Lancaster v. Hammond Opinion
Public Court Documents
August 15, 1949
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Brief Collection, LDF Court Filings. Lancaster v. Hammond Opinion, 1949. d8297348-ba9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/d1c25a81-a7b2-4de5-a2c2-3ec7b19fd49b/lancaster-v-hammond-opinion. Accessed November 23, 2025.
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C ircuit C ourt N o. 2 of Baltimore C ity
No. 30021-A Docket 58A— 184, (1949)
Filed August 15, 1949
H . C A R R IN G T O N L A N C A S T E R , E T A L .,
vs.
H A L L H A M M O N D , A T T O R N E Y G E N E R A L
O F M A R Y L A N D , E T A L .
Subversive Activities Act of 1949— Constitutionality—
Emergency Act— Constitutionality
Opinion by Sherbow, J.
Price 10 Cents
Circuit Court No. 2 of Baltimore City
No. 30021-A Docket 58A—184, (1949)
Filed August 15, 1949.
H. CARRINGTON LANCASTER, ET AL„
VS.
HALL HAMMOND, ATTORNEY-GENERAL OF MARYLAND, ET AL.
I. Duke Avnet, Mitchell A. Dubow, Linwood G. Roger, Donald, G. Mur
ray, Robert P. McG-uinn, and Bernard Rosen for the complainants.
Hall Hammond, Attorney-General; J. Edgar Harvey, Deputy Attorney-
General ; Thomas N. Biddison, City Solicitor of Baltimore; Leroy W.
Preston and Hugo A. Ricduti, Assistant City Solicitors, for the defen
dants. __________________
A m ici Curiae
Harold Buchman for National Union of Marine Cooks and Stewards.
Benjamin L. Wolfson and Kenneth R. Hammer, for American Legion,
Department of Maryland.
Dallas F. Nicholas and David Rein, for National Lawyers Guild.
David Scribner for United Electrical, Radio and Machine Workers of
America.
Subversive Activities Act Of 1919—Constitutionality—Emergency Act—Consti
tutionality.
SHERBOW, J —
The complainants assert that the
“ Subversives Act of 1949,” also known
as the “Ober Bill,” Chapter 86 of the
Acts of the General Assembly of 1949,
is unconstitutional and void. They also
seek to have Chapter 310 of the Acts
of 1949, declaring the “ Subversives Act
of 1949” an emergency measure, like
wise declared unconstitutional and
void.
Parties; History Of The Statutes.
The complainants are four professors
of Johns Hopkins University, a pro
fessor of Morgan State College, a doc
tor of medicine specializing in psychia
try, a professor of George Washington
University, a salesman, a general med
ical doctor, and a sculptor.
Other interested parties received per
mission from the Court to file briefs
as amici curiae. The Attorney-Gen
eral of Maryland and the City Solicitor
of Baltimore have filed demurrers,
asserting both acts are valid and con
stitutional.
As a great number of contentions
have been made, they will be treated
separately under appropriate headings.
By Chapter 721 of the Acts of 1947
a constitutional amendment was pro
posed, and this was approved by the
voters in November, 1948. It is now
Section 11 of Article 15 of the Con
stitution, and is as follows:
“Sec. 11. No person who is a mem
ber of an organization that advocates
the overthrow of the Government of
the United States or of the State of
Maryland through force or violence
shall be eligible to hold any office,
be it elective or appointive, or any
other position of profit or trust in
the Government of or in the admin
istration of the business of this
State or of any county, municipality
or other political subdivision of this
State.”
At the Special Session of the Gen
eral Assembly of 1948, a Resolution
was passed by the Senate (Senate
Joint Resolution No. 2) creating a
Committee on Subversive Activities.
The Committee was directed to make
a study of the laws of this country
and formulate and prepare a legisla
tive program to protect the democratic
principles and ideas of this State from
those seeking to destroy our freedom
and institutions, and to expose and
expurgate subversive and other illegal
activities.
On June 26, 1948, at the annual meet
ing of the Maryland State Bar Asso
ciation, Mr. Frank B. Ober delivered
an address on the subject “ Sedition
versus the Constitution.” (53 Md. Bar
Assn. Transactions, 255.) In the Aug
ust 1948 issue of the American Bar
Association Journal, Mr. Ober also
wrote and published an article entitled
“ Communism versus the Constitution:
The Power to Protect our Free Institu
tions.”
Pursuant to the Senate Joint Reso
lution, the Governor appointed a Com
mittee of eleven citizens, called the
“Commission on Subversive Activities,”
with Mr. Ober as Chairman. The re
port of the Commission was submitted
to the Governor on December 30, 1948,
with an attached draft of a proposed
bill to be entitled “Sedition and Sub
versive Activities.”
The bill was passed, with few amend
ments, on March 31, 1949, to become
effective in the usual manner on June
1, 1949, and became Chapter 86 of the
Acts of 1949. Almost immediately
thereafter it became publicly known
that a group of citizens proposed to
secure sufficient signatures to a peti
tion for a referendum on this bill in
accordance with the provisions of
Article 16 of the Constitution of Mary
land. If the requisite number of sig
natures was obtained the Act would
not go into effect on June 1, 1949, and
could not become effective unless ap
proved by the voters at the General
Election to be held in November, 1950.
On April 1, 1949, Senate Bill No.
528 was introduced to make the earlier
bill an emergency measure, effective at
once. The rules of the Senate were
suspended, the bill placed on second
reading and ordered printed for third
reading. It was passed by the Gen
eral Assembly, and on April 22, 1949,
was signed by the Governor and became
Chapter 310 of the Acts of 1949. The
original bill will be generally referred
to in this opinion as the “ Subversive
Activities Act of 1949” or the “Ober
Bill,” and the second statute will be
referred to as the “Emergency Act.”
The Subversive Activities Act con
tains a number of recitals referring
to the world communist movement, its
objectives and methods, and to other
subversive groups with similar objec
tives, and recites that “the communist
movement plainly presents a clear and
present danger to the United States
Government and to the State of Mary
land.”
Section 1 defines subversive organ
izations, foreign subversive organiza
tions, subversive persons, and others.
It makes a felony certain acts under
the subsection entitled “ Sedition.”
After June 1, 1949, any person who
becomes or who after September 1,
1949, remains a member of a subver
sive organization or a foreign subver
sive organization and is convicted by
a court of competent jurisdiction may
be imprisoned up to five years and
fined not more than $5,000 or both in
the discretion of the Court. Those
convicted under the Act are barred
from holding any office or employment
of the State of Maryland or any poli
tical subdivision, or standing for elec
tion for any public office, or voting in
any general election. The statute pro
vides that such organizations may be
declared subversive by a finding of a
court of competent jurisdiction, the
charter shall be forfeited and all funds
and records and property shall be
seized by the State of Maryland. The
Attorney-General is authorized and
directed to appoint an additional
Assistant to perform the duties of Spe
cial Assistant Attorney-General in
charge of Subversive Activities.
Judges of the Criminal Courts of the
State are directed under certain con
ditions to instruct grand juries to in
quire into violations of this law.
Then follows a group of sections
under the sub-title “Loyalty.” Every
employing group of the State of Mary
land and its political subdivisions is
required to ascertain that all such em
ployees, including teachers, are not
subversive persons, “and that there
are no reasonable grounds to believe
such persons are subversive persons.
In the event such reasonable grounds
exist, he or she as the case may be
shall not be appointed or employed.”
Laborers are excluded. All those em
ployed by the State of Maryland or
its political subdivisions from the first
of June, 1949, shall make a written’
statement, subject to the penalties of
perjury, that he or she is not a sub
versive person as defined by this law.
Reasonable grounds shall be cause for
discharge subject to the right to a
hearing under the provisions of the
Act, with the right of appeal to the
2
courts, and a jury trial, if elected, with
a further appeal to the Court of Ap
peals of Maryland.
Section 15 provides that no person
shall become a candidate for election
for any public office in this state un
less he files with his certificate of
nomination an affidavit that he is not
a subversive person. The certificate
shall not be received for filing by any
election officials, nor placed upon the
ballot or voting machine, if the affi
davit has not been made.
No appropriation of funds of any
character shall be made by the State
to any private institution of learning
until there is filed with the Governor,
the President of the Senate, and the
Speaker of the House of Delegates, on
behalf of the institution, a written
report setting forth procedures it has
adopted to determine whether it has
reasonable grounds to believe that any
subversive persons are in its employ
and the steps taken to terminate em
ployment of such persons. All written
applications for employment shall be
under the penalties of perjury.
The Emergency Act
The complainants maintain that the
Emergency Act is invalid and there
fore the Ober Bill is not now in effect
as the requisite number of signatures
have been filed with the Secretary of
State for a referendum.
Article 16 of the Maryland Constitu
tion provides for a referendum by the
people, to reject or approve at the polls
any act or part of any act of the
General Assembly. It is not applicable
to appropriations for maintaining the
State Government, and applies to cer
tain portions only of appropriations
for public institutions.
All laws generally tak'e effect on the
first day of June directly succeeding
the date of passage. I f a petition for
a referendum is filed by ten thousand
qualified voters, not more than half
of whom are from Baltimore City, the
law does not take effect until thirty
days after its approval by a majority
of the voters at the next state-wide
election.
Section 2 of Article 16 of the Con
stitution provides that “no law enacted
by the General Assembly shall take
effect until the first day of June next
after the session at which it may be
passed, unless it contains a Section
declaring such law an emergency law
and necessary for the immediate pres
ervation of the public health or safety,
and passed upon a yea and nay vote
supported by three-fifths of all mem
bers elected to each of the two Houses
of the General Assembly. * * *” An
emergency lam remains in force not
withstanding a referendum petition,
but can be repealed by referendum of
the voters in which case the repeal
takes effect thirty days after rejection
by a majority of the voters at the
election. An emergency act shall not
create or abolish any office, or change
the salary, term or duty of any officer.
The Subversive Activities Act of 1949
was approved by the Governor on
March 31, 1949, and became Chapter
86 of the Acts of 1949. Section 3 states
“ that this Act shall take effect June
1, 1949.”
The Emergency Act which became
Chapter 310 of the Acts of 1949 was
approved April 22, 1949, to take imme
diate effect. It did not re-enact the
entire Ober Law. The entire Emer
gency Act is as follows:
“Chapter 310
(Senate Bill 528)
“AN ACT to repeal and re-enact,
with amendments, Section 3 of Chap
ter 86 of the Acts of 1949, said Act
adding Article 85A to the Annotated
Code of Maryland, title “ Sedition and
Subversive Activities,” providing
that said Chapter 86 be declared an
emergency measure.
“ Section 1. Be it enacted by the
General Assembly of Maryland, That
Section 3 of Chapter 86 of the Acts
of 1949, said Act adding Article 85A
to the Annotated Code of Maryland,
title ‘Sedition and Subversive Activi
ties,’ be and it is hereby repealed and
re-enacted, with amendments, to read
as follows:
“3. This Act is hereby declared to
be an emergency measure and neces
sary for the immediate preservation
of the public health and safety, and
having been passed by a yea and
nay vote, supported by three-fifths
of all the members elected to each
of the two Houses of the General
Assembly of Maryland, the same
shall take effect from the date of its
Ijassage.
“Sec. 2. And be it further enacted,
That this Act is hereby declared to
be an emergency measure and neces
sary for the immediate preservation
of the public health and safety, and
having been passed by a yea and nay
3
vote, supported by three-fifths of all
of the members elected to each of
the two Houses of the General As
sembly of Maryland, the same shall
take effect from the date date of its
passage.” Approved April 22, 1949.
The procedure followed by the Gen
eral Assembly to declare the Ober Act
an emergency law was novel. The
usual method is to literally follow the
language of the Constitution as was
done in Chapter 85 of the Acts of 1949,
“ Sabotage Prevention.” Every emer
gency act which the Court has exam
ined (and counsel have not found any
others) contains within itself a provi
sion declaring the act an emergency
measure and necessary for the imme
diate preservation of the public health
and safety, and passed by the requi
site three-fifths of the elected members
of the General Assembly.
In this instance the Legislature
sought to make a whole Act an emerg
ency law, by amending only the sec
tion of the Act setting the date it
becomes effective. The amending sta
tute, Chapter 310, concerns itself only
with Section 3 of Chapter 86.
Section 3 of the original Ober law,
as amended by the Emergency Act,
undertakes to operate retroactively
upon the whole of Chapter 86 and to
declare the entire Ober Act an
emergency measure, and to have been
passed as an emergency measure. Ac
tually the Ober Act was not passed
as an emergency law originally. It
was not repealed and re-enacted as
an emergency act. The explicit provi
sions of the Constitution spell out in
unmistakable words that such an act
becomes effective on June 1st “unless
it contains a Section declaring such
law an emergency law. * * *” “It”
refers clearly and only to the law
sought to be made an emergency act.
Manifestly, Chapter 86, the Ober
Act, does not contain any such section.
So far as the Ober Act itself shows,
it may not have been deemed necessary
for the immediate preservation of the
public health or safety, and it may
not have been passed by the requisite
three-fifths of all the elected members.
A recital in a later Act that the orig
inal Act had been passed by a three-
fifths vote, is, by no means, conclusive
of that fact; nor does a later determi
nation by the legislature that it was
emergency legislation answer the clear
requirement of the Constitution that
no act shall become an emergency act
unless it contain a section so providing.
The 'Emergency Act becomes effective
on April 22, 1949. It contains a provi
sion that the Ober Act becomes effec
tive on the date it (the Ober Act) was
approved, namely, March 31, 1949.
Putting it another way, we have here
one law passed as an emergency law
effective on one date making another
law, not passed as an emergency act,
effective retroactively to an earlier
date.
Counsel for the complainants con
tend this action was taken to delib
erately thwart the will of the people
to prevent a referendum on the Sub
versives Act of 1949. Whatever may
be the reasons, the Court cannot con
sider them. The Court of Appeals has
already spoken flatly on this subject.
In Culp vs. Chestertown, 154 Md.
623, the Court said:
“We deem it advisable, however, to
say in answer to that argument that,
* * * if the legislation does come
within the provisions of Art. 16 of
the Constitution, in that event the
question of whether or not an
emergency in fact exists is a ques
tion for the Legislature, and its de
termination is final and not subject
to review by the courts.”
In Norris vs. Baltimore, 172 Md. at
p. 686, the Court of Appeals again said
that “the Legislature alone has the
power to determine whether such an
emergency as is contemplated by that
section of the Constitution exists, and
its determination of that question is
not judicially reviewable.”
• The Court of Appeals has, however,
held invalid an ordinance of the Mayor
and City Council of Baltimore author
izing a debt as an emergency measure.
Baltimore vs. Hofrichter, 178 Md. 91;
see also Geisendaffer vs. Baltimore,
176 Md. 150.
Complainants contend that the
emergency statute is an ex post facto
law and prohibited by Article 1, Sec
tion 10, of the U. S. Constitution and
Article 17 of the Maryland Declaration
of Bights. An ex post facto law is one
making punishable as a crime what
was not criminal when done. Hoch-
heimer, Criminal Law, fid Ed. p. 102.
Mr. Justice Chase in Calder vs. Bull,
3 Dallas, 386, 1 L. Ed. 648, defined ex
post facto laws, among others, as
“every law that makes an action done
before the passing of the law, and
4
winch was innocent when done, crim
inal ; and punishes such action.”
In this case if we are to follow the
plain meaning of the statutes then
the emergency law creates a crime on
April 22, 1949, and makes it retro
active to March 31, 1949. In Mary
land a statute is not given retroactive
effect unless no other meaning can
be attached or the legislative intent
is clear. (Kelch vs. Keehn, 183 Md.
140; Commission vs. Power Co., 182
Md. 111.)
However, in the second opinion in
Robey vs. Broersma, 181 Md. 325, the
Court of Appeals held that a law
made effective by its terms on May 1st,
but not signed by the Governor until
May 26th, was effective from the latter
date. It might therefore be argued
that while the emergency act purports
to act retroactively, actually it does
not, because both laws are effective
from the date the emergency act was
signed, and no earlier. Such a con
struction would be opposed to the plain
language of the statutes. It is clear
the Legislature meant (and it said)
the Ober Act was to be effective from
the date it was passed.
Anyone violating this law between
March 31st and April 22nd was guilty
of a crime, carrying heavy and severe
penalties, although such a person could
not know until April 22nd that his
earlier act was in fact a violation of
the law.
The general presumptions of validity
of a statute are narrowed in their
scope when we deal with laws limiting-
rights protected by the Constitution.
Statutes dealing with civil rights and
personal liberty are not those referred
to in the dissent of Mr. Justice Car-
dozo in U. S. vs. Constantine, 296 U. S.
287, 299, where he said: “There is
another wise and ancient doctrine that
a court will not adjudge the invalidity
of a statute except for manifest neces
sity. Every reasonable dou-bt must have
been explored and extinguished before
moving to that grave conclusion.”
Rather, they come within the deci
sion of Schneider vs. State, 308 U. S.
147, following the now famous foot
note of Chief Justice Stone in U. S.
vs. Carolena Products Co., 304 U. S.
144, 152, where he said: “there may
be narrower scope for the operation of
the presumption of constitutionality
when legislation appears on its face
to be within a specific prohibition of
the Constitution, such as those of the
first ten amendments, which are
deemed equally specific when held to
be embraced within the Fourteenth
* * See also Duine vs. U. S., 138
F. 2d, 137.
The complainants also maintain that
the Ober Act as amended by the
Emergency Act creates a. new office
and changes the duties of an officer,
which cannot be done by emergency
legislation.
The Subversives Act of 1949 author
izes the Attorney-General to appoint a
Special Assistant Attorney-General in
charge of subversive activities. While
he is under the general supervision of
the Attorney-General, his own special
duties and responsibilities are set out
in detail. He is in charge of subversive
activities, and it is his responsibility,
under the supervision of the Attorney-
General, to work with the State’s At
torneys in this State, submit informa
tion to grand juries, collect evidence
and information, call upon the Super
intendent of State Police, the Police
Commissioner of Baltimore City, and
other police authorities. They in turn
are directed to furnish such informa
tion and assistance as he may request.
The Special Assistant may testify be
fore any grand jury, and he is required
to keep complete information of all
records and matters handled by him.
Such records as may reflect on the
loyalty of any resident may not be
made public except with the permission
of the Attorney-General. Every em
ploying authority who discharges any
one pursuant to the provisions of this
article shall promptly report to the
Special Assistant Attorney-General the
fact of, and the circumstances sur
rounding, the discharge.
In Maryland there is a wide dis
tinction between “office” occupied by
a “public officer” and a “position” oc
cupied by an employee. In Buchholtz
vs. Hill, 178 Md. 280, the Court said:
“The most important characteris
tic of a public office, as distinguished
from any other employment, is the
fact that the incumbent is entrusted
with a part of the sovereign power
to exercise some of the functions of
government for the benefit of the
people. But the necessity of taking
an oath of office is also a very im
portant test in determining whether
a certain position is a public office.”
See also Worcester County vs. Golds-
borough, 90 Md. 103, and State Tax
Commission vs. Harrington, 126 Md.
5
157. In this latter case the Court of
Appeals held that the General Counsel
to the State Tax Commission was a
mere employee and not a public officer.
His salary and tenure of employment
were not fixed by law, no oath was
required, no official bond was given,
no commission was issued, and the in
cumbent did not exercise any sovereign
power. Article 32A, Section 4 of the
Code provides that the Assistants to
the Attorney-General continue in their
employment “during the pleasure of
the Attorney-General.” In Norris vs.
Baltimore, 172 Md. 667, an emergency
law was involved providing for the
use of voting machines and setting up
a special board to carry out the act.
The law was upheld as an emergency
law.
The Court holds that the Special
Assistant Attorney-General is not an
officer holding an office in contraven
tion of the Constitution preventing the
creation o f an office by an emergency
act, nor does the change in the duties
of the Attorney-General violate the
same section of the constitution. That
it will change and alter the work of
the office of Attorney-General is appar
ent. This is inherent in the kind of
activity the Special Assistant will en
gage in. The Ober Commission was
careful to point out that he should not
become a Gestapo agent, and therefore
placed him under the supervision of
the Attorney-General. They were fear
ful, and rightly so, of what could come
out of the creation of such an office,
with power placed in the hands of an
incompetent, narrow, biased official for
getful of the grand traditions of Mary
land.
Conclusions; Emergency Act.
The Court finds that the Emergency
Act, Chapter 310 of the Acts of 1949,
is unconstitutional and invalid, be
cause, it is an ex post facto law and
does not comply with the special pro
visions of the Constitution of Mary
land relating to emergency statutes.
Oaths By Candidates For Office
Section 15 of the Subversive Activi
ties Act provides that no person shall
be a candidate for public office in this
State unless he files an affidavit he
is not a subversive person within the
meaning of this law. The Supervisors
of Elections and the Secretary of State
shall not enter the name on the ballot
or voting machine if the affidavit has
not been filed.
The complainants contend this re
quirement is in violation of Article
37 of the Maryland Declaration of
Rights; “ * * * nor shall the Legisla
ture prescribe any other oath of office
than the oath prescribed by this Con
stitution.” The oath required is set
out in Section 6 of Article 1 of the
Constitution. It is simple; the affiant
swears to support the Constitution of
the United States, be faithful and bear
true allegiance to the State of Mary
land, support the Constitution and
laws thereof, and execute faithfully,
without partiality or prejudice, the
office which he assumes.
The defendants say the Ober Act
does not prescribe any additional oath
of office ; it merely requires a candidate
for office to take a special oath.
The history of these sections of the
Declaration of Rights and of the Con
stitution are interesting and will be
found in “Perlman’s Debates of the
Maryland Constitutional Convention of
1867” and Chief Judge McSherry’s
opinion in Davidson vs. Brice, 91 Md.
6S1.
Beginning with the Declaration of
Rights of the Constitution of 1776, on
through the Constitutions of 1851 and
1864, the Legislature was empowered
to prescribe the oaths of office to be
taken by different officers of govern
ment. Prom 1864 to 1867 the citizens
of this State knew what it meant to
live under a Constitution they did not
approve; one that had gone into effect
by a scant majority of 375 votes, after
“counting” the ballots of soldiers out
In the field. Confederate sympathizers
could not hold office unless restored to
full rights of citizenship by special act
of the General Assembly passed by a
two-thirds vote. ( See Art. 1, Secs. 4, 7,
and 8 of the Constitution of 1864, set
out in full in Perlman’s Debates, etc.,
supra.)
The Constitutional Convention of
1867 swept aside these repressive re
strictions, and introduced a positive
prohibition against any additional
oath. This action was deliberate. As
Chief Judge Me Sherry said: “Thus the
old provision which gave to the Legis
lature the power to exact official oaths
not prescribed by the organic law was
not only deleted, but a new clause
was put in which denied to the Legis
lature the authority it formerly pos
sessed in this particular. Article 37
of the Declaration of Rights is not
confined to offices created by the Con
6
stitution” and “it is wholly immaterial
whether the office he of constitutional
creation or of statutory origin.”
In this case the Court of Appeals
had squarely before it the question
as to whether or not the Legislature
has the authority to prescribe as a
qualification for the office of County
Treasurer any other oath than the one
which Section 6, Article 1, o f the Con
stitution imposes. That Section of the
Constitution was held to be a manda
tory provision. The Court said: “Not
content with prescribing the precise
oath to be taken, the Declaration of
Bights, in Article 37, prohibits any
other oath from being exacted, for it
declares: * * nor shall the Legisla
ture prescribe any oath of office than
the oath prescribed by this Constitu
tion.’ ”
The Subversive Activities Act of
1949 seeks to do by indirection that
which cannot be done directly. It is
obvious that of all the candidates who
file for office, one will be successful.
The law forbids an additional oath
of the elected official. To allow the
oath of all the candidates, knowing
one will be the successfully elected offi
cial, is to nullify the restriction of
Article 37 of the Declaration of Rights.
This is in the face of the plain and
positive inhibition of the law. It
means we no longer look to the sub
stance but adopt the form which de
stroys the substance.
This section of the Ober Act is there
fore invalid.
Constitutionality Of Ober Act.
The question of the validity of the
Subversives Activities Act of 1949 turns
principally on whether it violates the
first, fifth and fourteenth amendments
to the Constitution of the United
States, the Maryland Declaration of
Rights, and our State Constitution.
The complainants say the law is an
unlawful Bill of Attainder, finding
guilt by legislative fiat; that it violates
the freedoms of speech, of the press,
and lawful assembly, creates guilt by
association, and Is obnoxious to our
■whole system of democratic govern
ment. They argue that this act changes
the basic philosophy of our government
from one where the sovereign powrer
lies in a free people, to one where it
would be vested in the governing au
thorities by the device of empowering
them to forcibly control the ideas, ex
pressions and independent political
activities of the people of Maryland.
It is not for the Court to pass on
the wisdom of this or any other legis
lation, nor substitute its judgment or
views for that of the law-making body.
Certain legal principles have been set
down by the Supreme Court and the
Court of Appeals of Maryland; this
Court is bound by those principles as
applied to this statute.
Various anti-sedition laws have been
passed from time to time. In this
country they began with two laws in
1798. The first, the Alien Act, gave
the President power for two years to
expel any alien whom he might deem
“dangerous to the peace and safety of
the United States.” The second, the
Sedition Act, placed heavy penalties
on every person trying to stir up “sedi
tion” or who wrote or published any
thing “false, scandalous or malicious”
against the President, or other officers
of government. The American people
reacted violently against these attacks
on their liberty, and the laws were
never renewed.
Reconstruction days after the Civil
War saw the passage of many laws
depriving citizens of civil rights, and
in Maryland the people hastened to
nullify the Constitution of 1864 by the
Constitution of 1867, now in effect. In
other states laws which constituted
unlawful Bills of Attainder were struck
down by the Supreme Court.
It is usually after wars that such
legislation is passed, engendered by
flames of passion and strong feeling.
In 1918, Congress amended the Es
pionage Act (40 Stat. 553, 1918) by
adding a paragraph by which many
types of utterances could be inter
preted as disloyal. Then followed the
raids by Attorney-General Mitchell.
Palmer and arrests of thousands of
persons, with the subsequent failure
of the prosecutions. (See Chafee, Free
Speech in The United States.)
In 1920 the New York Assembly
suspended without hearing and pend
ing trial five members of the Socialist
Party, alleging this organization was
disloyal. This was followed by the
Lusk Committee of the New York Leg
islature which held many hearings on
the subject of sedition. New York in
1921 enacted the Lusk Anti-Sedition
Bills, establishing standards of loyalty
for teachers and providing for loyalty
tests.
This high intensity of feeling after
the First World War was then fol
lowed by a period of calm, dispassion
7
ate review, then the repeal by Congress
of the amendment it had adopted in
1918, and next in New York by the
repeal of the Lusk Anti-Sedition Sta
tutes. In signing these repealers Gov
ernor Alfred E. Smith said:
“They are repugnant to the funda
mentals of American democracy.
Under the laws repealed, teachers, in
order to exercise their honorable call
ing, were in effect compelled to hold
opinions as to governmental matters
deemed by a State officer consistent
with loyalty. * * * Freedom of opin
ion and freedom of speech were by
these laws unduly shackled. * * *
In signing these bills, I firmly be
lieve that I am vindicating the prin
ciple that, within the limits of the
penal law, every citizen may speak
and teach what he believes.’’
In denouncing the expulsion action
of the New York Assembly, Charles
Evans Hughes, later Chief Justice of
the United States, said: “ it is of the
essence of the institutions of liberty
that it be recognized that guilt is
personal and cannot be attributed to
the holding of opinion or to mere in
tent in the absence of overt actions.
* * *” (5 N. Y. Legis. Doc. No. 30.)
Today we face serious problems to
a degree undreamed of and unknown
before. The situation in Europe and
Asia has brought us face to face with
the realization that the world may be
plunged again into war, of a character
that might destroy civilization as we
know it. Techniques of sedition are
different; unfortunately they have been
successful in too many places for us
to remain complacent. It is clear this
country has powerful enemies outside
its borders. To what extent are they
within our country? How shall they
be ferretted out? What powers have
our legislative bodies to pass laws
aimed at those who threaten us from
within ?
Many penal statutes are now on the
law books dealing with such activities,
as for example, acting as agent of a
foreign government without notifica
tion to the Secretary of State, 18 U.
S. C., section 951; possession of prop
erty in aid of foreign government for
use in violating any penal statute or
treaty rights of the U. S., 18 U. S. C.,
section 957; espionage activities, 18
U. S. 0., sections 793-797; inciting or
aiding rebellion or insurrection, 18 U.
S. C., section 2383; seditious conspir
acy, 18 U. S. C., section 2384; advocat
ing overthrow of the government by
force, 18 U. S. C., section 2385; treason,
18 U. S. 0., section 2381; misprision
of treason, 18 U. S. C., section 2382;
undermining loyalty, discipline or
morale of armed forces, 18 U. S. C.,
section 2387; sabotage, 18 U. S. C.,
section 2156; importing literature ad
vocating treason, insurrection or forci
ble resistance to any federal law, 18
U. S. 0., section 552; injuring federal
property or communications, 18 U. S.
0., section 1361. Organizations en
gaged in civilian military activity, sub
ject to foreign control, affiliated with
a foreign government, or seeking to
overthrow the Government by force,
are subject to registration requirements
under the Voorhis Act, 18 U. S. C.,
2386. And we have the general law of
conspiracy, a, powerful weapon in the
hands of a skilful prosecutor.
With this brief historical discussion,
and some knowledge of present laws,
we now consider the constitutionality
of the Subversive Activities Act of
1949.
Laws abridging freedom of speech,
freedom of the press, or the right of
the people peaceably to assemble, are
forbidden by the first amendment and
to the States by the fourteenth amend
ment. Such laws can be constitution
ally justified only if the utterance, pub
lication or assembly sought to be sup
pressed threatens “clear and present
danger that they will bring about the
substantive evils that Congress has a
right to prevent.” This statement by
Mr. Justice Holmes in Schenck vs. U.
S., 249 U. S. 47, 52, has been repeated
in a series of cases in the Supreme
Court and in Maryland in the recent
case of WFBR. et al. vs. Maryland,
T h e D a ily R ecoed, June 27, 1949. In
that case, Judge Henderson, speaking
for the Court of Appeals, said :
“It is now perfectly clear that
whatever the law of the state, em
bodied in its constitution, statutes
or judicial decisions, the provisions
of the Federal Constitution are su
preme. Bridges vs. California, 314
U. S. 252. It is also clear that the
guarantees contained in the first
amendment, safeguarding free speech
and a free press, are implicit in the
concept of due process contained in
and made applicable to the States
in the fourteenth amendment.”
The Supreme Court has made it clear
that laws may punish acts and conduct
8
which clearly, seriously and imminent
ly threaten substantive evils. They
may not intrude into the realm of
ideas, religious and political beliefs
and opinions. Clear and present danger
refers to proximity and degree. The
law deals with overt acts, not thoughts.
It: may punish for acting, but not for
thinking.
In the dissent of Mr. Justice Holmes
in Abrams vs. U. S., 250 U. S. 616,
630-631 (1919), he said:
“* * * we should be eternally vigi
lant against attempts to check the
expression of opinions that we loathe
and believe to be frought with death,
unless they so imminently threaten
immediate interference with the law
ful and pressing purposes of the law
that an immediate check is required
to save the country. * * * Only the
emergency that makes it immediately
dangerous to leave the correction of
evil counsels to time warrants mak
ing any exception to the sweeping
command ‘Congress shall make no
law abridging the freedom of
speech.’ ”
This is now the law as stated by
the Supreme Court in Schneiderman
vs. U. S., 320 U. S. 118, 138; “ * * * if
there is any principle of the Consti
tution that more imperatively calls for
attachment than any other it is the
principle of free thought—not free
thought for those who agree with us
but freedom for the thought that we
hate.” In this case the Court rejected";
the Government’s contention that a
naturalized citizen who advocated the
principles of the Communist Party was /
not entitled to retain citizenship.
In Bridges vs. Wixon, 326 U. S. 135,
165, Mr. Justice Murphy said;
“Proof that the Communist Party
advocates the theoretical or ultimate -
overthrow of the Government by
force was demonstrated by resort
to some rather ancient party docu
ments, certain other general Com
munist literature and oral corrobo
rating testimony of Government wit
nesses. Not the slightest evidence
was introduced to show that either
Bridges or the Communist Party
seriously and imminently threatens
to uproot the Government by force
or violence.”
Chief Justice Hughes held that the
display of a red flag as a symbol of
opposition by peaceful and legal means
to organized government was protected
by the free speech guaranties of the
Constitution. (Stromberg vs. Califor
nia, 283 U. S. 359.) The Supreme Court
has upheld the right of persons to as
semble at a public meeting under the
auspices of the Communist Party. (He
Jonge vs. Oregon, 299 TJ. S. 353.) In
Harndon vs. Lowry, 301 U. S. 242, a
statute restricting (as construed) the
right to a Communist to solicit mem
bership in the Communist Party was
held invalid. In Thornhill vs. Ala
bama, 310 U. S. 97, the Court said:
“The existence of such a statute, which
readily lends itself to harsh and dis
criminatory enforcement by local prose
cuting officials, against particular
groups deemed to merit their dis
pleasure, results in a continuous and
pervasive restraint on all freedom of
discussion that might reasonably be
regarded as within its purview.”
Recently, in Terminiello vs. Chicago,
337 U. S. 1, 4, Mr. Justice Douglas
said:
“ » * * right to speak freely
and to promote diversity of ideas
and programs is therefore one of the
chief distinctions that sets us apart;
from totalitarian regimes. Accord
ingly a function of free speech under
our system of government is to in
vite dispute. It may indeed best:
serve its high purpose when it in
duces a condition of unrest, creates ;
dissatisfaction with conditions as
they are, or even stirs people to
anger. Speech is often provocative;
and challenging. It may strike at -
prejudices and preconceptions and
have profound unsettling effects as it
presses for acceptance of an idea. :
* * * There is no room under our Con
stitution for a more restrictive view. 5
Por the alternative would lead to
standardization of ideas either by
legislatures, courts, or dominant poli
tical or community groups.”
The Ober Act is a penal statute car
rying severe and drastic penalties.
Statutes creating crimes are invalid
if they define the crime in vague and
ambiguous terms. If a law is indefinite
and uncertain it fails to meet the con
stitutional requirement of due process
as in Winters vs. New York, 333 D. S.
507, 515, where the Court said: “The
standards of certainty in statutes pun
ishing for offenses is higher than in
those depending primarily upon civil
sanction for enforcement. The crime
must be defined with appropriate defi
9
niteness * * * there must be ascertain
able standards of guilt. Men of com
mon intelligence cannot be required to
guess at the meaning of the enactment.
The vagueness may be from uncertain
ty in regard to persons within the scope
of the act, * * * or in regard to the
applicable tests to ascertain guilt.”
And at page 518 the Court said:
“ * * * Tjie present case as to a vague
statute abridging free speech involves
the circulation of only vulgar maga
zines. The next may call for decision
as to free expression of political views
in the light of a statute intended to
punish subversive activities.”
The Ober Act makes it a felony by
the use of general language for any
person knowingly and wilfully to act,
advocate or teach “by any means’’ the
commission of any act as to constitute
a clear and present danger to the
security of the United States, Mary
land, or any political subdivision, or
participate in the management or con
tribute to support of any subversive
organization. This would Include any
attempt to bring about such a result
by speech, pamphlet, publication, radio
discussion, or participating in a meet
ing designed to bring about changes in
our government.
Crimes must be definitely defined.
What is meant by “alteration” of the
constitutional form of the Government
of the United States? There are some
who believe in the Socialist form of
government and advocate that this
country adopt the system of govern
ment in force in England today. To
them revolution means the consumma
tion of the change; it does not include
force or violence. This may seem far
fetched, but the test of the constitu
tionality of a statute ordinarily is
not what has happened, but what may
happen under it. (Raney vs. Montgom
ery County, 170 Md. 196.)
This statute makes it a felony to
remain a member of a subversive or
ganization after September 1, 1949,
knowing the organization to be sub
versive. Does “knowing” mean actual
knowledge, or constructive knowledge?
Does it mean having the information
in one’s possession to lead a reasonable
person to believe the organization is
subversive? May reasonable persons
differ on the meaning or interpretation
of such information?
If a member honestly believes he
belongs to an organization that is not
subversive, he may find himself facing
severe, even harsh penalties, if that
organization has been found to be sub
versive under Section 5 of the Act by
a court of competent jurisdiction. It
is then too late to withdraw from mem
bership.
Some labor organizations have been
characterized as subversive. A worker
may believe his union is in the con
trol of officers who would direct its
activities into seditious channels. If
that union has a closed-shop agreement
with management he cannot withdraw
from the organization without losing
his job. If he remains in the union, he
is guilty of a felony, not because of
any act of commission on his part, but
because of his association with others.
Valuable property rights within the or
ganization may be lost; the alternative
is no job, or conviction of a serious
crime, all without his day in court, and
without due process.
An organization, legal when founded,
may become subversive within the
meaning of this law, as a result of
acts by a small group of officers in
control for a short time, and in spite
of the violent opposition of the general
membership.
If it be a political party that is de
clared subversive, what tests shall be
applied to determine whether one is
a “member” of the party? How does
one determine who is a member of the
Democratic or Republican party? Po
litical parties do not take applications
for membership; individuals do not
swear their adherence to the party’s
platform. Suppose such an organiza
tion does have characteristics of mem
bership which require a card or other
symbol of membership and immediately
upon passage of this bill abolishes such
indicia of membership, how then would
one determine what constitutes mem
bership?
In the case of Bridges vs. Wixom,
326 U. S. 135, 143, supra, the Supreme
Court distinguished between “member
ship” and “affiliation.” Does member
ship mean making speeches on behalf
of candidates of a party? attendance
at meetings? If this act means the
Communist Party, the Supreme Court
has said that such participation in the
affairs of the Communist Party does
not necessarily indicate adherence to
any purpose to overthrow the Govern
ment of the United States hy force and
violence or subserviance to the policies
of a foreign government—Schneider-
man vs. U. S., 320 U. S. 118, supra.
There the Court said, at p. 136: “Un
der our traditions beliefs are personal
and not a matter of mere association,
and men in adhering to a political
party or other organization notoriously
do not subscribe unqualifiedly to all
of its platforms or asserted principles.”
In the loyalty section of the statute
no subversive person is eligible to hold
any kind of office or position in the
State Government or any political sub
division. All employers must establish
rules and regulations and procedures
to ascertain if any person, including
teachers, is a subversive person “and
that there are no reasonable grounds
to believe such persons are subversive
persons. In the event such reasonable
grounds exist, he or she, as the case
may be, shall not be appointed or em
ployed.”
What kind of standard is set up by
“ reasonable grounds?” What may seem
reasonable to one may seem extremely
arbitrary and unreasonable to another.
Here the employer need not have evi
dence that the prospective employee is
subversive. All he needs is reasonable
grounds. No man may be convicted of
a crime in Maryland except upon evi
dence; the court and jury must be con
vinced beyond a reasonable doubt,
based upon the evidence. In civil cases
it is the preponderance of the evidence.
Under this statute one may be deprived
of an opportunity to work for the state,
county or city upon no evidence at all,
but merely upon “reasonable grounds.”
In the Schneiderman case, supra, the
Supreme Court held that cancellation
of the naturalization of a member of
the Communist Party was illegal be
cause the law required “clear, un
equivocal and convincing evidence.”
The Court said, p. 153: “We are not
concerned with the question -whether
a reasonable man might so conclude,
nor with the narrow issue whether
administrative findings to that effect
are so lacking in evidentiary support
as to amount to a denial of due pro
cess.”
Every person who is employed by
the State of Maryland is required to
sign a written notice, subject to the
penalties of perjury, that he is not a
subversive person or a member of any
subversive organization. All who re
fuse to execute such a statement shall
immediately be discharged, even
though the refusal is based on con
scientious scruples against taking such
an oath.
“Reasonable grounds on all the evi
dence to believe that any person is a
subversive person” is cause for dis
charge. While the loss of a position
is purely civil, the discharge must be
reported to the Special Assistant At
torney-General in charge of subversive
activities. So one may lose his job
after many years of honorable service
in the State’s employ, if he is a mem
ber of an organization that started out
innocently enough, but found its aims
prostituted by its officers. The fact
that he attended no meetings, showed
no interest in its affairs, perhaps did
not even pay dues, may not save him
from the loss of his job if he was
carried on the roster of membership.
Such a fact may be “reasonable grounds
on all the evidence.”
The definition of foreign subversive
organizations brings in another vague
term. It “means any organization
directed, dominated or controlled
directly or indirectly by a foreign gov
ernment * * *” What does “indirectly”
mean ? To ask the question is to answer
it. This is so vague and indefinite as
not to meet the requirements of a
penal statute. Does “indirect” mean
that the organization is a foreign sub
versive organization when it changes
with the party line as given out at
Moscow? or if it opposes the Atlantic
Pact? or the Marshall Plan? or the
foreign policy of this country? or has
connections with, or is affiliated with,
international labor organizations whose
policies may be “indirectly” controlled
from England or Canada? What be
comes of the status of a dissenting
member? a minority of members? or
even a majority who differ with the
officers?
It may well be that what this statute
seeks to accomplish is difficult under
our law. In Musser vs. Utah, 333 U. S.
95, 97, the Supreme Court said: “This
led to the inquiry as to whether the
statute attempts to cover so much that
it effectively covers nothing. Statutes
defining crimes may fail of their pur
pose if they do not provide some
reasonable standards of guilt. * * *
Legislation may run afoul of the Due
Process Clause because it fails to give
adequate guidance to those who would
be law-abiding, to advise defendants
of the nature of the offense with which
they are charged, or to guide courts
in trying those who are accused.”
Every public school teacher must
take a loyalty oath. State aided insti
l l
tutions of learning must purge their
institutions of subversive persons
within the meaning of the Act. To de
termine if such statutes are clear and
precise in their terms or vague and
indefinite, one need only turn to the
debates now being waged in academic
circles on this very issue.
There are some who, although im
placable foes of Communism, feel that
so long as membership in the Com
munist Party is legal, that faculty
members should not be deprived of
their positions. Others hold that mem
bership in the Communist Party is in
compatible with academic competence
and integrity. There are some who
even believe professors should be dis
ciplined if they lend their presence
and give encouragement to extra-cur
ricular activities regarded as com
munistic in leaning, if not in fact.
The Ober Act refers to the “World
Communist Movement” and inferential-
ly to the Communist Party. It is
charged by the complainants in this
case that the act means members of
the Communist Party as well as lib
erals, labor organizations, political
parties other than the Democratic and
Republican Parties; any and all who
differ from the generally accepted be
liefs of those who happen to be in the
majority at the moment. They charge
that this is a Bill of Attainder and
unconstitutional.
In Anderson vs. Baker, 23 Md. 531,
604, the Court of Appeals defined Bills
of Attainder. It said:
“Bills of attainder, which include
bills of pains and penalties, are pro
hibited as well by the Constitution
of Maryland, (Art. 18, Declaration
of Rights,) as by the Constitution of
the United States. They are special
Acts of the Legislature, inflicting
capital or other punishments upon
persons supposed to be guilty of an
offense, without any conviction in
the ordinary course of judicial pro
ceedings. In such cases, the Legisla
ture assumes judicial magistracy,
pronouncing upon the guilt of the
party without any of the common
forms and guards of trial, and satis
fying itself with proofs, when within
its reach, whether conformable to the
rules of evidence or not.”
In U. S. vs. Lovett, 328 U. S. 303,
the Supreme Court, after reviewing its
prior decisions on Bills of Attainder,
said, at p. 315 :
“ * * * They stand for the proposi
tion that legislative acts, no matter
what their form, that apply either
to named individuals or to easily as
certainable members of a group in
such a way as to inflict punishment
on them without a judicial trial are
bills of attainder prohibited by the
Constitution.”
In that case certain government em
ployees were charged by a Congres
sional Committee with subversive be
liefs and subversive associations. A
rider was attached to the Appropria
tions Bill depriving them of further
pay. The Court said, p. 316:
“ * * * The fact that the punish
ment is inflicted through the instru
mentality of an Act specifically cut
ting off the pay of certain named in
dividuals found guilty of disloyalty,
makes it no less galling or effective
than if it had been done by an Act
which designated the conduct as
criminal. No one would think that
Congress could have passed a valid
law, stating that after investigation
it had found Lovett, Dodd, and Wat
son ‘guilty’ of the crime of engaging
in ‘subversive activities’, defined that
term for the first time, and sentenced
them to perpetual exclusion from any
government employment. Section
304, while it does not use that lan
guage, accomplishes that result. The
effect was to inflict punishment with
out the safeguards of a judicial trial
and ‘determined by no previous law
or fixed rule’. The Constitution de
clares that that cannot be done either
by a State or by the United States.”
The Supreme Court cited Cummings
vs. Missouri, 4 Wall (U. S.) 217, where
a Catholic priest was convicted for
teaching and preaching without taking
the oath of loyalty as provided by the
Missouri (Reconstruction) Constitu
tion. The conviction was set aside, the
constitutional provision struck down
as an unlawful Bill of Attainder. The
Court said that case has never been
overruled—it is still the law.
Conclusion.
The Subversive Activities Act of
1949 for the reasons stated is uncon
stitutional and invalid. It violates
the basic freedoms guaranteed by the
first and fourteenth amendments, and
due process under the fifth amendment.
It violates the Maryland Constitution
and Declaration of Rights, is an un
lawful Bill of Attainder, and is too
12
general for a penal statute. As stated
by Mr. Justice Jackson in West Vir
ginia Board vs. Barnette, 319 U. S.
624, 642: “If there is any fixed star
in our constitutional constellation, it
is that no official, high or petty, can
prescribe what shall be orthodox in
politics, nationalism, religion, or other
matters of opinion or force citizens to
confess by word or act their faith
therein.”
The demurrers will be overruled.
IN THE CIRCUIT COURT NO. 2
OF BALTIMORE CITY
No. 30056-A Docket 58A, 224 (1949)
PHILIP FRANKFELD AND GEORGE
A. MEYERS,
vs.
HALL HAMMOND, ATTORNEY-
GENERAL, ET AL.
Maurice Braverman for complain
ants.
Hall Hammond, Attorney-General;
J. Edgar Harvey, Deputy Attorney-
General; Thomas N. Biddison, City
Solicitor of Baltimore; Leroy W. Pres-
ton and Hugo A. Riccuiti, Assistant
City Solicitors, for the defendants.
Philip Frankfeld, Chairman of the
Communist Party of Maryland, and
George A. Meyers, labor secretary of
the Communist Party, filed this Bill of
Complaint following in the main the
allegations in the case of Lancaster,
et al., just decided. In addition, they
filed as an exhibit a copy of the Con
stitution of the Communist Party of
the United States, and set out the
various aims of this organization.
For the reasons given in the Lan
caster case, the demurrers will be
overruled.
(Reprinted from T h e D a ily R ecord, August 16, 191/9)
13