Stovall v. City of Cocoa, Florida Brief of Appellants
Public Court Documents
December 3, 1996
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Brief Collection, LDF Court Filings. Stovall v. City of Cocoa, Florida Brief of Appellants, 1996. 63a2af41-c59a-ee11-be37-00224827e97b. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/d37c29b1-9b89-4117-84e2-6f69055cafb4/stovall-v-city-of-cocoa-florida-brief-of-appellants. Accessed December 04, 2025.
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96-2891
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
CHARLES STOVALL, MARTHA RAY BETHEL,
REV. W.O. WELLS, JOANN STOVALL, and SYLVESTER WEAVER
vs.
Plaintiffs-Appellants,
CITY OF COCOA, FLORIDA; COCOA CITY COUNCIL; MICHAEL
HILL, ALECK GREENWOOD, PHYLLIS CHURCHILL, JUDY PARRISH,
BRUCE TATE JR., and JOAN CLARK, In Their Official Capacities
as Mayor, Council Members, and City Clerk Respectively.
Defendants-Appellees.
ON APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF FLORIDA
BRIEF OF APPELLANTS
Elaine R. Jones
Director-Counsel
Theodore M. Shaw
Norman J. Chachkin
Jacqueline A. Berrien
NAACP Legal Defense &
Educational Fund, Inc.
99 Hudson Street, Suite 1600
New York, NY 10013
212-219-1900
Cristina Correia
Laughlin McDonald
Neil Bradley
Maha Zaki
ACLU Foundation, Inc.
44 Forsyth Street, N.W.
Suite 202
Atlanta, GA 30303
404-523-2721
Attorneys For Appellants
No. 96-2891, STOVALL, et al.. v. CITY OF COCOA, et al.
CERTIFICATE OF INTERESTED PERSONS
AND CORPORATE DISCLOSURE STATEMENT
Pursuant to Eleventh Circuit Rule 26.1, the following is an alphabetical list
of the trial judge, attorneys, persons, firms, partnerships and corporations with any
known interest in the outcome of this appeal:
1. Amari, Theriac, Eisenmenger & Woodman, P.A.,
Counsel for Defendants/Appellees
2. American Civil Liberties Union Foundation, Inc.,
Co-Counsel for Plaintiffs/Appellants
3. Jacqueline Berrien, Co-Counsel for Plaintiffs/Appellants
4. Martha Ray Bethel, Plaintiff/Appellant
5. Neil Bradley, Co-Counsel for Plaintiffs/Appellants
6. Norman J. Chachkin, Co-Counsel for Plaintiffs/Appellants
7. Phyllis Andrea Churchill, Defendant/Appellee
8. Cianfrogna, Telfer, Reda and Faherty, P.A., Counsel for Fred Galey
9. Joan Clark, Defendant/Appellee
10. City of Cocoa, Defendant/Appellee
11. Cocoa City Council, Defendant/Appellee
C -l o f 3
No. 96-2891, STOVALL, et al.. v. CITY OF COCOA, et al.
CERTIFICATE OF INTERESTED PERSONS
AND CORPORATE DISCLOSURE STATEMENT
12. Cristina Correia, Co-Counsel for Plaintiffs/Appellants
13. Fred Galey, Brevard County Supervisor of Elections, Interested Party
14. Aleck James Greenwood, Defendant/Appellee
15. Frank J. Griffith, Counsel for Fred Galey
16. Michael Ashley Hill, Defendant/Appellee
17. J. Wesley Howze, Jr., Counsel for Defendants/Appellees
18. Elaine R. Jones, Co-Counsel for Plaintiffs/Appellants
19. Laughlin McDonald, Co-Counsel for Plaintiffs/Appellants
20. NAACP Legal Defense & Educational Fund, Inc.,
Co-Counsel for Plaintiffs/Appellants
21. Judy Jackson Parrish, Defendant/Appellee
22. Hon. G. Kendall Sharp, District Court Judge
23. Theodore Shaw, Co-Counsel for Plaintiffs/Appellants
24. Charles L. Stovall, Plaintiff/Appellant
25. Joan Stovall, Plaintiff/Appellant
C-2 o f 3
No. 96-2891, STOVALL, et al., v. CITY OF COCOA, et al.
CERTIFICATE OF INTERESTED PERSONS
AND CORPORATE DISCLOSURE STATEMENT
26. Bruce Winfred Tate, Jr., Defendant/Appellee
27. Sylvester Weaver, Plaintiff/Appellant
28. Rev. W. O. Wells, Plaintiff/Appellant
29. Maha Zaki, Co-Counsel for Plaintiffs/Appellants
Cccuvuc
Cristina Correia
C-3 o f 3
STATEMENT REGARDING ORAL ARGUMENT
This case presents important issues concerning the approval and enforcement
of settlement agreements by the federal district courts and the application of Miller
v. Johnson, 515 U.S. ___, 115 S. Ct. 2475 (1995) to settlement agreements in
litigation under Section 2 of the Voting Rights Act, 42 U.S.C. § 1973. Due to the
importance of the issues presented, oral argument may assist the Court in the
resolution of this appeal.
CERTIFICATE OF TYPE SIZE AND STYLE
The type size used in this brief is 14 point. The type style is Times New
Roman.
l
CERTIFICATE OF INTERESTED PERSONS AND
CORPORATE DISCLOSURE STATEMENT ...................................... C-l
STATEMENT REGARDING ORAL ARGUMENT .................................... .. . i
CERTIFICATE OF TYPE SIZE AND STYLE.................................................. i
TABLE OF CONTENTS.................................................................................... ii
TABLE OF CITATIONS .................................................................................. v
STATEMENT OF SUBJECT MATTER JURISDICTION ............................. x
STATEMENT OF APPELLATE JURISDICTION ......................................... x
STATEMENT OF THE ISSUES ...................................................................... 1
STATEMENT OF THE CASE.......................................................................... 2
Nature of the C ase .................................................................................... 2
Course of Proceedings and Dispositions in the Court B elow ................. 2
Statement of F a c ts .................................................................................... 3
Statement of the Standard of Review ..................................................... 5
SUMMARY OF THE ARGUMENT................................................................. 6
ARGUMENT ..................................................................................................... 8
TABLE OF CONTENTS
Page
ii
TABLE OF CONTENTS
I. The District Court Erred In Permitting The City Of Cocoa Unilaterally
To Withdraw The Jointly Submitted Consent Decree............................. 8
A. The Parties’ Executed Settlement Agreement Is B inding............ 10
B. The Parties Executed A Valid Settlement Agreem ent.....................14
C. State Law Is Not A Bar To Entry Of The Consent
Decree................................................................................................16
D. Equity Requires That The Consent Decree Be Enforced ................20
II. The Consent Decree Is Constitutional.......................................................21
A. The Record Clearly Demonstrates That Race Was Not
The Predominant Factor In The Creation Of The 4-1
District P la n ......................................................................................26
B. The Plan Embodied In The Proposed Consent Decree
Satisfies Strict Scrutiny ...................................................................30
1. The Consent Decree Is Justified By A
Compelling Government Interest...........................................31
2. The Consent Decree Is Narrowly T ailored...................... 33
CONCLUSION .................................................................................................... 35
Page
in
TABLE OF CONTENTS
ADDENDUM
Map of 4-1 District P la n ................................................Addendum page 1
Sec. 2 of the Voting Rights Act of 1965,
42 U.S.C. § 1973 ................................................Addendum page 2
Fla. Stat. § 166.031 .......................................................Addendum page 3
Cocoa City Charter, Art. Ill, § 13(b) .......................... Addendum page 4
CERTIFICATE OF SERVICE
Page
IV
TABLE OF CITATIONS
Alien v. Alabama State Bd. Of Educ., 816 F.2d 575 (11th Cir. 1987) . 6, 10, 11
Armstrong v. Adams, 869 F.2d 410 (8th Cir. 1988) ......................................... 19
Bonner v. Prichard, 661 F.2d 1206 (11th Cir. 1981) {en banc) ................. 7
Brewer v. Muscle Shoals Bd. O f Educ., 790 F.2d 1515 (11th Cir. 1986) . . . . 11
Bush v. Vera,___U .S.___ , 116 S. Ct. 1941 (1996) ..................................passim
Carson v. American Brands, Inc., 450 U.S. 79 (1981) ............................... xi, 9
Cia Anon Venezolana De Navegacion v. Harris, 374 F.2d 33 (5th Cir. 1967) 15
Crosby Forrest Products, Inc. v. Byers, 623 So.2d 565
(Fla. 5th Dist. Ct. App. 1993) ................................................................. 14
Daly v. School District o f Darby Township, 434 Pa. 286,
252 A.2d 638 (1969) ............................................................................... 15
DeWitt v. Wilson,___U .S .___ , 115 S. Ct. 2637 (1995) ........................ 24, 31
Dillard v. Crenshaw County, 748 F. Supp. 819 (M.D. Ala. 1990) 7, 10, 12, 19
Dorson v. Dorson, 393 So.2d 632 (Fla. 4th Dist. Ct. App. 1981)................. 13
Eatmon v. Bristol Steel & Iron Works, Inc., 769 F.2d 1503 (1985)............. 11
Floyd v. Eastern Airlines, Inc., 872 F.2d 1462 (11th Cir. 1989)
rev’d sub nom. on other grounds, Eastern Airlines, Inc. v. Floyd,
Cases Pages
v
TABLE OF CITATIONS
499 U.S. 530 (1991)............................................................................. 6, 14
Fulgence v. J. Ray McDermott & Co., 662 F.2d 1207 (5th Cir. 1981) .......... 6
George v. City o f Cocoa, 78 F.3d 494 (11th Cir. 1996) ......................x, 1, 2, 4
Gooding v. Wilson, 405 U.S. 518 (1972) .......................................................... 6
Gunn Plumbing. Inc. v. Dania Bank, 252 So.2d 1 (Fla. 1971)........................ 13
In re Birmingham Reverse Discrimination Emp. Lit,
20 F.3d 1525 (11th Cir. 1994)................................................................ 5
In re Smith, 926 F.2d 1027 (11th Cir. 1991).....................................................10
In re U.S. Oil and Gas Litigation, 967 F.2d 489 (11th Cir. 1992) ................. 10
Jeffers v. Clinton, 730 F. Supp. 196 (E.D. Ark 1990) (three judge court)
aff’d mem., 498 U.S. 1019 (1991) ..........................................................27
Johnson v. DeGrandy,___U.S. ___ , 114 S. Ct. 2647 (1 9 9 4 )................. 22, 32
Johnson v. Miller, 864 F. Supp. 1354 (S.D. Ga. 1994)
aff’d 515 U .S.___, 115 S. Ct. 2475 (1995)............................................ 31
Lotspeich Co. v. Neogard Corp., 416 So.2d 1163
(Fla. 3rd Dist. Ct. App. 1982) ................................................................. 13
Major v. Treen, 574 F. Supp. 325 (E.D. La. 1983) (three judge co u rt) ..........27
Cases Pages
vi
TABLE OF CITATIONS
Maseda v. Honda Motor Co., 861 F.2d 1248 (11th Cir. 1988)................... 6, 14
McDaniel v. Sanchez, 452 U.S. 130 (1981) ..................................................... 19
Miller v. Johnson, 515 U.S. __ , 115 S. Ct. 2475 (1995)........................ passim
Murchison v. Grand Cypress Hotel Corp., 13 F.3d 1483 (11th Cir. 1994) . . . 9
Newell v. Prudential Ins. Co. o f America,
904 F.2d 644 (11th Cir. 1990)................................................................. 5
Pettinelli v. Danzig, 722 F.2d 706 (11th Cir. 1984)......................................... 14
Potter v. Washington County, Fla., 653 F. Supp. 121 (N.D. Fla. 1986).......... 19
Reed By And Through Reed v. U.S., 717 F. Supp. 1511 (S.D. Fla. 1988),
a ffd 891 F.2d 878 (1 1th Cir. 1990) ........................................... 7, 12, 21
Reed By And Through Reed v. U.S., 891 F.2d 878 (11th Cir. 1990) . . 7, 11, 12
Rhein Medical, Inc. v. Koehler, 889 F. Supp. 1511 (M.D. Fla. 1995) . 7, 10, 12
Robbie v. City o f Miami, 469 So.2d 1384 (Fla. 1985) .................................... 13
Rufo v. Inmates o f Suffolk County Jail, 502 U.S. 367 (1992)................... 22, 25
Schwartz v. Florida Bd. Of Regents, 807 F.2d 901 (11th Cir. 1987).............. 11
Shapiro v. Associated Intern. Ins. Co.,
899 F.2d 1116 (11th Cir. 1990) ....................................................... 6, 14
Cases Pages
vii
TABLE OF CITATIONS
Cases Pages
Shaw v. Hunt, ___U .S.___ , 116 S. Ct. 1894 (1996)....................................... 24
Shaw v. Reno, 509 U.S. 630, 113 S. Ct. 2816 (1993)............ 22, 24, 26, 27, 30
Straw v. Barbour County, 864 F. Supp. 1148 (M.D. Ala. 1994)...................... 19
Tallahassee Branch ofNAACP v. Leon County, Fla., 827 F.2d 1436
(11th Cir. 1987), cert, denied, 488 U.S. 960 (1988) ............................. 19
Thornburg v. Gingles, 478 U.S. 36 (1986) ................................................passim
Thomas v. State o f La., 534 F.2d 613 (5th Cir. 1976) ................. 7, 10, 12, 13
United States v. City o f Miami, Fla., 664 F.2d 435 (1981) (en banc) ............17
U.S. E.E.O.C. v. Tire Kingdom, 80 F.3d 499 (11th Cir. 1996)........................ 5
Utilities Comm ’n Of New Smyrna Beach v. Fla. PSC,
469 So.2d 731 (Fla. 1985)........................................................................ 13
Voinovich v. Quilter, 507 U.S. 146, 113 S. Ct. 1149 (1993) ............ 22, 27, 31
Wallace v. Townsell, 471 So.2d 662 (Fla. 5th Dist. Ct. App. 1985) .............. 14
Wilson v. Eu, 4 Cal. Rptr. 2d 379 (1992).......................................................... 25
Wise v. Lipscomb, 437 U.S. 535 (1978)............................................................ 18
Wong v. Bailey, 752 F.2d 619 (11th Cir. 1985)................................................ 11
vm
TABLE OF CITATIONS
Statutes and City Charter Page
Sec. 2 of the Voting Rights Act, 42 U.S.C. § 1973 ..................................passim
28 U.S.C. § 1 2 9 1 .............................................................................................xi
28 U.S.C. § 1292(a)(1) ................................................................................. .. . xi
28 U.S.C. § 1331 x
28 U.S.C. § 1343(a)(3) ...................................................................................... x
28 U.S.C. § 1343(a)(4) ...................................................................................... x
28 U.S.C. § 2201 ................................................................................................ x
42 U.S.C. §1983 ................................................................................................ x
Fla. Stat. §166.031(2)......................................................................................... 16
Fla. Stat. §166.031(3) 17
Fla. Stat. §166.031(5).................................................................................. 16, 17
Cocoa City Charter, Ait. Ill, § 13(b) .................................................................18
IX
STATEMENT OF JURISDICTION
Statement of Subject Matter Jurisdiction
This is an action arising under Section 2 of the Voting Rights Act, 42 U.S.C.
§ 1973. Subject matter jurisdiction in the district court was invoked pursuant to 28
U.S.C. §§ 1331, 1343(a)(3), 1343(a)(4) and 2201, and authorized by 42 U.S.C.
§1983.
Statement of Appellate Jurisdiction
On May 20, 1996, on remand from this Court,1 the district court entered an
Endorsed Order granting Defendants’ Motion To Withdraw Joint Motion To Enter
Consent Decree And Judgment. R2-52 [Order]2. The district court’s Order has
1 This Court reversed an earlier Order which had voided a Consent Decree and
refused to enter judgment. George v. City o f Cocoa, 78 F.3d 494 (1996). (Mary
George was granted leave to withdraw as a plaintiff on March 14, 1995, and she
was granted leave to withdraw as an appellant in this Court on March 29, 1995.)
2 The district court docket sheet does not provide a document number for the
court’s Endorsed Order of May 20, 1996 which granted defendants’ motion. The
motion was docketed as R2-52. References in this brief to the Endorsed Order will
appear as "R2-52 [Order]". The "Endorsed Order" is the front page of the motion
with a handwritten notation that the motion is "granted" and "case shall proceed to
x
the practical effect of denying plaintiffs the injunctive relief provided in the parties’
Consent Decree. Rl-293. Plaintiffs timely filed a notice of appeal on June 19,
1996. R2-58. Jurisdiction in this Court is proper pursuant to 28 U.S.C. §§ 1291
and 1292(a)(1). Carson v. American Brands, Inc., 450 U.S. 79 (1981).
This Court raised the issue of jurisdiction sua sponte. Appellants have filed
a brief arguing that jurisdiction is proper pursuant to both 28 U.S.C. §§1291 and
1292(a)(1). See Appellants’ Response To The Court’s Inquiry Regarding
Jurisdiction, filed on July 16, 1996.
trial".
3 The proposed Consent Decree was submitted with the Joint Motion To Enter
Consent Decree And Judgment on July 29, 1994. These documents have been
docketed under a single entry, no. 29. References in this brief to the Consent
Decree will appear as "Rl-29-page [decree]".
xi
STATEMENT OF THE ISSUES
1. Whether, following this Court’s reversal of the district court’s 1994 Order
refusing to enter the parties’ proposed consent decree and its remand "for further
proceedings not inconsistent with" the opinion in George v. City o f Cocoa, 78 F.3d
494, 499 (11th Cir. 1996), the district court violated this Court’s mandate, and
erred, as a matter of law, when it failed to enforce the parties’ settlement and
permitted defendants unilaterally to withdraw the parties’ Joint Motion To Enter
Consent Decree And Judgment?
1
STATEM ENT OF THE CASE
Nature of the Case
Plaintiffs, African-American citizens and registered voters in the City of
Cocoa, filed this action under Sec. 2 of the Voting Rights Act, 42 U.S.C. § 1973,
alleging that the at-large/numbered post method of electing the Cocoa City Council
dilutes the voting strength of African-American voters. Rl-1-13.
Course of Proceedings and Disposition in the Court Below
This is an appeal from an Order granting defendants’ Motion To Withdraw
Joint Motion To Enter Consent Decree And Judgment. R2-52 [Order]. On July
28, 1994 the parties had filed a Joint Motion To Enter Consent Decree & Judgment
along with a proposed Consent Decree with the district court (herewith "Joint
Motion"). Rl-29. In late 1994 the district court entered an Order voiding the
parties’ proposed consent decree. R2-40. This Court reversed the district court’s
order and remanded the case "for further proceedings not inconsistent with this
[Court’s] opinion." George v. City o f Cocoa, 78 F.3d 494, 499 (11th Cir. 1996).
Three days after this Court’s mandate issued, defendants filed a Motion To
Withdraw Joint Motion To Enter Consent Decree And Judgment. R2-52. Plaintiffs
filed a brief in opposition. R2-57. Without benefit of a hearing, and with no
explanation of the basis for its ruling, the district court entered an Endorsed Order
2
granting defendants’ motion and directing that the case proceed to trial. R2-52
[Order].4 This appeal followed.
Statement of the Facts
The City of Cocoa has a total population of 17,722. African-Americans
constitute 28% of the city’s population. Rl-1-5 and Rl-13-2. Despite this
substantial minority population, at the time this suit was brought only two African-
Americans had ever been elected to the five (5) member city council and none had
been elected since 1981. R2-36-2.
While discovery was underway the parties entered into settlement
negotiations and ultimately agreed upon an electoral system for the election of the
Cocoa City Council whereby four members of the council are to be elected from
single-member districts and one member, who also serves as mayor, continues to
be elected at-large. R1-29-2, 3 [decree]. On May 10, 1994, by a 3 to 2 vote, the
Council approved the election plan incorporated in the parties’ proposed consent
decree. Rl-29-3 [decree]. The parties then filed a Joint Motion To Enter Consent
Decree And Judgment. Rl-29. Four voters appeared as amici and filed objections
4 Since the court did not write an opinion explaining the basis for its ruling,
this brief will address all of the arguments advanced by defendants’ motion and
memorandum in support thereof.
3
to the parties’ proposed decree. Rl-325. After briefing and a hearing, the district
court issued an opinion holding that under Florida law, the sole African-American
on the city council should have abstained from voting on the remedy plan because
"as an African-American candidate he stood to gain inordinately from the vote" and
voiding the Consent Decree. R2-40-6, 8. This Court reversed the district court’s
Order and remanded the case to the district court "for further proceedings not
inconsistent with this [Court’s] opinion." George v. City o f Cocoa, 78 F.3d at
499.6
Three days after this Court’s mandate issued, defendants filed their Motion
To Withdraw Joint Motion To Enter Consent Decree & Judgment, which was
subsequently granted. R2-52 and R2-52 [Order]. As a result, more than two years
after the parties entered into a settlement agreement, elections continue to be held
5 Amici Joel Robinson, et al., participated in the proceedings below for the
limited purpose of presenting objections to the parties’ Consent Decree. Amici
advised the district court that they did "not seek to intervene in the underlying
action . . . " and sought "only to be heard in opposition to entry of a proposed
consent decree in this case." Rl-30-1 n. 1.
6 Amici chose not to participate in the appeal. See Amici’s Notice To Court,
George v. City o f Cocoa, 11th Cir. No. 94-3453, dated April 3, 1995.
4
under the at-large system which was to be replaced by the new electoral plan
embodied in the settlement. R3-61, R3-61 [Order]7, and R3-63.
On June 29, 1996 Plaintiffs filed a Motion To Enforce Mandate, Or In The
Alternative, Petition For Writ Of Mandamus with this Court, which was denied on
July 10, 1996.8
Statement of the Standard of Review
This appeal presents issues concerning the district court’s determination of
questions of law.9 Review of a district court’s rulings of law is de novo. U.S.
E.E.O.C. v. Tire Kingdom, 80 F.3d 449, 450 (11th Cir. 1996); In re Birmingham
Reverse Discrimination Emp. Lit, 20 F.3d 1525, 1540 (11th Cir. 1994); Newell v.
Prudential Ins. Co. o f America, 904 F.2d 644, 649 (11th Cir. 1990).
7 The district court docket sheet does not provide a document number for the
court’s Endorsed Order of Sept. 11, 1996 denying Plaintiffs’ Motion For Injunction
Pending Appeal (R3-61). References in this brief to this Endorsed Order will
appear as "R3-61 [Order]".
8 The motion to enforce the mandate was denied as to appeal No. 94-3453.
The petition for writ of mandamus was denied as to No. 96-2919.
9 The district court made no findings of fact and the parties do not dispute the
existence of an agreement, only its enforceability. See R2-52-Exhibit A.
5
To the extent that this appeal involves interpretations of state law, this Court
is "‘bound by a decision of a Florida District Court of Appeal on questions of
Florida state law, absent a strong showing that the Florida Supreme Court would
decide the issue differently.’" Shapiro v. Associated Intern. Ins. Co., 899 F.2d
1116, 1123 (11th Cir. 1990) (quoting Maseda v. Honda Motor Co., 861 F.2d 1248,
1257 n.14 (11th Cir. 1988)); Floyd v. Eastern Airlines, Inc., 872 F.2d 1462, 1466-
1467 (11th Cir. 1989) (reversing district court’s interpretation of state law) rev ’d
sub nom. on other grounds, Eastern Airlines, Inc. v. Floyd, 499 U.S. 530 (1991).
See also, Gooding v. Wilson, 405 U.S. 518, 525 n. 3 (1972) (holding that federal
courts follow state appellate court decisions as to state law).
SUMMARY OF THE ARGUMENT
The district court erred in granting defendants’ Motion To Withdraw Joint
Motion To Enter Consent Decree & Judgment. The parties have entered into a
lawful settlement agreement and defendants have failed to provide any legal
justification for their failure to adhere to this agreement.
Settlement agreements are binding. Allen v. Alabama State Bd. OfEduc.,
816 F.2d 575 (11th Cir. 1987); Fulgence v. J. Ray McDermott & Co., 662 F.2d
6
1207 (5th Cir. 1981); Thomas v. State o f La., 534 F.2d 613 (5th Cir. 1976)10;
Rhein Medical, Inc. v. Koehler, 889 F. Supp. 1511 (M.D. Fla. 1995); Dillard v.
Crenshaw County, 748 F. Supp. 819 (M.D. Ala. 1990); Reed By And Through Reed
v. U.S., 111 F.Supp. 1511 (S.D. Fla. 1988), aff’d 891 F.2d 878 (11th Cir. 1990).
The proposed consent decree is constitutional, and the district court has
already concluded as much. R2-43-3. The express puiposes of the Consent Decree
included 1) "provid[ing] minority voters equal access to the political processes" and
"enhancing] the political participation and awareness of all citizens." R1-29-2
[Decree] (emphasis added). As defendants themselves have represented, the 4-1
District Plan incorporated in the Consent Decree adheres to traditional redistricting
principles. R2-36-15, R2-35-Appendix C, Addendum Page 1. "[SJtrict scrutiny
only applies where ‘the State has relied on race in substantial disregard of
customary and traditional districting practices.’" Bush v. Vera, 116 S. Ct. 1941,
1951 (1996) (O’Connor, J., concurring) (quoting Miller v. Johnson, 115 S. Ct. at
2497). Therefore, the 4-1 District Plan is not subject to strict scrutiny review.
Even if the Consent Decree were subject to strict scrutiny review, it would
10 Decisions of the former Fifth Circuit rendered prior to October 1, 1981 are
binding precedent in the Eleventh Circuit. Bonner v. City o f Prichard, 661 F.2d
1206 (11th Cir. 1981) (en banc).
7
easily satisfy such heightened scrutiny. Strict scrutiny would require the districting
plan to be justified by a compelling government interest and narrowly tailored to
meet that interest. Miller, at 2482. Compliance with Sec. 2 of the Voting Rights
Act, 42 U.S.C. § 1973, is a compelling government interest. Bush v. Vera, 116 S.
Ct. at 1968 (O’Connor, J., concurring). Prior to entering in the Consent Decree the
City of Cocoa investigated the allegations and claims in the complaint and had a
strong basis in belief that the present at-large numbered post election system
violates Sec. 2 of the Voting Rights, 42 U.S.C. § 1973. R2-36-3-5. The Consent
Decree is narrowly tailored. The 4-1 District Plan only has one majority-minority
district and retains one at-large seat. R1-29-2-3 [decree]. The majority African-
American district is both compact and contiguous. R2-36-15-16. The Consent
Decree provided a staggered implementation schedule, permitting incumbent city
council members to serve out their full tenns. Rl-29-4-5 [decree].
There being no credible argument that the Consent Decree is unlawful, the
district court’s Order, permitting defendants to escape the binding effect of the
settlement, should be reversed and the case remanded to the district court with
instructions that that court enter the Consent Decree.
8
ARGUMENT
I. THE DISTRICT COURT ERRED IN PERMITTING THE CITY OF
COCOA UNILATERALLY TO WITHDRAW THE JOINTLY
SUBMITTED CONSENT DECREE.
There is no question that the Cocoa City Council approved the settlement
embodied in the proposed Consent Decree. Indeed, defendants’ motion in the
district court was styled "Motion To Withdraw Joint Motion To Enter Consent
Decree And Judgement". R2-52 (emphasis added). Defendants concede that they
approved the consent decree, agreed to its terms, and authorized their attorney to
seek court approval of the decree. See, R2-52-Exhibit A ("Whereas, on July 26,
1994, the City Council of the City of Cocoa, Florida, approved a 4-1 District Map
and Consent Decree and authorized the City Attorney to submit the same to the
Court for the Court’s action"); R2-53-1 ("A review of the proposed Consent
Decree discloses the Co-Defendant City had agreed to change its at large system
of voting in elections to a system which divided the commission races into four
distinct districts, . . . ").
Consent decrees are the preferred means of resolving litigation. Carson v.
American Brands, Inc., 450 U.S. 79, 86-88 (1981); Murchison v. Grand Cypress
Hotel Corp., 13 F.3d 1483, 1487 (11th Cir. 1994) ("We favor and encourage
9
settlements in order to conserve judicial resources."); In re U.S. Oil and Gas
Litigation, 967 F.2d 489, 493 (11th Cir. 1992); In Re Smith, 926 F.2d 1027, 1029
(11th Cir. 1991) ("Settlement is generally favored because it conserves scarce
judicial resources."); Rhein Medical, Inc. v. Koehler, 889 F. Supp. 1511, 1516
(M.D. Fla. 1995) ("Settlements are highly favored and will be enforced whenever
possible."); Thomas v. State o f La., 534 F.2d 613, 615 (5th Cir. 1976) ("Settlement
agreements have always been a favored means of resolving disputes.") "The
importance of settlements in the resolution of . . . voting rights cases in particular
cannot be overstated." Dillard v. Crenshaw County, 748 F. Supp. 819, 823 (M.D.
Ala. 1990). The district court erred in permitting defendants unilaterally to
withdraw from the settlement into which they had entered.
A. The Parties’ Executed Settlement Agreement Is Binding.
As addressed above, the City of Cocoa does not contend that a settlement
was not reached by the parties. Instead, in the court below, defendants merely
asserted, without authority, that since the Consent Decree "has not been executed
by the [district] Court, Co-Defendants are free to withdraw their consent. . ." R2-
53-3. In fact, the decisional law is to the contrary; a government defendant is
bound to a settlement agreement which it approves. Allen v. Alabama State Bd. Of
10
Educ., 816 F.2d 575, 577 (11th Cir. 1987)11 ("The fact that the board later
11 There is some division in this Circuit on whether state or federal law
governs the enforcement of a settlement agreement where the rights at issue are
derived from federal law. See Schwartz v. Florida Bd. Of Regents, 807 F.2d 901,
905 (11th Cir. 1987) (applying Florida’s general contract law to settlement in Title
VII action and citing as authority, Wong v. Bailey, 752 F.2d 619, 621 (11th Cir.
1985), which was a diversity action enforcing settlement in action arising under
state law); Eatmon v. Bristol Steel & Iron Works, Inc., 769 F.2d 1503, 1516 (1985)
(applying federal law in enforcement of conciliation agreement in Title VII action);
Allen v. Alabama State Bd. Of Educ., 816 F.2d 575, 577 ("the validity of the
settlement is a matter of federal law," but "it is important that. . . the parties have
presented no rule of [state] law . . . requiring particular formalities to be observed
by the [defendants] before their decisions become final and effective"); Brewer v.
Muscle Shoals Bd. O f Educ., 790 F.2d 1515, 1519 (11th Cir. 1986) (applying
federal law in enforcement of predetermination settlement agreement in Title VII
action); Reed By And Through Reed v. U.S., 891 F.2d 878, 881 (11th Cir. 1990)
(applying state law to enforcement of settlement in action under Federal Tort
Claims Act). In the case sub judice, there is no question that defendants are bound
to this settlement, under application of either federal or state law.
11
changed its mind after unfavorable publicity does not change the fact that it had
already approved the settlement . . . "). The settlement agreement in Allen was
enforced even though "no one signed the agreement on the Board’s behalf, and no
formal vote had been taken by the Board." 816 F.2d at 576. See also, Rhein
Medical, Inc. V. Koehler, 889 F. Supp. 1511, 1516 (M.D. Fla. 1995) ("Federal
district courts have inherent power to summarily enforce settlement agreements
entered into by party litigants in a pending case"); Dillard v. Crenshaw County, 748
F. Supp. 819, 828-831 (M.D. Ala. 1990) (refusing to allow the Shelby County
Commission to withdraw its consent to the proposed settlement of a voting rights
lawsuit, and entering a Consent Decree despite defendants’ belatedly asserted
objections); Reed By And Through Reed v. U.S., 717 F. Supp. 1511, 1516 (S.D.
Fla. 1988) (refusing to allow the United States to rescind a settlement agreement
while the issue of its approval was before the court, and holding that "the purpose
of requiring court approval is to protect the [party’s] interest-not to allow another
party to renege"), ajf’d 891 F.2d 878, 880-881, n. 3 (11th Cir. 1990) ("A settlement
is as conclusive of the rights between the parties as a judgment." . . . "Once an
agreement to settle is reached, one party may not unilaterally repudiate it.");
Fulgence v. J. Ray McDermott & Co., 662 F.2d 1207, 1209 (5th Cir. 1981)
(enforcing an oral settlement agreement in a Title VII action); Thomas v. State o f
12
La., 534 F.2d at 615 (reversing a district court order setting aside a settlement
agreement which had been reached by the parties but never approved by the court).
Likening the settlement agreement to a court-approved agreement, the Thomas
Court held, "[although no court ever approved this settlement agreement, the same
reason for enforcing a court-approved agreement — i.e., little danger of [litigants]
being disadvantaged by unequal bargaining power — applies here." Id. Similarly,
the parties’ settlement here should be enforced. Surely, there is no credible claim
that the City of Cocoa had anything less than equal bargaining power with the
seven individual African-American citizens and plaintiffs in this action.
Under Florida law, settlements are also highly favored, Utilities Comm ’n Of
New Smyrna Beach v. Florida PSC, 469 So.2d 731, 732 (Fla. 1985), and will be
upheld whenever possible, Robbie v. City o f Miami, 469 So.2d 1384, 1385 (Fla.
1985). "A stipulation properly entered into and relating to a matter upon which it
is appropriate to stipulate is binding upon the parties and upon the Court." Gunn
Plumbing, Inc. v. Dania Bank, 252 So.2d 1, 4 (Fla. 1971). "This is especially true
of settlement agreements which are highly favored in the law." Dor son v. Dor son,
393 So.2d 632, 633 (Fla. 4th DCA 1981). Accord, Lotspeich Co. v. Neogard
Corp., 416 So.2d 1163, 1164-65 (Fla. 3rd DCA 1982) ("Settlement agreements are
highly favored in the law and will be upheld whenever possible because they are
13
means of amicably resolving doubts and preventing lawsuits, . . . and should not
be invalidated or, as here, collaterally defeated by the court," (internal citations
omitted)); Crosby Forrest Products, Inc. v. Byers, 623 So.2d 565, 567 (Fla. 5th
DCA 1993) ("Settlement agreements are highly favored and once entered, are
binding upon the parties and the courts"); Wallace v. Townsell, 471 So.2d 662, 664
(Fla. 5th DCA 1985) ("The parties to a civil action have the right to settle the
controversy between them by agreement at any time and an agreement settling all
issues in the case is binding not only upon the parties but also upon the court");
Pettinelli v. Danzig, 722 F.2d 706, 710 (11th Cir. 1984) ("Florida law favors the
finality of settlements").12
B. The Parties Executed A Valid Settlement Agreement.
Defendants now argue that the City’s approval of the Consent Decree was
somehow flawed for lack of a unanimous city council vote. R2-53-3 and 5. Two
12 If this Court determines that state law governs the enforcement of the
settlement then this Court is bound by Florida appellate courts’ interpretations of
state law. Shapiro v. Associated Intern. Ins. Co., 899 F.2d 1116, 1123 (11th Cir.
1990); Floyd v. Eastern Airlines, Inc., 872 F.2d 1462, 1466-67 (11th Cir. 1989),
rev’d sub nom. on other grounds, Eastern Airlines, Inc. v. Floyd, 499 U.S. 530
(1991); Maseda v. Honda Motor Co., 861 F.2d 1248, 1257 n. 14 (11th Cir. 1988).
14
years ago, however, defendants vigorously defended the validity of the Cocoa City
Council’s consent before the district court. Defendants averred that "Cocoa’s
Consent was valid," R2-36-14; argued that "[ajmici’s claim of a lack of valid
consent is unfounded," R2-36-15; and joined plaintiffs in urging the district court
that the court, "having the power and authority to grant the relief set forth in the
Consent Decree by virtue of Cocoa’s consent and Section 2 of the Voting Rights
Act, should grant that relief." R1-29-2-3. Moreover, not once during the nearly
two years of appellate proceedings in George did defendants take the position that
the city council’s vote in May of 1994 was contrary to state law or invalid in any
other way.
Without contesting that they knowingly, willingly, and with full authority,
entered into a settlement agreement, the city changed its mind about wanting the
settlement and hired new counsel to advance its changed position. Although
defendants have new counsel (from the same law firm), their substitution of counsel
does not afford them any legal basis to change their position with regard to the
validity of the city council’s consent to the settlement or authority to settle. Daly
v. School District o f Darby Township, 434 Pa. 286, 288-289, 252 A.2d 638, 640
(1969). The law in this circuit is that litigants are bound by settlements entered
into by their lawyers. Cia Anon Venezolana De Navegacion v. Harris, 374 F.2d
15
33, 35-36 (5th Cir. 1967) (rejecting a party’s argument that "counsel for the other
parties to the litigation could not rely on the representation of [the party’s] counsel
as to his authority [to settle]" and describing such a result as "striking] at the very
basis upon which attorneys and litigants have compromised their differences for
decades."). Of course, in the case sub judice, defendants’ counsel had express
authorization to execute the settlement agreement and submit it for the court’s
approval. R2-52-Exhibit A.
C. State Law Is Not A Bar To Entry Of The Consent
Decree.
There is no requirement, under city, state or federal law, that a city council
vote unanimously before it can settle litigation to which it is a party defendant.13
lj Defendants cited Fla. Stat. §§166.031(2) and (5) in support of their
assertion, in the proceedings below, that a unanimous city council vote is required
for a valid settlement under state law. However, neither of these statutory
provisions have any bearing on the City Council’s authority to enter into a
settlement agreement in federal civil rights litigation.
Fla. Stat. § 166.031(2) requires that municipal governing bodies amend their
municipal charters whenever "a majority of electors voting in a referendum" vote
in favor of a charter amendment.
16
A settlement agreed to by a majority of the city council is legally binding on the
City of Cocoa.14 The resolution of the Cocoa City Council to enter into the
Fla. Stat. § 166.031(5) provides one method by which a municipal governing
body may, by unanimous vote, "amend provisions or language out of the charter
which has been judicially construed, either by judgment or by binding legal
precedent from a decision of a court of last resort, to be contrary to either the State
Constitution or Federal Constitution." This statutory provision does not prohibit the
city council from settling litigation to which it is a party. In fact, sub-section (3)
of the very statute cited by defendants states that Fla. Stat. §166.031 "shall be
supplemental to the provisions of all other laws relating to the amendment of
municipal charters and is not intended to diminish any substantive or procedural
power vested in any municipality by present law" Fla. Stat. §166.031(3). The city
of Cocoa has the power to enter into a settlement agreement in federal civil rights
litigation. United States v. City of Miami. Fla.. 664 F.2d 435, 439 (5th Cir. 1981)
0en banc) (Rubin, J., concurring) ("The parties to litigation may by compromise and
settlement not only save the time, expense, and psychological toll but also avert the
inevitable risk of litigation.")
14 The City’s charter states in part:
The council shall act by ordinance, resolution, motion, or
17
settlement and approve the proposed decree was adopted by "the affirmative vote
of at least three (3) members of the council," as required by Art. Ill, § 13(b) of the
Cocoa City Charter. The city charter plainly does not require unanimous vote of
the Council to approve the settlement of litigation.
Defendants have not identified any other basis for invalidating the city
council’s 1994 vote concerning the Consent Decree and defendants have not
presented a colorable argument that any provision of the city’s charter or Florida
law requires unanimous approval of a municipal governing body to enter into a
settlement agreement or join in proposing the entry of a consent decree. There
was, therefore, no basis for the district court’s Order invalidating the Consent
Decree for the second time.
That the proposed consent decree alters the method of electing the city
council without voter referendum approval is also not a bar to settlement or
enforcement of the decree. Wise v. Lipscomb, 437 U.S. 535, 544 (1978) (districting
plan proposed by city council and adopted by the Court was a legislative plan even
proclamation. No action of the council, except raising a quorum, shall
be valid or binding unless adopted by the affirmative vote of at least
three (3) members of the council . . .
City of Cocoa, Charter, Art.III, § 13(b). See Addendum Page 4.
18
where the city council had no authority under state law to amend its charter without
voter referendum approval); McDaniel v. Sanchez, 452 U.S. 130, 152-153 (1981)
(plan drafted by local legislative body is "legislative plan" for purposes of Sec. 5
preclearance, and entitled to deference, even where state law requirements not
satisfied); Tallahassee Branch o f NAACP v. Leon County, 827 F.2d 1436, 1439-
1440 (11th Cir. 1987) (giving deference to reapportionment plan adopted by county
commission despite the fact that county commission was without authority under
state law to reapportion without voter referendum approval), cert, denied, 488 U.S.
960 (1988); Straw v. Barbour County, 864 F. Supp. 1 148, 1155 (M.D. Ala. 1994)
(approving apportionment plan adopted by county commission at meeting held
without prior notice to the public required under state law); Dillard v. Crenshaw
County, 748 F. Supp. 819, 828 (M.D. Ala. 1990) ("a federal court may adopt and
implement a change in the electoral structure of a county commission proposed by
the members of that commission, even if the commission would not have the
authority under state law"); Potter v. Washington County, 653 F. Supp. 121, 123,
125-126 (N.D. Fla. 1986) (where parties submitted a proposed consent decree and
asked the Court to choose between the districting plans submitted by the parties,
districting plan proposed by county commission given deference despite fact that
county commission was without authority under state law to alter the method of
19
election absent a voter referendum); Armstrong v. Adams, 869 F.2d 410, 414 (8th
Cir. 1988) ("[Ejection commissioners had the power to agree to a remedy which
could have been imposed by the court. Any limitation of power imposed by state
law on the Board of Election Commissioners is vitiated by the authority of the
district court to remedy constitutional violations that may have occurred during the
election.")
D. Equity Requires That The Consent Decree Be Enforced.
Plaintiffs, African-American citizens and registered voters, negotiated the
terms of the Consent Decree in good faith. The district court voided the Consent
Decree because in the court’s view, the sole African-American on the city council
should have abstained from voting on the remedy to a voting rights discrimination
lawsuit because "as an African-American candidate he stood to gain inordinately
from the vote". R2-40-6. As a result, elections have continued under the very at-
large system plaintiffs have challenged as racially discriminatory. Not surprisingly,
these at-large elections have resulted in a changed composition of the city council.
It is this two-year delay in the implementation of the agreement that has resulted
in the city’s belated decision to proceed to trial rather than adhere to their
agreement. Defendants should not be permitted to use this delay - caused by the
district court’s legal error - as a device to avoid fulfilling the terms of the
20
settlement they agreed to more than two years ago. "[Allowing the government
to arbitrarily and unilaterally refuse to perform its part of the bargain would be
manifestly unjust." Reed, at 1518. This is particularly so given the egregious
circumstances of this case. After the district court invalidated the consent decree
in 1994 plaintiffs, not defendants, appealed the district court’s decision which
prohibited one of defendants from voting on the decree. While defendants
"offer[ed] no argument in opposition to the [plaintiffs’] position" in that appeal,
they left it to plaintiffs to defend the validity of the city council’s vote. George,
Brief of Appellees, p. 1. Only after this Court reversed the district court’s 1994
Order invalidating the Consent Decree did defendants change their position
regarding the legality of the city council’s vote. Furthermore, but for the district
court’s original error in invalidating the Consent Decree, the Consent Decree would
have been entered in 1994. Under these circumstances the Consent Decree should
be enforced.
II. THE CONSENT DECREE IS CONSTITUTIONAL.
Plaintiffs’ complaint alleged that the at-large system, coupled with numbered
posts, impermissibly dilutes the voting strength of African-American voters, in
violation of Sec. 2 of the Voting Rights Act, 42 U.S.C. §1973. The seminal case
interpreting Sec. 2 is Thornburg v. Gingles, 478 U.S. 30 (1986). The Supreme
21
Court has consistently re-affirmed the framework for analyzing Section 2 claims set
forth in Gingles, most recently in Voinovich v. Quilter, 507 U.S. 146, 113 S. Ct.
1149 (1993) and Johnson v. DeGrandy, ___U.S.___ , 114 S. Ct. 2647 (1994). See
also Bush v. Vera, _ U .S.___, 116 S. Ct. 1941, 1969-70 (1996) (O’Connor, J.,
concurring).
Moreover, all parties filed extensive briefs addressing the application of the
Supreme Court’s 1993 decision in Shaw v. Reno, 509 U.S. 630, 113 S. Ct. 2816
(1993) to the proposed Consent Decree, and the district court, following full
consideration of those briefs, concluded that there were not "any particular
problems with the decree itself', notwithstanding the decision in Shaw v. Reno.
R2-43-3. No subsequent decision of the Supreme Court, or this Court, dictates a
different result today.15
15 While settlement agreements can be modified to accommodate dramatic and
unforeseen developments, the Supreme Court has stressed that parties are not
entitled to modification whenever any new decision is handed down. "To hold that
a clarification in the law automatically opens the door for relitigation of the merits
of every affected consent decree would undermine the finality of such agreements
and could serve as a disincentive to negotiation of settlements . . . " Rufo v.
Inmates o f Suffolk County Jail, 502 U.S. 367, 389 (1992).
22
Defendants have taken the position that M[t]he consent decree, as currently
drafted no longer comports to [sic] the law in that it violates the Equal Protection
Clause of the Fourteenth Amendment of the United States Constitution." R2-52-2.
Defendants’ position is premised upon their unsupported assertion that "[t]he
predominant factor motivating the [adoption of the 4-1 District Plan] . . . was the
race of the citizens effected [sic] thereby." R2-52-1. Defendants erroneously
equate "predominantly based on race" with the mere "intentional creation of
majority-minority districts".16 The Supreme Court has already rejected such a
sweeping position. Bush v. Vera, 116 S. Ct. at 1951-1952 ("strict scrutiny only
applies where ‘the State has relied on race in substantial disregard of customary and
traditional districting practices’" {quoting Miller v. Johnson, 115 S. Ct. 2475, 2497
(1995) (O’Connor, J., concurring)) and strict scrutiny "does [not] apply to all cases
of intentional creation of majority-minority districts.") As Justice O’Connor noted,
16 Defendants explained why they believe the Consent Decree is predominantly
based on race in the following manner:
It is clear from the contemplation of the parties and the demographics
utilized to form the districts in question that race was the predominant
factor in the decision making process and terms of the settlement.
R2-53-2 (emphasis added).
23
a majority of the Justices agree that:
States may intentionally create majority-minority districts, and may
otherwise take race into consideration, without coming under strict
scrutiny . . . only if traditional districting criteria are neglected, and
that neglect is predominantly due to the misuse of race, does strict
scrutiny apply.
Bush, 116 S. Ct. at 1969 (O’Connor, J., concurring) (emphasis in original). See
also Shaw v. Hunt,___U.S.___ , 116 S. Ct. 1894, 1900 (1996); Miller v. Johnson,
115 S. Ct. at 248817 ("Redistricting legislatures will, for example, almost always
be aware of racial demographics; but it does not follow that race predominates in
the redistricting process." It is only where "the legislature subordinated traditional
race-neutral districting principles, including but not limited to compactness,
contiguity, respect for political subdivisions or communities defined by actual
shared interests, to racial considerations" that race can be said to be the
"predominant factor".); DeWitt v. Wilson, 115 S. Ct. 2637 (1995), affirming 856 F.
Supp. 1409 (E.D. Cal. 1994) (affirming a district court decision rejecting a Shaw-
17 The Supreme Court emphasized that the claim in Miller was "‘analytically
distinct’ from a vote dilution claim" under Section 2. Miller, at 2485 (<quoting
Shaw, 113 S. Ct. at 2830).
24
type challenge to California’s redistricting where the plans were drawn "to
maximize the actual and potential voting strength of all geographically compact
minority groups of significant voting population," Wilson v. Eu, 4 Cal. Rptr. 2d
379, 393 (1992)). The record in this case makes abundantly clear that other
districting criteria were not "neglected" in the creation of the 4-1 District Plan, nor
were they sacrificed or subordinated to race.
The position advanced by defendants would ignore entirely Miller’s caution
that "the sensitive nature of redistricting and the presumption of good faith that
must be accorded legislative enactments, requires courts to exercise extraordinary
caution in adjudicating claims that a [legislative body] has drawn district lines on
the basis of race." Miller, 115 S. Ct. at 2488. The 4-1 District Plan, drafted by
defendants’ demographer, is a legislative plan which should be accorded deference.
R2-36-Appendix C. Far from presuming good faith, defendants’ reading of Miller
presumes invalidity of any legislative plan which includes any majority-minority
district. This position simply has no merit. "[U]ntil a claimant makes a showing
sufficient to support [an] allegation [that a districting plan is predominantly based
on race] the good faith of a state legislature must be presumed." Miller, at 2488.
Thus, the "change of law" which may, under some circumstances, justify
modification of a decree, see Rufo, has not been established here.
25
A. The Record Clearly Demonstrates That Race Was Not
The Predominant Factor In The Creation Of The 4-1
District Plan.
The demographer who developed the 4-1 District Plan for the city, Mr.
Johnson, testified that he was instructed:
to create a plan which would comply with one-person one-vote, Sec.
2 of the Voting Rights Act, Shaw v. Reno\ and protect incumbents by
splitting them up into four different districts. The City was interested
in avoiding a special election which would have been necessary had
I not been able to split all incumbents among the four districts.
R2-35-Appendix C. He further testified that "[t]he African-American community
in Cocoa is highly concentrated in the southern end of the City." Id. The
districting map allows only one conclusion; District 1, the majority African-
American district in the 4-1 District Plan, is regularly shaped, extremely compact,
and merely recognizes a large, geographically compact predominantly African-
American community.18 Cf Thornburg v. Gingles, 478 U.S. 30, 50 (1986).
There simply is no credible argument that the 4-1 District Plan " subordinate [s]
traditional race-neutral districting principles, including but not limited to
compactness, contiguity, respect for political subdivisions or communities defined
18 A copy of the 4-1 District Plan is attached hereto as an Addendum. See
Addendum page 1.
26
by actual shared interests, to racial considerations." Miller, 115 S. Ct. at 2488. It
is apparent from the map that the only way to avoid drawing a majority African-
American district in Cocoa would be intentionally to split the African-American
community down the middle. See Addendum page 1. Of course, such intentional
division or fragmentation of Cocoa's African-American community would itself
violate plaintiffs’ rights under Section 2 as well as the Constitution. Major v.
Treen, 574 F. Supp. 325 (E.D. La. 1983) (three judge court) (the division of
concentrated African-American population at New Orleans, Louisiana, between two
congressional districts violated Section 2); Voinovich v. Quilter, 113 S. Ct. at 1155
(vote dilution may occur where minorities are "‘dispersed] into districts in which
they constitute an ineffective minority of voters’") (,quoting Thornburg v. Gingles,
478 U.S. at 46 n. 11); Jeffers v. Clinton, 730 F. Supp. 196 (E.D. Ark. 1990) (three
judge court) aff’d mem., 498 U.S. 1019 (1991) (dilution of minority voting strength
in state legislative redistricting plan prohibited by Section 2). Avoiding unlawful
fragmentation of the city’s Black population in the development of the 4-1 Plan
was not only desirable, it was a "wholly legitimate" and compelling objective. The
testimony of the city’s demographer demonstrates that the 4-1 Plan conforms to,
rather than conflicts with the holdings of Shaw v. Reno and Miller v. Johnson.
27
In addition to the testimony of the city’s demographer and the map of the 4-1
District Plan, the language of the Consent Decree itself supports the position that
the purposes of the Consent Decree are wholly legitimate. These express purposes
included 1) "provid[ing] minority voters equal access to the political processes" and
2) "enhancing] the political participation and awareness of all citizens." Rl-29-2
[Decree] (emphasis added). This statement of objectives clearly demonstrates that
the city council did not pursue objectives which Miller condemns, but rather,
sought to achieve goals expressly allowed by Miller.
Defendants have not, and cannot, make a showing that the 4-1 District Plan
"subordinated traditional race-neutral districting principles, including but not limited
to compactness, contiguity, respect for political subdivisions or communities
defined by actual shared interests, to racial considerations" as is required in order
to trigger the application of strict scrutiny. Miller, at 2488. In fact, defendants
themselves have represented to the district court that "[district 1 is contiguous, and
it is compact", and that "[district 1 has as its core Voting Precinct 55, a precinct
of long-standing which is, and has been, majority-minority for years." R2-36-15.
Defendants have provided no justification for their changed position.19 There is
19 Indeed, the city’s most recent position is inconsistent with a number of
earlier positions it has taken before the district court and this Court. Defendants
28
absolutely no evidence to support the city’s conclusory statement that "race was the
predominant factor in the decision-making process and terms of the settlement."
R2-53-2. The 4-1 District Plan is completely in accord with the requirements of
Miller and there is no basis for defendants’ claim that the plan violates Miller
because racial considerations predominated in its construction.
represented to the district court that their motivation for moving to withdraw their
consent was their belief that the consent decree, or remedy, was violative of Miller,
but the relief they requested was that the court "order that this matter proceed to
trial on the merits". R2-53-4. The suggestion that defendants are entitled to revisit
the issue of liability under Sec. 2, even if assuming arguendo, the 4-1 District Plan
was invalid under Miller - a position plaintiffs strenuously contest - is inconsistent
with the city’s position before this Court where it argued that this Court should
remand the case to the district court for consideration of "available remedies which
do not classify any voters on the basis of race, such as limited and cumulative
voting." Appellees’ Brief in George, page 18 (emphasis added). In summarizing
their argument defendants stated "the Courts should not approve consent decrees
or enter judgments requiring single member districts until and unless it has been
demonstrated other race neutral remedies are unavailable." Appellees’ Brief in
George, page 4.
29
Not only is the record devoid of evidence that would support a Miller claim,
but the record clearly demonstrates that the Consent Decree complies with Miller
v. Johnson, and the district court had already found, prior to Miller, that that court
"[did] not have any particular problems with the decree itself' R2-43-3. Therefore,
this Court should reverse the district court’s Order and remand the case for the
limited purpose of entering the Consent Decree.
B. The Plan Embodied In The Proposed Consent Decree
Satisfies Strict Scrutiny.
For the reasons set forth above, there is no basis for concluding that the 4-1
Plan was racially gerrymandered or that the plan should be subject to strict scrutiny
under Shaw and Miller,20 Nevertheless, assuming arguendo that the proposed
Consent Decree is subject to strict scrutiny, there is no basis for concluding that the
Consent Decree would not survive such heightened judicial review and defendants
provide no argument that the 4-1 Plan does not satisfy strict scrutiny. Instead,
defendants merely conclude that "to proceed with the Joint Motion to Enter Consent
20 C f Miller at 2488 ("Where . . . race-neutral considerations are the basis for
redistricting legislation, and are not subordinated to race, a state can ‘defeat a claim
that a district has been gerrymandered on racial lines’" and thus avoid the
application of strict scrutiny) (quoting Shaw, id. at 2827).
30
Decree and Judgment at this point will violate the Equal Protection rights of those
non-African American voters in the proposed District 1 . . . " R2-53-3. Strict
scrutiny would require the districting plan to be both justified by a compelling
government interest and narrowly tailored to meet that interest. Miller, at 2482.
1. The Consent Decree Is Justified By A
Compelling Government Interest.
As defendants have already conceded, compliance with Section 2 of the
Voting Rights Act, 42 U.S.C. §1973, is a compelling government interest.
Appellees’ Brief in George, p. 17. See also, Bush v. Vera, 116 S. Ct. at 1968
(O’Connor, J., concurring); DeWitt v. Wilson, 856 F. Supp. at 1415; cf. Johnson v.
Miller, 864 F. Supp. 1354, 1382 & n.31 (S.D. Ga. 1994) aff’d 115 S. Ct. 2475
(1995). The city was aware of the strong evidence that the existing system for the
election of city council members, interacting] with social and historical
conditions,’ impairs the ability of a protected class [under Section 2 of the Voting
Rights Act] to elect its candidate of choice on an equal basis with other voters."
Voinovich, 113 S. Ct. at 1156. R2-36-3-5.
The most important considerations in determining a Section 2 violation in a
challenge to an election structure that uses at-large elections are: 1) whether "the
minority group . . . is sufficiently large and geographically compact to constitute
31
a majority in a single-member district"; 2) whether "the minority group . . . is
politically cohesive", i.e., tends to vote as a bloc; and 3) whether "the white
majority votes sufficiently as a bloc to enable it - in the absence of special
circumstances . . . usually to defeat the minority’s preferred candidate." Gingles,
478 U.S. at 50-1. Accord Johnson v. DeGrandy, 114 S. Ct. at 2657-8.
The first consideration, that the minority group is geographically compact
such that a majority-minority district may be drawn, is established by the map of
the 4-1 District Plan and census data, both of which were incorporated in the
Consent Decree. R1-29-Attachments 1 and 2 [Decree], See also R1-35-Appendix
B and C. Defendants admitted that plaintiffs could establish this first Gingles
precondition. Rl-1-9 and R1 -13-3.
The second and third factors, that the minority community is politically
cohesive and that the majority votes as a bloc sufficiently to defeat the candidates
preferred by the minority, are established by evidence of racially polarized voting.
Gingles, 478 U.S. at 56. Plaintiffs submitted evidence in the court below of
racially polarized voting and this evidence was unrebutted by defendants.
Plaintiffs’ evidence was in the form of an affidavit from an expert witness. Rl-35-
32
Appendix D. The affidavit analyzed all elections in Cocoa since 1981,21 in which
African-American candidates were opposed by white candidates, using the same
statistical techniques used and approved in Gingles.
Defendants admitted that, prior to this litigation, only two African-Americans
had ever been elected to the Cocoa City Council and that none had been elected
since 1981. R1 -1-7 and R1 -13-2. Defendants further argued before the district
court that the city council had been advised by its lawyers, prior to entering into
the settlement, that "two of the three Gingles ‘preconditions’ were easily met: a
majority-minority single member district could be drawn in Cocoa, . . . and election
returns showed . . . there was ‘political cohesion’ amongst [black voters]". R2-36-
3.
2. The Consent Decree Is Narrowly Tailored.
There is no question that the Consent Decree, including the 4-1 District Plan,
is narrowly tailored. The plan - designed to remedy the dilutive effects of the
city’s at-large and numbered post election system - retains an at-large seat. Of the
four single-member districts, only one has a majority African-American
21 Election returns prior to 1981 were not available by precinct, making a
similar analysis of earlier elections impossible.
33
population.22 R2-53-1. The majority African-American district "has as its core
Voting Precinct 55, a precinct of long-standing which is, and has been, majority-
minority for years." R2-36-15-16. The majority African-American district is both
compact and contiguous. Id. The plan was scheduled to be implemented on a
staggered basis to allow the incumbent board members to serve out their full terms.
R1-29-5.
Since the Consent Decree is both justified by a compelling government
interest and narrowly tailored to meet that interest, it survives strict scrutiny review.
22 The 4-1 Plan does not "maximize" African-American voting strength.
African-Americans make up 28.54% of the city’s population. The 4-1 District Plan
consists of one majority African-American district out of a total of five districts,
i.e., twenty percent (20%).
34
CONCLUSION
For the foregoing reasons, the district court’s Order should be reversed, and
the case remanded to the district court with instructions that that court enter the
Consent Decree.
Respectfully submitted
Cristina Correia
Laughlin McDonald
Neil Bradley
Maha Zaki
ACLU Foundation, Inc.
44 Forsyth Street, N.W.
Suite 202
Atlanta, GA 30303
404-523-2721
Fax: 404-653-0331
Elaine R. Jones
Director-Counsel
Theodore Shaw
Norman J. Chachkin
Jacqueline A. Berrien
NAACP Legal Defense &
Educational Fund, Inc.
99 Hudson Street, Suite 1600
New York, N.Y. 10013
212-219-1900
Fax: 212-226-7592
Attorneys For Appellants
35
COLOR CODED COPY OF R l -3 5 -A p p e n d ix B.
,FL
DENOTES AREA OUTSIDE OF MUNICIPAL CORPORATE LIMITS
ADDENDUM PAGE 1
SECTION 2 OF THE VOTING RIGHTS ACT OF 1965,
TITLE 42, UNITED STATES CODE
SUBCHAPTER I-A—ENFORCEMENT OF VOTING RIGHTS
§ 1973 . Denial or abridgement of right to vote on account of
race or color through voting qualifications or p rerequ i
sites; establishment of violation
(a) No voting qualification or prerequisite to voting or standard,
practice, or procedure shall be imposed or applied by any State or
political subdivision in a m anner which results in a denial or
abridgement of the right of any citizen of the United States to vote on
account of race or color, or in contravention of the guarantees set
forth in section 1973b(f)(2) of this title, as provided in subsection (b)
of this section.
(b) A violation of subsection (a) of this section is established if,
based on the totality of circumstances, it is shown that the political
processes leading to nomination or election in the State or political
subdivision are not equally open to participation by members of a
class of citizens protected by subsection (a) of this section in that its
members have less opportunity than other members of the electorate
to participate in the political process and to elect representatives of
their choice. The extent to which members of a protected class have
been elected to office in the State or political subdivision is one
circumstance which may be considered: Provided, That nothing in
this section establishes a right to have members of a protected class
elected in numbers equal to their proportion in the population.
(Pub.L. 89-110, Title I, § 2, Aug. 6, 1965, 79 Stat. 437, redesignated Pub.L.
91-285, § 2, June 22, 1970, 84 Stat. 314, and amended Pub.L. 94-73, Title
II, § 206, Aug. 6, 1975, 89 Stat. 402; Pub.L. 97-205, § 3, June 29, 1982, 96
Stat. 134.)
Addendum Page 2
166 MUNICIPALITIES
166.031 Charier am endm ents.—
(1) The governing body of a municipality may, by
ordinance, or ihe electors oi a municipality may, by peti
tion signed by TO percent of the registered electors as
cf the last preceding municipal general election, submit
to the electors of said municipality a proposed amend
ment to its charter, which amendment may be to any
part or to all of said charter except that part describing
the boundaries of such municipality. The governing
body of the municipality shall p lace the proposed
amendment contained in the ordinance or petition to a
vote of the electors at the next general election held
within the municipality or at a special election called for
such purpose.
(2) Upon adoption of an amendment to the charter
of a municipality by a majority of the electors voting in
a referendum upon such amendment, the governing
body of said municipality shall have the amendment
incorporated into the charter and shall file the revised
charter with the Department of State. All such amend
ments are effective on the date specified therein or as
otherwise provided in the charter.
(3) A municipality may amend its charter pursuant to
this section notwithstanding any charier provisions to
the contrary. This section shall be supplemental to the
provisions cf all other laws relating to the amendment of
municipal charters and is not intended to diminish any
substantive or procedural power vested in any munici
pality by present law. A municipality may, by ordinance
and without referendum, redefine its boundaries to
include only these lands previously annexed and shall
tile said redefinition with the Department of State pursu
ant to the provisions of subsection (2).
(-) There shali be no restrictions by the municipality
on any employee's or employee group's political activity,
while not w orking , in any referendum changing
(5) A municipality may. by unanimous vote of the
governing body, abolish municipal departments pro
vided for m the municipal charter and amend provisions
or language out cf the charter which has been judicially
:d. either by judgment or by binding legal prece-c or. str i. 3 . 1 c m c i k j j u o i u j u n i U H l y I to U C I j j i c u t ; *
cent from, a decision cf a court cf last resort, to be con
trary to either the State Constitution or Federal Constitu-
iiOfi
. (6) Each municipality shall, by ordinance or charter
provision, provide procedures for filling a vacancy in
office caused by death, resignation, or removal from
office Such ordinance or charter provision shall also pro
vide procedures for filling a vacancy in candidacy
caused by death, withdrawal, or removal from the ballot
of a qualified candidate following the end of the qualify
ing period which leaves fewer than two candidates for
an office.
H i s i o r y . - s i cr w-i2r s ’ m cc-SS s i SO-105 s <3 cN 9-0-315 s
i ; cf. 9V--3S
Addendum Page 3
CITY OF COCOA
CHARTER Art. Ill, § 13
Section 13. Council Quorum; Council Votes; Council Rules.
(a) Three (3) members of the council shall constitute a quorum,
but a smaller number may adjourn from time to time and may
require the attendance of absent members in such manner and
under such penalties as the council may prescribe.
(b) The council shall act by ordinance, resolution, motion, or
proclamation. No action of the council, except raising a quorum,
shall be valid or binding unless adopted by the affirmative vote of
at least three (3) members of the council. Voting shall be accom
plished by having the presiding officer of the council request
affirmative and negative votes. Upon the request for negative
votes, all council members opposed to the question shall respond
with "nay .” The vote of each member of the council voting shall
be recorded in the minutes for such council meeting.
(c) The city council may enact rules of procedure, prescribe
penalties for a breach of same, and enforce such penalties.
Addendum Page 4
CERTIFICATE OF SERVICE
I hereby certify that the foregoing Brief of Appellants was served on defense
counsel by U.S. Mail, first class postage prepaid, addressed to: J. Wesley Howze,
Jr., Esq., Amari, Theriac & Eisenmenger, P.A., Imperial Plaza, Suite B104, 6769
N. Wickham Rd., Melbourne, FL, 32940.
Done this 3rd day of December, 1996.
Cristina Correia
\