) 50 a. 48 .64 -.19 .70 (340/581) (72/161) (268/420) Wea .30 .16 14 1.88 (51/241) (27/339) (24/152) 68 ALT Nhe al 19 1.50 (129/189 (50/62) (79/127) A. Lek 3 LT 1.88 (19/110 (11/%6) (3/64) Py bes is ,48 2.92 (10/198) (g/11) (2/8) .02 .05 .C0S .045 10 (10/581). (8/161) (2/420) 60 - [oiTort County Foues-OFFICR CASES DB, Mana § - (PesT- Farman) Elie (To cluding Sup plemental Cases) Luire VieTim ‘a THtAckr VieTim : LIFE DEATH LIFE | LEAT All Cases (875 Mack 8 i fey Hy Suf-g K.SmiTH 88 (17 cases) [Goo Was Sw SuP-9 Way 86 : SVPio Boso Ww |Sup-2 Apbams 8 796 Muramuin 8/u SuP-4 CARTER 5/8 gba DsPRes 8 SuP-5 Lee 8/8 | lol BURNEY B/W SUP-b Muse 3/6 34 SmiTH By | SUP-3 BRaoLLY Ay ts0P-1 CRevenaw Au Bui SwWaAckARD | = — a = Se Sey ee re Ce i Agoravabed | £75 MACK. BA “MU Cesky Blo | [suka WAY 8/8 Cases Lod WALLS BA SUP-o MILLER 3/g {7 cases) 790 MurANMD BA Suf-10 Bodo wi | gravee Fou Defrse 8 Svb-g SMITH B/2 | 55%, | ove Burry 8d] Syp-y CaeTER 8/B | 34 Smit Bw Sur-s Lee 8/8 uP-3 BracLey B/5| SuP-2 ADAMS 2 t Suf-1 CesnerAw 0 Fite Swackago 61 Fethard) County == (ose — i AA TAT THN He fosr- Fura ant LY A (7 cases) : ts or Map dinsupris vg LuiTs Viciim BeAce Vira iF FF RATIO ave. | ~~ OASES | G7) pz oy 0 , 69 o iA] #) 4 (%) “99 ravale Cases (7) | py 20 .0 Tet itil g 0) (8) (%) | 5x7 | i | | | Z | pi | 4292 vated | CReés (58 (v0) we | LW | 5 0 .0 oF Bd gang &) ~~ Lorgon Coun7y EY CASES 10 tore THE Wiel WAS 4 Beses e (os 7 For em An) K9cE OF LEFENOANT LOIS2aR1 775s. . oii | 1 UIE 7747 LIMITE ViCTiIM BL Ack » AVE QF | Reno 0155 | Agro BLAck LEiendant (WAY TE DEF NOM Frac OEFSmMant | wits OFWs] pr Adses £42) L0G 10 0 JI 0p ": 63 0 Tae TU IE, Ie lg mee DRL eR ES SEAS WNT SEIN, i eT ER CN Se ES pc. SR, hal mE Tl Sn eri ren fe ———— Jere A gravateod Cases | (7) 25 HERRE) FT A Le a Cl ONC RE Nn hot Ta mae Less fggradaled CASES (10) PD Bi2O (Missing Deleted) THE IMPACT OF RACE oF VICTIM, RACE OF DEFENDANT, NINE STATUTORY AGGRAVATING FACTORS AND A VARIABLE FOR PRIOR RECORD ON DEATE SENTENCING OUTCOMES (the numbers are the partial regression coefficients for eacn variable in an analysis in which the dependent measure was death sentences among cases indicted for murder) ior Capital Record (Bl) Enumerated Contempor- aneous Offense (B2) X of Death %*o r More in Public (BE3) Money /Value Motive (Bd) Murcer for Hire (BG) Murder Vile, Horrible or Inhuman (B7) Victim Police/Fire (B8) Defendant Prisoner or Escapee (B9) Killing to Avoid/ Stop Arrest (E10) Felony/Violent Misdemeanor Record (FEL_2VM) ge B C.L.S. Regression Results Regression Coefficient & Level of Statistical: Significance g Logistic Regression =< Results Regression Coefficient 09. (007) 04 {.22) 33. (.01) .08 (.02) 01 (.77) wl (.82) .09 . (.19) 08 (.42) 41 (.002) 32. (.0002) 280 in (.0001) 02 «{.40) t.1 (.01) .02. (.95) 1.5 (.01) 1.76. (.0002) 14 (.78) -.14 (.73) 2.0 . (.008) 2.7. (.08) 1.82. (.13) 2.14 (.006) 1.33% (.0001) .28. 1.3 (.40) The analysis employs weighted data. See Section IIIB supra for a discussion of the weighting scheme used 8 4 The analysis employs unweighted data See table 22 note a. The t statistic for race™of victim was and wl BY Dwi Vm em eta so mK dale ¥3 DBI2z (W. C. Analysis) THE IMPACT OF RACE OF VICTIM, RACE OF DEFENDANT, NINE STATUTORY ® AGGRAVATING FACTORS AND A VARIABLE FOR PRIOR RECORD ON DZATH SENTENCING QUTCOMES (the numbers are the partial regression coefficients for =ach variable in an analysis in which the dependent measure was death sentences among cases indicted for murder) a B c 2 c....S. Regression Results Regression ; eas Coefficient & EEO Ss Level of = Statistical Regression Dezth Cdds Significance Coefficient Ngiltiolier Race of Victim 08 .39 7.4 (.0L) (.02) Race of Defendant a3 -.10 .95 (19) {.73) | Prior Capital Record a7 T.L 4.0 (BL) {-02) (.004) Enumerated Contempor- ; ts. f aneous Offense RT 1.7. 5.5 (B2) {.001) (.0001) Risk of Death to -. 002 38 1.4 2 or More in Public (.92) {.30) (B3) Money /Value Motive -.01 -.02 (B4) (.70) (.95) Murder for Hire Jas 2.03 7.8 (B6) (.13) ~ 0.001) Murder Vile, Horrible = or Inhuman wl | © S.03. 152.9 (B7) (.0006) (.0001) Victim Police/Fire dl 573 2.2 (BS) (.83) (.29) Defendant Prisoner ; or Escaree .14. 1.37. GS. (39) {.003) (.003) =i % Killing to Avoid/ : Stop Arrest ie32 1.9. 8.7 (310) (.0001) (.0001) Felony /Violent to s lisdemeanor Z2ecord ..001 20 1.2 ke (FEL 2vi) (.08) (.48) 85 TABLE X-1 Dgi123 RACE OF VICTIM AND DEFENDANT DISPARITIES IN DEATH SENTENCING RATES AS ESTIMATED WITH LEAST SQUARES REGRESSION COEFFICIENTS IN A WORST CASE ANALYSIS CONTROLLING FOR ALTERNATIVE SETS OF NON-RACIAL BACKGROUND CHARACTERISTICS 1/ Regression coefficient with level of statistical significance in parenthesis Non-racial Factors Controlled for : Race of Victim . Race of Defendant Nine legitimate factors! .06. . .03 (.0004) (.06) 39 legitimate factors! gm oh All statutory. aggravating 4/ : : factors and 70+ 04 02. mitigating factors (.006) £.23) 1/ The coding for missed data in this analysis is described in the introduction to Appendix I 2/ See Table 224 for a list of the variables 3/ See Technical Appendix Schedule 4 for a list of the variabies 4/ See Table 24 p. 66 for a list of the variables TABLE X-2 (Worst Case Analysis) I RACE OF VICTIM AND RACE OF DEFENDANT DISPARITIES IN DEATH SENTENCING RATES CONTROLLING FOR FORTY CONCEPTUALLY IMPORTANT VARIABLES, WITH RACE OF VICTIM VARIABLE RECODED FOR MISSING VALUES— ; Race of Victim Race of Defendant Regression Regression Coefficient Coefficient (with level of (with level of statistical statistical significance) significance) Weighted Least Squares «33 2/ : «03 (.001)—= {N.S.) Logistic 1.1 -.16 {.05) ies.) 2/ ; ~ Cases with missing data on race of victim are coded "1" for white victims in murder/life sentence and voluntary man- slaughter cases and "0" for black victims in death sentence cases. a/ ~ See Appendix G for description of the Cressie procedure used to estimate the level of significance of the variable. Table 1 Diagnostic Analysis of Five Models for Death Sentencing Adj Race of Victim Name of Model RZ Coefficient Std.Error Safe Std.Error Interaction(SE) Seven variable model WLS +15 .078 .021 .024 - OLS .100 .027 .036 - WLS worst case .076 .020 - = WLS with 37 most influential cases removed .054 .021 - - WLS with second order ; interactions “17 048 .028 - WHA: .74 (.38) Weighted logistic 1.77 «31 .31 = Unweighted logistic .99 «32 «32 = Modified Mantel-Haenszel Chi-Square: 16.8,GOF Chi-Square (df): 3.2 (4) Eleven variable model WLS .24 .080 .020 .023 - OLS 110 .027 .035 WLS worst case .062 .017 = = WLS with 43 most influential cases removed -05] .020 - - WLS with second order interactions S30 .062 .024 - WHA: .74 (.25) Weighted logistic 1.44 «33 «35 - Unweighted logistic 1.12 .34 «35 - Modified Mantel-Haenszel Chi-Square: 15.6,GOF Chi-Square (df): 5.3 (5) Midrange Diagnostic Model WLS .35 .076 020 .023 - OLS «102 025 .036 - WLS worst case .057 016 - = WLS with 48 most "influential .041 .019 - - cases removed 3 WLS with second order wins -92(.15) _ interactions .39 17 021 - WiA%-2.4 (.44) Usigied Jogistie 1.45 .41 +45 =: 21 stic chi .42 : .45 - Modified Mantel -liaenszel hi-Square:21.0, GOF Chi-Square (df): 2.315) GW 4 Race of Defendant 68 Coefficient Std.Error Safe Std.Error Interaction (SE) 037 .021 025 - .042 027 .037 - 040 .021 - - .013 .021 = we .012 .028 = Not significant -.08 .24 1 - : -.09 .26 .26 - Chi-Square: .14, GOF Chi-Square (df) = 10.2 (4) 039 .020 .023 -— 053 .025 <035 - 03% .017 - = .012 .020 = = .011 .023 - Not significant .025 A .30 = .074 .28 «29 = Chi-Souvare: .18, GOF Chi-Square (df): 4.9 (5) .047 .020 .023 058 .024 .036 .041 .016 = .013 .019 = .028 .020 - -.66 .46 .42 -.07 »37 .39 Chi-Square: 3.1, GOF Chi-Square: 1.9 (5) Not significant Table 1 (Continued) Adj Name of Model R? Coefficient Std.Error Safe Std.Error Interaction (SE) All Statutory Aggravating Circs WLS 21 .068 021 .024 - OLS .085 .028 .035 - WLS worst case .055 016 - WLS with 40 rost 013 .020 - - influential cases removed - - ILS with secord order interactions 23 .074 024 - WH+A: .80 (.31) Weighted logistic 3.39 32 +33 - Unweighted logistic 1.05 .34 .34 - Modified Mantel-Haenszel Chi-Square=24.4, GOF Chi-Square (df)= 3.5 (5) All Statutory Aggravating & 73 mitigating WLS 27 .097 .022 027 - OLS +119 .028 038 - WLS worst case WLS with 46 most influential cases removed .052 .021 - = WLS with second order interactions 31 .049 .023 - WHA: .44 (.18) Weighted logistic 2.56 .48 .55 - 2.07 .49 a7 - Umweighted logistic Modi fied Mantel-Haenszel Race of Victim Chi-Square=11.1, GOF Chi-Square (df) = 1.9 (4) Race of Defendant Coefficient Std.Error SafeStd.Error Interaction (SE) 035 -021 .024 - 042 026 .036 = 040 .016 = = 003 .020 - - / .006 .023 = Not significant .001 .26 .28 - .04 .28 .28 = Chi-Square=2.0, GOF Chi-Square (df) = 5.5 (5) 071 .022 .027 - .080 027 .039 - .041 .020 - - .005 .023 = Not significant .54 .40 .43 = .21 .40 +39 - Chi-Square = 1.4, GOF Chi-Square (df) = 2.8 (5) c. de Notes for Table 1° Diagnostic Analysis of Five Models for Death Sentencing WLS is weighted least squares (linear regression) using inverse sampling fraction weights. OLS is ordinary, unweighted least squares. Std.Error or SE is the nominal standard error of the regression coefficient as printed by the camputer. Safe Std. Error is an estimate of the standard error using Cressie's method (see appendix G ) WLS worst case is a run in which missing values of aggravating factors were set to 1 for death cases and 0 for life cases, and missing values for mitigating factors were coded 0 for death cases and 1 for life cases. WLS with most influential cases removed is a run in which the cases with high influence on either of the coefficients of the racial variables have been deleted fram the analysis WLS with Second Order Interactions is a weighted regression of death Sentence on a variable measuring the level of aggravation, the square of that variable, the race of victim and defendant, their interaction and their linear and nonlinear interactions with the level of aggravation (see appendix G ) Weighted Logistic is weighted by the inverse sampling fraction as a case count. Te Models: All models contained the race of defendant and race of vichim and the following additional variables. 7 variables BLVICMOD TWOVIC VPCARBR FELMUR STRANGER 11 variables BLVICMOD STRANGER TWOVIC FELMUR "TPCARBR TORTURE MENTORT NOKILL LDFB7D Midrange Diagnostic BLV1CMOD DEFADMIT VWEAK HATE DRCEN LDFRBR3 INSMOT LDFR10 VICDRUG VICCEIID LDFB4 LDFB1 NONPROPC TWOVIC LDFB6 MITDFFN LDP37D TORTURE NOKILL DRGHIS YOUTH STRANGER LDFB3 FEDEF AVENGE VBED MULSH KIDNAP ILDFBI DLEADER MENTORT MULSTRB MURPRIOR ARTOB COPERP JEALOUS VPCARRD CPLESSEN RAPE PRISONX 70 Notes for Table 1 (Continued) All Statutory Aggravating Circumstances LDFB1 LDFB7 LDFBS LDFB2 LDFB9 LDFB3 LDFB4 LDFB6 LDFR10 FEL 2VMD Statutory Aggravating plus 73 Mitigating Circumstances SMCAPIC SMDEFCO SMDEFJUS SMDURESS SMEMDIST SMPROVOK SMUNDRLG SMYOUTH CPLESSSN DABSENT "DBADFACT DCOERCED DDRINK DEFADMIT DEFCHILD DEPRIVED DISKID DNOINT LDFRBl LDFB6 MITCIRX DNOINTNT DNOVICL DPROPDEF DRGHIS DRUGDIS FAMDIS GUNSTRUG HATE INSANDEF JEALOUS JOINTKIL MITCIR MITDFEN MITMOTVE NOSPACCR PANIC PHYILL RAGE REVENGE SHOOTOUT TRIANGLE DSELFDEF NOCOMDUC LDFB2 LDFB9 FEL _2VMD DEFAGE BLVICMOD VRECORD VSEXUP VSHOMON VTHEAEAR VTHREAT VTHREATD VIRIFEAR BADID BDBLOOD COPDIDIT CPLESSEN MONDIS VABUSFRD VASSAULD VCOPERP COPHURTD DIGNORNT DVIOLOTH SMNOSREC SMVICCPR SUICIDE VFUGITIV VPARTCRM VSUICIDE LDFB4 LDFE1O0 LDFBS8 MMH is the modified Mantel-Haenszel procedure (see appendix G) 71 _GOF is a Goodness of Fit test of the Poisson distribution and the homogeneity of the death-odds ratio. (see appendix G) Gwe @ 4 Figure 2: widvanged’ Model With Interactions and Nonlinearities—--— : ? Black Defendants ico + 25 + 1 9 L. T T T ae, LEVEL OF AGGRAVATION a/ : ’ 2/ The curves reoresent 95% confidence bounds on the average death sentencing rate at increasing levels of aggravation (redrawn from computer output). 72 RESPONDENT'S EXHIBITS - United States District Court for the & Northern District of Georgia STE 17 COUNTS OF THE NUMBER OF UNKNOWNS FOR- VARIABLES IN THE PROCEDURAL REFORM STUDY NUMBER OF : Tem SE RA VARIABLE UNKNOWNS DESCRIPTION OF VARIABLE = Cg W3 1 Defendant's plea to murder Indictment : Wé 112 Status of principal defense counsel _- - ¥ W7 84 Did prosecution. fail to''seek the death penalty: w8 73 Judge take pemalty issue from jurors wo 24 Occurrence of penalty trial W14A 61 Number of prior arrests for, defendant wl9 3 Sex of first victim hen w20 2 Race of first victim 3 w22 13 Relationship of defendant to first victin W23 276 Status of first victim W24 233 Special aggravating/mitigating actors first victim W25 8 Location of murder W26 6 Contemporaneous offense at time of murder .. w27 25 Motive of defendant W28 29 Special. precipitating events W34 4 Persons other than victim injured by defendant- W35 2 Persons other than victim injured by Co ParpetTELors W35A 21 Gun used, numberof shots : W36 37 " Number ot People other ‘than- victim exposed: to "Great 5 ik Risk of Death” x ei w37 2 "Great Risk of Death' in public place 5 ETE Ww38 152 Status of defendant ee : W40 2 Co-perpetrators TE or Re Vg) cu YA, 14 Defendant mitigating circumstances hi ha apied : Wa43 2 Victim mitigating circumstances ih gg v1i3 95 Defendant's general physical conditiom.: g V14 251 Defendant's physical limitations v17 413 Defendant's family behaviour pattern v23 155 Defendant's guardian status until age 16 v24 165 Defendant's environment backgrdind until age "16: v33 135 ~ Employment status of defendant Peer. to apprehension V34 329 Defendant's SES status : v35 66 Defendant's marital status v37 125 Defendant's living FrTgagetens prior to.-apprehension v38 281 Defendant's military record: : 5 V4l 13 . Defendant's branch of service V43 169 Defendant's religious preference ni Vas 454 Number defendant's previous misdemeanor convictions V45 45 ~ Number defendant's prior arrests 8 V46 426 Number of detainers for defendant : V47 257 - Prior convictions of defendant (offense #1) - V48 289 Prior convictions of defendant (offense #2) = 3 V49 314 Prior convictions of defendant (offense #3) 7 V50 323 . Prior convictions of defendant (offense #4) ° Vsl 335 Prior convictions of defendant (offense #5) V52 338 Prior convictions of defendant (offense #6) vs3 S372 Detainer offense #1 . V54 366 Detainer offense #2 : V55 366 Detainer offense #3 V56 : 366 Detainer offense #4 3 : v70 60 Defendant incarcerated in Georais’ SEtor 1 to offense @ V71 517 Defendant's number of prior escapes Ter V74 ee 3 + Inmate behavior problem #1 v83 339° .. Defendant's organized crime association V85A 270 Defendant an escapee at time of offense V85B 267 Defendant a prisoner at time of offense COUNTS OF THE NUMBER OF UNKNOWNS FOR VARIABLES STH id-4 IN THE GEORGIA CHARGING AND SENTENCING STUDY NUMBER OF VARIABLE UNKNOWNS DESCRIPTION OF VARIABLE LDF6 6 Procedure for liability Part A LDF7 b4 Procedure for liability Part B LDF10 262 Status of defense counsel LDF40 445 Plea bargain LDF47 37 Defendant living alone LDF48 Is Defendant living with spouse no children LDF 49 26 Defendant living with spouse and children LDF 50 10 Defendant living with paramour and no children LDF51 7 Defendant living with paramour and children LDF 52 7 Defendant living with one or more of same sex LDF53 20 Defendant living with parents or close family LDF 54 6 Defendant living with another family LDF 55 5 Defendant living with friends of both sexes LDF S56 i Defendant travelling on road/hitchhiking LDF57 7 Defendant had no home LDF58 3 Defendant an inmate of an institution LDF 59 l Defendant had other living arrangements LDFé61 35 Occupational skill of defendant LDF69 107 Employment status of defendant LDF109 7 Victim's sex LDF110 62 Victim's race LDF11ll 189. Victim's age LDF112 721 Occupational skill of victim LDF120 744 Employment status of victim LDF121 34 Victim status in relationship to defendant LDF128 27 Place homicide occurred LDF131-134A undetermined Contemporaneous offense at time of murder LDF135 284 Defendant's motive was long term hate LDF136 202 Defendant' motive was revenge LDF137 68 Defendant's motive was sex LDF138 130 Defendant's motive was jealousy LDF139 181 Defendant's motive was immediate rage LDF140 13 Defendant's motive to avenge judicial officer LDF141 13 Defendant's motive to avenge police officer LDF142 49 Defendant's motive to facilitate obtaining money LDF142A 22 Defendant's motive insurance proceeds LDF142B 447 Defendant's motive racial animosity LDF143 72 Defendant's motive silence witness for current crime LDF1l44 22 Defendant's motive silence witness for previous crime LDF145 34 Defendant's motive shoot-out LDF146 19 Defendant's motive to avoid arrest LDF147 23 Defendant's motive to facilitate victim's suicide LDF148 44 Gun fired during a struggle for the gun LDF149 : 3 Other defendant motive LDF150 76 Dispute between victim/defendant over money/property LDF151 13% Dispute while under influence of drugs or alcohol LDF152 26 Dispute between spouses Or ex—spouses LDF153 24 Dispute between family members other than spouses ex LDF154 35 Lover's or ex—lover's quarrel LDF155 74 Lover's triangle LDF156 48 Other disputes where unknown who provoked the fight 74 NUMBER OF VARIABLE UNKNOWNS DESCRIPTION OF VARIABLE LDF1l6l 21 Victim bed-ridden/handicapped LDF162 625 Victim mental defective LDF163 22 Victim defenseless due to youth LDF164 63 Victim defenseless due to old age LDF165 239 Victim pregnant LDF166 46 Victim asleep or just awakened LDF166A 134 Victim defenseless due to disparity in size/numbers LDF167 49 Victim defenseless due to physical weakness LDF168 14 Victim peace officer, corrections officer, fireman LDF169 781 Victim supporting children LDF170 192 Victim offered no provocation LDF172-175B undetermined Special aggravating features of offense LDF176 496 Homicide planned for more than 5 minutes LDF176A 56 Contemporaneocus offense planned more than 5 minutes LDF177 109 Execution style homicide LDF178 69 Contemporaneous offense involved killing unnecesary LDF178A 53 Victim beaten before killing LDF179 799 Victim pleaded for life LDF180 32 Victim not clothed in whole or part time of homicide LDF181 24 Sexual perversion or abuse of victim other than rape LDF183 902 Defendant showed no remorse for homicide LDF184 885 Defendant expressed pleasure with homicide LDF185 28 Defendant committed or alleged to commit other crimes LDF186 93+" Defendant left scene of crime LDF187 67 Defendant actively resisted arrest LDF188 14 Defendant on escape from lawful custody LDF189 20 Defendant caused or directed another to commit murder LDF191 22 Coperpetrators LDF192 6 Number of coperpetrators LDF 249 66 Number of victim's killed by defendant LDF250 54 Number of victims not killed by defendant LDF251 42 Number of people injured by defendant LDF252 12 Number of people injured by coperpetrator LDF2535 128 Defendant created risk of death to others LDF256 5 Defendant created risk to others in public place LDF259 251 Defendant used alcohol or drugs before crime LDF 260 220 Effect of alcohol on defendant : LDF261 22 Defendant history of mental illness LDF 262 13 Defendant history of physical illness LDF263 16 Defendant history of physical or economic deprivation LDF 264 15 Defendant had impaired mental capacity LDF265 16 Defendant had impaired mental capacity to law LDF 266 25 Defendant under extreme emotional disturbance LDF 267 16 Defendant physically injured by police LDF 268 2} Defendant had moral justification for homicide LDF 268A 16 Defendant diagnosed mentally ill after arrest LDF269 73 Defendant did not kill deliberately LDF270 34 Defendant not actual killer LDF271 32 Defendant's acts not sole cause of death LDF272 41 Coperpetrator received life, lesser, no sentence LDF273 72 Defendant cooperated with authorities LDF274 913 Defendant showed remorse LDF 275 50 Defendant acted under duress of others 79 NUMBER OF VARIABLE UNKNOWNS DESCRIPTION OF VARIABLE LDF276 105 Defendant surrendered within 24 hours LDF276A 79 Defendant had history of drug or alcohol abuse Rh LDF 277 45 Defendant acted to aid victim LDF277A 14 Defendant surrendered more than 24 hours LDF278 11 Other defendant mitigating circumstances LDF279 224 Victim used drugs or alcohol before homicide LDF280 168 Effect of drugs on victim LDF281 220 Victim aroused defendant fear for life LDF282 155 Victim armed with deadly weapon LDF283 173 History of bad blood between defendant and victim LDF283A 117 Victim accused defendant of misconduct LDF 284 63 Victim physically injured defendant at homicide LDF285 159 Victim physically assaulted defendant at homicide LDF 286 185 Victim verbally threatened defendant at homicide LDF287 300 Victim verbally abused defendant at homicide LDF 288 52 Victim physically injured defendant earlier LDF289 71 Victim physically assaulted defendant earlier LDF 290 100 Victim verbally threatened defendant earlier LDF291 156 Victim verbally abused defendant earlier LDF292 61 Other provocation of victim by defendant LDF292A 39 Victim aroused defendant's sex desire LDF292B 665 Victim had bad criminal reputation LDF293 38... Victim showed defendant large amounts of money LDF 294 20 Victim consented to own death LDF295 19 Victim a fugitive at time of murder LDF296 946 Victim had criminal record LDF297 16 Victim a participant in contemporaneous crime LDF298 34 Victim physically injured friend of defendant/homicide LDF299 42 Victim assaulted friend of defendant/homicide LDF300 48 Victim verbally threatened friend defendant/homicide LDF301 57 Victim abused friend of defendant/homicide LDF 302 37 Victim physically injured friend of defendant/earlier LDF303 45 Victim assaulted friend of defendant/earlier LDF 304 47 Victim verbally threatened friend defendant/earlier LDF305 50 Victim abused friend of defendant/earlier LDF 306 14 Other victim mitigating circumstance . IASLE 3-4 COUNTS QF IHE_NUMBER JF _“QTHE3" JITIM3 _Z0R_VA21i2L23 IN_IHE_PRICEJURAL _REEQRM _IINJY ITEM NUMBER NUMBER FOR QF FUSS ION LAO TRERY meme Ei cn DESCRIPTION CF _VAaRIARL: eee ae W2ae 12 12 Victim aggravating and mitigating features Was 18 29 Location of murder W25 5 52 Violent parson3zl crimes at time of murder W2é 10 1383.0 Non-violent crimes at time of murder w27 17 58 Defendant ®s motive W293 24 13 Method of killing W30 33 .80. © A&ggravating and mitigating circumstances W33 25 WE Status of defandant We 2 Tte20 "86 _ .Defendant mitigating circumstances Wé 3 18-20 =n Victim mitigating circumstances Is3LE X22 COUNTS _QE_IHES_MUMBER QF "THER" ITZMS_EZ2_VARZAZLES IN_THE _GZ2RGIA_CHARGING AND _SENTINCING STULY NUMBER - ; OR NOTHERN LET ION in CASES... SESCRITION Of VABISRLE Lo i r—————— LaF39 18 Jefendant’®s living 3rrangements LDF41,L0F61A 13 Cccupational skill of defencant oF 312 33 Cccupational skill of victim LOF128,L0F123 88 Location of homicide LOF131-L0OF134A 45 Contemporancous offensz LOFl4S 67 Defendant’s motive LOF158~-LDF140 135 Method of killing LOF172-LDF17358 133% Special aggravating features of offanse LOR27S8 16 Defendant mitigating circumstancas LOF305 33 Victim mitigating circumstances 74 TABLE OF NONMATCH COUNTS PERCENT STHIE 0A PROCEDURAL CHARGING NUMBER OF REFORM AND é Fa, OF 361 STUDY SENTENCING DESCRIPTION NONMATCHES CASES VARIABLE VARIABLE Stat Agg BL 18 5% PBQBL LDFB1 Stat Agg B2 23 6% PBQB2 LDFB2 Stat Agg B3 50 » 147 PBQB3 LDFB3 Stat Agg B4 40 11% PBQB4 LDFB4 Stat Agg BS 0 0% PBQBS LDFBS Stat Agg B6 9 3% PBQB6 LDFB6 Stat Agg B7 55 15% PBQB7 LDFB7 Stat Agg B8 1 0Z PBQB8 LDFB8 Stat Agg BY 3 1% PBQBY LDFB9 Stat Agg B10 92 25% PBQB10O LDFB10 Death Eligible 29 8% DPELIG DEATHELG Number of death elg factors 180 204. PBQDELX LDFBSUM Number of prior felonies 120 33% PRIFEL PRIFELX Coperpetrators 27 7% COPERPS LDF191 Sex motive 26 7% SEXMT LDF137 Jealousy motive 13 47 JEALOQS LDF138 Immediate rage motive 55 15% RAGE LDF139 Insurance proceeds motive 3 12 INSMOT LDF142A Silence witness motive 47 13% SILWIT VWITNESS Drug dispute 38 11% DRUGDIS LDF151 Execution style murder 65 18% EXECK LDF177 Unnecesary killing 64 18% UNNEC LDF178 Victim pleaded for life 27 7% VICPLEA LDF17% Sexual perversion 8 2Z PERVR LDF1381 Defendant additional crimes 58 16% ADCRIM LDF185 Armed robbery 27 1% ARMROB ARMROB Rape 5 27% RAPE RAPE Kidnap 17 5% KIDNAP KIDNAP Burglary or arson 12 4Z BURGARS LDF131-134A(S5,6) Racial animosity motive 6 22 RACE LDF142B Multiple stabs 16 4 MULSTAB MULSTAB Hostage 14 42 HOST HOSTAGE Ambush 35 10% AMBUSH ~ AMBUSH Bloody 101 28% BLOODY LDF172-175B(10) Slashed throat 12 3Z SLASHTH LDF172-175B(8) Defendant drug history 92 252 DRGHIS LDF276A Defendant gave up in 1 day 25 pA DFSUR24 LDF276 Victim aroused fear 56 16% DFEAR LDF281 History bad blood 27 7% VBDBLD LDF283 ‘Victim bound and gagged 8 2Z VICBDGAG LDF172-175B(13) * Def claimed accident 24 7% ACCD ACCIDENT Def fired 5 or more shots 30 8% SHOTS DSHOOTS Def killed 2 or more vic 7 2% TWOVIC TWOVIC Twa or more vic in all 289 80% TWOVICAL TWOVICAL Insanity deiense 18 5% INSANE INSANDEF Victim 12 or younger ‘ 1Z YNGVIC VICCHILD Victim over 63 33 47 OLDVIC VDEFOLD Def 16 or younger 31 9Z MINOR SMYOUTH Def injured 1+ persons 10 3Z INJURE DEFHURT <A Victim a stranger ibs 122 VICSTRAN STRANGER STRIT 25 IsBLEe vii COMPARISON CE_WHITS_AND_3LACK VICIIM CASES EQR_PRJICEQUSAL_RZEQRM_STURX AGGRAVATING _EACTQRS AIIRIBUIE VARIABLES CONIZMPORANEQUS CEEZNIEZ CLi= it) WHITE XY) = 3LALK LY) PERCENT VARIABLE _ _ yICTIM. PERCENT VICTIM PERCENT CIEFERENCE...AcVALUL AGGBATT 23/360 42 10/247 $02 2.43 1.249 ARMRQS 144/260 4604.02 45/7247 18.2% 21.2% 5.533 SURGARS 16/360 bod 1 5/247 2.42 ide 0% 1.303 KIDNAP ~—C0r380 ¥3.9% 0... BL247 3.2% 10.7% 4,235 NONVCCF 5373480 =F 31.3% 20/247 5.13% 3.8% 14327 RAPE 29/360 Bel? 10/247 4.0% e332 1.278 SERCQNQF 173/360 49.7% 65/247 26.43% 22.4% 5.778 AGGRAVATZD QEESNQANI MOTIVE (Xi~2Y) WHITE LX) BLACK (Y) PERCENT 3 YARIABLE oC ytcTTH PERCENT VIL IM BE RLENT..R BEER ENCE Ac YiLUR AGGMOT 202/340 56.1% 31/247 32.8% 23.2% $e837 ESCAPE 5/7360 104% 17267 4 G0 3402 Ye20% INSMQT 8/340 2422 T7247 2483 - 0.63% -0.677 KILLHIRE 5/360 SH 5/247 2.0% - 0.58% -0.604 NOQARREST 46/350 12.8% 15/247 6.12 £.7% 2.5939 NONPCRM 29/360 10.3% 14/247 5413 541% 2.215 C3TMON 153/340 62.5% 38/247 13443 271% 7.057 PREESC 46/360 12.8% 15/7247 e132 5.72 2.5939 RACE 4/360 1.12 3/247 Ye 22 - 0.1% -0.117 SEXMT 37/360 10.3% 25/247 10.5% - 0.273 -0.033 SILWIT 57/360 15.8% 3/247 3.832 $2.27 4.739 AGGRAVATING CIRCUMSTANCES QE _NVICIIM_ (x ~¥) WHITE {X) BLACK CY) PERCENT VARIABLE ee BE RCENT VICTIM. PERCENT RIPE ERINCE As YLLUE HOST 7/260 1.9% 2/7247 0.3% 112 1.135% OLOVIC 33/360 9.2% 16/7247 6.5% 2473 1.195 VICYNG 15/7360 4.2% 13/7247 4.0% 02% 0.072 VICDEES 59/360 16.4% 23/247 5¢3% Tel” 2.505 VICPFIR 18/350 $.0% 2/247 0.3% $22 2.23641 79 AEIZQQ _QE_XILLING CX iv. ¥) WHITE CX) BLACK £y3 PERCENT VARIABLE oo yrCTIM PERCENT VICTIM __PERCSNIl DICE SA ENCE LaAnVILUE AGGMETXL 23/7240 5.43 10/247 4.0% 2.43 1.249 SPECIAL AGGRAVATING EEATURES JF THE JEEZN3S (XY WHITE (xX) LACK {YY PERCENT WABIZELE yrerau DERCENT YICTIM PRL ClEEER ENCE. ..R VALUE ADCRIM 46/340 12.8% 177247 5.9% 5.3% 2.323 AMEUSH 39/3690 10.8% 23/7247 $.1% 2.712 3.118 RLJ30Y 108/380 30.0% 1. 68/247 27.5% 245% 0.53553 JZFESC 37380 72.52 4/267 1.5% 0.32 0.73% DESPLEA 237380 7 6.43 7/7247 2452 3.8% 1.235 DEFRSARR 54/360 15.0% 23/2647 3.37% 5.7% 2.059 EXECK 137360 2.5% 3/247 1e23 2 1.31% MULSH 41/360 5 WS 137247 Se3Y Si % 2.5064 MULSTAS 25/360 £e9% 18/2647 732 - 0.43% -0.1582 MUTIL 23/340 PE 3/7247 1422 $.27 2,033 NCOROV 218/360 50.63% 97/247 39.3% 21.33% 5.156. NOV MC 152/350 62.2% 55/267 22.3% 13.9% 5,09¢ PERVR 12/360 5.0% 2/2647 0.83 “33 2.341 PREMED 1767350 43.9% 93/247 31.13 4 0 2 4 2.73¢ PREMEDF 122/260 33.9% 60/7367 11.043 16.3% 4.502 PREMECK 105/340 30.0% 55/7247 26.3% 3.7% 0.5283 SLASHTH 9/360 2.332 4/247 1.6% 0.5% C.736 STOMP 14/360 3.9% 117247 4.5% - 0.5% -0.3644 TORT 18/3260 5.0% 6/7247 2403 245% 1.597 TWOVIC 33/360 10.5% 8/247 2.22 Tool 2,346 TWQVICAL 40/250 11.1% R/247 3.2% 7.3% 3.531 UNNEC 52/7250 14.4% 14/7267 5.5% 7.3% 3,057 UNNEPAIN 26/3260 Te22 13/247 5.3% 1.3% 0.357 VIC3CGAG 26/350 422 5/247 2.0% 5.2% 2.353 VICPLZA 35/360 8.7% 317247 8.57% 1422 0.3510 YNUDDIS 33/260 10.4% 12/7247 4.43% S473 2.508 STIAIUIDEY AGGRAVATING _EACTSRS OR WHITE £X> SLACK LY) PERCENT VARIABLE _ VICTIM. PERCENT VICIIM PERCENT _JIFEERENCE...JcVALUS P3331 26/350 Zed 15/7247 be1% 13% 0.554 paQaz 156/360 54,42 70/7247 33.22 24.1% 6.353 P3383 53/360 16.4% 33/247 15.4% 1.0% 0.332 P2Q24 150/260 466.4% 45/247 13.23% 2642% 5,712 P3Q35 0/360 0.0% 0r247 0.03 3.03 0.000 P3Q35% 12/360 3.3% 7/247 2.3% 0.5% 80) 0.247 \ PBQ87 198/360 55.02 101/247 40.9% 14.1% 1.4156 PEQETA 37/3605 10.32 3/267 2.52 5.7% 3.036 P83373 17587260 0 28.00 TI/34T7 29:7 5.9% 1.510 P3Q37C 14/350 2.1% 57267 2.6% 1.5% 3.390 P8370 242240 15.0% 11/047 45% 10.53% 4.12% PBABTE Gh Z3804 12.8% 21/247 $.5%2 %.3} 1.551 P33 TF $T/7260 © 13.32 26/247 1110.57 2.5% 0.3641 PEQ33 156/350 4.6% 1/2647 0.43% 4.0% 2.353 P8323 11/360 3.17 7/267 2.87 yon 0.158 530510 RI/360 26.2% 29/2671 15.42 3.29% 2.629 DPELIG 334/360 D4.0T 171/347 © 59.23 13.2% 4.456 I0IaL_YARIAELE 85GRAVATING CI2CUMSTANCES QE YICIIM AHITE VICFIM SLACK VICTIM MEAN YAR TARE neem il. EAN OIFEEZOINLE. ITV RLME. VITCIR L523 “343 .2230 5.05 SPECIAL AGGRAVATING FEATURES JF THE QEEENSE WHITE VICTIM BLACK VICTIM MEAN YAS ARLE mene EAY Ho tt EAN sein QIEEERENCE iad iLLE. ~~ BGGCIRX 2.331 1.364% 357 5-06 MINAGCRX 1.363 +329 430 5.23 SIAIUTJRY _AGGRAVAIING_EACTIIRS WHITE VICTIM SLACK VICTIM MEAN ¥ 3 ARLE id RA I 3 Tan OIEEERENCE. . lo ¥aLUs, PEIATX +50 L587 «213 4.01 PBGDELX 2.323 1.304 221 7.72 DELBTEX 2.475 1.482 .993 7.59 MITIGATING. EACIJR2 ATTRIBUIZ_VARIAZLES MITIGATING _QEEZNQANI MOTZINE {X= '¥) WHITE CX) BLACK CY) PERCENT VARIABLE ______VICIZM__22RCENT__VICIIM_ _PERCENI__DIEEZRIN CI___I-¥ALUS HATE ST/7360 . 1Z.3% 63/247 +. 26.3% -10.5% =3.166 JEALGS 18/3260 5.09 = 21/247 8.5% . 75} <1.,729 MITMOT 433/360 R6.5% 2¥50/247 °C 60.712 «23,82 ~5.771 RAGE 87/250 24.2% 303/247 51 e7% -17.5% -4,5768 he 81 7 T N SBECIALLERELIPITATING EVENTS 82 dle Sk WHITE (x) 3LACK CY) PERCENT VARIABLE ______VICIIM_ _238CSNT__VICIIM_ _RS3CENT _RIZEERINCE __I=y2LUZ ORUGDI 57/360 13.8% 35/247 14.6% 1.22 0.423 FAMLVCIS 2/360 11.7%. 45/247 "18.2% - 5.5% -2.253 PRECIPEV 107/360, 29.7% 38/247 35.7% -10.0% -2.5647 QEEZMDANT MITIGAIZING CIRCUMSTANCES i CX = 1) : WHITE (X) SLACK {YD PERCENT VARIABLE ______VICIIM_ _BESRCENT VICTIM _2ERCENT DIZEERENCE _ I-VALUE BELCWAV 93/360 25.8% - 97/247 35.3% -13.5% -3.507 CORG re 3/300 T3033 234247 237 2.5% 1.024 DEFIEM 18/380 "5.0% 137247 5.3% -" 0.3% -0.145 CFSUR24 27/360 T.3% 26/247 334820 "= 643% -2.522 (Xx = Y) WHITE ¢X) BLACK (CY) PERCENT VARIABLE... YICTIM -BEACENT VICTIM BERCENT _DIFEZRENCE..-I1C¥SLLZ DJUST 2/340 0.82% 3/247 3.2% - 2.6% -2.1233 ONQINT 34/250 So6¥. 28/247 % 1042 = 3.7% -0.277. ORGHIS 48/3580 © 13.2%. 28/247 ‘11.33% 2.0% 3.738 035UR 46/360 12.8% (83/247 + 42% e5% - 8.7% -2.543 JuLL 264/360 8.7% 23/247 11.1% - 5.0% -2.175 MINGR 27/380 7.3% - 316/247 5.7% 1.37 0.384 MITDEFN 15/3250 be22 9/247 3.5% 0.5% De225 NGCONTOF 84/350 23.3% 84/247 34.07% -10.7% -2.383 NOCONVIC 155/350 45,5% 112/247 « 43.3% 0.3% en NCFEL 237/360 65.3% 185/247 68.47% - 2.56% 0.665% NCSERFEL 247/7360% 563.6% 17T/7247 71.7% - 3.0% -0.806 NQVPC 265/360 73.6% 1867247 75.3% - 1.7% -0.4569 JLOER 27/360 7.52." 19/247 7.7% - 0.2% -0.088 CTHMIT 437360 11.8%. 28/247 . 11.37 0.6% 0.229 VICTIM MITIGAIING CIRCUMSIANCZS (X = Y) WHITE (XxX) 3LACK LY) PERCENT VARIABLE ______VICTIM__2ERCENT__VICIIM PERCENT _DIFEZRSNCI___I-VALUZS DEFENSE 3/369 0.8% 3/247 3.6% - 2.3% 2.643 DFEAR 58/350 15.1% 53/267 23.3% - 7.3% -2.385% QTHYMIT 13/360 232 1372641 4432 0.8% 0.460 VACT ST/350 15.8% 68/247 27.3% -11.7% -3.501 VEDBLD 15/350 442% 5/7247 204% 1.58% 1.15% VORINK 41/360 - Yl.4% 0 18/247 7.3% boil 1.676 VERATK 12/360 3.3% 6/247 2.4% 0e3% 0.6653 VEUGIT 2/250 0.6% 3/7267 t.21 - 0.6% -0.232 VICCRIM 12/360 3e3% 217247 83.5% - 5,2% -2.759 ,VINJO 6/340 $.72 5/247 2.0% « Ue33 -0.3264 VPROV 12/369 3.32 197243 1.7% - 4.43% -2.337 VRAGE 89/360 24.7% 101/247 40.9% 15.27% 4,220 £) 7 Lo ) NLS MIIZIGAIINS _EACIQRS (X =-Y) WHITES LX) BLACK CY) PERCENT YAR AE em IIE TIM DERLENY VICTIM PERCENT. DIERERENCE __l-yaLUE MITOEF 114/350 31.7% 1147247 48.2% “14.52% -3.521 STMIT1 20/7360 $452 18/7247 T+332 “:3+72%2 -0.265 STMIT2 7/7360 1.3% 3/7247 1.22 3.72 0.536 STMIT3 2773690 T «32 14/7247 S72 1.3% 0.334 STMITS 2377360 55.8% 1488/7247 68.07% - 202% -0.551 STMITS 16/7360 ER 10/247 402 052 B.237 STMITS 24/360 3.43% 5/247 2.47 7.3% 3.4232 STMITT 0/7350 0.0% 0/7267 0.0% 0.0% 0.000 STMITS 3/7360 0.8% SF B8/24T 3.2% - 2.4% -2.183 STMITS 1.7360 3.1% 2/247 0.8% wide 3% 1.578 STMIT1C 142/360 33.42 1501247 60.72 -21.3% -5.156 I2TAL_VARIABLES - SPELL ERELCIDITATING Busnes WHITZ VICTIM BLACK VICTIM MEAN YARIARLZ MEAN MEAN wna EE ENE mea ALUE SEENDQANT MITIGATING CIRCUMSTANCES WHITE VICTIM BLACK VICTIM MEAN VARZAZLS MEAN MOAN... RAE ERENCE nama MITLIR2 «£28 e708 - 2372 -ledl YICIIM MITIGATING CIRCUMSTANCES WHITZS VICTIM SLACK VICTIM MEAN AR ARE nnnaa EAN ly EAN e—— REE ENE Tm YALUE MITCIR3 «364 1.202 - 4323 -3.75 VMITCIRX 1.10¢ 1.466 - «3640 -4.57 QIBER_MITIGAIING_EACIGRS WHITE VICTIM BLACK VICTIM MEAN EE EL NG A ML ARAN imme MEAN 08 Rak ugh} VE 4 § 1TH MITLCIRX 1.0238 1.372 - «344 -4.56 MITCIR: »125 «150 -. o065 -1.30 IA3LE_IX COMPARISON OF WHITE ANO_3LACK VICTIM CASIS_£2R_PR0CIQURAL_2EF23M SIUAX VARIABLES THAT ARE SIGNIFICANI AT ToS 05 LENS AGGRAVATING VARIA3LES CONTEZMPORANEQUS QEEZNSE 4WITZ_VICIIM CASES Z-¥ALUES 3 3c VICTIM. CASES __.lzYRLUES ARMRQR 8.653 Bw KICNAP +385 TT RAPE 1.978 SERCCNQF SellB AGGRAVAIZD DSESNIENI _MQIIVE . yHIIE VICTIM CsSES I=V¥ALUZ SLACK YICTIM CASES ...izVALUE AGGMZIT 5.557 NCARREST 24539 NONPCRM aeols J32T7TMON T «057 PREESC 2899 SILWIT 4,739 - “. AGGRAVATING CIRCUMSTANCSS QF YICIIM WHITS_YICTIM CASES ZzVALUES 38 ACK VICTIM. CASES ___ Iz¥aLuSs VILDERS 2.5056 VICPFIR 2.3461 SPECIAL AGGRAVATING FEATURES DE _IHE QSEENSE WHITE_VICTIM CASES =VALUS SLACK VICTIM. CASES IzyaLus ADCRIM 24339 DEFPLEA 1.385 ODEFRSARR 2.063 EXECK 1.311 MUL SH 2.604 MUTIL 23.033 NQPRQV S.15% NOVMC 5.095 PERVR 2.841 PREMED ceT38 PREMEDF 4.502 TWCVIC 3.345 TWOVICAL 3.53% UNNEC 34357 VIC3CGAG 285838 YNUCDIS e838 JAR, eng —— v—— ~~ Nr WHITE_VICTIM CASES 1=¥ALUE BLACK VICTIM C83ES PEREZ 6353 PBQBS : 8.712 PBQBY ) 3.418 PE2QB7A 3.0324 PBQIBTO 4.128 PBQBTE 1.551 P3388 2.343 PEQB10 2.629 = SPELIG 4o484 = I0ISL_ VARIABLES AGGRAVATING CIRCUMSIANCEST GE VICIIM. - WHITE VICTIM CASES ZzVALUE SLACK _YICTIM CASES YyitTLIR 6.05 SPECIAL AGGRAVATING FEATURES 2% THE _CSEINSE HITZ _VICIIM CASES Z=¥ALUZ SLACK _YICTIM CASES AGGCIRX 5.06 MAJARCRX S| MINAGCRX 5e23 SIATUIGRY AGGRAVATING FACIQRS WHITE VICTIM CASES I=YALYZ SLACK _MICQIIM _CA353 PBL3TX 4.01 PBQOELX T.72 7.59 PELATEX MITIGATING _FACTIQRS ATT2ISUIE_YARIABLI3 HITS. YICIIN_CA3Z23 Zz¥ALUZ SLACK _NMICTIIM_CASES HATE JEALQTS MITMOT RAGE dHITZ_MICIIM_ CAZES Az¥YALUZ BLACK _YICTIIM_ CASE FAMLVDIS PRECIPEV 80 I=VALUE Az¥ALUZ Az¥ALUS -3.155% -1.729 -5.771 -4,576 P r (N N N n a oo |p » wr » O K C -~ d W n QEEENQANT MITIGATING CICUMOTANCED WHITE VICTIM CASES Z=VALUS SLACK VICTIM CASES Iz¥ALUS BELIWAV -2,3507 OFSUR24 w2e522 gJusT -2.133 OSUR -24343 ULL -2.176 MOCCNTCF -2.8883 WHITE _VICIIN CASES I=VALUS BLACK VICIINM CASES LxYALUE VOR INK ER a ORR DEFENSS -2.443 kL CFEAR -2.335% «ma od eg 2 Cras raat VACTY -3.501 f= gh VICCRIM -2.739 VPROV - -2.357 VRAGE -6,220 MITIGATING FACICRS WNIT VICTIM LA43E3 I=YALUES BLACK VICTIM _LA323 I=-¥ALUS STMITS 3.422 MITDEF -3.621 STMITS 1.878 STMITS -2.183 STMIT10 -5.156 WHITS_ VICTIM CASE I=¥ALUS BLACK YIrT>y rcaszs 1=VALUE PRECIPX -2e.46 YICTIM MITIGATING CIRCUMSTANCES WHITE _VICIIM_ CASE I=VALYS 3LACK_VICTIM CASES Z=YALUE MITLCIR3 -2,75 YVMITCIRX -4,57 QIHER _MIIIGAIING_FEACTORS WRITS _VICIIM_CASES I=VALUZ BLACK VICTIM CASES Z=¥ALUS MITCIRY -& och MITCIRL -1.30 STATE 32 XX EINS_RES RESSI0N_ MODELS ERE. IND BZGRE2320N_1 X481C = 10 = .33CAGGBATT) + .35CAGGMOT) + .38 (3URGARS) + L40(VICPFIR)D - +20¢P8383) + ,05¢P3@QB10) R=square = ,25% REGRESS IN. X481lC = +05 + 45(CAGGMATY + «e5SC(VICPFIR) = .11(PBQRERE) - ,22(PRQB1Q) = o59(CCUNDERLG)Y + S3lnrdNs) - o35(KILLHIRE) + .43(MULSH) = = or 2 -square = .55 REGRESS IaN.3 X481C = 0&4 = L24C3RIGHT) + 3S(XKIONAP) + 1.29CMUTIL) + .25(NCVMC) + J10CP3GDELX + S53CRAPE) + J1S(VICPFIR) + +43(TWOVIC) — «31CUNNEC) = .13(VICB3GAG) = 420(CVICHST) = 19(VICLSTAI> + +G2(VPERCRX) \ R=sguare = .74& BEQREISION.S X481C = .29 = L42CBRIGHT) =~ L23CDFEM) = ,13CDULL) + .35(KIDNAP) + ,28CMULSH) + 1o44CMUTIL) = JITONOKILLY + 1.01(NGNPCRMY + J23(N0VMO) - o35(CLDVIC) = .24(PBQETA) + .OT(PBQCDELX) + .S50CRAPE)D = JO04CSERCRIMX) + .235(TWOVIC) - L15CUNNEC)Y - L23(VIC3DGAG) = o14CVICHST) = ,14(VICLSTAT) + L02(VPERCRX) R=sguare = ,835 BEGRESIION.S X431C = .538 +33CERIGHT) + S3LBURGARS) =~ L30(DFEM) = ,25LDULLY + J+3S(KIDNA + 2H2CMULSHY + 14S4(MUTIL) i= «23{NJARREST) =~ JII(NOKILL) + Jo33(NONPCRMY = LI2(NDYPL) = o814CLOVIC) + L17KP2QB13) - o30(PBISTA) = +SOLPBQBTE) = L32(PRQUBA) + L51(RAPE) - oOBCSERCRIMA) = +3TKSTMITIY) + L23I(THOVIC) + LOBLUNNEL) = o11CURBAN) + JIBCYICCRIM) + JIS5(YICDEFS) + 430(VICPFIR) + wT3CVICPLEAY = L24CYMITCIR) + JOTCVYPERCR) + JO2¢VPERLAX) * J1ICPRECIPEY) + J14(PREMEDK) R=square = ,935 STATE HO TALE _XXI3 A_CQMPARISON_2F_2REQICIED_QUICOMES_AND ACTUAL SENTENCING QUTCOMES EDR S_REGRESSICN MGRELS OVER THE FIRSI_100 CASES IN THE _28JCZZURAL_ZIEQRAL SIUC LIES_SENIENCE CASES (X481C) REGRESSION REGRESSION REGRESSION REGRESSION REGRESSION ACTUAL 1 2 3 A 5 SENTENCE PREDICTED PREDICTED PREDICTED PREDICTED PREDICTED Case. OIC one AUC quIcoMs_____QUICGQHS ph. 2 BIC en DUILONE ne £13 Q -u 10 go weld 15 27 -.03 C4 0 «50 er oll oo .08 £23 8] «10 «033 -e20 -.16 «l5 £73 a «10 fon pa «35 To. «33 «06 -.05% C74 0 «18 hy +35 : «06 i «25 «35 C75 0 TE CC -eB2 mn «17 «05 «12 £Is 0 Jig Fo ™0% -+10 -,05 -.05 cso Q «10 «05 «04 > .00 -.93S €8z Q «50 -.07 -.05 -+.05 -.02 Cds a «10 «QS «06 -e17 03 £8% Q «10 «05 weal edd -.03 C8% 0 «10 «05 .04 «00 «02 C37 a «10 «05 -.03 -e05 .0Q C38 o «45 -+09 -e32 -+30 =+18 C89 0 «10 «QS «05 -.08 -.06% £3} 0 «10 ] «C5 -+30 “e335 -ell £53 3) . «30 «13 -.03 «053 Cs 0 Hy a -elh «02 a13 £85 0 «10 -+02 -.06 .3 veo C3é d wl «35 «lé «37 -.04 LS7 0} «38 «05 «06 «03 -.06 css 0 «10 «05 -.20 -.12 ~s18 001 0 «50 «856 «32 «12 -.02 STATE 5 T QSMPARZSON_QE_ALL AGGRAVATED SaCIDRS AII2I3UTE _VARIABLIS CONTZMPORANECUS_QEZINSE (Xi= ¥) WHITES {X) ILACK (Y) PERCENT YARZIASLE ylcvrw SSRCENT VICTIM, PEaCENT DIREERSNCE. ..IzV3LUS ARMRQR 170/783 0 33.3% 37/7458 Teo? 25.3% 10.173 FZLMUR 234/510 45.9% 586/433 33.3% 32.5% 11.328 KIONAP 68/5140 13.3% 11/7433 ry RIE 23.17% £de570C NQNPRQOPC 104/510 20.47% 23/435 5.837% 14.56% 5.333 NCVIOLCR 30/519 S.32% 10/338 2ed2. 2.3% 24233 RAPE 23751} HN gi 15/7433 3.0% e022 ciad78 AGGRAVATED DEFENDANT _MITIVE 4 Lond ho CY =: ¥) “WHITE ~=m(X) SLACK CY) PERCENT YARZTARLE yICTIN —oEecEyy yICTIN. BEBCENT _olzEEasngz, I-VALYE AVENGE 3/313 0.2% 2/4638 DJ? Tw 042% -0.604 INSMQOT 12/7506 24472 A/74695 1.2% 1.2% 1.33% LCF34 222/434 Gb 3% 557481 11.4% 33.5% 11.598 LOF210 108/443 23.07% 13/4890 4.02% 13.0% 8.627 RACEMCT 12/7236 b.0% 4/7302 1.32% a 2.054 VWITNESS 92/471 19.32 17/7481 3.5% 15.0% y dr J I AGGRAVATING CIRCUMSTANCES SE VICTIM. HLA WHITE (xX) ILACK $Y) PERCENT VARIASLE YICIIM PERCENT YICTIN. .BERCENT OIEEEssNceE | I-VALYE LOFES 18/7512 3.52 3/635 D.6% e332 2.244 NQVPRQV 35/7420 ceeBh 33/7421 Se 13.32 e291 VOESENLS 33/7531 1 3e85% 18/7432 3.7% - 0.2% -0e.1l15 VOEFCLD 38/483 T+35% 7/7481 “39 EA 4,719 VSMALL 5/4653 14.0% 327434 T+.4% 6e57% 3+130 MEIEAD_2E_KILLING (X= ¥) WHITE {X) 3LACK {Y) PZRCENT yaRIASLE VICTIM PESCENT YILTIN. BERCENT QIBEERENcC __I-VALUS DRCWN S/312 1.2% 4/5046 0.2% 1.0% 1.348% STRANGLE 1775.3 343% £/7504% 1.2% ve eet? ADDOCRIME BOGAG SEAT CONCEZL2C DERFESC SEFLED CEFWAIT CFLEAS SRESISY EXECUT HARMOTH HOSTAGE MENTJRT MULHOSHT MULSH MULSTAR MUTILATE NCCLOTH NOQREMIRE NOVICMIT NUDE PERVER OLANCAIF - .~ PREMEDK JSLQDIE THRQAT TORTURE TWIVIC TWAVICAL UNNECERY VEAMPRES VICPLEAD DEINE. WHITE (x) BLACK RAR (REL LL A J LS 71750857 14s3i%: 20/48% 383/512 T.42 117483 83/8%2 212.3% © 33/493 38/3512 14.5% 32/435) 18/512 2.57% 9/457 367/483 75.1% 303/449 70/552 A377 28/433 25/37 29.92 4/36 1127433 22.7% 42/4693 112/455 © 2%.6% 34/434 48/512 3.42 41/493 5/512 Ye 02 3/493 20/512 3.32 .3/493 48/512 F.6% 19/6493 138/817 32.0% .7 136/482 52/512 1 0e2 327453 T6/812 16.327 14/433 83/497 10.7% 33/478 50/96 52.1% 7 23/74 40/329 © 12.2% 15/366 50/512 $.82 15/433 15/506 3.5% 5/635 206/488. 41.87 83/482 193/287 45.0% 114/283 GasSL2 3.0% 57/493 23/512 4.5% 5/633 15/512 3.5% 6/493 312/506 6.3% 10/303 219/504 7.124 10/3533 81/474. 37.1% i 2i/%3e 11973512 23.2% 130/433 S0/7186 38.5% 25/117 QIEZZN3E CY) e033 222 £.,3% 5.5% 1.8% 68.83% 563% 4.7% 3.0% 743% 3¢37%. 0.67% 1.3% «3% i 4 a uk 4 PERCENT nev=g=n= 10.12 Be2% 6.07% 2.1% 1:72 6.3% Bebo? 25.2% 13.7% 17.92 1.1% es? 2e12 5.5% - 0.5% 3.1% 12.30% 3.3% 21.0% 7.3% §.3% 2.3% 31.2% 20.3% - 4.57% 3.3% 2.3% be33 5.7% 12.87% - 3.0% 16.3% pj NCE. - | <: 1> W O O O U W WL U W u O o k I' S CO ~ U L O IN N N W = O D W H O O H M E P W w A n * Q U I W Oh Ul tJ 00 U h o w In (xX = Y) Gv WHITES CX) 3 LACK CY) PERCENT VARIABLE ______¥ICIIM _2Z3CENT__¥ICIZIZ_ _PZX ENI_.DIEEZRENCEL LDOF31 27764931 5.5% 25/6935 $.3% Des? LOF32 233/511 46.6% 57/495 13.5% 33.1% LOF32 558/456 12.5% 756/632 17.56% - 5.1% LOF24 222/436 64.5% 55/6381 11.42 33.5% LOF235 0/513 5's 02 0/4938 0.0% 0.9% LDFEB% 21/510 4e1% 4/6935 03% 2.3% LOFR7 3446/7331 99,37 245/238 803% 10.3% LCFBTA 76/516 14.5% 14/636 2.52 13.0% LOFa73 223/514 45.3% 133/436 33.1% 3.2% LC=27C 27/509 £.32 15/503 3.0% 33 LOF370 132/437 20.2% 25/478 £.,27 25.0% LOF37S 56/513 18.7% 41/495 33% 10.4% LOFEBTF 70/7162 43.2% 30/120 25.0% 18.2% LOF38 18/512 3.5% © 3/6433 0.5% 2.3% LOFS3 19/531 2.12 T3743 1.3% 1.32 LOFR10 1023/6549 ~=23.0% 15/4430 46.0% 13.0% OEATHELG 626/637 $Y.5%2' 303/325 $3.22 4.3% ISTAL_YARZABLES SPECIAL AGGRAVATING ESAIURSS ZZ IRS QZZZNas WHITE VICTIM BLACK VICTIM MEAN VARIABLE mm MEAN ee BSAN A Ay CIES ER ENCE MAJAGFCX «82% 25% «570 __ MINAGFCX 1.732 780 «9352 STATUTORY AGGRAVATING Z2CICR2 WHITE VICTIM BLACK YICTIV MEAN YARIABLE on BEA emma en2RAE ARR SIE ERENCE ee LDOFRT7EXP 2.5628 14233 1.495 LOFBSUM 2.058 «3356 1.072 31 352 le o J Sul oS IS JR UY IRL [J on Ww -4 r s “~~ 2 3 MITIGATING EACICRS AII2I3yuIS_VARZABLE MITIGATING JEZFENDANI MOTIVE KX = Y) WHITE {XD 3LACK CY) OSERCENT USAR IARLE cea YILIIw. pEpcony YICT iM PERCENT... QIFEES3SNCE___Z=-¥aLul GUNSTRUG 5/350¢C 1.07 14/483 3.32 - 1.3% 2.151 HATE 54/412 13e1% 47/345 13.56% - 0.5% -0.192 JEALCUS 23/477 5.1% 70/627 16.6% -10.3% -4,357 MITMATVE 228/421 854.2% 351/429 264.1% -23.3% -3.4738 PANIC 20/436 4.0% 17/435 3.3% 0.5% 0.440 RAGE 200/423 467.3% 334/423 73.0% -30.7% -9,27% REVENGE 56/437 $2,232 75/398 18.37% - 5.0% -2.2933 SHQCTCUT 15/507 23,0% £/%35 $e2% 3e3% 1.383 3d SCIAL_ERE IBXTATING ZVENTS te Aid Big: CY “~aY) WHITE LX) “BLACK CY) PERCENT NAR A Rh ccm hry. soepiatiyT _YISIIn P33CSNI__2IZER ENCE. 2=VALUE RLV) CMCO 185/468 32.3% 2084/4464 84. 0% -23. 72 -2, £63 DISFIGHT 205/456 44.2% 327/450 72.7% "w2345% -3.729 ORUGZDIS 34/457 20.52 1317419 21.3% -10.7% -3.5420 EMOTION 255/434 53.32 405/432 85.56% -30.3% 12.529 MASLCVER 216/627 50.6% 364/433 84.1% -23,5% 10 474 MONOIS 50/450 10.2% 65/7464 14.02 3, 8% -1.506 PROVPASS 34/451 «5% 73/417 11.5% -10.0% -4,443m= SPOUSESK £47504 12.7% 92/453 18.7% - 5.0% -2.5%1 _ TRIANGLE 22/495 40d 47/463 10 42% - 5.3% -3.416 DEEENQANI _MIIIGAIZNG _CI2CUMSIANCES jis > WHITE CX) ILACK i PERCENT yaRIAgLE .____- YiILlZ WM PERCENT ICT IA. -25CENI_QIZRIZ2NCI_L oa2bdS AIDVYILT 23/585 6.8% 22/7479 348% - «22 -C.313 couLL 194/461 42.3% “201/441 43. - fd -0.660 OEFINTCX 72/7405 17.3% 53/403 14.58% 3.2% 1.21% DEFREMQOR 21791 23.1% 29/71 40.3% -17.7% -2.629 DEFSUR 50/486 10.3% 11174543 25.2% -14.9% -5.973 DEFSURLT 10/511 2.5% 10/6437 2.3% 0.0% 0.000 DLCWIAQ 51/441 11.12 154/443 33.4% -22.3% -3,158 ORGHIS 202743¢C 42.1% 1777465 38.1% 4.0% 1.260 MENTILL £27508 12.2% 68/7491 93.8% 2.4% e228 NCSPAGCR 35/512 £.3% 356/633 17.0% -10.6% -5.166 PHYILL 23/512 5.7% 37/457 1.43 - 1.7% -1.144 SMDEFJUS 3/511 1.6% 6/4634 1.22 D503 0.475 SMYJQUTH 36/511 7.0% 13/504 3.58% 2.2% 2.304 YICIIM MITIGATING CIRCUMSTANCES v (X= Yd . 7% WHITE (XD 3LACK CY) PERCENT rr AR RARE re yIZIIM_ _BERCENT _VICIIM PERCENT _CIFEERENCI.__Z=¥2LUZ 3D3L320 S7/%88 12.5% 13/408 + 17.9% - 5.43% -2.200 JEFFEAR 30/637 $§.3% ° A7/383° 17.3% -10.6% -4.702 SMPRCVGK 191/397 48.1% 236/367 69.3% -21.7% -6.066 VABUSFRC 27/432 5.6% 24/668 S¢33 3e3Y 0.326 VACCUSED 23/4567 4.9% 30/6447 5.7% - 1.3% -1.155 VBADREP 26/248 11.8% 43/354 27.9% -16.1% -4.067 VICARMED E7486 T1.2%7 68/4146 15.7% - 4.5% -1.956 VICDRUG 122/447 27437 143/274 33.8% -11.5% -3.435 VICORUNK 43/457 10,03 32/40% Ts33 2.2% 1.108 VICVERS 150/395 38.0% (191/248 54.97 16.43% -4.515 VINJURD 3/432 1.6% 12/773 2#52 - 0.3% -0.583 VSEXUP 2/501 N.4% 5/686 Tell - 0.3% -1.453 VSHOMON 12/439 2.42 5/639 Lea? 1.2% 1.3364 — % "ITAL ¥ASIAILE MIIISATING _EACTICRS WHITE VICTIM 3LACK VICTIM MEAN YARIAZLS MEAN wee wwii EY ewe SI EEE ENCE wa YLLEE MITCIRX 1.632 1.829 -0.407 —4.43 QEEENQANT/VICTIM STATUS VARZAZLID (Xx ~ 1) - i WHITE LX) BLACK CY) PERCENT 4 YaRlABLE _ VICTIW PERCENT MICTIM. .BEECENI LL BASEERENCE...2SNALUE ~ COPERP 227/507 44.8%. 63/495 13.3% 31.5 10.339 DHISTAT 20/493 $217 3/6494 1.6% 3 2.206 DMIDCLAS 99/443 21.1% = 33/4419 7.4% 13.32 5.232 JPACR 302/469 - £6.43 407/483 33,43 -15.0% -6.709 STRANGER 184/509 36.1% 55/483 11.4% 24.72 2.115 VICCLOSE 167/509 32.8% 3242/7433 50.1% -17.3% -5.531 VHISTAT 62/256 24.4% 3/95 Sat? 15.0% 3.121 p 33 CIMPARISAN.QE_ALL_SASZS_3Y_QIEINCY AGGRAVATIZD_EACTICES ATTRISUIZ_VARIAZLZS CONIZMPIRANSQUS_J2E2UN3I2 SLACK WHITE BLACK WHITE KILLS KILLS KILLS KILLS VARIABLE. ___WAITZ___PSRCENT__WHIIS___2SRCENT_ SLACK _2I3CENT___ZLACK _B23LLd ARMS 38 36/143 67.13 74/267 20.23 31/471 6.6% 6/27 224.2% FELMUR 114/143 7372 = 320/347 22.7% 58/47) 12.3% 3/727 25.6% KIDNAP 256/163 18.2% 42/357 11.6% 10/471 24313 3/737 3.7% NONPRQPC 40/143 28.0% 54/387 17.4% 27/671 8 57% 2227 744% NOVICLCR 21/143 14972. 23/367. T.3% 8/471 1.72 2/27 TebZ RAPE 14/143 9.8% 187347 4.3%» 13/471 3.2% Qrs27 0.0% AGGRAVATZIQ QEFSMOANT MOTIVE ~ fan : BLACK a2 eTTE SLACK WHITS KILES © == SILLS +m KILLS KILLS VARIABLE WHITE _. P28 ENT__WHIIS___25RCENT_ _3LACK__RSRCENT___2LaCK__PI2LZN AVENGE 1/1432 0.7% 0/370 0.0% 2/471 0.4% 8/727 3ed2 INSMQOT 0/143 0.0% 12/353 3.3% 6/7468 1433 0/28 0.0% LOF34 106/142 74.54% 116/352 33.5% 46/655 10.1% 3/26 34.6% LOF210 53/127 46.45% 49/362 14.23 16/456 3453 3/7264 12.5% RACEMOT 3/46 13.6% 3/252 1.23 2/291 Yel3 2733 18.2% VWITNESS 47/3279 36.64% 45/342 13.2% 16/457 3.1% 3/724 12.5% AGGRAVAIING CIRCUMSTANCISS QE VICTIM. BLACK WHITE SLACK WHITES $ILLS XILLS KILLS XILLS VARIA3LE ___WHITES___PERCENT__WHITE__ PERCENT BLACK _2Z2CINT___3LAZK__PIRLEK LOFB38 157162 10.6% 3/270 0.8% 2/672 0.5% 0/25 3.33% NOVPRCOV 39/110 38.5% 54/310 13.1% 37/601 9.2% 2/720 10.0% VDEFENLS 5/143 3.5% 3/374 3.52 17/477 3.6% 1/238 3.56% VOEFCLD 15/163 13.3% 18/371 5.1% 7/677 1.5% 0/23 0.0% VSMALL 16/1643 3.2% 517371 13.7% 30/677 5.3% 2/28 7.12 MEIHQ2 QE _KILLZLG SLACK WHITZ BLACK WHITE XILLS KILLS KILLS KILLS VARIAZLE ___WHITZ___252CENT__WHITZ___BSECENT SLACK _2S2CINT___2LALK__2IRLZ: DROWN 3/143 2.1% 6/370 1.6% 3747¢ 0.5% 1/728 3.6? STRANGLE 3/143 2.1% 14/370 3.53% 3/476 0.63 3728 15.7% SBECIAL.A3GRAYATING BEATLEES QF T0Z _QZ2E2N3E # 3 3LACK WHITE a LACK WHITE { KILLS KILLS KILLS KILLS NN YARIABME. WHITE PERCENT WWIII BERCENT _ZLACK _SERCINT SLACK _PCRLS ACOCRIME 8/7341 15.4% 0 43/364 12.638 13/4880 4alZ 1/726 2.8 30GAG 12/143 B.b% 28/359 7.0% 10/467 2.1% 1/25 3.8 BEAT 16/163 11.2200 077363 V2.7 30/4487 | 8.42 1725 2.8 CONCEL2D 18/542 12.8% ST/34F 135.4%. 23/467 8.27% 3/26 11.3 OEFESC 5/163 boll 132/369 2.3% 87473: 1.7% 1725 2.8 DEFLED 1287161 90.8% 239/348 88.7% 232/423 5%.0% 17/326 | A3.4 DEFWALT 11/143 T 22 83/383 18.0% 23/487 A 6.3% 3/234 13.5 DPLEAS 12/28 42.3% 17/59 26.6% 3/73 3.3% 147 14.3 DRESIST 37/714% 5 24.2%. 75/382 .. 21.3% .377%%% + 3.22 5/22 20.0 EXECUT 62731270 33.12 76/338 22.3% 31/4320 7.3% 3/246 12.8 HARMCTH 22/343" 18.4%. 2873897 T0002. 38/487 Bald 3/726 11.5 HOSTAGE 3/143 2.1% 2/369 8.52 3/467 0.87 0/26 0.0 MENTORT 7/143 3% 13/349 _. 3.33 9/467 1.9% 0/25 0.0 MULHOSHT 233/363 15.32 7725/3469 1 8.8% 13/447 6.17 0/26 3.0 MUL SH 422363. 29.43. 36/363 26.0% 132/487 28.3% 4/26 18.4 MULSTAB 12/7143" -3wa3 40/369 -10.8% 27/487 5.87% 5/26 15.2 MUTILATE 15/7143 ATe5%¢ 51/369 33.8% 137467." 283 1725 3.8 NQCLCTH 14/141 9.9% © 39/386. 11.0%: 232/383 7.1% 1726 3.8 NCREMQRES 17/726 65.4% 33/70 47.3% 22/43 °F 31.87 1/5 20.0 NOVICMIT 20/56 30.3% 20/283 T.6% 14/346 4.0% 2/20 10.0 NUCE 18/243. 12.8% 32/369 R.I% 18/447 3.2% 0/26 0.0 PERVER 2/233 3.6% 14/387 3.8% 5/469 1.17% 0/25 0.0 PLANCOF $017223 : 13.3% 153/359 28.1% 48/437 101% 872%. 4203 . PREMEDK | 50/75 65.82 143/221 54.7% 110/248 44.4% 47/10 40.0 »SLODLE 16/343 + 11.2% 30/243 BeiZ 63/467 13.2% 4/26 15.4 THROAT 4/1643 2.3% 13/363 5.1% 5/467: 1.32 1/26 3.8 TORTURE 3/143 243% 15/353 4el1% 57467 1.3% 0/26 0.0 TWQVIC 12/142 B.5% 20/344 S.57 30/477 lei 0/28 0.0 TWOVICAL 14/142 3.9%. 25/354 5.9% 10/477 241% 3/28 Q.C UNNECERY 47/124 37.3% 34/3850 3.7% | 21/66) 4.6% 0/23 0.C VFAMPRES 10/7243 12.8% 301/263 27.6% 125/487 26.8% 5/26 15.2 VICPLEAD 25/43 $8.17 3e/113 21.0% 23/108. 21.3% 3/9 33.3 { » 995 T A 96 WHITE BLACK WHITE KILLS KILLS AILLS KILLS ; ya3rgsLs __ _WAITZ___SECENT weITZ_. BERCENT _3LELX_ PERCENI.._ 2LiCK. EIELZAT LDFB1 15/138 10.3% 12/383 3.67% 21/468 4452 5/27 18.3% CE82 115/143 83.42 123/348 33.42 60/7463 12.8% 7/724 22.2% LOF23 27/7136 20.1% 31/2390 Feb 13/7410 17.83 3/723 13.0% LOF3¢ 1067142 74.6% 116/352 23.0% 46/433 10.1% 5/25 34.5% LDOF35 0/143 D.0% 0/370 840% 0/471 0.0% 0/27 0.0% LDOF26 0/162 0.0% 21/348 5.7% 3/470 0.6% 1/25 “.0% LOF37A 25/143 17.5% 51/371 13.7% 13/669 2.8% 1727 3.7% LOF&73 73/143 £1.0% 1387373 646,87 173/%535 38.27 10727 37.48% LCF37C 1271490 2.5% 15/363 4.1% 15/475 3.2% 0/28 0.0% LOF87D 65/7104 £3 .3% 87/3833 20.2% 21/452 4.53% 4/25 13.4% LCERTE 21/163 4.72 IS/BT0T 20.3% 37/4548 1.5% 4/217 14.8% LOF37F 22/464 $3.6% 42/118 35.82" Tr 2T/41130 26.2% 3/3 23,373 LSFET 109/114 95.62 237/257 _ 88.3% 226/276 81.2% 16/22 T2973 LOFRS 15/7142 10.62 3/370." R.33 3/7672 0.6% 0/26 0.0% LDFB9Y 10/143 7.02 3/368 2.4% 8/467 1.73 1/24 4.2% LOFR10 53/127 Lbi5SE 45/3627" 16.3% 16/456 23.33 3/26 12.3% DSEATHELG 139/135 100.0% 2837/7233 96.3% . 2831/3483 32.7% 22722 130.0% IATAL_VARIAZSLZIZ SPECIAL _AGIRAVATING ZSATURS OF Tuz QJFESNSE BLACK £ WHITES WHITE K WRITE 3LACK K BLACK WHITE K 3LACK VARI ARLE AEN (wen ———— MEL wn RH MEAN caver EAN am MAJAGFLX 1.00 ef. ob «39 MINAGFCX 2.353 1.65 «73 «75 STATUIQRY _AGGRAYAIING _ZACTORS BLACK XK WHITE WHITS K WHITE aLACK K BLACK WHITES X SLACK YARIAZLE MZAN cin i S01 DELANO AF TRE mt ISBN ama LOFBTEXP 4.00 2.3.0 1.09 «372 LOF3SUM 3.23 1462 «35 1.5% MITIGATING _EACIQRI ATIRIZUTIS _VARZIAZLIZ MITIGAIING _CEZFEZNQANT MQTINE 2LACK WHITES BLACK WHITZ TLL RILLS KILLS KILLS vAgrASLE. ___WAIIE_ _ PERCENT _unIIE._ PERCENT SLACK _PIRCINT .ZLALK._2LECLY GUNSTRUG 2/135 }J.02% 37261 0.8% 3/6457 2.8% 1/726 3.3% HATS 2/7136 «5% 52/275 18.8% 45/327 13.37% 2/19 10.5% JEALOUS 0/140 0.0% 23/337 B82 70/403 17.4% 0/24 3.0% MITMQTVE 24/121 13.82 204/349 £8.0% 347/409 84.8% 164/720 70.0% PANIC 11/7130 3.5% 3/346 2.52 16/7460 “5% 172% 3.32 RAGE 22/123 18.2% 178/333 58.9% 321/409 78.5% 13/153 63.6% REVENGE 9/136 6.6% 47/301 15.56% 70/375 18.6% 5/722 2.12 SHOOTOUT 28/140 5.7% 7/7387 1.3% 6/6453 1e3% 0/27 2.0% ( { WHITE SLACK WHITE KILLS KILLS KILLS KILLS VARIABLE. oC WMITE. PERCENT WHIIE PERCENT BLACK PERCENT BLACK. . PERCEN 3LVICMCO 10/133 7.59 155/33% 46.3% 273/420. 85.0% 11/24 45.87% DISFIGHT 264/132 13.22 3131/7332 54.8% 311/428 73.0% 14/724 £647% CRUGCIS 6/131 4.5% 52/325 27.02 122/234 31.02 3/25 25.0% EMOTION 32/113 273% 223/315 70.8% 3877423 930.2% 18/722 73.3% MADQLAVER 23/7322 13.8% 193/305% $3.12 350/433 384.7% 14/20 70.07% MONDIS 33/137 3.0% 35/353 13.0% 81/442 13.37% 5722 18.2% PROQVPASS 4/132 3.0% 30/316 9.4% 67/3%46 17.0% £/23 24.1% SPQUSESK 3/143 2.12 51/351 14.9% 91/465 19.57% 1/25 2.5% TRIANGLE 171%} 37% 21/354 543% 47/438 10.7% 0/25 0.0% RIEENQANT MITIGATING CIRCUMSTANCES ! BLACK WHITE _ BLACK WHITE KILLS eT ILLS XILLS XTLLS SAR ARLE. NITE PLENTY WHITE DE RENT RAK PERCENT SLACK PRICES AIOVICT 1/163 F132 22/362 5.1% 23/453 623 9/26 0.0% oouLL 45/122 53.3% 129/333 28.1% 138/433 45.7% 2/23 13.7% DEFINTCX 3/121 2452 63/284 24.3% 53/380 13.%% 5/23 25.1% EFREMQOR 3/722 13.5% 18/69 25.1% 26/67 38.3% 2/4 73.0% OEFSUR 10/7142 Bi, 40/344 11.6% 107/415 £.,7% 4/25 15.50% QEFSURLT 3/143 2.1 7/343 19% 7/7671 1.5% 3/26 11.52 SLaWIQ 18/7122 14.8% 33/239 S72 1644/7433 23.12 8/23 23.6% ORGHIS 30/137 23.8% 1732/7343 S0.1% 1887436 37.8% 11/24m 42.3% MENTILL 8/143 S.6% €4/365 14.52 42/465 3.0% £/26 23.1% NOSFPAGCR 8/143 5.52 27/349 7.3% 81/667 17.3% 5/26 195.22 PHYILL 3/143 2e12 26/359 T<02 31/470 bed 5/27 22e2% SMCEF JUS 3/143 2.12 £/358 1.42 6/453 1.2% 3/25 3.0% SMYCUTH 15/143 10.52 21/348 5.7% 16/476 3.4% 3/7238 10.72 VICTIM ML TlGaT ING SIRLUNMSTANCES SLACK WHITES LACK WHITE KILLS KILLS KILLS KILLS AALS HERE PR EN dll ee DEE EN Sal BRET 3 3EK. DSR LEN 303L330 1/136 0.7% 54/319 17.4% 79/337 18.1% 3/722 14.3% DEFFEAR 3/129 2.3% 27/308 8.3% 60/361 16.5% 7/22 S332 SMPRGVEK 33/122 30.92 133/274 $5,232 242/347 53.1% 14/720 70.02 VA3USFRD 3/139 2.22 24/343 Te02 20/442 4452 4/25 15.4% VACCUSED 4/134 3.02 19/333 5.72 29/422 be3% 1/258 SNE V3ADREP 1/92 Yel? 28/153 13.33 40/140 28.6% 3/14 2Y 4% VICARMED 11/138 8.0% 41/325 12.5% 5%/3%0 15.17% 5/26 25.0% VICORUG 5/136 heb 314/311 373% 137/354 33.7% 3/20 4C.0% VICORUNK 3/135 2423 62/312 13.5% 30/387 7.8% 2/12 ol VICVERR 32/125 25.4% 118/270 43472 . 182/329 585.3% 3/193 47447 VINJURS 1/7142 0.7% 7/358 2.03% 11/451 Zeb 1724 3 VSEXUP 0/141 0.0% 2/7350 05% 6/7450 1.3% 2/254 Dal VSHOMON 1/140 073 11/353 3.1% 4/464 1.32 0/25 0.0% 97 gPCCR STRANGER yIcCLnos=z VHISTAT ICIAL_VAIZIAZLZS NG. EACIZAS RL ACK “KX WHITE WHITES X WHITES 3LACK X 3LACK RT EAN en OA came me smn ET a ioe +12 1.73 1.50 DEEENQANT/ZVICIIM STATUS _VARZABLI2 SLACK WHITE aLACK KILLS $ILLS KILLS WAITE___SSRCENT _WHITZ___253CINT_ SLACK _2ZRCENI___ 3271490 53.86% 143/367 35.5% 83/663 12.6% 0/133 0.0% 207/260 S 8% 7/466 1.52 4/125 2.0. 58/344. 27 «£9 33/4540 Yea 53/125 746.4% 209/344 40.8% 326/460 83.37% 101/143 70.6% 22/3566 32.72 44/457 9.5% 7/7143 4.92 160/366 ~ "63,73 233/437 351.4% 337313 Te32 21.7% 10.8% 31/143 $783 WHITE X