Voting Rights Act Extension Report with Supplemental and Dissenting Views
Reports
September 15, 1981
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97TH CoNGRESS} HOUSE OF REPRESENTATIVES { REPORT
1st Session , · No. 97-227
:"· •· : ,·. ·· ·
VOTING RIGHTS ACT EXTENSION
SEPTEMBER 15, 1981.-Committed to the Committee of the Whole House on the
State of the Union and 'ordered to be printed
Mr. EDWARDS of California, from the Committee on the Judiciary,
, · submitted the following
REPORT
together with
SUPPLEMENTAL AND DISSENTING VIEWS
[To accompany H.R. 3112]
[Including cost estimate of the Congressional Budget Office]
The Committee on the Judiciary, to whom was referred the bill
(H.R. 3112) to amend the Voting Rights ·Act of 1965 to extend cer
tain provisions for an additional ten years, to extend certain other
provisions for an additional seven years, and for other purposes, hav
ing considered the same, report favorably thereon with amendments
and recommend that the bill as amended do pass. . ,
The amendment to the text of the bill is a complete substitute there-
for and appears in italic type in the reported bill. _
The title of the bill is amended to reflect the amendment to the text
of the bill. ,
ExPLANATION OF THE AMENDMENT IN THE NATURE OF A SUBSTITUTE
The amendment in the nature of a substitute differs from the intra-
. duced bill primarily in the following respects: the criteria for allowing
covered jurisdictions to be exempted, that is bail out, from the special
provisions of the Act are broadened; the extension of certain provi
sions of the Act for 10 years is changed; and the amendment to -
Section 2 of the Act is further clarified.
PURPOSE
The objectives of H.R. 3112, as amended are : (1) to extend continu
ously the special provisions of the Voting Rights Act, Sections 4, 5,
6, and 8, (2) to amend Section 4(a) of the Act to permit jurisdictions
2
to meet a new standard of exemption from the obligations of Section 5,
(3) to clarify the standard of proof in Section 2 voting discrimination
cases and ( 4) to extend the language assistance provisions of the Act
until1992. ·
Jurisdictions which meet the criteria set out in Section 4(b) of the
Act will continue to be subject to the special provisions of the Act
until such time as they can ineet the new standard for bailout, as
set rorth in Section 4 (a), as amended.
The st_andard for bail-out is broadened to permit political subdivi
sions, as define<! in Section 14( c) (2), in covered states to seek to bail out
although the state itself may remain covered. Under the new stand
ard, which goes into effect on August 6,1984, a jurisdiCJtion must show,
for itself rund fur all governmental units within its territory that for
the to years preceding the filing of the bailout suit: ( 1) it has a record
of no voting discrimination and; (2) it has talren steps to increase
minority political participation and has removed obstacles to fair
representation for minorities .
. H.R. 3112 amends SectiOn. 2 of the Voting Rights Act of 1965 to
prohibit any voting qualification, prerequisites, standard, practice, or
procedure which results in discrimination. Section 2 would be violated
if the alleged unlawful conduct has the effect or impact of discrimina
tion on the basis of race, color, or membership in a lrungu,age minority
grou:p. The amendment is necessary because of the unsettling effect of
the decision. of the U.S. Supreme Court in Oity of Mobile v. Bolden,
446 U.S. 55 (1980). The amendment clarifies the ambiguities which
have arisen in the wa;ke of the Bolden decision. It is intended by this
clarification that proof of purpose or intent is not a prerequisite to
establishing voting discrimination vio}ations in Section 2 cases. The
proposed amendment does not create a right w proportional repre
sentation.
The language assistance provisions of Section 203 are extended for an
additional 7 years. While Section 203 does not expire until 1985, the
Committee felt it was appropriate.to address these provisions in light
of legislation amending these provisions which was pending before
the Committee during its deliberations.
IfiSTORY
On May 6, 1981, the Subcommittee on Civil and Constitutional
Rights convened the first in its series of hearings on legislative pro
posals to extend . and amend the Voting Rights Act of 1965, certain
provisions of which expire on August 6, 1982. At the outset, the Sub
committee had before it five bills 1 which addressed all of the major
provisions ofthe Act, even those which do not expire next year. Con
sequently, . the Subcommittee heard testimony regarding the broad
range of issues 'connected with the Act. The Subcommittee held eight
een days of hearings, including regional hearings in Montgomery,
Alabama and Austin, Texas, during which testimony was heard from
over 100 witnesses. Witnesses included current and former Members
of Conwess; two former Assistant Attorneys General of the U.S.
Department of Justice, representatives of the U.S. Commission on
1 H.R. 3112, H .R. 3198, H.R. 1731, H.R. 1407, and H .R. 2942.
3
Civil Rights, national, state, and local civil rights leaders, State and
local government officials, representatives of various civic, union and
religious organizations, private citizens, as well as social scientists and
attorneys who specialize in voting discrimination issues. Representa
tives from the U.S. Department of Justice were invited to testify but
were unable to do so prior to the completion of the hearing process. In
addition, the Subcommittee encouraged witnesses who were unable to
appear personally to submit statements for the record.
On July 21, 1981, the Subcommittee met and by unanimous voice
vote ordered H.R. 3112 reported, without amendment, to the full
Committee.
On July 28, 30, and 31, the full Committee on th Judiciary met to
consider H.R. 3112. On July 31, the full Committee, by a vote of 23
to 1, ordered the bill reported to the House, with a single amendment
in the nature of a substitute.
GENERAL STATEMENT
BACKGROUND
The right to vote is preservative of all ooher rights. As a conse
quence, our history is replete with actions by the Congress over the
last 100 years to extend and safeguard the franchise. The Voting Rights
Aot of 1965 has been hailed as the most important civil rights bill
enacted by Congress. Unquestionably, it has been the most effective
tool for protecting ,the right to vote. The Act provides evidence of
tJhis Nation's commitment to assure thrut none of its citizens are de
prived of this most basic right guaranteed by the fourteenth and fif
teenth amendments.
The Voting Rights Act of 1965
The V orting Rights Act of 1965 was primarily designed to provide
swift, administrative relief where there was compelling evidence that,
despite 'a history o'£ litigation, racial discrimination continued to
plague the electoral process, thereby denying minorities the right
to exercise effectively their fra;nchise. The ineffectiveness of the case-
by-case litigrutive approach is documented in the case law itself, as
well as in the legislative history of voting rights legisla;tion passed
in 1957, 1960, 1964, and 1965. The U.S. Supreme Court, in South
Carolina v. Katzenbach, 383 U.S. 301 (1966), summed up the legis
lative history as follows:
Voting suits are unusually onerous to prepare, sometimes
requiring ae many ae 6,000 man-houre spent combing through
registration records in preparation for trial. Litigation has
been exceedingly slow, in part booause of the ample oppor
tunities for delay afforded voting officials and others involved
in the proceedings. Even when favorable decisions have
finally been obtained, some of the States affected have merely
swi,tched to discriminatory devices not covered by the fed
eral decrees or have enacted difficult new tests designed to
prolong the existing disparity between white and Negro reg
istration. Alternatively, certain local officials have defied and
4
evaded court orders or have simply closed their registration
offices to freeze the voting rolls.2
Testimony during the recent hearings cited specific examples of
how the pre-1965 litigative approach was unsuccessful in eliminating
the myri,ad methods devised to keep minorities from participating
in the electoral process.3 One witness described litigation which went
on for 30 years to abolish the white primary, which was used in Texas
and elsewhere. The issue was whether blacks could be excluded from
participating .in the Democratic Party primaries, where the Demo
cratic nominaJtion for office was tantamount to election. During that
30 year period, th~ issue went to the U.S. Supreme Court four times
because after each decision, the state would enact legislative or ad
ministrative hurdles to frustrate further tJhe decision of the Court.
"The new technique had to be re-litigated until the Court concluded
in Terry v. Aaarn,s (345 U.S. 461), as it had in Lmne v. Wilson (307
U.S. 268), 'that the 15th Amendment was intended to nullify sophis
tic8Jted as well as simple-minded modes of discrimination.'" 4
Qognizant of this historical failure to guarantee the rights set forth
in the fifteenth amendment, Congress set out, in 1965, to devise legis
lation which would accomplish a twofold goal. First, based on case law
history and testimony presented to it, Congress realized that there
were specific practices and procedures which had historically been
used, as part of a pattern and practice of abuses, to prevent blacks
from participating in the electoral process. To address this problem,
Congress suspended the use of literacy tests and other devices in any
State or political subdivision where such test or device was in effect on
November 1, 1964 a;rul where less than 50 percent of voting age persons
were registered for or voted in the November 1964 presidential elec
tion. The rationale for this formula or "trigger" was that low voter
registration and participation resulted from the use of such tests or
devices.
Second, to assure that old devices for disfranchisement would not
simply be replaced by new ones, to the administrative preclearance
remedy of Section 5 of the Act was devised. Through this remedy the
Congress intended to provide an expeditious and effective review which
would assure that practices or procedures other than those directly ad
dressed in the legislation-that is, literacy tests and other devices, and
the poll tax-would not be used to thwart the will of the Congress
finally to secure the franchise for blacks.
The jurisdictions which met the trigger set forth in Section 4 (b)
of the 1965 Act were: the states of Alabama, Alaska, Georgia, Lou
isiana, Mississippi, South Carolina, and Virginia; forty counties in
· North Carolina; four counties in Arizoria; Honolulu County, Hawaii;
and Elmore County, Idaho.5 These jurisdictions were required to meet
2 South Carolina v. Katzenbach, supra, at P- _
: pd~e Hearings. _May 27, 1981, Herbert 0. Reid, Sr. and Jack Greenberg.
• Of these covered jurisdictions, the following successfully sued to exempt themselves
or bailout from the Act's spi'Cial coverage: Ala,ska [Alaska v. United States. Civil No. 101-
66 (D.D.C. August 17. 1966)]: Wake County, North Carolina [Wake County v. United
States, Civil No. 1198--66 (D.D:C. January 2:l. 1967)] : Elmor" County, Idaho [Elmore
County v. United States, Civil No. 320-66 (D.D.C. September 23. 1966)] : and Apache.
Navajo and Coconino Counties. Arizona [Apache County v. United States, 256 F. Supp. 903
(D.D.C. 1966) ]. It Is important to note that the Voting Rights Act does In fact provide for
such bailout or exemption on the part of a covered jurlsdi~tlon.
5
the obligations of Section 5 for five years, that is, to submit or "pre
clear'' any election-related practice or procedure which its sought to
enact or administer, if it was different from that which was in force or
effect on November 1, 1964. Submissions could be precleared either by
the Attorney General of the United States or by the U.S. District
Court for the District of Columbia.
In addition to the Section 5 preclearance provision, the 1965 Act
also authorized the Attorney General of the United States to send
:federal examiners to jurisdictions which met the Section 4 trigger for
purposes of listing eligible persons on the voting rolls, and to send
federal observers to oversee voting day activities.6
Equally important, Congress strengthened existing remedies in vot
ing discrimination cases for areas of the country other than those which
were triggered into the special provisions of the Act. The Act broadly
proscribed voting practices or procedures which deny or abridge the
right to vote because of race or color; federal courts were authorized
to order preclearance anywhere in the country if they found voting
abuses justifying equitable relief; authorization was also provided so
that federal examiners and observers could be assigned anywhere in
the country, if the courts deemed it necessary.7
.
1970 amendments
In 1969, Congress undertook to review the progress made under the
1965 Voting Rights Act, since covered jurisdiction would otherwise_ be
eligible to bailout from coverage of the special provisions of the Act in
1970. While encouraged by the progress in registration and voting
which had occurred since the passage of the Act, Congress also recog
nized that racial discrimination in voting continued to exist and that
the Section 5 preclearance provision had only been minimally enforced.
In August 1970, Congress passed the Voting Rights Act Amend
ments of 1970 (Public Law 91-285) which extended coverage of Sec
tion 5, and the other special provisions of the Act, for an additional
five years for the jurisdictions whose coverage was triggered by the
1965 Act. Congress also brought under the Act's special coverage,
states and political subdivisions which maintained a test or device oh
November 1, 1968 and which had less than a 50 percent turnout or
registration rate for the November 1968 presidential election. Lastly,
it established a five year nationwide ban on the use of literacy tests or
other devices. The newly covered jurisdictions also became subject to
the special provisions, or remedies, of the Act. Jurisdictions so affected
included: 3 counties (Bronx, Kings and New York counties) in New
York; one county in ·w·yoming; 2 counties (Monterey and Yuba coun
ties) in California; eight counties in Arizona ; four Election Districts
in Alaska; and towns in Connecticut, New Hampshire, Maine, and
Massachusetts. 8
6 See Sections 2, 3(c). 3(a), respectively.
1 These provisions (I.e. , the Section 4 trigger mechanism, Section 5 preclearance and
Sections 6 and 8, authorizing the use of federal examiners and observers) are commonly
referred to as the special provisions or remedies of the Act.
8 The State of Alaska; Elmore <County, Idaho, and Apache, Coconino, and Navajo Coun
ties in Arizona had been covered in 1965 and subsequently, released from the Act's coverage.
The 1970 amendments resulted in these areas being re-covered. However, with respect to the
State of Alaska only certain election districts were re-covered and not the entire state The
ele<:tion districts In Alaska were subsequently exempted in 1972 [ Alaska v. United States,
Civ1.1 No. 2122-71 (D.D.C. July 2, 1972)) . The three New York counties were exempted in
Anrll1972. but the exemption was rescinded and the three counties r ecovered two years later
[New York v. United States, Civil No. 2419-71 (D.D.C.) (orders of April 13, ·1972, January
10, 1974 and April 30, 1974) , afl''d 95 S. Ct. 166 (1974 (per curiam)].
6
1975 emtension
Since jurisdictions which were originally brought under the special
coverage provisions of the Voting Rights Act woud become eligible to
bail out from under such coverage on August 6, 1975, the Congress,
early that year, reviewed the progress which had occurred under the
Act. Again Congress noted the increase in voter participation among
blacks. Nevertheless Congress found that there continued to be a sig
nificant disparity between the percentage of black and white registered
voters. Moreover, Congress learned that to date Section 5 had only had
a limited impact. First, it was not until 1969 and 1971 that the U.S.
Supreme Court rendered its first decisions interpreting the scope of
Section 5. (Allen v. State Board of Elections. 393 U.S. 544); and (Per
kins v. Matthews, 400 U.S. 379). Second, the Department of .Tustice
did not issue Section 5 regulations giving guidance to coven'd juris
dictions as to their obligations under that provision, until Septem
ber 10, 1971. Lastly, it was believed preclearance would prove most
valuable in assuring that the 1980 reapportionments in the covered
jurisdictions would not result in racial gerrymandering.
In August of 1975, Congress extended the Voting Rights Act of
1965 for 7 years, so that jurisdictions originnJly subject to the speeial
provisions of the Act remained covered until August 6, 1982. Congress
also made permanent the nationwide ban on literacy tests and other
devices. which it had imposed on a temporary basis in 1970.
In addition, based on an extensive record, filled with examples of
the barriers to regi~tration and effective voting encountered bv lan
guage minority citizens in the electoral process, Congress expanded the
coveraP.:e of the Act to protect. such citizens from effective disfranchise
ment. It found that voting discrimination against language minority
citizens:
is pervasive and national in scope. Such minority citizens are
from environments in which the dominant language is other
than En!.rlish. In addition they have been denied equal educa
tional opporbmit.ies by State and local P."Overnments. resulting
in severe disabilities and continuing illiteracy in the English
lan!Yua!,!'e. The Congress further finds that. where State· and
local officill.ls condlicted elections only in English. language
minority citizPns are excluded from participating in the elec
toral process. In many areas of the country, this exdnsion is
a!,!'gravated bv acts of physical, economic, and political in
timidation. The Conp-ress declares th::~t. in order to enforce
the guarantees of the Fonrt.Penth o,nd Fifteenth AmPnclments
to the TTnited States Constitntion. it is necessary to eliminate
such discriminlltion by prohihitin.q: English-only elections,
and by prescribing other remedial devices.9
While coo:niz~>.nt of the breRiHh of votinl! nic;rrimination Pxist.ing
against surh citizens. ConP."rPSS n.lso rero!!Ilized that the severitv of the
nrohlems niffPred ll.rr0PS the count.rv. Conspquentlv, in exna.ndin!!' the
Act .. two distinct trigO'ers were develoned to assi1re that areas· with
different barriers to the f1lll particination o:f language minorities in
the electoral process would not be subject to the same remedies.
• 43 U.S.C. 1973 a.
7
To proscribe discrimination which, in many cases, was as egregous
as that outlined in 1965,'° Congress amended the definition of "test
or device" to include the use of .English-only election materials in juris
dictions where a single language minority group comprised more than
5 percent of the voting age population. It then extended coverage of
t.he Act to those jurisdictions which had used a test or device as of No
vember I, 1972 and had registration or voter turnout rates less than 50
percent. Jurisdictions meeting this trigger and thus subject to the spe
cial provisions of the Act, including precleal"ance, were the States of
Alaska, Arizona, and Texas; 2 counties in California; 1 county in
Colorado; 5 counties in Florida; 2 townships in Michigan; 1 county
in North Carolina; and 3 counties in South Dakota.
Where discrimination in voting against language minority citizens
was less severe, although still disturbing, Congress required that lan
guage assistance be provided throughout the electoral process where
members of a single language minority comprise more than 5 percent
of the voting age population and the illiteracy rate of such persons as a
group is higher than the national illiteracy rate. Jurisdictions covered
under this second trigger were: alll43 counties in Texas were individ
ually covered under this trigger; all 32 coun~ies in New Mexico; all
14 counties in Arizona; 39 counties in California; 34 in Colorado;
and 25 in Oklahoma.
PROGRESS UNDER THE ACT
The Committee recognizes that there has been much progress in
increasing registration and voting rates for minorities since the pas
sage of the Voting Rights Act of 1965; its sometimes dramatic suc
cesses demonstrates most clearly that it has been the most effective
tool for protecting voting rights.
Prior to 1965, the precentage of black registered voters in the now
covered states was 29 percent; registration for whites stood at 73
percent.
Today, in many of the states covered by the Act, more than half
the eligible black citizens of voting age are registered, and in some
states the number is even higher. Likewise, in Texas, registration
among Hispanics has increased by two-thirds.
In much the same manner that progress can be seen in increased
!'egistration rates for minorities covered under the Act, improvements
m the election of minority elected officials have also occurred.U
In July 1980, a total of 2,042 blacks held elective office in Southern
States covered by the Act, compared with 964 six years ago. And in
Texas and other southwestem areas first covered in 1975, Hispanics
and blacks have been elected to office in many cities and counties for
the first time. In Texas, particularly, there has been a 30 percent in
crease in the number of Hispanics elected officials between 197(). and
19RO.
Y e~ these gains are fragile. The registration figures for minorities
remam substantially lower than those for white voters.
1o See 1975 Hearing Record .
11 19Rl Report of U.S. Commission on Ch-11 Ri,::hts. Supra. See also Rolando Rlos
"The Voting Ri,::hts A~t: Its Effect In T<>xas." Ap~ll 1981, n. 2, submitted b~· William
Vela~quez, Executiye Director, Southwest Voter Reg1stration Education Project (May 6th
Hearmg).
8
The evidence is similar for the jurisdictions covered in 1975. Exam
ple, ·· in two covered South Dakota counties, 77.3 percent of whites
were registered but only 52.7 percent of American Indians were reg
istered. In Arizona, registration rate for whites was 71.5 percent but
48 percent for American Indians and 60.9 percent for Hispanics.
Lastly, in New York's three covered counties, 69.8 percent of whites
were registered as compared to a rate for Hispanics of 51.4 percentY
The number of minority elected officials is still a fraction of the
t~tal number of elected officials; there are many jurisdictions w~th
large minority populations which have no minority elected officials
and which have never had any.13 As Table 1, below, shows, only 5
percent Of elected officials in the southern covered states are black, in
an area where 26 percent of the population isblack.14
12 1981 Report of the U.S. Commission on Civil Rights, Supra.
13 See generally, Rolando Rios, "The Voting Rights Act: Its Ell'ect In Texas," supra;
Testimony of Joaquin Avila, General Counsel, Mexican American Legal Defense and
Educatl()n Fund (MALDEF) .
14 See. Hearings, June 17, 1981, Eddie Williams, President of the Joint Center for
Political Studies.
Table 1
Number and Percent of Black Elected Officials
In States Originally Covered by the Voting Rights Act, 1968 and 1980*
Percent of Percent of
Number of Elective Number of Elective
Number of Black Offices Number of Black Offices
Percent Elective Elected Held by Elective Elected Held by
Black Offices Officials Blacks Offices Officials Blacks
State Population 1968 1968 1968 1980 1980 1980
Alabama 24.5 4,060 24 .59 4,151 238 5.73
Georgia 26.2 7,226 21 . 29 6,660 249 3.74
Louisiana 29.6 4,761 37 .78 4,710 363 7.71
Mississippi 35.1 4,761 29 . 61 5,271 387 7. 34
North Caro 1 ina 21.5 5,504 10 . 18 5,295 247 4.66
South Carolina 31.0 3,078 11 . 36 3,225 238 7. 38
Virginia 18. 7 3,587 24 . 67 3,041 91 2.99
TOTAL 25.83 32,977 .ill. ~ 32,353 1,813 5. 60
*Source: National Roster of Black Elected Officials--1980. Joint Center for Political Studies, Washington, D.C.
10
\
Even where minorities have been elected, figures can be deceptive.
Most o£ these elected officials are concentratedin local positions. Not
withstanding the highly publicized election o£ black mayors in large
cities, Table 2 clearly indicates that the overwhelming number o£
black mayors are chief executives o£ towns which are all black or
nearly so. For example, . blacks hold 70 mayoral positions in these
covered states; o£ these, 35 are in towns with a population o£ under
1,000 and which is 80 percent black.15
State
AL
GA
LA
MS
sc
TX
VA
TOTAL
Table 2
Population Distribution of Cities with Black Mayors
Within States Totally Covered by the Voting Rights Act
# of Cities TOTAL POPULATION % BLACK POPULATION
With Number of Cities With Number of Cities With
Black Mayors A Total Population Of: A Black Population Of:
Under 1000- Over Under 60- 80% or
1000 3000 3000 60% 79% More
15 8 2 5 1 6 8
6 3 1 2 2 4 0
11 4 3 4 3 3 5
17 10 6 1 0 7 10
13 11 0 2 3 2 8
5 3 0 2 0 0 5
_l _Q _Q _l _l _Q _Q
70 39 12 19 12 22 36
55.7) (17 . 1) (27.1) (17 .1) (31.4) (51 . 4)
Source : National Roster of Black Elected Officials, 1980. JCPS, Vol. 10.
U.S . Census Bureau, Corrections to Advance Reports PHC80-V, 1980 .
15 Testimony of Eddie Williams, Supra.
11
As is evident from this review of the progress which has taken place
under the Act, particularly since the 1975 extension, there is much to be
hopeful about. At the same time, discrimination continues today to
affect the ability of minorities to participate effectively within the
political process.
The Committee notes
that electoral gains by minorities since 1965 have not taken
on such a permanence as to render them immune to attempts
by opponents of equality to diminish their political influ
ence.18
(I) t is too early to conclude that the effects of decades of
discrimination against blacks and other minorities have been
eradicated and that they are now in a position to compete in
the political arena against non-minorities on an equal basis
without the assistance of the Voting Rights Act.17
COMPLIANCE WITH TRE ACT
Section 5 review is designed to .deter discriminatory voting changes
and ferret out measures which 'could undercut minority voter partici
pation and dilute minority voting strength. Approximately 900 juris
dictions in 23 fully or partially covered states are required to submit
voting changes. .
Thirty-five thousand voting changes have been submitted to the
Attorney General for preclearance under Section 5 since 1965. The
overwhelming majority, 30,000, were submitted between 1975 apd 1980.
Objections have been interposed to roughly 800 changes over the life of
the Act; more than 500 have been interposed since 1975. Almost all of
the states have had as many objections interposed within the last five
years as had been filed against them in the preceding ten years. These
changes touch upon every aspect of the electoral process, as shown by
the chart below.
1a See Hearings, July 13, 1981 , Drew Days, III, former U.S. Assistant Attorney General,
Department of Justice).
17 I d.
NUMBER OF CHANGES TO WHICH OBJECTIONS HAVE BEEN
INTERPOSED BY THE DEPARTMENT OF JUSTICE BY TYPE
AND YEAR FROM 1965 - -FEBRUARY 28, 1981
1965 1970
to to
1969 1:2.IL_ 1975 1976 1977 1978 1979 1980 1981 TOTAL
TYPE OF CHANGE
REDISTRICTING 55 ll ll 3 12 2 9 103
ANNEXATION 9 86 68 55 l 15 9 l 243
POLLING PLACE 12 3 2 7 2 4 30
PRECINCT 5 2 7
REREGISTRATION OR VOTER
PURGE l l l 3
INCORPORATION l l 3 5 1-'
t-.:)
BILINGUAL PROCEDURES 3 2 l 6
METHOD OF ELECTION 4 145 31 61 38 24 l7 14 3 334
FORM OF GOVERNMENT 4 l l l 1 2 10
CONSOLIDATION OR DIVISION
OF POLITICAL UNITS l l l 2 l l 7
SPECIAL ELECTION l l l l 3 7
VOTING METHODS 1 1 2
CANDIDATE QUALIFICATION 2 5 2 l l ll
VOTER REGISTRATION
PROCEDURE , 1 4 l l 2 9
MISCELLANEOUS 14 8 l 3 2 4 2 34
TOTALS 22 251 138 151 104 49 45 51 4 811
SOURCE: U.S. Department of Justice, Civil Rights Division, Voting Section, February, 1981,
13
This is hardly a complete picture since not all election changes
which have a discriminatory effect have been submitted to the At
torney General or to the D.C. District Court for review, as required
by Section 5. A number of covered jurisdictions continue to defy the
Act by either failing to submit changes or boldly implementing others
to which objections have been interposed by the Attorney General.
Although the Department lacks an independent mechanism to
monitor voting changes, the Attorney General has attempted to use
several methods to identify unsubmitted changes including the exist
ing preclearance process, unsolicited notification of changes from ag
gneved persons, and review of voting rights litigation by private
parties. Upon receipt of any information that the jurisdiction has
made a voting-connected change within the meaning of Section 5, the
Department sends a "please submit" letter to the jurisdiction indi
cating the changes are legally unenforceable unless precleared. In
1980, the Department sent 124 such letters.18
Many covered jurisdictions made changes shortly after passage of
the 1965 Act, a number of which went unreviewed until recentlyY In
Georgia, enforcement suits filed between 1976 and 1980 against Dooly,
Miller, Calhoun, Clay, Early and Morgan counties required those
jurisdictions to implement less discriminatory district elections rather
than the at-large elections instituted in 1965 without preclearance.20
A 1981 court order required Clio, Alabama to preclear annexations
made in 1967 and 1976. The two ignored the Attorney General's 1976
please submit request and continued to hold illegal municipal elec-
6ons as recently as 1980.21 Responding to a 1975 please submit request
from the Attorney General, officials of Indianola, Mississippi acknowl
edged having made annexations without preclearance in 1966 and 1967
but failed to identify a 1965 annexation which doubled the white pop
ulation and significantly dilutedl)lack voting strength for the next 16
years. Litigation brought in 1980 finally enforced Section 5.22
In Texas, minorities have used the Act to insure Section 5 enforce
ment. After two Section 5 enforcement suits and two letters of ob
jection, Medina County-with a Chicano population of 43.4 percent
in 1980- finally acquiesced to a non-discriminatory redistricting plan
which enabled Chicanos to participate meaningfully in the political
process.
Other jurisdictions continue to ignore objections interposed by the
Attorney General. Sumter County, Georgia refuses to honor a 1973
objection to an at-large method of electing the school Board. And a
1976 objection to the Edgefield County, South Carolina at-large elec
tion law goes unheeded.23
CoNTINUED VoTING RIGHTS DrscRIMI:YATION
rr:he Voting Rights Act was designed in 1965 to provide a speedy
review mechanism to correct existing Fifteenth Amendment violations
and to prevent future voting discrimination. Extensive testimony was
18 "The Voting Rights Act: Unfulfilled Goals" , a Report of the U.S. Commission on Civil
Rights, September 1981, p. 194. -
19 Hearings, July 13, 1981, Drew S. Days, III.
20 Hearings, June 3, 1981, Laughlin McDonald.
21 Id., Abigail Turner.
22 Hearings, J une 12, 1981, Charles Victor 1\fcTeer.
23 Hearings, 1\fay 13, 1981, Jessie Jack.son.
14
presented detailing the variety of methods used by inventive registrars
and other state officials to keep racial minorities off the voting rolls and
out of the voting booths. · ·
As to those pockets of voting discrimination outside the covered
jurisdictions the Act strengthened the remedies available through
voting rights litigation. As the court noted in South Carolina v. Katz
enbach, "(l) egistlation need not deal with all phases of a problem in
the same way, so long as the distinction d:rawn have some basis in prac
tical experience. 24
Despite the gains in increased minority registration and voting and
in the number of minority elected officials, the Committee has observed,
during each consideration of the extension of the Act, continued manip
ulation of registration procedures and the electoral process which
effectively exclude minority participation from all stages of the polit
ical process.
The observable consequence of exclusion from government to the
minority communities in the covered jurisdictions has been (1) fewer
services from government agencies, (2) failure to secure a share of
local government employment, (3) disproportionate allocation of
funds, location and type of capital projects, ( 4) lack of equal access to
health and safety related services, as well as sports and recreational
facilities, ( 5) less than equal benefit from the use of funds for cultural
facilities, and (6) location of undesirable facilities, e.g., garbage
dumps, or dog pounds, in minority areas.25
A study conducted by the U.S. Commission on Civil Rights on the
enforcement of the Act since 1975, further buttresses the Committee's
findings that voting violations are still occurring with shocking fre
quency.26 For the purposes of this report, only some violations will be
high-lighted.
DISCRIMINATION IN REGISTRATION AND VOTING
Hearings on H.R. 3112 indicate that there are numerous practices
and procedures which act as continued barriers to registration and
voting.
These practices include: inconvenient location and hours of regis
tration, dual registration for county and city elections, refusal to ap
point minority registration and election officials, intimidation and
harassment, frequent and unnecessary purgings and burdensome re
registration requirements, and failure to provide or abusive manipula
tion of assistance to illiterates.
The U.S. Commission on Civil .Rights reports that questioning by
registration officials, especially if the official's attitude was "nasty"
could easily deter some blacks from registering, because "they are
scared of whites asking them questions. They (especially some of the
older population) still remember the way t.hings used to be to register
and having to go through a lot of questions reminds them of those
times." 27 ·
'"F/nuf/1 Ca.rolina Y. Katzenbach, supra. at I!HS.
25 Hearings, June 3, 1981, Dr. Brian Sherman; U.S. Commission on Civil Rights, State
Advisory Committee Report, Laure! and Laure!: A City Divided (1981) .
2• U.S. Commission on Civil Rights "The Voting Rights Act: Unfulfilled Goals: ·Septem
ber, 1981.
2; U.S. Commission on Civil Rights, supra, at 55.
15
Intimidation of voters was also reported in W rightsVliHe, Georgia
(.Johnson County). A well-known black community leader who as
sisted black voters reported an incident in which blacks were accused
by the election official of "blocking the entrance . to the courthouse,"
which is the polling place. When he explained that he and the other
blacks were standing an acceptable distance from the polling place, the
election official called the state troopers to get them to leave. The
respondent continued standing in front of the courthouse, and the
election official called the sheriff and state troopers again. The re
spondent said that Federal Observers from the Department of Justice
who were monitoring the 'activities told the official that he was not
bJ·eaking the law. "Later, some white men in a truck stopped in front
of the polling place. Guns were visible in the truck." 28 They began
heckling black people at the polls. The blacks left the scene (some of
them potential voters) while whites were not harassed by the official or
the white men. An incident such as the one in Wrightsville discourages
minorities from voting.
Evidence of intimidation and harassment was also found in Phoenix,
Alabama, where Arthur Sumbry was convicted and sentenced to four
years tor unauthorized voter registration. Mr. Sumbray was assisting
his pregnant wife, a deputy registrar.29 Similar evidence exists in
Pickens County, which has a black population of 42 percent. Sixty
seven percent of the eligible whites are registered; the county refuses
to appoint deputy registrars; voting registrars have called the sheriff
when groups of blacks have come to register, the sheriff has remained
throughout their registration.30
New elections were ordered in Clio, Alabama in a suit brought in
March, 1981, to enforce Section 5. A black candidate who had lost
in the 1980 council election by five votes and was a candidate in the
new council election believed she faced serious economic problems
because of her candidacy. A loan secured by a second mortgage on
her home from the only bank in the town was ordered to be made
current two weeks before the town council election. The president of
the bank called her with the notice; he has also been the Mayor of Clio
for the past 25 years. After she filed an election contest in State court,
the Mayor came to her house about the note. 31
In 1975 the State of Texas, pursuant to Section 5, submitted a bill
to the Attorney General requiring purging and re-registration. The
bill reqnired a purge of all currently registered voters and terminated
the registration of those who failed to re-register by March 1, 1976.
The Attorney General objected to the change. He found that the
purge had a potentially discriminatory effect:
'Vith regard to cognizable minority groups in Texas,
namely, black and Mexican-Americans, a study of their his
torical voting problems and a review of statistical data, in
cluding that relating to literacy, disclose that a total voter
registration purge under existing circumstances may have a
discriminatory effect on their voting rights .. . Moreover,
•• U.S. Commission on Civil Rights, supra, p. 75.
20 Hearings, June 1981, Joh n Nettles.
ao I d., Abigail Turner.
"ld.
16
representations have been made to this office that a require
ment that everyone register anew, on the heels of registra
tion .difficulties experienced in the past, could cause significant
frustration and result in creating voter apathy among
minority citizens . . .
Given these circumstances, the Attorney General stressed that:
We are unable to conclude . . . that implementation of
such a purge in Texas will not have the effect of discriminat
ing on account of race or color and language minority status. 32
The Civil Rights Commission noted that frequently discriminatory
practices and procedures are implemented when black political par
ticipatiOn is perceived as threatening to the status quo.33 Witnesses
from Alabama reported that it is no accident that five of the seven
counties designated for re-registration in 1981 are in the "black belt."
These re-registration bills are passed hy the legislature as local legis
lation under "Gentlemen's Agreements." The State Representative of
Perry County, in the black belt, won his last election by 82 votes. The
sponsor of the Wilcox and Lowndes Counties' hill exempted the pre
dominantly white counties in his district fvom compliance with the
registration bill.
Another Alabama witness contrasted re-identification bills, where
the burden was on elections officials, e.g. Jefferson County, and where
the burden was on the voter, e.g., Choctaw County. In Jefferson
County, which has a black representative in the legislature, the over
all registration for 'blacks and whites increased by 10 percent follow
ing the 1979 voter re-identification. In Choctaw County, white regis
tration declined by 22 percent and black registration by 47 percent
following the 1978 voter re-registration.
The proposed Sumter County re-registration bill is similar to Choc
taw's. Forty-five percent of this rural county's (50 miles long 'and 30
miles wide) population is below the p<>verty level; sixty-nine percent
of the population is 'black; the illiteracy rate is high.-The bill requires
notice of the re-registration in the local newspaper, the hours are lim
ited to 9 to 4 and re-registration can only occur in the precinct or heat
where the voter resides.34
An extensive purge of Wilcox County voter rolls was oonduoted in
1980. This county has been designated for re-identification in 1981.
Wilcox is in the black belt.
In Humboldt County, Nevada, registrars refused to register Indians
for failing to properly fill out registration cards; non-Indians were
not subjected to the same scrutiny.35
Witnesses described dual registration requirements in Mississippi 36
and Georgia 37 and dual re-identification requirements for voters in
some areas of Virginia. 38 Most often registration sites are some dis
tance apart.
32 U:S. Commission on Civil Rights, supra, p. 65.
32 Hearings, June 16, 1981. Raymond Brown.
34 Hearings, June 3, 1981. Eddie Hardaway. John Nettles, and Abigail Turner.
""U.S. v. Humboldt County, Nevada, Civil Actlo!l'No:-R 70-0144 HEC (D. Nev. 1970.) .
•• Hearings, 1\iay 28. 1981. Rims Barber.
•• Hearings, June 3, 1981, Laughlin McDonald.
38 Ibid., May 20, 1981, Michael Brown. -
17
Witnesses from Alabama and Georgia described the failure of elec
tions officials to appoint additiOIIl!al registrars. In 1980, Dekalb County,
Georgia officials adopted a policy to stop requests by community
groups to conduct voter registration drives. Eighty-one percent of the
eligible whites in the county were registered by only 24 percent of the
eligible black v;oters. The League of Women Voters brought a Sec
tion 5 enforcement suit. The district court ruled the policy was a
change withirn the meaning of Section 5. An objection was interposed
by the Attorney General.
A 1980 appeal from rthe Governor of Alabama to all boards of regis
trars urging appointment of deputy registrars and expanded registra
tion hours has reportedly generated little positive response.39
In 1981 a bill was introduced in the Alabama Senate to appoint city
clerks as voting registrars at the request of the municipal governing
body, thereby expanding registration opportunities. An amendment
was offered by the representative from Wilcox and Lowndes Counties
to exempt ten counties in the black belt from this expanded voting
procedure.
Existing and changed locations of polling places can have a negative
effect on minority voter turnout. For example, in Hopewell, Virginia,
blacks are concerned about voting at the Veterans of Foreign Wars
(VFW) Hall located in the white community. According to the presi
dent of the Virginia chapter of the Southern Christian Leadership
Conference, there are no voting places in the black community. The
present location is "like having the polls at a country club." Accord
ingly, "if one precinct was in the black community, then black people
might become more accustomed to voting.~' 40
In October 1979, the Board of Commissioners submitted a polling
place change in the city of 'Iaylor in Williamson County, Texas, to the
Attorney General. According to the Department of Justice, the polling
place would be moved from the "centrally located" City Hall to the
National Guard Armory which is located "approximately ten to twelve
blocks !fOrth of City Hall in a predominantly white area." The Depart
ment concluded that the new polling place would be "a significant
inconvenience to the city's minority voters who may appear to be
concentrated in the southern and southwestern portions of the city ...
[and] may have ... the effect of deterring participation by some
minority voters in elections ... " The Attorney General was unable
to conclude that the polling place change would not have the effect of
discriminating against minorities. 41
DISCRIMINATION IN THE ELECTORAL PROCESS
The Congress and the courts have long recognized that protection of
the franchise extends beyond mere prohibition of official actions
designed to keep voters away from the polls, it also includes prohibi
tion of state actions which so manipulate the elections process as Ito
render voters meaningless.
"The right to vote can be affected by a dilution of voting power as
well as by an absolute prohibition on casting a ballot." 42 Certain kinds
"'Hearings. June 3. 1981, Ahlgail Turner.
40 U.S. Commission on Civil Rights, supra, p. 75.
"Id., at p. 77 .
., A !len v. State Board of Elections, 393 U.S. 544 569 (1969), Reynolds v. Sims, jl77 u.s. 533, 555 (1964). •
H.Rept. 97-227 --- 3
18
of practices or changes, can nullify minorities' ability to elect the
candidate of their choice just as would prohibiting some of them from
voting.43
There are a number of practices and procedures in the electoral
process which individually or in combination result in inhibiting or
diluting minority political participation and voting strength. Since
the passage of the Act in 1965, reports presented by the U.S. Commis
sion on Civil Rights 44 studies conducted by sociala,nd political scien
tists,45 and Congressional hearings 46 have all identified discriminatory
elements of the elections process such as at-laTge elections, high fees
and bonding requirements, shifts from elective to appointive office,
majority vote run-off requirements, numbered posts, staggered terms,
full slate voting requirements, residency requirements, annexations/
retrocessions, incorporations, and malapportionment and racial gerry-
Although these elections practices or devices are used throughout
the country, in the covered jurisdictions, where there is severe racially
polarized voting, they often dilute emerging minority political
strength. In fact many of these devices were used to limit political
participation of newly enfranchised blacks more than a century ago.
Thus, effectively barring minorities from electing the candidate of
their choice.
The Committee heard numerous examples of how at-large elections
are one of the most effective methods of diluting minority strength in
the covered jurisdictions. Frequently, this method of election is com
bined with devices such as anti7single shot voting, majority vote, num
bered posts, residency restrictions and staggered terms. In Clark
County, Alabama, the County Commission ( 4 Commissioners, 1 pro
bate judge) was elected for 4-year terms from single-member districts.
A majority vote was required for nomination in the Democratic pri
mary. Blacks constituted 44 percent of the county population (1970
Census) yet no black had ever been elected to the county Commission.
In 1971 the county shifted to an at-large system of elections; the
county's Section 5 submission was not completed until1978. The county
claimed the shift to the at-large scheme was necessary to comply with
the one-person-one-vote requirement. It offered no explanation of why
this could not be done by redistricting the pre-existing single-member
district system. The Department of Justice objected to the change .
.. Allen v. State Board of Elections, supra.
"U.S. Commission on Civil Rights : Political Participation (1968) ; The Voting Ri9hts
Act: Ten Years After (1975) ; The Voting Rights Act: Unfulfilled Goals (1981) .
.. E.g .. C. Davidson and G. Korbel, At-Large Elections and Minority-Group Rep•·esenta
tion : A Re-Examination of Historical and Contemporary Evidence, Journal of Politics (Nov.
1981) (forthcoming) ; R. Engstrom and M. McDonald, The E lection of Blacks to City Coun
cils: Clarifying the Impact of Electoral Arrangements on the Seats/Population Relation
shii!J American Political •Science Review (June 1981); D. Taebel, Minority Representation
on u<ty Councils, 59 Social Science Quarterly 143- 52 (June 1978) ; T. Robinson and '1'. Dye,
Reformism and Black Representation on City Councils, 59 Social Science Quarterly 133-41
(June 1978) ; A. Karnig. Black Representati on on City Councils, 12 Urban Aft'airs Quarterly
223-43 (Dec. 1976) ; C. Jones, The Impact of Local Election Systems on Black Political Rep
resentation. 11 Urban Aft'airs Quarterly 345- 56 (March 1976).
'"U.S. , Con~:ress, House, Subcommittee No. 5 of the Committee on the Judiciary, Voting
Rights: Hearings on H .R . 6400. 89th Cong., 1s t sess .. 1965, pp. 123-311 ; U.S . Congress,
Senate Subcommittee on Constitutional Rights of the Committee on the Judi.c!ary, Amend
ments to the Voting Rights Act of 1965: Hearings on S. 818, S. 2456 . S. 25 07, and Title IV
of S. 2 02 9, 91st Cong., 1st and 2nd sess., 1969 and 1970, pp. 28-87, 396- 431, 661- 62; U.S.
Congress, House. Subcommittee on Civil and Constitutional Rights of the Committee on the
Judicia ry, Extension of the Voting Rights Act: Hearing on H.R. 939, H.R. 2148, H .R . 3247,
and H .R. 3501 , 94th Cong., "1st sess., 1975, pp. 17-60; U.S. Congress, Senate, Subcommittee
on Constitutional Rights of the Committee of the Judiciary, Extension of the Voting Rights
Act of 1965 : Hearings on S. 407, S. 903, S. 1297, S. 1409, and S. 1443.
19
Counties in Nebraska and New Mexico were successfully sued' for
attempting to dilute the Indian vote by instituting at-large election
voting schemes.H
Since 1975, the Department of ,Justice has issued approximately 85
letters of objection disapproving election changes in the State of Texas.
The proposed'changes found to be discriminatory included: redistrict
ing; majority vote requirements; numbered posts; polling place
changes and annexations. In the City of Victoria, Texas, population
over 50,000, Chicanos started to mobilize their political strength by
increasing voter turnout. Victoria has an at-large, numbered post, sys
tem with a majority rule requirement. Realizing that Chicanos were
gaining in strength, the city annexed numerous areas that were 85
percent Anglo. When the city tried to preclear the annexations, the
Attorney General issued a letter of objection. This forced the city to
adopt a mixed plan. For the first time ever, there is now a Chicano
on the city council. Minorities there believe that without the Voting
Ri-ghts Act, such representation would have been delayed indefinitely.
It is not uncommon for jurisdictions to resubmit, without revision,
changes to which obiections had previously been interposed. The town
council in Bishopville, South Carolina had been elected at-large with
non-sta~gered terms and a plurality vote requirement. Blacks con
stituted 49 percent of the population but prior to May 1975, no blacks
had been elected to the council. The town proposed a majority vote
requirement and staggered terms. Justice objected noting its objection
to a proposal for staggered terms made the previous year.
In 1968, the town of Hayneville, Alabama incorporated so that 85
percent of its electorate was white, in a county which in 1970 was 77
percent black. The boundaries of the town were in the shape of a cross,
at the corners of the cross were surrounding black populations which
were excluded from the incorporated township. The annexation was
not submitted unti11978. The Attorney General objected to the incor
poration and advised Haynevme it could comply with the Act by
expanding its boundaries to include the contiguous black neighbor
hoods whose resident<; desired to be in the town. The new boundaries,
incorporating the additional areas, were enacted by the legislature
in 1980. ·
Racial gerrymandering and malapnortionment have resulted in dis
tricts of variO'us shapes anrl sizes. In the 1880's the racially gerry
mandered 7th Cong-ressional District . of South Ca.rolina which was
one of the bJack districts in the State ·and included Charleston was
described in the New York Times as having the shape of a '"boa con
strictor." Distri·ct IV of the 1978 Warren County. Mississirmi redis
tricting plan was described as having a configuration resembling Ty
rannosaurus Rex.48
One Wisconsin town attempted to gerrymander Indians out of
!heir vo~ing district (in the tradition of Gomillion v. Lightfoot)
man active attempt to keep them from voting.49
. Some districts are grossly malapportioned. Seminole County, Geor
gia had elected its Commlission from the same voting district since
"U.S. v. Board of Superv!JHJrs of Thurston County. Nebraska., elvll Actron No. 79-0-380
(D. Neb. 1979) : U.S. v. San Juan County, Civil Action No. 79-507 JB (D.N.M . 1979).
'"Hearings, May 28th. Frank Parker.
•• U.S. v. Bartleme, Wisconsin, Civil Action No. 78-C-101 (E. 1) Wisconsin, 1978.
20
1933---one_of the districts, Donaldsonville, which is 40 perce;nt of the
county population and has the largest concentration of bla.cks, had
over 2,200 voters; Rock Pond had a voting district with 160 regis
tered voters. A suit was filed in 1980, claiming violations of the con
stitution. Under a consent decree the county was rea;pportioned into
5 new voting districts from which a bla;ck was elected from majority
bla;ck Donaldson ville.
Benign explanations may be offered for why these methods .have
been selected, but the results have been telling: minorities remain
severely underrepresented in county or state-wide positions.49a
Sect10n 5 is an integral complement to Federal court }litigation in a
number of jurisdictions. Nowhere is this more clear than Tarrant
County, Fort Worth. After multi-member state legislative districts
had been declared unconstitutional in the White v. Regester decision
(1973), a three-judge federal panel declared that multi-member state
legislative districts were constitutionally permissible in Tarrant
County and seven other populous Texas counties. In 1975, under court
order to adopt single member districts, the state legislature passed
J!ouse Bill1097, which was objected to in Tarrant and Nueces-Corpus
Christi Counties on the grounds that the districts were racially gerry
mandered.
FEDERAL EXAMINERS AND OBSERVERS
The Attorney General, as part of the Justice Department's efforts
to guarantee the right to vote under the fourteenth and fifteenth
.Amendments and the Voting Rights Act, has the power to send Fed
eral examiners and observers to jurisdictions covered by the Act, and
to any State or political subdivision where a court, at the urging of
the Attorney General or an aggrieved person, finds that such officers
are appropriate. In the ,former case, the appointment is not automatic.
Section 6 sets standards which the Attorney General must follow in
dete:rmining into which covered jurisdictions the ex•aminers will be
assigned. In the latter case, under Section 3 (a) of the Act, a Federal
court, in an interlocutory order or in a fina;l judgment, is the arbiter of
the need for such appointments. 5° In any case, examiners prepare lists
of voters whom State officia;ls are reqillred to register. ·
Under Section 8 of the Act, whenever Federal exa;miners are serv
ing in a particular area, the Attorney General may request that the
Office of Personnel Mana;gement assign one or more persons to observe
the conduct of an election. These Federal observers monitor the cast-
ing and counting of ballots. ·
During the earlier stages of the Voting Rights Act's life the use o£
examiners and observers was more prominent than is the case today.
In t]le last decade, •for instance, such officers were responsible for in
creasing minority registration by up to 27 percr.nt in some areas. 51 In
recent years, the Attorney Genera;} has assigned over 3,000 observers
to monitor suspect elections. 52 In making such assignments, the At-
••• Hearings, June 3rd. Abigail Turner Ibid., June 16th Raymond Brown.
"'As is true elsewhere In the Act, incidents that would n<>rmally require appointment
<>f examiners need n<>t require that result if such Incidents were unique and unlikely to re
occur. See Sectl<>n 3 (a).
61 See House Hearings, 1975, p. 171-172.
""See H<>use Hearings, 1981, Drew Days' testim<>ny, p. 9-10.
torney General has developed administrative criteri·u which mrist be
considered beforehand :
(1) The extent to which those who will run an election are
prepared so that there are sufficient voting hours and facilities,
procedural rules for voting are adequately publicized, and non
discriminatorily selected polling officials are instructed in elec
tion procedures;
(2) The confidence of the minority community in the electoral
process and the individuals conducting the election, including the
use of minorities as poll officials;
(3) The possibility of forces outside the official election machi
nery (such as rac~a,l violence, threats of violence, or a history of
discrimination in other areas) interfering with the election. 53
There is no evidence to suggest that this method of Federal inter
vention in election procedure has been anything but restrained, and
used sparingly in only the most essential situations. The Committee
would point out that these officials serve only when the situation
warrants. 54
While not used in the same numbers as in previous years, examiners
and observers were assigned to 500 elections in the covered jurisdic
tions in 1980.s.s In a separate development recently three counties not
subject to Section 4 coverage were designated as sites for federal
examiners.56 The Committee's hearings on H.R. 3112, if anything,
reflect the continuing existence of activity aimed at the intimidation
of racial and language minority persons seeking to register and vote. 5 7
Finally, with the onset of nationwide reapportionment, a process which
historically has led to actions impairing or diluting the voting rights
of racial and language minorities, any relaxation of federal protec
tions would be unwise. The Congress in 1975 specifically desired to
cover these practices during the current extension period to combat
this precise situation:58 . • •
Thus, based upon the record developed in its Subcommittee's hear
ings and the report of the U.S. Commission on Civil Rights, The Vot
ing Rights Act: Unfulfilled Goals, the Committee concludes that it
is essential to continue federal examiners and observers provisions of
the Act in full force and effect in order to safeguard the gains thus
far achieved in minority political participation, and to prevent future
infringements of Voting rights.
LANGUAGE AssiSTANCE
BACKGROUND
As indicated earlier, in 1975 Congress not only extended the time
period for the coverage of jurisdictions brought under Section 5 in
the original Act, but also expanded coverage of the Act to enforce
the 14th and 15th Amendments guarantees of language minority
citizens. Congress took this step (action) based on the extensive record
53 U.S. Commission on Civil Rights, supra, p. 22.
,. See Section 3(a) and Section 6 of the Voting Rights Act.
65 U.S. Commission on Civil Rights·, supra, p. 268-269.
50 U.S. Commission on Civil Rights, supra, p. 50-51.
57 See Committee Hearings, 1981.
58 See House Debates, 1975.
22
before it regarding voting and other discrimination · faced by such
citizens:
Testimony was received regarding inadequate numbers of
minority registration personnel, uncooperative registrars
(and) disproportionate effect of purging laws on non-English
speaking citizens because of language barrier ... (t)he exclu
sion of language minority citizens is further a~gravated by
acts of physical, economic, and political intimidation when
these citizens do attempt to exercise their franchise ... Memo
ries of past discourtesies or physical abuse may compound the
problems for many language-minority voters. The people in _
charge are frequently the same ones who so recently excluded
minorities from the political process ... The Subcommittee
(also) heard extensive testimony on the question of ... the
rules and procedures by which voting strength is translated
into political strength. The central problem is that of distribu
tion of the vote. 59
Furthermore, the Committee learned that :
Language minority citizens are also excluded from the' elec
toral process through the use of English-only elections. Of all
Spanish heritage citizens over 25 years old, for example, rriore
than 18:9 percent have failed to complete five years of school
compared to 5.5 percent for the total population. In Texas,
over 33 percent of the Mexican American population has not
completed the fifth grade.60
.. . ...
Tlie Committee found that the high illiteracy rates referred to are
"not the result of choice or mere happenstance; 61 they are the result.
of the failure to afford equal educational opportunities to members of
language minority groups. This point has repeatedly been highlighted
by the courts.62 · ·• _
As explained above, 63 Congress approached the range of problems
facing language minority citizens in a twofold manner: The Section 4
trigger was revised so that the more severe discriminatory practices
and procedures, which were similar in type and effect to those pro
hibited in the earlier covered jurisdictions, would be subject to Section
5 preclearance. The less severe, but equally troubling problems were
those resulting from high illiteracy levels of members of language
minority populations. To address these problems, Congress, in Section
203 of the 1975 Voting Rights Act, provided that language assistance
for such individuals be made available throughout the election
process.6•
The continuing existence of discriminatory practices and procedures
which are subject to Section 5 preclearance has been addressed else
where in this report addressed above. Other language assistance issues
are addressed below .
.. V<Yting Rights Extension, Report No. 94-196, House of Representatives (1975) here-
inafter referred to as the 1975 Committee Report, at pp. 16-18.
00 ld. p. 20.-.
61 ld .
.. Case citations here from 1975 Committee Report and Vilma Martinez's statement.
os See discussion in the General Statement portion of this Report .
.. .Jurisdictions who were covered by the Section 4 trigger in 197u also are required to
provide language assistance for language minority citizenso.
SEO'l'lON 203 OF THE AcT
Basis for Enactment
The Voting Rights Act, as enacted in 1965, recognized that literacy
teS'ts and other devices had been used to prevent 'blacks from registering
and voting; consequently, the use of such tests and devices was barred.
In the early 1970's a number of federal court decisions found that
English-only elections in areas with substantial non-English speaking
citizens operated as a test or device to keep citizens from voting.
In 1973, the Seventh Circuit Court of Appeals ruled that:
If a person who cannot read English is entitled to oral
assistance, if a Negro is entitled to correction of erroneous
instructions, so a Spanish-speaking Puerto Rican is entitled
assistance in the language he can read or understand. [Puerto
Rican Organization for Political Action v. Kusper, 409 F. 2nd
575, 580 (7th Cir. 1973)]
In 1974, another New York federal court decision emphasized the
importance of offering bilingual assistance in order to guarantee the
right of Spanish-speaking Puerto Rican citizens to vote. The court
ruled that:
In ordet that the phrase "the right to vote" be more than an
empty platitude, a voter must be able effectively to register his
or her political choice. This involves more than physically
being able to pull a lever or marking a ballot. It is simply
fundamental that voting instructions and ballots, in addition
to any other material which forms part of the official commu
nication to registered voters prior to an election, must be in
Spanish as well as English, if the vote of Spanish-speaking
citizens is not to be seriously impaired. [Torres v. Sachs, 309
F. Supp. 309, S.D. New York July 25, 1974]
Even as early as 1923, the U.S. Supreme Court expressly recog
nized that citizens cannot be denied their fundamental rights because
of their lack of knowledge of the English language:
Certain fundamental rights [are guaranteed] to all those
who speak other languages as well as to those born with
English on the tongue. Perhaps it would be advantageous if
all had ready understanding of our ordinary speech, but this
cannot be coerced by methods which conflict with the Consti
tution-a desirable end cannot be promoted by prohibited
means.65
Furthermore, the U.S. Supreme Court in Gaston County v. United
States, 395 U.S. 285 (1969), recognized the inextricable relationship
between the denial of equal educational opportunities and voting- dis
crimination. The Supreme Court found that blacks who histoncally
had received inferior education were discriminatorily affected by the
use of literacy tests in voting even though such tests were no longer
administered in a discriminatory manner and progress had been made
in integrating the County's school system.66
65 Meyer v. Nebraska, 262 U.S. 390, 401. .
06 See also Lassiter v. Northhampton Election Board; 36() U.S. 45 (1959).
Tp~:~se series of judic!al findings, together with the overwhelming
evidence presented in its 1975 hearmgs,"' led Congress to enact Section
203 of the Voting Rights Act (42 U.S.C.1973 aa-1).
A recent case reiterated the point made in (}aston Omtnty v. United
States, supra., that the vestiges of discrimination !).re not easily or
quickly eradicated:
While many of the overt forms of discrimination wreaked
upon Mexican Americans have been eliminated,the long his
tory of prejudice and deprivation remains a Significant ob
stacle to equal educational opportunity for these children.
The deep sense of inferiority, cultural Isolation, and accept
ance of failure, insti,lled in a people by generations of subJu
gation, cannot be eradicated merely by integrating the schools
and repealing the "No Spanish" statutes .... The severe educa
tional difficulties which Mexican American children in Texas
public schools continue to experience attest to the intensity
of those lingering effects of past discriminatory treatment.68
IMPLEMENTATION
When Congress enacted Section 203, it had as its goal assuring that
limited or non-English-speaking citizens 69 would receive the requisite
language assistance necessary to permit them to effectively exercise
thmr franchise. While enacted in part, in recognition of the long-term
effects of unequal educational oppor~unities received by such citizens,
the purpose of providing this assistance was not to encourage or dis
courage them from learning English. Language citizens disabled by
educational disparities, not of their making, to register and to vote
immediately.
Specifically, Section 203 requires that election, voter registration,
and other voting-Telated activities be conducted bilingually if (a)
more than 5 percent of the citizens of voting age in a jurisdiction are
members of specified language minority groups and (b) the illiteracy
rate of such persons, as a group, is higher than the national illiteracy
rate. Illiteracy is defined as failure to complete the fifth primary grade.
Coverage of this provision extends to political subdivisions in 30 dif
ferent states, primarily Texas, New Mexico, Arizona, California, Colo
rado, and Oklahoma.
When the U.S. Department of Justice issued its guidelines for the
implementation of this provision in 1976 and 1977 70 it correctly in
terpreted the mandate of Section 203 to be that election related ma
terials and assistance "be provided in a way designed to allow members
67 Hearings Before the Subcommittee on Civil and Constitutional Rights of the Judi·
ciary, House of Representatives, Ninety-Fourth Congress, First Session (1975)-herein
after referred to as the 1975 House Hearings.
os United States v. 7'ei1Jas, No. 5281 (E.D. Tex. Jan., 9, 1981) at pp. 66-67; (involved
bilingual education issues).
oo The Act, as amended in 197:>, provides for language assistance to "language minority"
citizens, defined (in 42 U.S.C. 1973 aa-'1) as persons of Spanish heritage, American
Indians, Asian Americans, and Alaskan Natives. The definition was determined on the
basis of the evidence of voting discrimination before the Congress in 1975. No evidence
regarding voting problems of other language groups was received. •In fact, Congress
examined the voter registration statistics for the 1972 Presidential election and found
that they showed a high degree of participation by other language groups : German,
79 percent; Italian, 77.5 percent; French, 72.7 percent; Polish, 79.8 percent; · and
Russian, 85.7 percent. This compared with voter participation for all Spanish ethnic
groups (Mexicans, Puerto Ricans, others) of 44.4 percent. See U.S. Bureau of the Census
chart on voter participation In the 1975 Committee Report at p. 23.
1o 28 CFR Part 55.
25
of applicable language minority groups to be effectively informed of
and pa1ticipate effectively in voting-connected activities.71 The Guide
lines explicitly state that compliance is best measured by the results
achieved. 72 They further note that a jurisdiction is more likely to
achieve compliance if it consults with language minority group mem
bers and their representatives.73 Both the Justice Department 74 and
Congress have suggested that an appropriate manner in which to com
ply with the letter and the spirit of .Section 203 is to focus the language
assistance so that only those language minority group members who
actually need such assistance, whether written and/ or oral, receive
them. This method of providing assistance is referred to as "targeting".
While the tone set by the Department of Justice Regulations on how
language assistance should be provided is laudatory, the assistance
which has been provided to covered jurisdictions has been found to be
less than vigorous. In 1978, the General Accounting Office (GAO)
reviewed the enforcement efforts of the Department in this regard. 75
It found that implementation of the minority language provisions
could be more effective i£, among other things, the Department clari
fied what constitutes an effective compliance approach and if they
provided more assistance to State and local officials.
More recent studies have also concluded that the Department of
Justice Guidelines have not provided adequate assistance to State and
local election officials who are responsible for implementing them,76
Absent more specific guidance from the Department, or any other
agency or organization, each affected county was left to devise its own
method of implementation.
In 1979, the Federal Elections Commission (FEC) conducted the
first comprehensive study to review the various methods used by cotm
ties to implement Section 203.77 The Commission found that the most
successful county programs, from both a cost and policy effectiveness
view, were those which greatly utilized the resources available in the
language minority communities for all facets of the registration and
election process. Unfortunately, of the administrators responding to
the FEC's questionnaire, 59 percent reported not having contacted
such organizations for any purpose. The Commission concluded that
local election administrators have exerted a limited effort to provide
comprehensive bilingual election services. They apparently have been
laboring under a widespread misconception:
Firstly, that just formalistically making bilingual services
available, without bringing them to the language minorities
through the links of community organizations, will produce
any great demand for them; and secondly, that the point of
the legislation is primarily to have bilingual forms available
and that the appropriate measure of its success, therefore, is
71Jd., Part 55.21b).
,. Id., Part 55.16.
73 ld.
"Id., Part 55.17 .
.,. Report of the Comptroller General of the United States-Voting Rights Act Enforce
ment Neens StrPngthening. Fehrnnr:v 6. 1 !l7R.
7• Bilingual Election Services Report, Vols. I, II, and III, l!'ederal Elections Commission
(1979) (hereinafter cited as FEC Report) and The Voting Rights Act: Unfulfilled Goals,
Report of the U.S. Commission on Civil Rights (1981) (hereinafter cited as the 1981
Civil Rights Commission Report) .
77 FEC Report, supra.
H.Rept. 97-227 --- 4
26
the number of bilingual forms used. The goal of providing
bilingual election services is to facilitate the participation of
language minority citizens in the electoral process. Providing
bilingual printed materials is only one means toward this end.
(FEO R eport, Vol. III, at p. 58.)
The FEC Report further concluded that to assess the need for
language assistance, administrators should not rely solely on statis
tics such as the proportion of registered voters who are language
minority citizens or on the actual demand on election day for minority
language materials and/or oral assistance. This practice, according
to the Report, does not address the need to identify and assist un
registered language minority citizens who may be most in need of
bilingual election services. Instead, the Report recommended that
administrators work closely with local community organizations in
order to attain a more accurate means of assessment.
RE.CORD FOR CONTINUANCE
The Committee record overwhelmingly shows that where language
assistance in registration and voting is implemented in an effective
manner, the cost accounts for only a small fraction of total election
expenses.78 This fact is particularly evident in recent elections which
indicate that costs have decreased significantly over the years/9 Be
fore the Committee began its hearings, few had closely (examined)
(analyzed) claims that excessive costs were associated with the im
plementatiOn of Section 203. As the hearing Record unfolded, it be
came clear that such general assertions could not be substantiated.
Thus, one witness, who previously associated himself with such claims,
testified that it can no longer be contended that the cost of providing
language assistance in the electoral process is excessive.80
The testimony and the record before the Subcommittee 81 clearly
indicate that where cost is a problem it is so only because of factors
unique to the relevant jurisdiction 8 2 andj or because the method used
in providing language assistance is not efficient or cost-effective.
78 ·see testimony of State Senator Polly Baca Barragan of Colorado (May 7 Hearing) ;
VIlma Martinez, President and General Counsel, Mexican AmeriCan Legal Defense and
Education Fund (MALDEF) (June 18 Hearing) ; Henry Der, Executive Director, Chinese
for Affirmative Action (June l Hearing) ; and John Trasvlna, Commissioner, Citizens
Advisory Committee on Elections, San Francisco. California. (June 18 Hearing) .
79 The following expenditures for . language assistan~e were reported to the Committee:
in California, in 1978, Los Angeles County spent $290,000 or • • • percent of total elec
tion costs: for Orange County. compliance represented only 3.4 percen.t of total election
costs ; in Santa Clara County, 1.5 percent of the election budget was spent on complian~e;
and in San Diego County, compliance costs were about 3.4 nercent of total election budget.
In 1980, Los Angeles decreased Its cost for compliance to $135,000 out of election expedi'
tures of $7 million, thus representing 1.2 per cent for language assistance. In New York,
according to the State Attorney General (ISee hearing of June 18) start~up costs were
the moot ~x· ·ensive and even those weren' t very high-$30,000/ $16 million budget for New
York City Board of Elections. Translation costs for entire state average $1000/year.
In Westchester County, New York, he renorted cost of $3,000/year or 2 percent of the
budget for the County Board of Elections. In New Mexico, accord.lng to Its Lt. Gov
ernor (May 13 Hearing), cost of providing language assistance for elections is not an
issue; state pays for local election supplies. In 1980, New Mexko appropriated $15 000
for the primary election and $100,000 for the general election. · '
"'Testimony of Honorable Paul McCloskey (June 18 Hearing). It should be noted that
~ongressman McCloskey continues to opp<)se Section 203, but not ·on the grounds of costs.
81 This Includes the FEC RePOrt. supra and the hearing record.
"' See testimony of the Honorable Mary Estill Bu~hanan, Secretary of State from Colo
rado (June 23 Hearing) , who points ont that nrlntlng langua"e •ssistanPe motPr'a'• is not
inherently costly. Cost becomes a problem only because her State requires publication in
the newspaper. of all matters which will be presented to the electorate prior to an election
Since. publication costs are high even monolingually, publishing su~h materials bilingually
raises such costs for her State.
27
Surveys conducted in 1976 83 and 1980 84 found that providing bi
lingual registration and voting materials and oral assistance at the
polls encourages voter participation among members of language
minority groups.
The Committee Hearing record is replete with testimony further
documenting the positive impact which the 1975 language assistance
requirement has had in facilitating participation in the political
process for language minority citizens; in many instances, such assist
ance encouraged first-time voters to exercise their franchise.8 5
The overwhelming majority of witnesses rejected the claim that
providing limited or non-English-speaking citizens language assist
ance in the registration and voting processes promotes cultural sep
aratism and discourages linguistic minorities from assimilating into
mainstream American society.
One witness who testified regarding the importance of these provi
sions to Asian American communities pointed out that persons who
oppose these provisions "do not understand the discriminatory ex
periences that Chinese Americans have had to suffer and which have
made it difficult for Chinese Americans particularly the elderly, to
learn English." 86 It was not until1943, he notes, that Chinese persons
were permitted to become naturalized citizens.
This historic prohibition against citizenship by Chinese
American (has) had a devasting impact on many of today's
elderly citizens who were denied equal educational opportu
nities and socio-economic opportunities during; their younger
days. The brutality of this federal prohibition forced Chinese
Americans to look inwardly to the Chinatowns of America
where ... interaction with other Americans occurred in
frequently. 81
This witness indicated that despite this history of discrimination,
Chinese adults are still motivated to learn English and enroll in adult
English language classes.
An equally compelling rebuttal was raised by a witness who noted
that American Indians were not accorded citizenship until 1924 and
that it was not. until the 1960's that they were able to fully secure the
right to vote in federal elecions.88 This testimony made clear that
since there are currently 206 different spoken Indian languages
among the tribes and only 80 have writing systems, the provisions of
oral language assistance in the electoral process is of particular im
portll!nce to American Indian communities. This is particularly so
sa Mexican American Equal Rights Project, "Survey of the Etfect(s) of Bilingual
Elections In Three South Texas Counties in 1976: A Summary of Findings," (unpub
lished) December 1976, San Antonio , Texas. (See Appendix E of the Status of Civtl
Rights in Texas Report, Vol. I: A Report on the Participation o.f Mexican Americans,
Blacks and Females In the Political Institutions and Processes in Texas. 1968-1978.
"'Hearings. May 6, 1981, William C. Velasquez, Executive Director, Southwest Voter
Re~straUon Education Project.
See Statements of Dr. Charles Cottrell. Professor of Political Science, St. Mary's Uni
versity (May 27 hearing; Manuel Ysaguirre, Human Relations Director, AFL-CIO and
President, State of Texas Labor Connell for Latin American Advancement, (June 5
Hearing) David Dunbar, General Counsel, Nation9l Congress of American Indians, (June
18 Hearing) ; Henry Der, ExPCutive Director of Chinese for Affirmative Action (Supra)
and Joaquin Avila, Aseoci:lJte Counsel for MALDEF. San Antonio, Texas (June 5 Hearing).
86 Hearing&, June 10, 1981, Henry Der, Executive Director of Chinese for Affirmative
Action.
"'Id.
88 Hearings, David Dunbar, General Counsel for the National Congress of American
Indians, supra.
28
since in some areas, the percentage of adults living on Indian lands
who are not fluent in English may range as high as 60 to 70 percent.
Claims that providing language assistance in- the electoral process
promotes cultural segregation were described as "sadly, woefully, and
overwhelmingly in error." 89 Testimony clearly showed that contrary
to such claims, such assistance has the effect of bringing into the in
tegral and integrated workings of communities, with substantial lan
guage minority populations, "a sense of comradery, and participatory
democracy." 90
Further belying such claims is the high degree of participation by
Mexican American citizens in the political process within the State
of New Mexico. New Mexico, with an Hispanic population of 36.6
percent, has provided bilingual voter assistance almost continuously
since it became a state. As a consequence, New Mexico is the only (main
land) state in which Hispanics hold statewide offices-in fact, they
hold 40 percent of such positions; it also has the largest number of
Hispanics elected to office~35 percent of its State Senators, 28 percent
of its State Representatives, and 30 percent of its County Commis
sioners are Hispanics.91 No other state approaches this degree of inte
gration of Mexican-American citizens into its political system. One
witness concluded that such political integration "moves us toward a
more united and harmonious country." 92
It is on the basis of all of this evidence that the Committee believes
it necessary to extend the Section 203 provisions at this time.
Language assistance is provided to address the vestiges of voting
discrimination against language minority citizens and is an integral
part of providing the protections which the Act has sought to extend to
all minorities.
AMENDMENTS TO SECTION 2 OF THE .ACT
As discussed throughout this report, there are numerous voting
practices and procedures which result in discrimination. In the covered
jurisdictions, post-1965 discriminatory voting changes are prohibited
by Section 5. But, many voting and election practices currently in ef
fect are outside the scope of the Act's preclearance provision, either
because they were in existence before 1965 or because they arise irr
jurisdictions not covered by Section 5.
Under the Voting Rights Act, whether a discriminatory practice or
procedure is of recent origin affects only the mechanism that triggers
relief, i.e., litigation or preclearance. The lawfulness of such a practice
should not vary depending upon when it was adopted, i.e. whether it is
a change. Yet, while some discriminatory practices and procedures have
been successfully challenged under Section 2 of the Voting Rights Act,
the Supreme Court's interpretation of Section 2 in City of Mobile v.
B1> T he Honorable Barbara Jordan, former Member, U.S. House of Representatives (June
18 Hearing).
90 Id.
91 Testimony of the Honorable Roberto Mondragon, Lieutenant Governor of New Mexico
(Hearing of May 13).
92 Testimony of the Honorable Robert .Abrams, .Attorney General of the State of New
York (Hearing of Jun.e 18).
29
Bolden 93 has crewted contusion as to the proof necessary to establish
a violation under that section. 94
Prior to Bolden, a violation of Section 2 could be established by
direct or indirect evidence concerning the context, nature and result
of the practice at issue. In Bolden, Justice Stewart, wri~ing for the
plurality, construed Section 2 of the Act as merely restatmg the pro
hibitions of the Fifteenth Amendment. The Court held that a chal
lenged practice would not be unlawful under that section unless m~ti
vated by discriminatory intent. The Committee does not agree w!th
this construction of Section 2 and believes that the intent of the sectwn
should be clarified.
Section 2 of H.R. 3112 will amend Section 2 of the Act to make clear
that proof of discriminatory purpose or intent is not required in cases
brought under that provision. Many of these discriminatory laws have
been m effect since the turn of the century.95 Efforts to find a "smoking
gun" 96 to establish racial discriminatory purpose or intent are not
only futile,97 but irrelevant to the consideration whetJher discrimina
tory has resulted from such election practices.
The purpose of the amendment to section 2 is to restate Congress'
earlier intent that violations of the Voting Rights Act, including Sec
tion 2, could be established by showing the discriminatory effect 98 of
the challenged practice. In the 1965 Hearings, Attorney General
Katzenbach testified that the section would reach any kind of prac
tice ... if its purpose or effect was to deny or abridge the right to
vote on account of race or color." 99 [emphasis added] As the Depart
ment of Justice concluded in its amicus brief in Lodge v. Buxton,100
applying a "purpose" standard under Section 2 while applying a "pur
pose or effect" standard under the other sections of the Act would frus
trate the basic policies of the Act.
By amending Sootion 2 of the Act Congress intends to restore the
pre-Bolden understanding of the proper legal standard which focuses
on the result and oon5e<1uences of an allegedly discriminatory voting
93 446 u.s. 55 (19il0)
"'ComjJare McMillan v. Escambia County, Florida, 638 F .2d 1239 (5th Cir. 1981), with
Lodge v. Buxton, 639 1<'.2d 1358 (5th Cir. 1981), Ct·oss v. Baxter; 639 F.2d 1383 (5th Cir.
1981), and Thomasville Branch NAACP v. Thomas County, Georgia, 639 F.2d 1384 (5th
Cir. l!lill ).
95 Hearings, June 24, 1981, C. Vann Woodward , J. Morgan Kousser.
96 Id ., J. Morgan Kousser, James Blacksher; Lodge v. Buxton, 639 F .2d 1358 (5th Cir.
1981) .
97 The Supreme Court and commentators have noted that legislative motivation is often
impossible to ascertain, reliance upon this standard is futil e, and its application may
lead to undesirable and unwanted results. See Palmer v. 7'hompson, 403 U.S. 217, 225
(1971) ("it is difficult or impossible for any court to determine the 'sole' or 'dominant'
motiva tion behind the choices of a group of legislators. Furthermore, there is an element
of futility in a judicial attempt to invalidate a law because of the bad motives of its
supporters. If the law is struck down for this reason .. . it would pre•umably be vfllid
a~ ~oon M the legi•lature or relevant ~overnlng body repassed it for different reasons.");
Un.ted .':!ta.tes v. O'Brien, 391 U.S. 367, 383-84 (1968) ("Inquiries into congressional
motives or purposes are a hazardous matter .. . What motivates one legislator to make
a speech about r1 statute is not necessarily what motivates scores of others to enact It,
and the stakes are sufficiently high for us to eschew guesswork." ) ; Note, Discriminator.!
Purpose und Disproportionate Impact: An Assessment After Feeney, 79 Col. L. Rev. 1376,
n: 24 (1!l79) ; P. Brest, Palmet· Thompson: An Atmroach to the Problem of Unconstitu
hona.l Leg-i'8lative Motive, 1971 Sup. Ct. Rev. 95; .J. H. Elv, Legislative and Administrative
Motivation in Constitutional Luw, 79 Yale L.J. 1205, 1212-17 (1970) .
"'See Committee Ilearings, 1981, Memorandum From : Hlro•hi Motomura, To: Sally
Determan.
00 Hearing on S. 1564 before the Committee on the Judiciary, United Stat€s Senate, 89th
Con~ .. 1st Sess .. pp. 191-92 (1965) .
100 639 F.2d, 1358 (5th Cir. 1981).
or electoral practice rather than the intent or motivation behind it.m
Section 2 prohibits any votirng qualification, prerequisite, standard,
practice or procedure which is diseriminatl)ry against racial and lan
guage minority group persons or which has been used 'inn discrimina
tory manner to deny such persons an equal opportunity to participate
in the electoral proooss. This is intended to include not only voter reg
istration requirements and procedures, but also methods of election
and electoral structures, practices and procedures which discrimi
nate.102 Discriminatory election structures can minimize and cancel
out minority voting strength ,as much as prohibiting minorities from
registering and votmg. Numerous empirical studies based on data col
lected from many commun.ities have :fiound a strong link between at
large elections and lack of minority representation. "' 03 Not all at-large
election systems would be prohihited under this amendment, however,
but only those which are imposed or applied in a manner which accom
plishes a discriminatory result.
The proposed amendment does not create a right of proportional
representation. Thus, the fact that members of a racial or language
minority group have not been elected in numbers equal to the group's
proportion of the population does not, in itself, constitute a violation
of the section although such proof, along with other objective factors,
would be highly relevant. Neither does it create a right to proportional
representation as a remedy.
This is not a new standard. In determining the relevancy of the evi
dence the court should look to the conrtext of the challenged standard,
practice or procedure. The proposed amendment avoids highly subjec
tive factors such responsiveness of elected officials to the minority
community. Use of this criterion creates inconsistencies among court
decisions on the same or similar facts and confusion about the law
among government officials and voters. An aggregate of objective £ac
tors should be considered such as a history of discrimination affecting
the right rto vote, racially polarity voting which impedes the election
opportunities of minority group members, discriminatory elements of
the electoral system such as at-large elections, a majority vote require
ment, a prohibition on single-shot voting, and numbered posts which
enhance the opp01.1tunity for discrimination, a:nd discriminatory slat
ing or the failure of minorities to "vin party nomination.104 All of
these factors need not be proved tO ~sta.iblish a Section 2 violation.
The amended section would continue to apply to different types
of election problems. It would be illegal for an at-large election
scheme for a particular state or local body to permit a bloc voting
majority over a substantial period of time consistently to defeat
minority candidates or candidates identified with the interests of a
racial or language minority. A districting plan which suffers from
101 The alternative standard of proving that a Yoting practice or procedure is unlawful
if a <Jiscriminatory purpose was a moth·atinl' factor would st!JJ be available to plaintlll's
in such caseK As the Supreme Court held in Villa.ge of Arlington HeirJhfs Y. Jfetropolitan
Housing Dev. Corp., 429 TT. S. 252 ·(1977). plaintiffs would not be required to nrove that a
discrimination purpose was the sole, dominant, or even the primary purpose for the
challenged practice or procedure, but only that it has been a motivating factor in the
decision.
102 See Allen v. State Boarrl of Elections, 391! U.R. 544. 569 ( 1969) . 10• See dis·cussion in previous section Pntitled Discriminatory Methods of Election.
1" These objective standards rely on White v. Regester, 412 U .S. 755 (1973) but is not
controiJing since it established a constitutional violation.
31
these defects or in other ways denies equal access to the political
process would also be illegal. .
The amendments are not limited to districting or at-large voting.
They would also prohibit other practices which would result in un
equal access to the political process.105
Section 2, as amended, is an exercise of the broad remedial power
of Congress to enforce the rights conferred by the Fourteenth and
Fifteenth Amendments. In South Carolina v. Katzenbach, 383, U.S.
301, 325~26 (1966), the Supreme Court held that under these pro
visions "Congress has full remedial powers to effectuate the con
stitutional prohibition against racial discrimination in voting." Pur
SC1ant to its authority to enforce the Fourteenth and Fifteenth Amend
ments, Congress has the power to enact legislation which goes beyond
the specific prohibitions of the Fourteenth and Fifteenth Amend
ments themselves so long as the legislation is appropriate to fulfill
the purposes of those constitutional provisions. Fullilove v. Klutz
nick, - U .S. -- (1980) ; City of Rome v. United States, 446 U.S.
156, 173- 78 (1980); South Carolina v. Katzenbach, surra. This in
cludes the power to prohibit voting and elector!:!-1 practices and pro
cedures which have racially discriminatory effect. City of Rome v.
United States,' supraj Fullilove v. Klutznick, suP'ra.
The need for this legislation has been amply demonstrated. This
legislation is designed to secure the right to vote of minority citizens
without discrimination, and to eliminate "the risk of purposeful dis
crimination." City of Rome v. United States, 446 U.S. 156, 177 (1980).
Discriminatory purpose is frequently masked and concealed, and
officials have become more subtle and more careful in hiding their
motivations when they are racirully based.106 Therefore, prohibiting
voting and electoral practices which have discriminatory result is an
appropriate and reasonwble method of attacking purposeful discrim
ination, regardless of whether the practices prohibited are discrimina
tory only in result. Cf. City of Rome v. United States , supra, !lit
176-78; Oregon v. Mitchell, 400 U.S. 112, 132-33 (opinion of Black,
J .. ); 'td. at 144-47 (opinion of Douglas, J .); id. 'at 216-17 (opinion
of Harlan J .); id. a.t 231-36 (opinion of ·Brennan, White, and
Marshall, ,J J.) ; id. at 282-84 (opinion of Stewart, J., joined by
Burger, C.J., and B lackman, J.). Voting practices which have a
discriminatory result also frequently perpetuate the effects of past
purposeful discrimination, and continue the denial to minorities of
equal access to the political processes which was commenced in an
era in which minorities were purposefully excluded from opportuni
ties to register and vote.107 These Section 2 Amendments also provide
an appropriate and reasona;ble remedy for overcoming the effects of
this past purposeful discrimination against minorities. Cf. City of
Rome~ snpraJ' Oregon v . • 1/itchell, MJpra.
105 For example, a violation would be proved by showing that election officials made
absentee ballots available to white citizens without a corresponding opportunity being
given to minority citizens similarly situated. As another example. purging of voter reg
istration rolls would violat e ·Section 2 if plaintiffs Rhow a resul t which demonstrably
rlisadvantages minority voters. Only purges having a dis<>rimlnatory result are nrohibited.
The majority vote requirement would a lso be prohibited under the standards -applicable
to other discriminatory vote dilutions.
100 •See, e.g., McMillan v. Escambia County, Florida, 638 F.2d 12!'l!l. 1246 n.15 (5th
Cir. 1981) ; Rob;.nson v. 12 Loft.• Realty, Inc. , 610 F . 2d 10:12, 1043 (2d Cir. 1978).
1111 See, e.g., Kirksey v. Board oj Supervisors •o·J Hinds County, Mississippi, 554 F.2d
139 (5th Clr. 1977) (en bane), cert. denied, 434 U.S. 968 (1977) .
32
It is intended that citizens have a private cause of action to enforce
their rights under Section 2. This is not intended to be an exclusive
remedy for voting rights violations, since such violations mazy- also
be challenged by citizens under 42 U.S.C. §§ 1971, 1983 and other
voting rights statutes. I£ they prevail they are entitled to attorneys'
fees under 42 U.S.C. §§ 1973Z (e) and 1988.
AMENDMENTS TO SECTION 4 (a) OF THE ACT
Over the past century, The Congress repeatedly has enacted leg
islation in an attempt to secure the guarantees of the Fifteenth
amendment. The Enforcement Acts authorized the executive branch
to enfranchise newly emancipated black; the results were dramatic.
Under the Hayes-Tilden Compromise the Fedel'lal government ac
quieseed to pressures of states' promises to diligently enforce the
Civil War Amendments. Upon repeal of the Enforcement Acts dis
franchisement of blacks was swift and complete, and until the Voting
Rights Act of 1965, enforcement of the fifteenth amendment was left
to the judicial branch.
The legislative history for the 1965 Act makes clear the inability
of one branch of government to effectively enforce that right, despite
congressional acts streamlining the judicial process for voting rights
litigation.108 ·
Pursuant to Section 2 of the Fifteenth Amendment Congress passed
the Voting Rights Act of 1965. The Act gave the executive branch
a greater role in enforcing the right to vote and strengthened judicial
remedies in voting rights litigation.
Disturbed at the lack of progress in minority participation within
the political process in the covered jurisdictions, Congress in 1975 be
gan to explore alternative remedies. Proponents of these different
remedies argued that the Voting Rights Act, as written, provided no
incentive for the covered jurisdictions to do other than retain existing
voting procedures and methods of election. The record showed that
frequently the changes which did occur continued the effects of past
discriminatory voting practices. After exploring these proposals, Con
gress chose not to adopt changes in the Act's remedies at that time.
After listening once again to the litany of discriminatory practices
and procedures which continue to dominate these covered jurisdictions,
the Committee determined that some modification of the Act was
necessary to end the apparent inertia which exists in these jurisdic
tions.
The Committee believes these proposed changs to the bailout provi
sion, set forth in H.R. 3112, as amended, will provide the necessary
incentives to the covered jurisdictions to comply with laws protecting
the voting rights of minorities, and to make changes in their existing
voting practices and methods of election so that by eliminating all dis
criminatory practices in the elections process increased minority par
ticipation will fina.Uy be realized. This is a reasonable bailout which
will permit jurisdictions with a genuine record of nondiscrimination
in voting to achieve exemption from the requirements of Section 5.
A major change in current ·law is that counties within fully covered
states will be allowed to file for bailout independently from the State.
'"" 16 Stat. 140.
The amendment does retain the concept tha,t the greater governmental
entity is responsible for the actions of the units of government within
its territory, so that the State is barred from bailout unless all of its
counties/parishes can also meet the bailout standards; likewise, any
county .bailout would be ;barred unless units within its territory could
meet the standard.
Because of the continuing record of voting rights violations which
has been presented to the Congress in 1970, 1975 and at this time, and
further documented in numerous studies and reports, the jurisdiction
is required to present a compelling record that it has met the amended
bailout standards.
The amended bailout provisions become effective on August 6, 1982.
From August 6, 1982 to August 5, 1984, the jurisdictions will be re
quired to comply with the current bailout provision. This 2 year delay
will allow the Department of Justice to contii:me to effectively enforce
Section 5 and also make necessary preparations and decisions about re
sources to respond to these bailout suits~
ALTERNATIVE PROPOSALS
In addition to H.R. 3112, as reported to the House, other proposals
to amend the Voting Rights Act of 1965 ·are addressed in the Com
mittee record. Some of these proposals were contained in legislation
before the Subcommittee on Civil and Constitutional Rights.
Judicially Ordered Preclearance
Under,current law, once a jurisdiction is brought under the coverage
of the special provisions of the Act (according to the 1965, 1970, ·or
1975 triggers) the jurisdiction must automatically submit or preclear
all of its proposed electoral changes, either to the Attorney General or
to the District Court for the District of Columbia; most changes are
precleared with the Justice Department. This process is commonly
referred to as the automatic, administrative preclearance procedure,
or more simply, preclearance. In addition, current law provides that
administrative preclarance may be required for a period of time, as
part of a judicially imposed remedy, in areas not automatically sub
ject to the special provisions of the Act.
A proposal to replace existing procedure with a judicially imposed
preclearance process was discussed in the hearings.109 Under this pro
posal, administrative preclarance would be imposed by a court any
where in the country, if it made a judicial finding that a pattern and
ptactice of voting rights abuses existed in a specific jurisdiction.
The hearingrecord demonstrates most emphatically that the effect
of this approach would be to signify a return to the pre-1965litigative
approach, which the legislative history of the 1965 Act showed to be
most ineffective in protecting the voting rights of minorities.110 This
proposal would mean that for each of the currently covered jurisdic
tions, which number over 900, a lawsuit would have to be initiated
to require the jurisdiction to submit. Given the overwhelming evidence
of a continuing pattern and practice of voting discrimination against
1"" On May 6, H.R. 3473 was lntrodu~ed by Representative Hyde . to further clarify
the changPs nronosed In his earUer bill. H .R. 3473, thus, superceded H.R. 3198.
uo See 1965 House Hearings.
H.Rept. 97- 227 --- 5
34
racial and language minorities in the covered jurisdictions, the pros
pect of returning to a lengthy, and costly litigation process is contrary
to the purp?se of the Act; . . .
Recogmtmn of these two factors led to the deciSion to not pursue this
proposal.
Nationwide Extension/ Expansion of the Act
While no legislation proposing nationwide extension of the Act was
before the Committee, the issue did arise during the deliberations on
the extension. of the Voting Rights Act. The suggestion has been raised
in various forums that the Act should be extended and applied nation
wide, rather than retain the present focus on voting discrimination
problems in certain regions of the country.
The following points were made in response to this suggestion:
( 1) the Voting Rights Act has numerous provisions which proscribe
discriminatory practices and procedures or provide remedies for such
practices and procedures, wherever they occ1.1r.u~ Most of these major
provisions are permanent provisions which apply nationwide; (2) the
triggering mechanism of the Act was devised to address a problem of
substantial underrepresentation and under-participation of minority
citizens wherever -that problem existed and is not per se . regional.
The Section 5 preclearance procedure affects all or part of 22 states in
the country. In fact, more people are covered under Section 5 (over 4.8
million) in the three covered New York counties than are covered in
the State of Alrubama ( 3.9 million) , Mississippi ( 2.5 million) or South
Carolina (3.1 million). By comparison, 5.4 million are covered in
Georgia and 5.3 million in Virginia; 112 (3) without a precise showing
of need,113 the expansion of Section 5 coverage to include all counties,
states, and local jurisdictions in the country seems arbitrary and waste
ful, especially at a time when there is much concern abOut excessive
governmental intrusion into state and local matters; (4) in the absence
of a detailed showing of need, serious constitutional questions are
raised about applying this "uncommon exercise of congressional power"
to the country as a whole.114 The U.S. Supreme Court in South Carolina
v. Katzenbach, supra, and City of Rome v. United States, supra, upheld
the constitutionality of Section 5 precisely because it was tailored to
address a specific problem about which Congress had amassed detailed
evidence in its hearing record; and ( 5) nationwide preclearance would
raise serious administrative burdens for the Department of Justice,
especially since it must process all submission within 60-120 days.
Lilmiting Preclearance
It has also been suggested that the types of electoral changes sub
ject to preclearance review should be limited. For example, only those
changes which have produced the most objections from the Justice
111 See Sections 2. 3, 10, 11. 12. and 201 of the Act ( 42 U.S.C. 1973). Sect!C>n 4 triggers
the jurisdictions which are required to submit changes under the Section 5 preclearance
provision; Sections 6 to 9 and 13 relate to the appointment and duties of federal exam
iners and observers. Section 14 cnntains definitions of relevant terms used In the Act:
Sections 15-19 and 202 are miscellaneous provisions; the balance of the Act also relates
to miscellaneous issues.
112 Testimony of New York State AttC>rney General Robert Abrams. Supra.
ua While extension of Section 5 nationwide was suggested In the hearings, no specific
evidence of voting discrimination In areas outside those presently covered was presented.
See Hearings. May 19. 1981. Robert Brinson. City Attorney. Rome, Ga.
m Hearings, July __ 13, 1981, testimony of Drew Days, Professor, Yale Law School and
former U.S. Assistant Attorney General, Civil Rights Division, Department of Justice.
35
Department. While some changes may adversely affect a greater num
ber of people, others may have precisely the type of discriminatory
impact which Congress sought to prevent, even though the numbers
involved are smaller.115 One such example is the change in location of
polling places. As noted earlier, the placement of polling places is an
important factor in determining whether minorities exercise their
right to vote. Numerous instances of polling places located in or moved
to places which are inoonvenient, inaccessible, or intimidating to mi
norities have been documented.U6 The lesson which both Congress and
the courts learned from the pre-1965litigation experience is that juris
dictions did not limit their efforts to discriminate to one type of voting
practice. "The discriminatory potential in seemingly innocent or
insignificant changes can only be determined after the specific facts
of the change are analyzed in context. The current formula allows
for such factual analysis." 117
Repealing Language Assistance Provisions
At the time that the Subcommittee on Civil and Constitutional
Rights initiated its review of the Voting Rights Act it had before it
three identical bills 118 which proposed to delete or repeal the general
language assistance provisions, 119 as well as those provisions of the Act
which in 1975 brought jurisdictions such as Texas under Section 5
coverage.120 One effect of this latter amendment would be that in Texas
neither blacks or Hispanics would be protected by Section 5. These
bills also proposed striking certain language from the Act, which
would have resulted in uncertainty about the standing of Hispanics
and other language minority citizens to utilize the various remedies
provided in the Act, including the appointment of federal examiners
and observers, the Section 2 prohibits against discriminatory voting
practices and standards, and the Section 3 remedies provided to
eliminate such discriminatory practices.
The evidence in the Committee record strongly contradicts claims
raised by supporters of the proposals to repeal Section 203. Instead
it strongly supports the action of the Committee to report all of the
provisions of H .R. 3112 to the House.121 No evidence or testimony was
introduced to justify eliminating any covered jurisdiction from Sec
tion 5 coverage. It should be noted that support for the passage of all
of the provisions of H.R. 3112, including those to extend Section 203,
and Section 5 coverage for 1975 jurisdictions, was received from juris
dictions subject to its requirements.122
1,. See testimony of Drew Days, •Supra; U.S. Commission on Civil Rights Report, supra
(1981) .
-n• See, for example, Civil Rights Commission Report ( 1981) Supra. ; testimony of Drew
Days. Supra.
l17 Drey Days, Supr a.
1l8H.R. 1731 (intr oduced by Representative McClory on February 5. 1981) , H.R. 1407
(introduced by Rep resentative McCloskey on January 28, 1981), and H . .R. 2942 (introduced
by Representative Thomas on March 31. 1981).
no Secti-on 203 {)f the Act [42 U.S.C. 1973aa- 7J .
""'Sections 4(f) (4) [42 U.S.C. 1983aJ .
121 See previous discussion of these issues in the Language Assistance portion of this
Report.
122 See testimony of: Barbar a Jordan, former Member of Congress from Texas, supra;
Robert Abrams, State Attorney General of New York, supra; Roberto Mondragon, Lieu·
tenant Governor of New Mexico, supra; Douglas Caddy, former Director, Elections Divi
sion, Office of the Texas Secretary of State (June !'i Transcript) ; and Dr. George Sheldan,
Florida State Representative ·(June 23 Transcript) . Also written communications were
.received by the Committee from: the legislatur e of the State of Alasl<a, from the Governor
of Arizona , from the San Francisco Board of Supervisors.
Ewol!u8ive Jurisdiotion of the U.S. District Court for the Distriot of
C olrumbia, . ·
Another issue discussed during the Subcommittee's deliberations was
the suggestion that the D.C. District Court's exclusive jurisdiction over
Section 5 preclearance suits and bailouts suits be repealed. The record
shows that the decision Congress made in 1965 that the federal interest
in securing Fifteenth amendment protections is served by granting
exclusive jurisdiction over certain aspects of voting rights litigation
to the D.C. District Court, is still valid.123
In 19·66, the U.S. Supreme Court, citing other federal statutes lim
iting litigation of claims to courts in the District of Columbia, found
that this limitation of jurisdiction was an appropriate exercise of the
constitutional authority of Congress under Article III, § 1 of the
United States Constitution South Carolina v. Katzenbaoh, 383 U.S.
301, 331-32 (1966). The decision to grant exclusive jurisdiction was
based upon a desire to assure uniform interpretation and enforcement
of this most important Act. As the U.S. Supreme Court recently noted
in its review of the Section 5 preclearance requirements, " ... cen
tralized review enhances the likelihood that recurring problems will be
resolved in a consistent and expeditious way." M oDaniel v. Sarnohez,
-- U.S. -- (June 12, 1981). The Court further noted that the cen
tralized review provided by the Department of Justice and the Federal
District Court for the District of Columbia has played a major role
in making Section 5 work efficiently and fairly.
Since the evidence strongly supports maintaining this exclusive
jurisdiction, the proposal for repeal was not pursued.
Amending the Current Bailout Provision
The final proposal considered dming the review of the Voting
Rights Act was one to amend the current bailout provisions of the Act
which provides covered jurisdictions with a mechanism through which
they may terminate their Section 5 responsibilities.
The current provision allows jurisdictions with a genuine history
of nondiscrimination to bailout. Twenty-four jurisdictions have suc
cessfully bailed out, all but one since 1975. Bailout suits are heard by
a court of three judges in the District Court of the District of Colum
bia. Once a jurisdiction bails out the court retains jurisdiction for a
period of 5 years, during which time the court may, upon motion of the
U.S. Attorney General, reopen the case. .
On June 17, 1981, just prior to the Subcommittee's fina15 days of
hearings, a new legislative proposal was introduced.124 This bill, unlike
its two predecessors (H.R. 3198 and H .R. 3473) , retained the current
automatic, administrative preclearance remedy on an indefinite basis,
subject to a jurisdiction bailing out from under a coverage of Section
5. The bill proposed changes to the criteria which the jurisdiction seek
ing to bail out had to meet. Generally, the jurisdictions would have
been required to have complied with the requirements of the law in the
area of voting and not have received any substantial objection by the
Department of Justice or the Federal District Court for the District
12a See especially testimony of former U.S. Assistant Attorneys General for the Depart
ment of Justice, Drew Days, supra, and Stanley Pottinger (June 17 Transcript). Both
opposer! any change in the exclusive jurisdiction of the D.C. District Court.
12• H.R. 3948 (introduced by Representative Henry Hyde) .
37
of Columbia, to a proposed chang~ during the ten-years precedingthe
filing of the bailout suit. In addition, the jurisdiction would have had
to engage in constructive efforts designed permanentlyto involve vot-
ers protected by the Act in the politica! process. . ·
When this proposal was introduced, reoognition was given to the
fact that there are jurisdictions which deserve to remain covered under
the Section 5 preclearance provision because there are "vestiges of dis
crimination present in their electoral system and because no construc
tive steps have been taken to alter that fact. " 1~5 The Committee
hearing record clearly and overwhelmingly supports that assertion.
During the hearings, concerns were raised about how the bailout
criteria in H;R. 3£!48 would be interpreted. In. order to bail out under
H.R. 3948, a jurisdiction would have to show that it made all submis
sions to the Attorney General or the D.C. District Court during the
previous ten years as required under Section 5, and that the Attorney
General did not interpose a "substantial" objection during that time
period. This language would not require jurisdictions to submit elec
tion changes before implementing them. Moreover, it treated some
Section 5 objections as insignificant without giving specific guidance
as to how such a determination was to he made. These concerns were
especially troubling in light of the fact that H .R. 3948 authorized bail
out suits to be filed in any locrul federal district court. As indicated pre-
viously, exclusive review of voting changes by the Attorney General
and the D.C. District Court was in large part credited for the effec
tiveness of Section 5. The need for centralized review and uniform
standards is even more compelling where political subdivisions within
fully covered states can file for bailout.
Under H.R. 3948, the jurisdiction was required to have engaged
in constructive efforts to involve minority voters permanently in the
electoral process.
The Committee agreed the thrust of this proposed standard could
he important m encouraging jurisdictions to finally take steps to erad
icate the results of a history of voting discrimination. The problem
with this important standard was its vagueness which could lead to
inconsistent decisions on the same or similar facts presented to local
:federal district courts. Of equal concern was the absence of an ob
jective measurement of the success of these constructive efforts to in
crease minority participation, i.e., did they increase minority voter
registration and voting, and did they eliminate discriminatory bar
riers to voting procedures and the elections process.
The Committee agreed that a carefully drafted amendment to
the bailout provision could indeed act as an incentive to jurisdictions
to take steps to permanently involve minorities within their political
process, especially when jurisdictions realized that by doing so they
could be exempted from Section 5 requirements. The Committee took
note of the various concerns raised. Equally as important to the
Committee was the need for consistent and uniform application of
any revised bailout standards-that is, maintaining exclusive juris
diction over hai·lout suits in the District Court :for the District of Co
lumbia. Thus, began the genesis of the Committee fl,mendment to
H.R. 3112 which was reported by the committee to the House.
""See Opening statement of Representative Hen·ry Hyde, Hearing, June 17, 1981.
38
OmnibusProposdl
Immediately prior to full Committee consideration of H.R. 3112,
a new omnibus, proposal amending the Voting Rights Act was in
troduced.1116
One provision of ·this legislation proposed amending the current
formula for determining the application of the special provisions of
the Act. Under this provision, application of the special provisions
would be based on the entry by a three judge panel in any federal dis
trict court of a final judgment that a pattern or practice of voting
discrimination exists. .
The concerns raised about this provision included: (1) the emphasis
on reverting to the litigative process for "pattern or practice" of voting
violations.127 This is especially troublesome because it once again places
the burden on the aggrieved parties to show that the practices and
procedures are not discriminatory. When Congress passed the Voting
Rights Act in 1965, it recognized the inherent disadvantage which
that burden placed on those who had experienced voting discrimina
tion. Consequently under Section 5, Congress placed the burden of
proof on the covered jurisdictions since they are the ones that propose,
enact, and implement the voting laws. When the U.S. Supreme Court
upheld the constitutionality of Section 5, it specifically found that
this shift in the burden of proof was a rational approach to prohibit
voting discrimination.
A second major change reflected in this proposal is the establish
. ment of a new "intent" test voting rights cases. The amendment to
Section 2 of the Act would prohibit voting practices or procedures
which have the purpose or the "reasonable forseeable effect" of deny
ing or abridging the voting rights of minorities.
The Committee believes that the more appropriate and more ef
fective standard to use is that contained in Section 2 of H.R. 3112.
That amendment proscribes practices or procedures which result in
denial or abridgment of voting rights of minorities. This "result"
or "effect" test is one which already has a judicial history upon which
jurisdictions and aggrieved parties can depend.
The final major provision of this proposal changed the trigger
mechanism for providing minority language assistance. It would re
quire bilingual voting materials and assistance when five per cent
or more of the citizens of voting age in a State or political subdivi
sion are members of a single language minority group and the rate
of non-minority voter registration exceeds the rate of such 'language
minority group by ten per cent or more.
Problems raised by this proposal are: 1) that language assistance
would be based on registration rates rather than on literacy rates
which is a better indicator of the need for such assistance; 2) it does
not use the level of voters activity as a trigger but instead relies only
on registration levels; and 3) no public or private agency currently
collects nationwide registration or statistics on a county by county
subdivision basis. It is therefore currently impossible to use one of
the proposed triggers.
"" H.R. 4271 introduced on July 27, 1981 by Representative Caldwell Butler.
""See earlier discussion about the ramifications of such a change.
39
For all of the reasons set forth earlier 128 the Committee recom
mends retaining the current language assistance trigger.
SECTION-BY-SECTION ANALYSIS
Section 4(a)
The effect of this ~.mendm~mt is to retain the current bail-out stand
ard until August 5, 1984.
Section 4 (b)
The amendments made in H.R. 311::! to Section 4 (a), relating to the
new standard for bailout, are effective on and after August 6, 1984.
The Committee believes the two year waiting period is essential to
allow the Justice Department sufficient time to prepare fer the ex
pected increase in bailout litigation without undermining the Depart
ment's capacity to enforce the Act.
Section 4(b) (f2)
This amendment provides that political subdivisions within fully
covered states may initiate a declaratory judgment action seeking to
bail out independently of the state. This expands current l<aw.
·when · referring to a politi: al subdivision th~s amendment refers
only to counties and parishes except in tho:::e rare instances in which
the county does not conduct voted registration; only in such rare in
sta.nces, such as independent cities iri Virginia, can a jurisdiction smal
ler than a county or parish file for ba.ilout.
It should be noted that for a state or political subdivision to qualify
for bailout, all of the units of government within that state or political
subdivision must meet the bailout criteria.
Lastly, for purposes of bailout, politi,., al subdivisions are defined as
of the date they were covered under Section 4 (b) of the Act.
Section .Hb ) (4)
This section provides that a declaratory judgment for bailout will
be barred unless the jurisdiction carries the burden of proving that it
and all units of government within its territory meet the bailout stand
ards for the 1 0 years preceding the filing of the suit for declaratory
judgment and during the time such suit is pending.
"With respect to each of the bailout criteria, the Committee has con
tinued existing law with respect to the burden of proof. This burden is
reasonable because "the relevant facts" are "peculiarily within r the
jurisdiction's] knowledge." South Carolina v. Katzenbach, 383 U.S.
301, 332 (1966).
A ten-year period of compliance is required to assure tha.t the. juris
diction has e.st;ahlished a genuine record of nondiscrimination. Evi
dence of continuing widesnrea.d. discrimination in the covered juris
dictions has led the Committee to conclude that a ten-year period is
reasonably necessary to assure against the risk of perpetuating "95
years of pervasive voting discrimination" that preceded enactment of
the Voting Rights Act. Oity of Rome v. United States, 446 U.S. 156,
182 (1980).
128 See Language Assistance discussion.
40
Section .q_(J>) (4) (A)
A jurisdiction seeking to bail out must show that n() test or device
has been used within its territory for the purpose or with the effect
of denying or abridging trhe right to vote on account of race, color, or
membership ina language minority group.
This criterion for bailout has been selected because the use of a "test
or device"cisthe very basis upon which initial coverage of section 5 was
determined. In addition, the Committee believes that no jurisdiction
should be able to bail out unless it has complied fully with the law
from which it is seeking to be exempted.
Section 4(b) (4) (B)
A bailout judgment will await a final judgment in any pending
voting discrimination suit.
The interests of judicial economy dictate that pending snits alleging
denials of voting rights be adjudicated before a court determines the
merits of a bail"out suit. Provisions in current law deter the filing
of non-meritorious suits, which, in any event, will be disposed of
quickly. [See Rules 11, 56(g) Fed. R. Civ.P.; Rule 38 Fed. R. App. P.;
42 U.S.C. § 19731 (e). J Therefore, the risk of allowing a jurisdiction
to bail out when it may be found soon thereafter to have discriminated
in voting substantially outweighs the mere delay in obtaining a bailout
judgment.
For purposes :of this section final judgment is defined as a final
decision of any court. Not included is an interlocutory decision or
order. Thus, a final decision of a district court is a "final judgment"
even though an appeal might be pending.
Consent decrees under this section are treated the same as final
judgments as a bar to bailout. Traditionally such decrees are treated
as the functional equivalent of final iudgments. See, e.g., United States
v. Oolumbus Separate School Di.~tnct, 558 F. 2d 228, 230 n.8 (5th Cir.
1977), cert. denied, 434 U.S. 1013 (1978). The Committee does not
believe that a departure from this practice is justified.
S ection4(b) (4) (0)
This section provides that to bail out there must be a showing that
no federal examiner l· as served in the State or political subdivision
seeking to bail out.
The annointment of examiners by the Attorney General is controlled
bv snecific standards set forth in t.he Act. The Committee believes
tl' at ·the Sf'ndin.g- of examiners provides strong evidence of cont.inning
votinrr rights violations. The hearing record shows that jurisdictions
to which examiners have been sent are those where there has been
continuing vot.ing riP'hts abuses.
The Committee believes it unwise to subiect the bail ont suit to
1·elit.iO'ation of whether each assignment of federal examiners was
instified. In othf'r areas unrler the Voting Rights AC't. Conr>TP.RS has
T"1fl.nP certain decisions conclusive. E.g., Briscoe v. Bell, 432 U.S. 404
( 1'977).
Ser:tion .l,.(b) (4) (D)
'T']>is snbsP~tinn reouires that to hail ont .. a State or political sub
rlivision. apd all P'overnmental units within its territory must havl'
f'omnlied with Section 5 of the Act.
41
This section is intended to require that a jurisdiction seeking . to
bail out prove that the governmental units within its territory have
complied with section 5 of the Voting Rights Act. Because jurisdic
tions may bail out together, the Committee believes that . they should
all satisfy the bailout requirements.
The Committee bill represents a significant expansion of the. juris
dictions eligible to bail out without creating. the, prospect of, unman
ageable litigation in the court. The Committee believes that requiring
each governmental unit within the territory of a jurisdiction seeking
to bail out to comply with the requirement· of section 5 is consistent
with City of Rome v. U.S. 446 U.S. 156 (1980).
Compliance means that the State or political subdivision, and ·all
governmental units within tbe jurisdiction have submitted all voting
law changes in a timelv manner, have not implemented any election
law changes prior to submitting it for preClearance, and have repealed
all ehanges to which the U.S. Attorney General has objected 'or for
which the District Court for the District of Columbia has denied a
rleclaratory judgment.
The Committee has heard testimony indicating that numerous juris
dictions have been lax with respect to timely submissions, and that
many submissions are either sent in years late or never come in at
all. In these cases the rights of voters under the Voting Rights Act
are violated not only when the voting charige is first enforced but on
each occasion thereafter when it is -enforced without having been
submitted and precleared. This requirement for timely submissions
applies even if the voting change, when submitted, was not found
objectionable. The Committee decision to condition bailout on a record
of timely submissions by requiring a ten-year period from ·the last
date of any such violation provides an incentive for jurisdictions to
take seriously the requirement of not enforcing any un-precleared
changes. It thus assures that the ,Tustice· Department's ability to en
force the Act will not be undermined.
Jurisdictions must repeal all legislation ~nd other voting changes
that were obiected to before they are permitted to bail out so that they
will not be able to enforce any such legislation once they are exempted
from the Act's coverage.
The term "all governmental units" as nsed in this section refers
to all jurisdictions within a Rtate or political subdivision which are
required to m~ke Se,..t.ion 5 submissions under U.S. v. Bonrd of Com
missioners of Sheffield County, Alabama, 435 U.S. 110 (1978). .
The term "preclearance:' as used herein refers to the -process of
submitting for review to the U.S. Attorney General or to the District
Court for the District of Columbia all proposed electoral changes
prior to their implementation.
The term "successfullv objected" is used in this subsection to mean
that if a iurisdiction which receives an objection to a proposed change
by the U.S. Attorney General tr>kes that same pro{>osed change to
the U.S. District Court for the District of Columbia and receives a
rl.eclaratory jndg;ment preclerrin~ thnt chanrre. then such objectio:n
is not successful. SPe Beer v. U.S .. 49-5 U.S. 130 (1976). However. if
after an obiection is interposed bv the Attornev Genern1 the juris
diction seeks a declaratory judgment, but submits a revised plan to
42
the \court, then the objection stands and is a "successful" one, what
ever the court's disposition of the revised plan.
Lastly, it is the Committee's intent that compliance with Section 5
means that even if a Section 5 objection is ultimately withdrawn or
the judgment of the District Court for the District of Columbia deny
ing a declaratory judgment is vacated on appeal, the jurisdiction is
obligated not to enforce the proposed change during the period in
which the objection or declaratory judgment denial was in effect.
Seotion4(b) (4) (E)
Bailout is barred if, pursuant to Section 5 of the Act, the Attorney
General has interposed an objection to a submission under Section 5
or a declaratory judgment seeking approval of a change has been
denied.
A declaratory judgment for bailout may not be issued until submis
sions pending pursuant to Section 5 have been resolved.
The Committee believes that the absence of objections which have
not been set aside by the D.C. District Court or withdrawn by the
Attorney General :ls an essential criterion for bailout to avoid
"creat[ing] the risk of purposeful discrimination" by jurisdiction with
a "demonstrable .history of racial discrimination in votirig." Oity of
Rome v. United States, 446 U.S.156, 177 (1980).
Seotion4(b) (4) (F)
It is the purpose of this entire section to require covered jurisdic
tions as a prerequisite to bailing out to eliminate voting practices and
methods of elections wihch discriminate against minority voters and
to open up the electoral process to greater minority participation.
Since the bailout provisions allow jurisdictions to exempt themselves
completely from the coverage of the special provisions of the Act,
including the preclearance requirement, the jurisdiction seeking bail
out must do more than simply maintain the status quo, if the status
quo has the purpose or effect of discriminating against minority voters
or if the status quo continues the effects of past discrimination against
·minority voters.
The Committee believes that a jurisdiction seeking to bail out should
meet certain ·positive and result-oriented requirements, in order to
"counter the perpetuation of 9.5 years of pervasive voting discrimina
tion." Oity of Rome v. United States, 446 U.S. 156, 182 (1980). The
burden of such a showing is· reasonable because "the relevant facts
are peculiary within the knowledge of the states and political sub
divisions themselves." South Oarolin'1 v. Katzenbaoh, 383 US. 301,
332 (1966).
Seotioniy(b) (1) (F) (i)
A jurisdiction must demonstrate to the court that its voting pro
cedures and methods of elrction are nondiscriminatory.
The basis for this standard is the extensive committee recorn which
slJ.ows clearlv that discriminatory voting procedures and methods of
elrction continue to prevail throughout the covered iurisdictions. This
evidence indicates that the types of voting procedures ann methods
of election which have contim,ously bern used in a discriminatory
mall.ner include: unduly restrictive voter registration procedurPs~
mnlti-member legislative districts, at-large connty-wide ann citywide
43
voting which denies a substantial minority population an equal op
portunity to participate, majority vote-runotf requirements, prohibi
tions on single-shot voting, and others. Although they are not nec
essarily unconstitutional under existing standards, these voting pro
cedures and methods of election cited by the Supreme Court and
lower Federal courts as having a "built-in bias" against minorities do
not permit minorities "to enter into the political process in a reliable
and meaningful manner." White v. Regester, 412 U.S. 7M, 766-67
(1973); Zimmer v. McKeithen, 485 F. 2d 1297 (5th Cir. 1973) (en
bane).
For example, while in some areas with few minority citizens, at-large \ I~
election may be a reform measure, the Committee heard extensive evi- 'F
dence about discriminatory atclarge election systems in the covered
jurisdiction.
The Committee's greatest concern is that a jurisdiction seeking bail
out be required to show that it, and governmental units within its
territory, have eliminated voting procedures and methods of election
which discriminate against or submerge minority voters. The require
ment to eliminate means the elimination of all such structural and
procedural barriers.
This requirement cannot be met, for example, simply by claims that
a jurisdiction has no structural barriers, but rather calls for empirical
evidence that its methods of election and voting procedures have
neither the purpose nor the effect of discriminating.
Voting procedures encompass requirements for ,-oter registration
and the registration process, and methods of election include the elec
toral process and the means by which public officials are elected.
Section 4(b) (4) (F) (ii)
These requirements are not meant to imply that the proscribed con
duct has occurred in all jurisdictions. The Committee record indicates
that in many areas this requirement is necessary to insure that minority
citizens are not inhibited or discouraged from participating in the
political process.
Intimidation and harassment o:£ voters or others seeking to exercise
rights protected by the Voting Rights Act are especially troubling
because of the long-term impact it can have on such persons and their
communities.
It is the Committee's intent that where such conduct has occurred,
the jurisdiction seeking to bailout takes steps to assure that such con
rluct, whether by government officials or others, w.ill not be repea~d,
including giving notice within its territory that such conduct will
not be tolerated.
Section 4(b) (1) (F) (iii)
This subsection places an affirmative duty on covered jurisdictions
to expand the opportunities :for minority citizens to register and
vote.
The Committee hcnxing record is replete witl1 examples of restric
tive re.gistra:t.ion practices Rnd nrof',cdures, snch as re-stricted hours
and locations for registration, dual registration practices, and dis
criminatory reregistration reouirements, which continue to exist
· throughout the covered jurisdictions. A jurisdiction could meet the
requirements of the subsection by offe.ring cxpandrcl opport1mitics for
44
registration through the appointment of deputy registrars who 3:re
accessible to min01·ity citizens, offering evening and weekend regis
tration hours, or providing postcard registration. Othe.r examples of
constructive efforts include appointment ·of minority citizens as dep
uty registrars, pollworkers, and to other positions which i~d.icate ~o
minority group members that they are encouraged to participate m
the political'process.
Section 4 (b) (2)
This section requires the plaintiff in the bailout suit to present ob
jective evidence of the level of minority participation in the political
process.
Coverage under section 4 was triggered initially by showings of low
participation and it would be anomalous to terrn.tnate coverage where
continued depressed levels of minority participation, show that voting
discrimination is still a problem. Evidence of participatio:t levels can
include election results as well, because such T-ccmlts are often sound
indicators of whether minoritieG have a fair opportunity in the elec
toral process. The Committee has hard extensive evidence about juris
dictions with sip;nificant minority populations that have not elected
any minority officials, and this fact., while not conclusive, would be
relevant. A nurnber of the covered juri<:dictions already maintain
records from which the evidence reA]uireil by this section can be de
rived. The jurisdictions are not all bound to present the evidence in
precisely the same form, but it is intended that thE: evidence be objec
tive and reliable rather than subjective or :mecdotal.
8ection 4(b) (3)
The issuance of a declaratory judgment for bailout is prohibited if
there i::1 proof that the inrisdiction or any governmental unit within
its territory has engaged in voting diserimination. unless the jurisdic
tion can show such violations were trivial, promp1ly corrected and not
reneated.
It is intended that this provision reach voting discrimination for
which there may be no administrative or judicial record such as could
be shown to meet the requirements in the preceding paragraphs 4(b)
(1) (A) through (E). Such discrimination is nonetheless violative of
constitutional and statutory provisions regarding the right to vote.
Any violation of constitutional or statutory voting laws protecting
against voting discrimination should be presumed to be not trivial, and
the jurisdiction must show that any such violations were trivial,
promptly corrected, and were not repeated. For example, if a qualified
minority voter-has been turned away from the polling place by accident
or mistake in the jurisdiction's poll books, and the mistake was imme
diately corrected and not repeated, this would not bar bailout. How
ever, if a voter or poll watcher has been attacked or beaten up at the
polling place by a public official or with the participation or acquies
cence of election officials, this would not be considered trivial even if
corrected and not repeated.
Section 4(b) (4)
The State or POlitical subdivision seeking bailout must give reason
ruble public notice of the proposed settlement of the bailout suit to
enable interested persons to intervene.
45
An aggrieved party is defined broadly to include any person who
would have standing under the law. Such persons may intervene at any
stage, including the appeal, and would include those who would inter
vene on behalf of either the plaintiff or the defendant. Prevailing inter
venors are entitled to attorneys' fees.
Section 4(b) (5) (B)
Under this section a declaratory judgment will be reopened upon the
motion of the Attorney General or any aggrie_ved person alleging that
conduct which would have barred bailout has occurred.
Any bailout procedure must be accompanied by a fair method of
recovering jurisdictions where appropriate. Such a method exists under
eurrent .Jaw and this section incorporates such a system for the new
bailout procedure. The decisio_n to reopen the judgment to hear evi
dence does not automatically mean that the judgment will be set aside,
but if, for example, there has been a finding of discrimination ag-ainst
the jurisdiction or against a unit of government within its territory,
or if the jurisdiction has adopted a method of election which has been
objected to previously or which would otherwise dilute the voters of
minority citizens, the court should set aside the bailout judgment and
the jurisdiction would again be covered by section 5. An aggrieved
person eligible to 12eek reopening of the bailout judgment need not have
participated in the litigation previously, and includes any person or
group of people residing in the jurisdiction.
Section4(b) (6)
If no judgment has been rendered within the time set forth, the chief
judge of the District Court for the District of Columbia may request
whatever assistance is necessary to expedite these cases.
Section~
This section prohibits any voting'qualification, prerequisite, stand
ard, practice or procedure which results in discrimination. For pur
poses of this Section, conduct which ha..c; the effect, impact or conse
quence of discrimination on the basis of race, color, or member in a
language minority group would be a Yiolation of Section 2 of the AcU
This section also states that the fact that a minority does not have
proportional representation in a jurisdiction's elected bodies does not
of itself constitute a violation of Section 2 of the Act.
Section3
Extends the Section 203 language assistance provision until August
6, 1992.
The record before the Committee is clear: providing language as
sistance in the election process facilitates the intr.QTation of language
minority citizens into the political mainstream and such assistance can
be nrovided in an effectiYe and cost-efficient manner.
The Committee strongly encourages local election officials to work
closely with language minority citizens in their communities and de
vise an effective and cost-efficient way to target or direct their efforts
only where language assistance is actually required. The Federal Elec
tions Commission Handbook for Local Election Officials referred to
previously should be most helpful in this regard. In many cases, as
1 City of Ricllmoncl ,-.United States, 422 U.R. 358, at pp. :!67, 370, 3il (1975).
46
the hearing record indicated, the primary need in a specific language
minority community is oral assistance in the registration and election
process. If that is the case. then it may be that providing written bilin
gual materials will only be required in a very limited way, if at all.
· The Justice Department Guidelines correctly state that the best way
to measure compliance is by the results achieved.
The title is amended to read "A bill to amend the Voting Rights Act,
to extend the effect of certain provisions and for other purposes."
CosT EsTIMATE REQUIRED BY CLAUSE 7(A) oF RuLE XIII OF
THE RuLES OF THJ<i HousE OF REPRESENTATIVES
The Committee adopts the cost estimate prepared by the Congres
sional Budget Office ( CBO) as follows:
F iscal year: Millions
1982 ------------ -------------------- ---- - - --------- ------------- - ----
1983 --- - ---------------------------------------------·----------- -----
1984 --------------------------------- -----~--------------------- -----
1985 ---------- - --- ----- - - - - ----·---------- - ----·------- ----------- $1. 6
1986 -------------- - --- ------------------------------------------ 1. 7
STATEMENTS UNDER 2(1) (3) oF HuLE XI oF THE HuLES oF
THE HousE OF HEPRESENTATIVES
A. Oversight statement.-No oversight findings or recommenda
tions required pursuant to clause 2(b) (1) of Rule X have previously
been filed with respect to this area.
B. Budget statement.-This bill does not provide any new budget
authority.
0. Cost estimate from Congressional Budget Office.- The following
letter and enclosure was received from the Congressional Budget
Office:
Hon. PETER W. RoDINO, ~Tr.,
U.S. CoNGREss,
CoNGRESSIONAL BUDGET OFFICE,
Washington, D.O., September 14,1981.
Chairman, Oornrnittee on the Judiciary, U.S. House of Representatives,
Washington, D.O. ·
DEAR MR. CHAIRMAN : Pursuant to section 403 of the Congressional
Budget Act of 197 4, the Congressional Budget Office has prepared the
attached cost estimate for H.R. 3112, a bill to amend the Voting Rights
Act of 1965 to extend the effect of certain provisions, and for other
purposes.
Should the Committee so desire, we would be pleased to provide
further details on this estimate.
Sincerely,
ALICE M. RIVLIN, Director.
CoNGRESSIONAL BuDGET OFFICE-CosT EsTIMATE
1. Bill number: H.R. 3112.
2. Bill title : A bill to amend the Voting Rights Act of 1965 to extend
the effect of certain provisions, and for other purposes.
47
3. Bill status: As ordered reported by the House Committee on the
Judieiary, July 31, 198L
4. Bill purpose: The bill extends the curre1i.t law thromrh August
1984 and amends the requirements that states and other political i1iris
dictions would then have to meet to forego review and approval by the
Attorney General of their changes in voting laws and procedures. The
review and approval, or "the nreclearance renuirement," by the Attor
nw General affects 9 states and parts of 13 others.
Under provisions of this bill, beginning in August 1984, any state or
political iurisdiction subiect to tl>e preclearance requirement could be
released from the requirement, if for the past 10 years it met the
standards set forth in the bill. Among the requirements a state or po
litical jurisdiction would have to show are that no votinQ" test or device
had been imposed within its iurisdiction, no iudgement had been ren
dered finding that the denial or abridgement of the right to vote had
occurred, no violations of preclearance rules had occurred, no objection
to changes in law had been made bv the Attorney General, and no
declaratory judgement had been denied. ··
The bill wonld also extF!d thf'. Hl7!1 nnuirPment, for hili.nl!uP.l ballots
and other voting material to 1992. Currently, this provision is sched
uled to expire in 1985.
fl. Cost estimate:
Estimated authorization level:
Fiscal year: jjfillions
1982 ------------------------------------ ------------------- ------
1983 ----------------------------- - ------------------------- ------·
1984 ------------------------------------------------------- ------
1985 ------------------------------------------------------- $1.6
1986 ------- ------- -- - ----------------------·---------------- 1. 7
Estimated outlays :
FiEcal vear:
1982 -------------------------------------------------------
1983 ------------------------------------------------------- ------
1984 ------------------------------------------------------- ------
1985 ------------------------------------------------------- 1. 5
1986 ------------------------------------------------------- L7
The costE of thiE hill hll within budget function 700.
6. BasiE of f',st.ima.te: Si:nc~> no substantive cJ,ange in law would occur
unti.l Angust 1984. no additional cost!O will he incurren until fiscal vear
1985. (;RO ass11meE thnt. be.:rinning in fiscal vear 1985, some political
iurisdictiom will ask tho dish-ict court to release them from tthe pre
.clearr.nce renui.1·ement. For t he pnrposes of this estimate, it wa<.: ns~
sumf'.0. t h at 400 inrisdiction" would meet the requirements set forth in
thr bill hv fiscal year Hl85 a:nd woulcl request release. C:BO estimate<.:
that thr Depart.~ en I o{ .J 11sticr '"0" ld rennin~ »n ».dditiol"al $1.2 mil
lion. aml 4C positions. heP"inninP.: in fiscal vear J 985 to hflndle the cases
arisin~ from the inric:rlict.ioP~ seekinP.: release from preclearance.
The estimate of ontlavs is based on historical spending patterns for
.T11st ice Df'~artnw.nt activities.
7. Estimate ('.oml)arison: None.
R. Previous CBO estimate: None.
0. EstiJYwte prepared hv: Jeffrey \V. Nitta.
10. Estimate approwd by:
C. G. NucKoLs
(For James L. Blum,
Assistant Director for Budget Analysis).
48
D. Government operatiow 01Jersight.-No related oversight find
ings and recommendations have been made by the Committee on
Government Operations under clause 4(c) (2) of Rule X.
STATEMENT UNDER CLAUSE 2(1) (4), OF RuLE XI oF THE HousE OF
REPRESENTATIVES CoNCERNING ANY INFLATION biPACT oN PRICES
AND CosTs IN THE OPERATION oF THE NATIONAL EcoNOl\IY
The committee concludes that there will be no inflationary impact
on prices and costs in the operation of the national economy.
CHANGES IN ExiSTING LAw MADE BY THE BILL, As REPORTED
In compliance with clause 3 of Rule XIII of the Rules of the House
of Representrutives, changes in existing law made by the bill, as re
ported, are shown as follows (existing law pvoposed to be omitted is
enclosed in black brackets, new matter is printed in italic, existing
law in w hioh no change is proposed ia shown in roman) :
VOTING RIGHTS ACT OF 19·65
AN ACT to enforce the fifteenth amendment to the Constitution of the United
States, and for other purposes
Be it enacted by the Senate and House of Repre8entatives of the
United States of America in Congress assembled, That this Act shall
be known as the "Vo6ng Rights Act of 1965".
TITLE I-VOTING RIGHTS
SEc. 2. No voting qualification or prerequisite to voting, or stand
ard, practice, or procedure shall be imposed or applied by any State
or political subdivision [to deny or abridge] in a manner which results
in a denial or abridgement of the right of any citizen of the United
States to vote on account of race or color, or in contravention of the
guarantees set forth in section 4(f) (2). The fact that members of a
minority group have not been elected in numbers equal to the group's
proportion of the population shall not, in and of itself, constitute a
violation of this section.
* * * * * * *
SEc. 4.1 (a) To assure that the right of citizens of the United States
to vote is not denied or abridged on account of race or color, no citizen
shall be denied the right to vote in any Federal, State, or local election
because of his failure to comply with any test or device in any State
with respect to which the determinations have been made under the
first two sentences of subsection (b) or in any political subdivision
with respect to which such determinations have been made as a sepa
rate unit, unless the United States District Court for the District of
Columbia in an action for a declaratory judgment brought by such
State or subdivision against the United States has determined that
no such test or device has been used during the [seventeen] nirwteen
years preceding the filing of the action for the purpose or with the
1 The amendments made b;v ~ubsection (a) of the first Rection of this Act shall take
Pffect on the date of enactment of the Act.
49
effect of denying or a:bridging the right to :rote on account ?f race_ or
color: Provided, That no such declaratory JUdgment shall Issue with
respect to any plaintiff for a period of [seventeen] ni~teen years after
the entry of a final judgment of any court of the Umted States, other
than the denial of a declaratory judgment un?er this secti01:, :whether
entered prior to or after the enactment of thiS Act, determmmg that
denials or abridgments of the right to vote on account of race or color
through the use of such tests or devices have occurred anywhere in the
territory of such pl::iintiff. No citizen shall be deni~d t~e right to vote
in any Federal, State, or local election because of his failure to comply
with any test or device in any State with respect to which th~ deter
minations have been made under the third sentence of subsectiOn (b)
of this section or in any political subdivision with respect to which
such determinations have been made a separate unit, unless the United
States District Court for the District of Columbia in an action for a
declaratory judgment brought by such State or subdivision against
the United States has determined that no such test or device has been
used during the ten years preceding the filing of the action for the
purpose or with the effect of denying or abridging the right to vote on
account of race or color, or in contravention of the guarantees set forth
in section 4(f) (2): Provided, That no such declaratory judgment shall
issue with respect to any plaintiff for a period of ten years after the
entry of a final judgment of any court of the United States, other than
the denial of a declaratory judgment under this section, whether en
tered prior to or after the enactment of this paragraph, determining
that denials or a;bridgments of the right to vote on account of race or
color, or in contravention of the guarantees set forth in section 4( f) (2)
through the use of tests or· devices have occurred ariy"\vhere in the
territory of such plaintiff.
* *
SEc. 4.2 (a) (1) To assure that the right of citizens of the United
States to vote is not denied or abridged on account of race or color,
no citizen shall be denied the right to vote in any Federal, State, or
~ocal election because of his failure to comply with any test or device
manY. State with respect to which the determinations have been made
under the first tvro sentences of subsection (b) or in any political sub
division of such State (as such subdivision existed on the date such
determinations were mmle with respect to such State), though such
determinations were not made with respect to such subdivision as a
separate unit, or in any political subdivision with respect to which
such determinations have been made as a separate unit, unless the
Un_ited States District Court for the District of Columbia [ in an
actwn for a declaratory judgment brought by such State or subdivision
against the United States has determined that no such test or device
has_ been used during the nineteen years preceding the filing of the
a~twn for the purpose or with the effect of denying or abridging the
nght to vote on account of race or color: Provided, That no such
dec~aratory judgment shall issue with respect to any plaintiff for a
periOd of nineteen years after the entry of a. final judgment of any
court of the United States, other than the denial of a declaratory
2 The amen(<ment made b~· subsection (b) of the fir't ~ection of this Act became ~ft'ecth·e
an August 6. 1984.
50
judgment under this section, whether entered prior to or after the
enactment of this Act, determining that denials or abridgments of the
right to vote on account of race or color through the use of such tests or
devices have occurred anywhere in the territory of such plaintiff]
issues a declaratory judgment uncler this section. No citizen shall be
denied the right to vote in any Federal, State, or local election because
of his failure to comply with any test or device in any State with re
spect to which the determinations have been made under the third
sentence of subsection (b) of this section or in any political subdivision
of such State (as such subdivision existed on the date such dete'f'171.,ina
tions were made ~oith respect to such State), though such dete'f'171.,ina
tions were not made ~vith respect to such subdivision as a separate unit,
or in any political subdivision with respect to which such determina
tions have been made as a separate unit, unless the United States
District Court for the District of Columbia [in an action for a declara
tory judgment brought by such State or subdivision against the United
States has determined that no such test or device has been uSed during
the ten years preceding the filing of the action fur the purpose or with
the effect of denying or abridging the right to vote on account of race
or color, or in contravention of the guarantees set forth in section 4 (f)
(2): Provided, That no such declaratory judgment shall issue with
respect to any plaintiff for a period of ten years after the entry of a
final judgment of any court of the United States, other than the denial
of a declaratory judgment under this section, whether entered prior'
to or after the enactment of this paragraph, determining that denials
or abridgments of the right to vote on account of race or color, or in
contravention of the guarantees set forth in section 4(f) (2) through
the use of tests or devices have occurred anywhere in the territory of
such plaintiff] issues a declaratory judgment under this section. A
declaratory judgment under this section shall issue only if such court
dete'f'171.,ines that during the ten years preceding the filing of the action,
and during the pendency of 8UCh actio'flr-
(A) on such test or device has been used within such State or
political subdivision for the purpose or ~vith the effect of denying
or abridging the right to 1Jote on account of race or color or (in
the case of a State or subrdivision seeking a dRClaratory judg
ment under the second sentence of this subsection) in contraven
of the guarantees of subsection (f) (2) _;
(B) no final judgment of any court of the United States, other
than the denial of declaratory judgment under this section, has
dete'f'171.,ined that denials or abridgements of the right to vote on
account of race or color have occurred an!Jwhere in the territory
of such State or pol:itical subdivision or (in the case of a State
subdivision seekin,q a declaratory judgrMrit under the seconcl
sentence of this subsection) tltat denials or abridgements of the
r·ight to vote in contravention of the gua1·antees of subsootion
(/) (2) ha1Je occurred anywhere in the territory of such State or
subdivision and no consent decree, settlement, or agreement has
been entered into resulting in any abandonmAnt of a votinp prac
tice challenged on such grounds; and no declaratory judgment
under this section shall be entered during the pendency of an
action alleging such denials or abridgements of the right to vote_;
51
(C) 1W Federal examiners wnder this Act lw!ve been assigned
to such State or political subdivision_: ·
(D) such State or political subdivision and all governmental
1tnits u•ithin its territory have complied with section 5 of this
Act, including compliance .with the requirement that no change
covered by section 5 has been enforced 1')ithout preclearaJWe
nnder section 5, {J;nd have repealed all changes covered by section
5 to 1ohich the Attorney General has s~tccessfnlly objected or as to
1ohich the United States District Court for the District of Colwm
bia has denied a declaratory judgrnent;
(E) the Attorney General has not interposed any objection
(that has not been overturned by a final judgment of a court)
and no declaratory judgment has been denied under section 5,
1oith respect to any submission by or on behalf of the plaintiffor
any goveT'Jl!nu:ntal unit ~oithin its territory under section 5; and
no such submissions or declaratory judgment actions are pen¢~
ing; and . .
(F) such State or political subdivision a'(Ui /}Zl governmental
units within its territory-
(i) have eliminated 1:oting procedures and m 'J thods of elec
tion 1uhich inhibit or dilnte equal access to the electoral
proce8s;
( ii) have engaged in constructi•oe efforts to eliminate in
timidation and harrassment of persons exercising rights pro
tectr,d under this Act; and
( i:ii) ha've engaged in other constructive efforts, s1wh as
expanded opportunity for convenient registration and voting
for every person of voting age and the avpointment of n~inor
ity persons as election officials throughout the jurisdiction
and at all stages of the election and registration process.
(92) To assist the court in determining ~ohether to issue a declaratory
judgment wnder this subsection. the plaintiff shall present evidence
of minorit11 participation, including evidence of the levels of minority
f'roup registration and voting, changes in such levels over time, and
disparities between minority-group and non-minority-group partici
pation.
(3) No declatory judgment shall issue under this subsection with
respect to such State or political subdivision if such plaintiff and gov
(' rnm'Jntal units within its tm·ritory have, during the per-iod beginning
ten years before the date the .fudgment is issued, engaged in violations
of an11 pro1)ision of the Constitution or laws of the United States 01'
cny State or poN,tical subdivision with respect to discrimination in
'coting on account of race or color or (in the ease of a State or S1tbdivi
sion seeking a declaratory judgment under the 8econd sentence of this
subsection) in contraven~ion of the guarantees of subsection (f) (92)
unless the plaintiff establishes that any such violations were trivial,
'were promptly corrected, and were not repeated.
( 4) The State or political s~tbdivision bringing such action shall
publicize the intended commencement and any proposed settlement
of such action in the media serving such State or political subdivision
and in appropriate United States post offices. Any aggrieved party
may intere1)ent at any stage in such action.
52
~ 0 J An a.ct.ion pursuant to this subsection shall be heard and deter
mined by a court of three judges in ·accordance with the provisions
of section 2284 of title 28 of the United States Code and any appeal
shall lie to the Supreme Court. The court shall retain jurisdiction
of any action pursuant to this subsection for [five years after judg
ment and shall reopen the actJion upon motion of the Attorney
General alleging that a test or device has been used for the pur
pose or with tihe effect of denying or abridging the right to vote on
account of ra.ce or color, or in contravention of the guarantees set
forth in section 4(f) (2).] ten years after judgment and shall reopen
the action UJJon motion of the Attorney General or any aggrieved
person alleging that conduct has occurred which, had that conduct
occurred during the ten-year periods referred to in this subsection,
would have precluded the issuance of a declaratory judgment undeT
this subsection.
[If the Attorney General detennines that he has no reason to be
lieve that any such test or device has been used during the nineteen
years preceding the filing of an action under the first sentence of this
subsection for the purpose or with the effect of denying or ·rubridging
the l'ight to vote on a.ccount of race or color, he shall consent to the
entry of such judgment.
[If the Attorney General determines that he has no reason to be
lieve that any such test or device has been used during the ten years
]_Jreceding the filing of an action under the second sentence of this
subsection for the purpose or with the effect of denying or abridging
the right to vote on account of race or color, or in contravention of
the guarantees set forth in section 4(f) (2) he shall consent to the
entry of such judgment.]
(6) If, after two years from the date of the filing of a declaratory
judgment under this susbection, no date has been set for a hearing
in such action, and that delay has not been the result of an avoidable
delay on the part of counsel for any party, the chief judge of the
United States District Court for the District of Columbia may re
quest the Jwlicial Council for the Circuit of the District of Columbia
to provide the necessary judicial resources to expedite any action
filed under this section. If such resources are unavailable within the
circuit, the chief .Judge shall file a certificate of necessity in accord(J!fWe
with section 1!91! (d) of title 1!8 of the United States Code.
* * * * * * *
TITLE II-SUPPLEMENTAL PROVISIONS
* * * * * * *
BILINGUAL ELECTION REQUIREMENTS
SEc. 203. (a) The Congress finds that, through the use of various
practices and procedures, citizens of language minorities have been
effectively excluded from participation in the electoral process.
Among other factors, the denial of the right to vote of such minor
ity group citizens is ordinarily directly related to the unequal edu
cational opportunities afforded them, resulting in high illiteracy
and low voting participation. The Congress declares that, in order
53
to enforce the guarantees of the fourteenth and fifteenth amendments
to the United States Constitution, it is necessary to eliminate such
discrimination by prohibiting these practices, and by prescribing other
remedial devices.
(h) Prior to August 6 [1985] 1992, no State or political subdivision
shall provide registration or voting notices, forms, instruction, assist
ance, or other materials or information relating to the electoral
process, including ballots, only in the English language if the Direc
tor of the Census determines (i) that more than 5 percent of the citi
zens of voting age of such State or political subdivision are members
of a single language minority and ( ii) that the illiteracy rate of such
persons as a group is higher than the national illiteracy rate: Provided,
That the prohibitions of this subsection shall not apply in any political
subdivision which has less than five percent voting age citizens of each
language minority which comprises over five percent of the statewide
population of voting age citizens. For purposes of this subsection,
illiteracy means the failure to complete the fifth primary grade. The
determinations of the Director of the Census under this subsection
shall be effective upon g_ublication in the Federal Register and shall
not be subject to review m any court.
* * * * *
SUPPLEMENTAL VIEWS OF HON. HENRY J. HYDE AND
HON. DAN LUNGREN
I am deeply saddened at the manner with which the Committee re
ported H.R. 3112 on the afternoon of July 31st. While the lopsided
vote of 23 to 1 gives the appearance of virtual unanimity, the reality
is quite the opposite. Beneath the surface broil strong currents of
mutual distrust and discontent which carry with them the very real
possibility that the 1981 amendments to the 1965 Voting Rights Act
may be denied the truly bipartisan support they need and deserve if
they are to gain enactment by the Congress before August 6 of next
year.
·· I voted in favor of the amendments, because I had previously
pledged to do so, and because the Act should be extended if the voting
rights of those protected by it are to be secured. !have always believed
that the right to vote-guaranteed by the 15th Amendment-is more
important even than the rights of free speech. All the debate and rhe
toric in the world is meaningless without the implementing force of
a vote.
As ranking minority member of the Subcommittee on Civil and
Constitutional Rights, I felt an obligation to make every effort to
forge a compromise. Accordingly, I devoted a great deal of time and
rnergy to galvanizing support for extension among those whose philo
sol_)hical and political opposition runs far deeper than my own, but
\Yhose support is indispensable if this legislation is to become law.
In all, I introduced three bills directed toward fashioning a middle
ground on which the warring factions could eventually agree. My first
two. H.R. 3198 and H.R. 3473. sought to replace the administrative
nreclearance provisions of Section 5 of the Act with a judicial remedy.
They were born of my basic apprehension of summary administrative
procedure and my deeply held belief that the laws of this country
should properly be adjudicated in its courts rather than in the offices
of its prosecutors.
Mv position on thr feasibility of this approach gradually shifted
as I heard witness after witness describe the delays which judicial
remedies had raused in the years preceding the passage of the 1965
Act. Reluctantly, I came to embrace the conclusion that administrative
0nforcement is indeed a practical necPssity: the risks of continued vot
in!Y rights abnses arc too vreat to fall victim to philosophical purity.
H.R. 394-8, introduced with my colleague Dan Lungren on .Tune 17.
represented an effort to retain administrative enforcrm1ent of Section 5
ncrmanently. subject to a realistic mechanism which would permit
jnrisdictions covered bv the Act to achieve rehabilitation by showing
adherence to criteria and guidelines significantlv more strict than now
);.enuired. Give them a way out, we thought. and make it difficult, but
not unreasonable. by reouiring thosr. iurisdictions to improve condi
tions in orclrr to fJHalify. By providing a proceclurr which wonld
(M)
55
isolate those jurisdictions which fail to qualify, the disapproving focus
of the nation could be indeed therapeutic.
The structure of our proposal carried with it the tentative endorse
ment of some who never before believed that they could compromise in
their opposition 'to extension. It would have required any covered juris
diction seeking escape from administrative preclearance, or bailout, to
convinee a federal court that:
( 1) no "test or devices", such as literacy tests, poll taxes or the
like had been used in a discriminatory manner for a decade preeed
ing the petition for relief;
(2) the preclearance requirements of Section 5 had been fully
obeyed, including the timely submission of data as required by law
together with swift compliance with adverse court determinations
once ambiguous provisions of the Act were clarified, again for a
ten "year period ;
(3) the Department ofJustice's Civil Rights Division had not
made any substantial objection to any proposed eleetoral change
submitted during the previous ten years; and
( 4) the petitioning jurisdiction had gone beyond the require
ments of current law and had embraced the spirit of the Act by
making constructive efforts to alter practices and proeedures now
in effect and which may rem_ain so under the grandfather clauses
of the 1965 Act. ·
Once these showings were made to the satisfaction of the court, our
proposal provided that jurisdiction would be retained by the court for
an additional five-year period. Throughout this "parole" term, any
aggrieved party, or the Attorney General, could request that the court
review the issuance of bailout, arguing that the covered jurisdiction
had acted in a way which was inconsistent with the initial eligibility
standards. For example, if a jurisdiction attempted to enact a ·statute
during the parole period which it could not have enacted prior to that
time, 1t would be subject to revocation of bailout and the necessity to
qualify all over again. In our view, this sanction was a heavy one, both
in political and practical terms, and would discourage jurisdictions
which might arguably consider a retmn to pre-1965 conduct.
Between June 17 and June 31, we and the Subcommittee Minority
staff were engaged in constant negotiation with. virtually every group
interested in the voting rights question. At 7 p.m., on the evening of
July 30, for example, only hours before the full Committee was to
meet, additional changes to our proposal, submitted by representatives
of the Black Caucus, were still being entertained. Among those changes
to ''hich we had agreed during the course of the negotiation period
were the following:
( 1) the logical use of "appropriate" federal district comts was
discarded in favor of placing the forum for processing bailout
petitions in the United States District Comt for the District of
Columbia. Furthermore, three judges, two of whom must be ap
pointed by the chief judge of the District of Columbia circuit
court, were required to form the panel rather than the single judge
we had earlier envisioned;
(2) language was changed in the eligibility requirements to
denv bailout if any objection had been raised by the Department
of .Tustice tlnring the ten-yE>ar period. or if any adverse "final
judgment" had been issued on the subject of voting rights abuse
anywhere within the territory of the petitioning jurisdiCtion;
(3) the five-year parole period was extended to ten years with
the effect that any jurisdiction seeking escape from administrative
preclearance must be able to show ten years of exemplary conduct
before bailout is issued, and another ten years after bailout is con
ditionally granted;
( 4) the term "constructive efforts" was further defined to show
. that any such efforts must be directly aimed at the elimination of
all structural or procedural barriers to minority voter participa
tion as well as the eradication of voter harassment and intimida
tion where it exists;
( 5) the effective date for the new bailout system was extended
from August 6, 1982, as existing law would mandate, to August 6,
1984. There is little logical basis for such a delay, especially since
the original1982 date was chosen with a desire to avoid the fallout
from 1980 redistricting decisions and since civil rights officials at
the Department of Justice have informed me that it is unnecessary.
Nevertheless, the spirit of compromise moved us to accept this
further concession.
It is worth noting that the bailout mechanism in the present Act,
which the original version of H.R. 3112 would have simply extended,
allows for the use of a three-judge federal panel in the district court
for the District of Columbia, but limits the showing a covered juris
diction need make to the absence of a discriminatory test or device
for a period of 17 years prior to the filing of the petition. No evalua
tion of the covered jurisdiction's past adherence to the law, its record
of objections, or its efforts to remove existing discriminatory practices
or procedures is required as in our proposal. The only reason the
existing standard is presently effective is that the 17-year period
extends to a point before the Act was passed, to a time when poll
taxes, literacy tests, or other "trsts or devices" were too frequently
used to deny minorities the right to vote. On August 6, 1982, the
seventeen-year period will revert only to the passage of the Act on
Angust 6, 1965. Many more jurisdictions will doubtless then become
eligible than would under our proposal.
Our nnderstanding was that if an agreement could not be reached
before full Committee markup on the R1st, negotiations would con
tinue until floor consideration in late September or early October.
Unfortunately, we were mistaken.
Late in the evening of .T uly RO, and in the early morning hours of
.T ulv R1, our draft and the agreements which had been reached up
to that point, were stitched together and appended to new language,
some previously the subject of heated debate during the negotiations
and some merely the inspiration of the moment, to form a new amend
ment which two members of the minority were persuaded to sponsor.
This, despite the fact that some of ·what was added was clearly in
appropriate to even the most untrained eye, and that copies of the
amendment were unavailable to the Committee membership for pur
noses of study until the moment it was being debated before them.
In fact , most Committ.P.e members, inelnding at least one of t.he spon
sors. were una·ware of its content when we arrived at work on the
morning of the Rlst.
57
What was ultimately reported is discussed at length in the remarks
of my colleague, Congressman M. Caldwell Butler. In sum, several
provisions in particular concern me.
First, bailout is absolutely unavailable, under the amendments to
section 4 (a) of tJ:.le Act, if an action alleging a denial or abridgment
of the right to vote is pending. That means that a $15.00 filing fee
alone can effectively deny ba1lout to an otherwise deserving juris
diction.
Second, each and every jurisdiction in a covered state must be
granted bailout before a state legislature can become eligible. This
means that one stubbornly racist county, over whom the state gov
ernment may have little or no effective control. can indefinitely doom
the state legislature to what the Supreme Court has termed the
"extraordinary" procedures attendant to administrative clearance.
Third, mere support for any legislation which results in an objec
tion by the Department of Justice, whether that support is formal
or informal, the work of elected officials or others, may still bar a
jurisdiction from bailout for ten years. _
Fourth, the definition of "final judgment" is broadened to include
settlement or com:ent decrees as a bar to achieving bailout. 'Ve were
willing to permit the court to review and examine such agreements
and to include adverse final determinations on the merits as express
bars to eligibility, but any good lawyer knows that _any number of
factors, including practical considerations such as the financial abil
ity of a jurisdiction to fight the United States government through
the courts, can determine whether or not to enter into_ consent decrees
or settlements. The language of this amendment can on lv serve to
encourage jurisdictions who might otherwise comply with govern
ment's demands without litigation, to instead fight through to the
bit,ter enfl lest they be declared ineligible for e>;cape from the ad
"1inistrfttive preclearance provisions of the Ad .. The law has always
favorerl settlements. This provision encourages Ji.tigfttion.
Ironically, i£ the amendments reported by the Subcommittee were
to gain enactment by the Congress in their present form, I believe
there would be severe constitutional repercussions. I say this because
the Act.'s constit.uhomdity was upheld- in thP. 1~6() r'lcrision of Kat
zenbach v. South Carolina, and last year in Oity of Rome, Georqia v.
United States, on the presence of certain unique factors. One was the
belie£ that the 1965 deoarture from historical tenets of :federalism
was only "temporary", "but necessary based on ]Jre-1965 conduct in
the covered jurisdictions. A great many things have changed in the
South since 1965, as our hearings demonstrated, and new, more pro
p.-ressive racial attitudes have begun to replace the cultural bias of
the past. This change is, as I have said, far from complete. It is suffi
cient, though, to effectively dilute the force o:f the showing before the
court in 1966. ·
Moreover, the language I have discussed, together with other limita
tions on bailout incorporated into the amendment adopted by the
Committee would make its availability highly unlikely, as a practical
matter, thereby changing the temporary status of the Act to a more
constitutionally suspect permanent condition. In my judgment, such
a change can only survive constitutional scrutiny if the method of
58
escape is reasonably achievable. What was reported by the Commit
tee cannot possibly satisfy that test.
The most onerous product of the Committee's actions is a growing
belief with which we take issue, that the Act and the people it protects
are being used for the political purpose of galva:qizing support for
the present leadership of the House in the 1982 eleetions.
Reason must prevail, and soon.
I suppose it is hopelessly utopian to suggest that some issues
Social Security and the Voting Rights Act come to mind-deserve
to be above partisan politics. Too much is at stake for too many people
for some to play Russian roulette with their fears and hopes. They
have. a right to expect more from their elected representatives.
The struggle for equitable and effective legislation in this most
important area is not over-it has just gotten underway.
HEXRY J. HYDE.
DAN LUNGREN.
SUPPLEMENTAL VIEWS OF THE HONOR..\BLE ROBERT
McCLORY
During the hectic moments before the 1981 amendments to the
Voting Rights Act were reported by the full Judiciary Committee, I
intended to offer amendments to alter the standards by which minority
language ballots become federally mandated. In the interest of time, I
chose not to formally propose them; that decision should not be inter
preted as a change in my position.
When the Act was last considered in 1975, amendments were made
to it which broadened its coverage to include American citizens whose
illiteracy rate was below the national average and whose language
dependency rested on a language other than English. This expansion
affected two portions of the . Act: the administrative preclearance
provisions of title I, section 4, and the supplemental provisions of
title II, section 203. Each contains a separate trigger but both are _
~ased on. the erroneous assumption that illiteracy in English presumes
hteracy 111 another language as well as an equation bet\veen language
minority status and the historic discrimination which has been the
singular burden of black Americans since the first slaves were brought
to this country in1619.
The argument has been made that, because of their reliance on a
language other than English, non-English speaking minorities have
been the victims of economic and political discrimination resulting in a
dilution of their ability to influence their own destinv Yia the vote.
The same might be said of Hasidic Jews or Polish-Americans or Asian
Americans. But unless their voting age population level approaches
the arbitrary five percent threshold outlined in section ±(f) (3) or in
section 203 (b), they do not acquire the significant guarantees that the
Act prescribes.
Our society has developed on the "melting pot theory", that is, that
the whole of America is a nation of immigTants, and that each of us,
or our forefathers, probably encountered discrimination as a result of
the language we used or the habits we orought with us from our home
lands. The result was that necessity forced us to learn English if we
wished to succeed; we valued our heritage, as I do my Irish name, but
we recognized that as Americans, we were required to acquire a facility
in English if we were to assimilate effecti vcly and take part in running
this nation.
Manv of those who favor the creation of bilingual ballots based on a
relianc~ on a language other than English wish to permit the transfer
of power without assimilation. This effort represent~ a ~ramatic sh~ft
in the one-man, one-vote concept of government which IS the premise
of our democracy. We should therefore be very careful about the
changes we make to that concept, however subtle they may be.
The 1975 amendments have the effect, whether intended or not. of
encouraging minority language dependency and therefore self-im-
(59)
60
posed segregation, both politically and culturally. Indeed, if the
language minorities now included under the administrative preclear
ance provisions of sections 4 and 5 are any accurate indication, federal
law will continue to outlay any state legislation which would have the
effect, even if the purpose is benign, of reducing their group repre
sentation at. any level of government.
I believe such a federal policy, as contrasted to a localized state
practice, is both misguided and inappropriate, and will have the
counterproductive long-term effect of diminishing the homogeneous
character of our people. Large cultural constituencies whose concerns
are more parochial than national ultimately threaten a move away
from the precepts of republican democracy toward the uncertainties of
coalition rule.
\Vhen H.R. 3112 is considered on the floor, 1 plan to offer amend
ments intended to focus the language of the bill on those whose con
dition brought. about its passage in the first place : black Americans.
Their plight is unique in the annals of American history and, unless
others can demonstrate that their past includes the horrors of slavery
or the dehumanizing experience of chattel equivalency, they should not
be permittE'd the same protections by way of piggy-back legislative
·consideration. In mv view, the 1975 hearing record does not meet that
test; in fact, the language minority amendments to the Act were
adopted as a result of a compromise during the House and Senate
conference. Unfortunately, they did not then receive the attention
they deserved. Perhaps this time it will be differ·ent.
RoBERT McCwnY.
DISSENTING VIEWS OF RON. M. CALDWELL BUTLER
INTRODUCTION: CoNSIDERING THE VoTING RIGHTS AcT IN 1981
In 1965 the Voting Rights Act was passed to protect the right to
vote of Blacks in the south. The legislation was later amended to ex
tend its protections to language minority citizens. In 1975, as a mem
ber of Congress, I actively participated in Congress's deliberations on
the Voting Rights Act. I was then and still am an advocate of a strong
Federal role to assure that no citizen is denied the voting guarantees
of the Fifteenth Amendment for reason of race, color, or native
language. - ·
Since its enactment in 1965, the Civil Rights Act has been amended
by Congress twice: in 1970 and in 1975. In each instance Congress has
reaffirmed the sanctity of the right to vote in our democratic society.
For the third time since the Voting Rights Act was passed, Congress
is reviewing the progress made under the Act to determine the appro
priate Federal role in protecting the voting rights of minority group
citizens. The original intent of the Act, the enfranchisement of Black
citizens, was brg;ely accomplished within the first five years after the
Act's passage. Throughout the South, Black citizens register and vote
at comparable rates to White citizens. For example, in the 1980 Presi
dential election, the rate of Black voter registration in the south was
estimated to be 59.3 percent as compared to a 'White voter registration
rate of 66.2 percent. In ·addition, the number of elected Black officials
in the South has increased impressively since 1965. As reported by the
U.S. Commission on Civil Rights in its 1981 report on voting rights,
the number of elected Black officials has increased from less than 100
in 1965 to 2,042 in 1980. The States of Louisiana and Mississippi, for
example, rank among the top four States in the county for the number
of elected Black officials at all levels of government. The Georgia State
Assembly has the highest percentage of Black members of any State
in the country. Likewise, in my home of Roanoke, Virginia, where
Blacks comprise only 22 percent of the total population, our city coun
cil is chaired by a Black mayor and vice-mayor.
In considering the Voting Rights Act of 1981 the Congress is faced
with a vastly different social and political environment than that
which existed in 1965 and which justified the Act. As I see it, our task
is to pass legislation which takes into account this nevv environment,
and as such, is a precise response to the need beyond 1982 for Federal
protection of the voting rights of-minority group citizens. It is easier
for Congress not to do this, burt rather, to continue the current "shot
gun" approach to enforcing- voting rights by legislating an extension
of the special provisions of the Act and thereby permanently penalize
tho southern states which historica.lly were asscciated with voting dis
crimination. Though this may be the easier alternative it is neither
the most rffectiYc nor ·appropriate. ~\.s the conditions "·hich ju~ified
(6 1)
H.Rept. 97-227 - -- 2
62
the imposition of the special provisions of the Voting Rights Act be
eome increasingly remote and outdated, the imposition of such require
ments merely breeds contempt for the law.
THE CoMMITTEE PRocEss
In August the House Judiciary Committee of the 97th Congress
had the opportunity to develop new and creative voting rights legis
lation for the 1980's and beyond. Accomplishing this would have re
quired a thorough, deliberate, and rational decision-making process.
Instead the Committee hurriedly and haphazardly passed legislation
which is conceptually unsound and technically incompetent. Greater
consideration was giv·en to reporting out legislation before the August
recess than to as<.>uring that its language was accumte and its potential
impact was understood. A review of some of the steps which preceded
the 9ommittee's passage of this legislation will highlight these short
commgs.
T he Judiciary Cominittee's consideration of the Voting Rights Act
began on May 6, 1981 when the Subcommittee on Civil and Constitu
tional Rights began holding hea;rings. After seven weeks, and more
than one hundred witnesses had testified, these hearings ended. The
voluminous testimony presented in the Subcommittee's hearings es
tablished the record from which we vvere asked to formulate andre
port to the House effeeti ve voting rights legislation. Yet, two weeks
after the hearings were concluded, when the full Committee was con
vened, a oomprehensive summary or analysis of the Subcommittee's
finding had not been prepared. This failure of the Subcommittee staff
to synthesize the information into a workable and meaningful form
all but rendered it useless.
On July 31 the Judiciary Committee ordered that H.R. 3112 as
amended be reported to the floor. Contained within this legislation was
a new "bailout" provision. The term "bailout" refers to the process
whereby a "covered" State or political subdivision may terminate its
coverage under the special provisions of the Act through appropriate
legal proceedings. On this final day of Committee action, t,he "bailout"
nrovision now included in the bill was introduced less than one hour
before we were asked to vote on it. Only those members who were privy
to the closed door session in which this bailout meehanism was negoti
ated were aware of its content. The proposal was introduced to the full
Committee in such a frantic fashion that the final version was not
identified by a bill number, but rather by the time that it was typed
and photocopied for distribution to the members of the Committee. It
was clear that neither the sponsors nor the Subcommittee staff had
analyzed the impact of establishing this bailout provision. In addition,
there. was no opportunity to examine the provisions of the proposal
ancl therefore no opportunity to object. This is a poor way to legislate
and a disservice to the people we serve.
THE IMPOSSIBLE BAILOUT
Althou~h the concept of "bailout" has 11lways been a part of the
Votin~ Rights Act, in practice it has been illusory. When the Act was
rstabl'ished in 1965, under Section 4 (a). a State or political subdi
Yis1on could bailout from the special provisions of the Act. if it could
63
show in a declaratory judgment suit before the U.S. District Court
for the District of Columbia, that it had not used a "test or device"
with a discriminatory purpose or effect for a period of five years.
States and political subdivisions subjected to the special provisions of
the Act because they had used such a "test or qevice", as determined
OJ;l August 6, 1965, were eligible to bailout on August 6, 1970. However,
in 1970, before this five year period expired, Congress amended Sec
tion 4 (a) to extend the requirement to ten years; then, in 1975, before
this ten year requirement expired, Congress amended Section 4 (a) to
extend the requirement to seventeen years. The Act, itself, is, of course,
nermanent. In 1982, if Congress were to take no action to amend Sec
tion 4 (a), no provision of the Act would "expire". Rather for the first
time in seventeen years, States and political subdivisions covered by
the special provisions in 1965, would have a realistic opportunity to
bailout. It is a responsible exercise of Congressional authority to create
such an opportunity in 1982, either by Congress taking no action to
ammd the Voting Rights Act or bv initiating new legislation.
The Courts have interpreted Section 4(a) in a manner which, com
bined with the Congressional action in 1970 and 1975 to amend Section
4. has made bailout impossible to achieve. For example. in Virqinia v.
United States the State of Virginia was denied bailout desnite the fact -
that no evidence suggested that the literacy test which Virginia had
once used had been administered in a discriminatory manner. The Dis
trict Court for the District of Columbia ruled that though the St ate
had administered the literacy test fairly to both Black and White
voters, the existence of unequal educational opportunities for Blacks
as compared to Whites disadvantaged Black voters in taking literacy
tests. Therefore, the Court reasoned that the literacy test did have a
discriminatory effect against Black voters and under -Section 4 (a) was
grounds to deny bailout. This decision has imposed a presumption of
guilt upon States and political subdivisions covered by the special pro
visions, which has made bailout impossible to achieve. The assumption
that such impure motive exists is Pot borne out hv the record of
progress since the Act's passage and the ~rood faith efforts by the
majority of political officials to comply with the Act.
This inequity was eXl'lcerbated hy the Sunreme Court's decision in
City of Rome v. United States. The Court ruled that no politir.al sub
division within 'l State which is covered by the ·special provisions of
the Act could seek to bailout independentlv of the State itself. Conse
quently, local political subdivisions covered bv the Act, the great major
ity of which have no record of votinn: discrimination, are prevented
from bailout for no reason other than their location in a State targeted
by the Act. Only evidence which establishes thn.t a widesnread, pattern
or practice of votinl! discrimination within a State should warrant de
nial of bailout to political subdivisions. In the absence of such evidence,
preventing the bailout of complying political subdivisions is unfair,
of questionable Constitutionality, and ought to be changed.
B.ULOC'r ,\S .\X INCEXTIVE
Bailout should operate as an incentive for inrisdictions to advance
the voting rights of minority group citizens. A bailout provision, based
upon stringent. yet achieYable requirements could create such an in-
64
centive. Enhancing the political participation of minority group citi
zens would become a jurisdiction's goal while satisfying the require
ments for bailout would become the vehicle for attaining that goal. In
the past I have supported bailout provisions based on this constructive
logic and would do so again today. Unfortunately, the full Committee
has made a mockery of the idea of reasonable bailout by crafting leg
islation which would establish requirements impossible to achieve. In
short, H.R. 3112 as reported by the full Committee would effectively
extend forever the special provisions of the Voting Rights Act on the
particular States and political subdivisions currently covered by them.
This is an excessive response to the problem of securing voting rights
which provides no incentive for covered jurisdictions, to change obso
lete election laws and procedures; it is therefore unac~'eptable to me.
THE BAILOUT PRoviSION OF H.R. 3112
H.R. 3112 as reported by the full Judiciary Committee again amends
Section 4 (a), extending from 17 to 19 years the period of time for
which a jurisdiction must prove in a declaratory judgment suit before
the U.S. District Court for the District of Columbia that it has not
used a test or device for the purpose or with the effect of denying or
abridging the right to vote. Therefore, Southern states and their
political subdivisions would not be eligible to bailout until August 6,
1984. However, on the next day, August 7, 1984, a new bailout provi
sion would go into effect providing that any political subdivision
covered by the special provisions at that time would remain subjected
to them indefinitely, or until the political subdivision met the new
requirements to bailout. Bailout W'Ould be permitted if in a declaratory
judgment suit before the U.S. District Court for the District of
Columbia, the petitioning political subdivision showed that during the
ten years preceding its request for bailout, including the "pendency"
of the action : · .
(A) No "test or device" had been used anywhere within its
boundaries "fur the purpose or with the effect of denying or
abridging "the right to vote on account of race, color or native
language;
(B) No "final judgment" had been entered against it by any fed
eral court in which the political subdivision was found to have
denied or abridged the right to vote on account of race, color, or
native language. For the purposes of this subsection, consent de
crees, settlements, or agreements relating to voting rights may
constitute "final judl!'ments" if they result in "any abandonment of
a voting practice" challenged for its discriminatory ·purpose or
effect. This requirement cannot be met, so long as any action is
penrlin,<!' which "alleges" a denhl of the right to vote;
(C) No Federal examiners had been assigned to its territory;
(D) It, "and all governmental units within its territory" had
complied with the preclearance provisions of Section 5, by show
ing that no change within the preview of Section 5 had been
enforced without being precleared and it had repealed all laws to
which objections had been interposed by the Department of Jus
tice or the U.S. District Court for the District of Columbia.
65
(E) No objection had been interposed to any submissi<?n ~ade
under section 5 or advocated "by or on behalf of the plamtiff or
any governmental unit within its terr~tory.~' . . . ,
(F) It, ';and all governmental umts withm Its tern~ory ~ad
(i) eliminated voting proced~1~es and ~~tho~s of ~~ect10n whi?h
inhibit or dilute minority politiCal partiCipation; ( u) engaged m
constructive efforts to eliminate voting intimidation a:r:d harass
ment affecting minorities; and (iii) engaged i~ cons~ructrve eff~rts
to expand the "opportunity for convemen~ registratiOn and V<?hng
for every person of voting age" by showmg among ?ther thmgs,
"the appointment of minority persons as election ?fficials thn;mgh
out the jurisdiction and at all stages of the elechon and registra
tion process."
Section 2 of the bailout provision would provide that after the re
quirements for bailout contained in subsections A through F have
been met:
To assist the court in determining whether to issue a declara
tory judgment under this subsection, the plaintiff shall pre
sent evidence of minority participation, including evidence
of the levels of minority group registration and voting,
changes in such levels over time, and disparities between
minority-group and non-minority group participation.
In addition, a political subdivision seeking bailout must show that it,
and "all governmental units within its tern tory" had not engaged in
violations of the Constitution or of federal or state law relating to
voting. 'Dhis requirement could be waived if it is established that any
such violations "were trivial, were promptly corrected, and were not
repeated."
Any effort to bailout under the new provision, or to achieve a "pro
posed settlement" of a voting rights action must be publicized "in the
media serving such State or political subdivision and in appropriate
U.S. post offices." In addition, "at any stage" in the bailout proceeding,
an aggrieved party may intervene.
If the preceding requirements are met by a political subdivision,
it can· bailout from the special provisions of the Act. The political sub
division would then be subjected to a "parole" period for 10 years.
During this period, the court would be required to reopen the declara
tory judgment suit in which bailout was granted, if a motion is made
by the Attorney General "or any aggrieved person" which alleges that
misconduct has occurred during the parole period which would have
precluded the jurisdiction's bailout if it had occurred prior to the date
of the court's authorization of the jurisdiction to do so. No standard
of proof is required to accompany such an allegation of misconduct.
CHANGIXG THE RuLES OF THE GAME
A care£~1 review of the foregoing reveals 11 jurisdictional require
ments which must be satisfied in order for a political subdivision to
bailout. Most of these criteria have not been required for bailout in
t~e past. As s~ch, the legislation establishes an entirely new mecha
n~SJ?-l.to determme bailout, based upon criteria for which political sub
diVISIOns have never been held accountable ·and for which there has
been no previously ~eveloped system for determining their compliance.
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In reporting this legislation, the full Committee has given its en
dorsement to "changing the rules in the middle of the game." ·while
this is unfair to the few states which have sought to bailout since
1965,. it is not new in the annals of voting rights legislation. Congress
has freely changed the "rules of the game" each time it has considered
the Voting Rights Act. In each instance the result has been the same;
states and political subdivisions covered by the special provisions have
been precluded from bailing out. H.R. 3112, as reported by the full
Committee, would also accomplish this. Not only would the result of
this legislation be objectionable, but a review of the bill, also reveals
that it is superficial, poorly conceived and rampant with technical
ambiguities. Regardless of one's philosophical views on the specific
issues which any voting rights legislation must address, H.R. 3112 is
th~ unacceptable product of careless thinking and sloppy draftsman
ship.
''ALL OR N" OTHING" BAILOUT
The legislation reported by the full Committee would · establish an
"all or nothing" approach to bailout. In order to bailout, a State must
show that it and all political subdivisions within its boundaries have
satisfied the requirements for bailout. The failure of any political sub
division within a State to meet any requirement, would preclude a
State from bailing out. Linking the bailout of a State government to
the conduct of all political subdivisions within its boundaries is unrea
sonable. Isolated instances of discrimination should not preclude a
State government from seeking bailout on behalf of itself, and the
political subdivisions within its boundaries which have complied with
the Act. The failure to permit such a "partial" State bailout, would
require every political subdivision within a State to file separately
for bailout. The effect of this would be to impede the bailout process
while greatly multiplying the legal and administrative costs of the
entire process.
BuRDENSOM}~ VENUE
Under H.R. 3112, as well as under current law, the District Court
for the District of Columbia has sole jurisdiction to hear declaratory
judgment suits for granting bailout. The jurisdiction of the District
Court for the District of Columbia over this ma-tter is judicially and
practically illogical. Judges on the Court are removed from the unique
circumstances which shape the electoral affairs of a locality therefore
making it difficult to ascertain the true facts in the case. Usurping this
rwthoritv from local Federal Courts, which are more appropriately
located for a determination of the true facts, indicates a lack of faith
in our Federal judicial system and is insulting to the judges who serve
it. In addition, maintaining the jurisdiction of the District Court for
the District of Columbia over bailout imposes unnecessary costs upon
a locality seekinP.: to bailout. These costs include: the expense for rep
resentatives of the political subdivision to travel to Washington; the
p,xpense of hiring a Washington lawyer familiar with litigating cases
in the District of Columbia; as well as, the expense and impracticality
of bringing witnPsses from the locality to testify in the suit. For the
small locality seeking to bailout. these expenses could be prohibitive
to its successful completion of a bailout suit. In contrast, the F ederal
g-overnrn~>nt brings to these cases a tremendous advantage which can
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only be overcome by great expense. These problems could be lessened
by establishing the jurisdiction of the Federal District Courts which
are in proximity to the States and political subdivisions covered by
the special provisions of the Act, to hear declaratory judgment suits.
The "all or nothing" approach to bailout followed by H.R. 3112
would make the establishment of jurisdiction by "local" Federal Dis
trict Courts all the more necessary to assure that the bailout process
was experlitionsly conducted. Because the "all or nothing" approach
would result in many · political subdivisions within a State seeking
bailout independently, a •large number of bailout snits would be
brought and would surpass the .~apability of a single court to hear
them in a reasonable period of time. The consequent backlog of bail
out suits would place an unnecessary burden on a single court while
impeding the process whereby a political subdivision may bailout by
making it 'Yait indefinitely for its day in court. ·
For all these reasons I will introduce or support an amendmentto
H.R. 3112 which would establish t.he jurisdiction of three judge Fed
eral District Courts in localities covered by the special provisions of
the Act to hear declaratory judgment suits for the granting of bailout.
TnE FrxAL JuoGMEXT PROBLEM
Under the current law, in order to bailout, a State or political sub
division must show that no final judgment has been entered against
it, in which it was found to have denied or abridged the right to vote.
Sub~ection B of the proposed bailout provision retains this require
ment but expands the definition of final iudgment to inolude consent
decrees, settlements, or agreements resulting in "any abandonment of
voting practice challenged on such ground."
Several problems are created by expanding the definition of final
judgment in the manner done in H.R. 3112. For example, the mean
ings of the words "agreement" and "settlement" are not clear. Are we
to assume this refers to an "agreement" or "settlement" reached be
tween litigants in a judicial action~ Or does it mean the "settlement"
of any citizen's objection, for example, the objection to the location
of entrances to a particular polling place~ Likewise the bill fails to
make clear whether any allegation, regardless of its merits in a court
of law, would constitute a "challenp;e" under this provision. The sub
section is drafted so broadly that State and local jurisdictions would
be unable to dete~mine the effects of any voluntary actions they wish
to take. As a consequence of these shortcomings, this requirement
would discourage public officials from resolving disputed voting prac
tices or procedures through voluntarv informal conciliation. There
would be no advantage for them to do so, if in the future such an
agreement prevented the bailout of the politieal subdivision they
serve. As such. this rPfluirement wonld increase the likelihood that
litigation would be used to reconcile disputes over voting practices and
procedures which would otherwise be resolved out of court.
As a final provision, Subsection B would prohibit the granting of
bailout "during the pendency of an action alleging such denials or
abridgements of the right to vote." This proviso is both unreasonable
n.nd impractical. The current fi.linQ" fee for a complaint in a civil ac
tion in the District Court for the District of Columbia is $10. Such a
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fee would not deter any person or group from filing a groundless
civil action which would prevent bailout during the litigation of the
action (often 4 to 5 years) when no other concrete evidence suggested
wrong-doing. The proviso would also presumably extend to the pend
ency of any appeals filed (whether meritorious or non-meritorious)
and this would prohibit bailout for several morP years.
SECTION 5 MISUNDERSTOOD
Subsections D and E would establish three criteria for bailout based
on compliance by a political subdivision with the preclearance require
ments of Section 5. These three requirements reveal a misunderstanding
of both the purpose and effect of Section 5. For example, under Sub
section D a political subdivision must show that it has "repealed all
changes" to which the Attorney General has interposed an objection.
Section 5 requires political subdivisions to obtain the Attorney Gen
eral's approval of a change in any voting practice or procedure before
the change can be implemented. If the Attorney General objects to a
proposed change in a voting practice or procedure, the change cannot
be implemented. How can a change be repealed if the Attorney General
interposed an objection to it and therefore blocked its implementation?
Objections interposed by the Attorney General under Section 5 pro ·
vide little information useful for determining the need for a political
subdivision to be covered by the special provisions of the Act. Objec
tions can be interposed for a variety of reasons, including : the failure
of the submitting political subdivision to provide sufficient informa
tion about the proposed change to the Attorney General; as well as,
the determination by the Attorney General that the change would have
an unfavorable impact upon the political interests of minority group
citizens if it were implemented. Objections interposed under Section 5
do not indicate improper conduct, impure motives, or failure to comply
with the Voting Rights Act. For example, in many instances following
an objection to a proposed change in voting practices or procedures, a
political subdivision resubmits a revised plan which is approved by
the Attorney General and subsequently implemented. Preventing the
bailout of a political subdivision because an objection was initially
interposed fails to account for the political subdivision's affirmative
effort to develop an acceptable plan which the Attorney General ap
proved and under which it is currently conducting politics. By creat
ing the risk that bailout would be prevented if a change submitted
under Section 5 was objected to, a political subdivision would be dis
couraged from making needed changes in its electoral systems. It is
ironic that the Committee would first predicate the need for this bail
out provision on the contention that discriminatory voting laws still
exist but yet would create such a disincentive for public officials to
change them.
Under the provisions of Subsection E alone, Alabama, Arizona,
Georgia, Louisiana, Mississippi, South Carolina. Texas, and Virginia
would be precluded from bailing out until1990. While the sponsors of
this legislation might contend that other political subdivisions would
be similarly precluded, only six counties covered by the special provi
sions outside of the Southern and border States (located in California,
New York, and South Dakota would) be similarly affected by this
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requirement. A most recent example of this, involves the City of New
York. The Attorney General's objection to the City's reapportionment
plans, on the grounds that the City failed to provide adequate informa
tion for determining if the reapportionment of its voting districts was
discriminatory, would consequently prevent New York City's bailout
until 1991. No objections have ever been interposed by the Attorney
General against any of the political subdivisions which are covered by
the special provisions but are located in states outside of the south.
The rubsence of objections to submissions made under Section 5 by these
political subdivisions does not indicate their compliance with the Act.
Rather, as the General Accounting Office reported in 1978, it reflects
the regional bias against the southern states in the enforcement of Sec
tion 5 by the Department of Justice. It is unfair to determine eligibility
to bailout by using statistics which do not reflect actual compliance
with Section 5, but only reflect the enforcement priorities of the
Department of Justice. ·
~EANINGLESS SAFEGUARDS
Sub-:...,ection F is intended to establish as a precondition to bailout, the
requirement that a political subdivision show that it had made aflinna
tive efforts to promote the political participation of minority group
citizens. An examination of the subsection reveals it is based on a
superficial understanding of the statutory provisions of the Voting
Rights Act and would not establish any sa-feguard of minority voting
rights which does not currently exist. The subsection would make bail
out contingent upon the elimination of acts which are explicitly pro
hibited under the Act, and the performance of other acts, which if not
performed would constitute a violation under the Act. The subsection
is therefore a statement of the obvious; in order to bailout a political
subdivision must have complied witlrthe Act.
In addition to being conceptually shallow, the language of the
subsection exemplifies the technical problems throughout the bailout
provision. For example, under paragraph (i) a State or political sub
division must show that it has "eliminated voting procedures and
methods of election which inhibit or dilute equal access to the electoral
process." The registration of voters, the tabulation of ballots, the
redrawing of district lines, and the conduct of at-large elections are
"voting procedures and methods of election" which are fundamental
features of the American political system. The fact that such practices
may be used insidiously and to the detriment of the political interests
of minority group citizens is not cause to eliminate the practices, but
rather, to change the practices so that they are implemented in con-
fonnance with the law. ·
A similar technical inaccuracy exists in the nhrase "inhibit or dilute
equal access to the electoral process." A qualified Yoter obtains access
to t.he electoral process by registering to Yote. The aet of registering ,
and therefore gaining aceess to the political procesc;, is not an act
which can be "inhibited or diluted." It is either successfully performE>d
or improperly denied. "Inhibit or dilute~' are terms which modify
the effect that a voting practice or procedme may have on the votine;
strength nf members of the electorate. If the use of t.he terms "inhibit
or dilnt.e" is intended to make this referE>ncc. a political snbdi.visio-'
would have to show that it had statistically maximized the politieal
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prospects of minority group citizens in order to bailout. Such a require
ment would lead dangerously towards establishing a legislative prece
dent requiring that special groups within the national electorate be
represented in proportion to their numbers .
. Secti<.>n ~ of the bailout provision is ~n ambiguously construed sec
bon whiCh rs a "catch-all" for other reqmrements for bailout that could
not be concisely written into the legislation. Though the section re
quires that "evidence of minority participation" be presented for
assisting the Court in making its determination to grant bailout, the
section fails to define the amount of evidence "-hich is required. the
bounds by which statistical measures of "participation" are determined
to be "good" and "bad", or the manner in which the Court should use
t.he information to "assist" in its determination of \~thether to grant
bailout. Like the provisions which preceded it, Section 2 establishes
a requirement for bailout which could be subjected to numerous inter
pretations and therefore would not provide reliable guidelines to assist
political officials to formulate policies whieh eomplv with the Act and
contribute to promoting the political interests · of minority group
citizens.
BAILO'GT : A HrsToRIC CoxcEssrox
While I recognize that such extensive criticism in a dissf.'nting vimY
is unusual, I think it is important to focus on the bailout provision
proposed in H.R. 3112. Though an examination of the provision indi
cates that its sponsors did not formulate the bill with a genuine interest
in establishing realistic and fnnctional legislation, the bailout provi
sion contained in H.R. ~112 is a significant sten in the legislative
history of the Voting Rights Act. It is noteworthy because it represents
a concession by the advocates of H.R. ~112 that the great progress
whiC'h has been made since 1965 to promote the Doli.tica] inte.re"lts of
minority group citizens could justify the removal of the special pro
visions as a mechanism to protect the right to yote in some politi;:al
subdivisions. Nonetheless. the failure of the .Tndiciary Committf'e to
execute its responsibility to carefully examine all the re.quirements con
tairv•cl in the bailout provision compels the ful l House to do that ·which
the Committee failed to do. It is my presePt intention to introduce
or support separate amendments to Pearlv all of the indi vicb1al con
ilitioT'S for bailout contained in H .R. 3112 with the hope that the
Honse can advance legislation with a meaningful bailont provision.
THE RESULTS TEST
Though the Judiciary Committee focused primarily on developing
legislation which would assure that southern states remain covered
hy the special provisions of the Act. it also undertook to define a stand
ard to judge discrimination in voting rights litigation. The Supreme
Court's decision in Mobile v. Bolden (1980) raised the issue of ·what
is the appropriate standard by which to judge discrimination in :roting
rights litigation: the showing of purposefu~ intent or the showmg of
imbalanced or discriminatory effects. The mtent test defined by the
Court is a stringent standar:d which requires that "a smoking 'gun"
must be shown to successfully Drove voting discrimination. The effects
test requires showing that the electoral laws or votinq: practices used by
a political subdivision results in minority group citizens having un-
71
equal access to the political process. The intent test and the effects test
are opposites of one another and choosing between them is problematic.
Intent is. very difficult to prove, effects do not necessarily demonstrate
discriminatory actions. .
The Judiciary Committee has endeavored to reconcile this polemic
by legislatively establishing a "results test" by which to judge dis
crimination. This initiative should have been undertaken only after a
comprehensive examination had been made to determine the ramifica
tions that such a standard would have for the c.onduct of politics by
States, cities, and other political subdivisions. Instead the Committee
<level oped this standard in the same careless and hasty fashion by
which the final bailout provision was conceived and drafted. Out of
the seven weeks of hearings conducted by the Subcommittee only one
day was devoted to this issue. On that day, three witnesses presented
arguments and information to support the adoption of the "effects"
test. This brief and one-sided consideration of the issue is inadequate in
order to review the questions which are raised by this action concern
ing proportional representation, one man-one vote, and rules for
redistricting.
The "results test," contained in the legislation reported by the Judi
ciary Committee, would be established by an amendment to Section 2
of the Voting Rights Act. Section 201 of I-I.R. 3112 amends section 2
by striking out "to deny or abridge," where it appears, and inserting in
lieu thereof, "in a manner which results in a denial or abridgement of."
If amended in this fashion Section 2 would read as follows:
No voting qualification or prerequisite to voting, or stand
ard, practice or procedure shall be imposed or applied by any
State or political subdivision in a manner which results in a
denial or abridgement of the right of any citizen of the
United States to vote on account of race or color, or in con
travention of the guarantee set forth in Section 4(f) (2) of
this Act.
The effect of this amendment would be substantial. For example,
let's assume that a city council in a northern state was required by law
to establish new voting districts for city council elections. Section 2,
as amended, would require that as a result of the creation of those new
districts the right of no minority citizen should be abridged. Let's
assume that at present there are no majority Black Yoting districts in
the city. Let's further assume that the city council, following natural
geographic boundaries creates one voting district which is comprised
of 70 percent Black and 30 percent "White voters. Adjacent to this
newly created majority Black district the city council creates a 35 per
cent Black and 55 percent ·white district, again following natural geo
graphic boundaries. In this example, let's finally assume that the city
council has no discriminatory intent or purpose and that the effects of
their actions will be to increase the prospects of electing a Black city
council member. Following this redistricting, a suit is filed by plain
tiffs alleging a violation of amended Section 2. At trial experts using
a computer-assisted analysis show that the city council could have
rlrawn voting district lines which \Yould have created two 51 percent
Black and 49 percent White districts. A court applying the amended
Section 2 might well, therefore. conclude that the effect of the new
plan is to abridge the voting rights of Black citizens living in the
72
newly created 65 percent White and 35 percent Black district. One
practical effect of the amended language proposed in H.R. 3112 would,
thus, be to require State and local governments to study the effects
of all proposed voting procedures and adopt only those which maxi
mize statistically the voting impact of minority citizens. Ultimately,
this logic could lead to non-continuous voting district boundaries,
crazy quilt annexation patterns and the like. Such a required affirma
tive manipulation of voting procedures is a far cry from the original
purpose of the Voting Rights Act. It is unlikely that any local political
subdivision in urban or suburban America could successfully defend
itself from suits under the amended Section 2 standard.
In considering the proper standard for judg-ing voting discrimina
tion the Congress must re-examine the intent of the Fifteenth Amend
ment. In the Mobile decision, Justice Stewart stated, "The Fifteenth
Amendment does not entail the right to have ... candidates elected
but prohibits only purposefully discriminatory denial or abridgement
by government of the freedom to vote." The "results" test proposed
by the full Committee circumvents this interpretation of the Fif
teenth Amendment and the Supreme Court's decision in Mobile. The
"results" test is not a test of fair political conduct or the "freedom to
vote," but a test of affirmative impact on the political interests of se
lected groups within the national electorate. The "results" test would
impose strict liability on public officials for the adverse consequences
of their actions regardless of the foreseeability of those consequences.
As snch, the results test does not provide incentives for responsible
decision-making, but instead, discourages public officials from making
any decisions which would alter the status quo.
THE REASONABLY FORESEEABLE EFFECTS TEST
An alternative to the unfettered "results" test as reported by the
full Committere would be a test based upon "reasonably foreseeable
effect..s." This standard, is a test of "intent" long followed tby Common
Law in civil litigation. It is based upon the assumption that decisions
on voting changes are made by reasonably prudent individuals who
intend the reasonably foreseeable effects of their actions, for which
they should be held responsible. For example, a person who pushes a
door intends and expects the door to open. Based upon this expectation
the person must exercise caution in opening the door so as not to hit
and harm a person on the other side of the door. Opening the door
hurriedly represents neglect of this foreseeable consequence for which
the person is then responsible. Following this approach, the city coun
cil in the earlier example, which according to the "results" test was
found to have violated the Act, 'vould not be culpable. Rather, the city
council would be presumed to have intended the reasonwbly foresee
able effects of their proposed actions, i.e., an actual inc.rease in minor
ity voter participation.
By imputing to public officials the intent to have those results which
are reasonably forseeable, they are encouraged to be informed and to
make responsible decisions. Accordingly I will introduce an amend
ment to incorporate the reasonablv foreseefl ble effects standard into
bot h. Section 2 and Section 5 of the Voting Rights Act. therefore est<tb
lishin.g a sin~Yl e standard thron,ghout the Act for judging voting dis
crimination. This action would substantially enhance the right of pri-
73
vate ci·tizens to enforce the voting guarantees of the Fourteenth and
Fifteenth Amendments, while establishing enforceable guidelines to
ensure the proper conduct of public officials.
A NEW APPROACH
I would have preferred for too Judiciary Committee to have taken
a new approach to voting rights legislation; an approach based on
fairness, incentives for positive change, and safeguards to prevent
future abuses. The inadequacies of H.R. 3112, as reported by the full
Committee are evident from the preceding discussion. In addition, the
piecemeal approach followed bv the Congress in the 1970 and 1975
amem.dments to the Act has produced separ:ate and inconsistent provi
sions for · racial minority and language minority discrimina,tion, dis
jointed statements of unlawful action, endleE:s cross-referencing-in
effect a legal maze. The legislation reported by the full Committee
would merely exacerbate this problem. Accordingly, it is my intention
to introduce a new approach to protect the voting rights of minority
group citizens; an approach which will improve the clarity, oonsist
enC'v. anJ enforceability of the Voting Rights Act.
The legislation which I would propose would retain the pre- _
clearance provisions of the Voting Rights Act while updating and
rationalizing its "trig.gering mechanism." Under this legislation, any
state or locality would be automatically covered by the special provi
sions if a court had entered a final judgment on or after November 1,
1976, establishing that the jurisdiction violated the voting guarantees
of the Fourteenth or Fifteenth Amendments of the Act. Such a state
or locality would be automatically covered by the preclearance require
ments of the Act for a period of from seven to ten years (as determined
by a court) from the date the final judgment was entered. For example,
in 1978 the Board of Commissioners of the City of Sheffield, Alabama
was found to have violated Section 5 of the Voting Rights Act. TTniler
the proposed legislation, the City of Sheffield would be automatically
covered by the special provisions of the Act at least until 1985. Ex
amples of other jurisdictions which would also be covered are Thruston
County, Nebraska. Colleton County, South Carolina, and Fall River
County, South Dakota. While the number of jurisdictions automati
cally covered by preclearance under this le~islation is hein~ studied, it
is clear that a substantial number of iurisdictions in the South and in
other regions of the country would be ·covered by the special provisions
beyond 1982.
After 1982, any state or locality found bv a court to have violated
the voting guarantees of the Fourteenth or Fifteenth Amendments, or
this Act, would be made subject to the preclearance requirements of
the Act for a period of from five to ten years. Such a judicial deter
mination of "wrong~doing" would replace the current outdated trig
gering mechanisms, which are based on low voter participation in past
presidential elections ( 1964, 1968 and 1972). This proposal eliminates
the concept of "bailout" by establishing specific periods for which
Federal preclearance of voting changes would be required. Preclear
ance would not be extended indefinitely, hut would expire automati
cally at the end of the period established by the courts, unless a new
violation has been judicially determi~ed to have .occurred. ·
These changes in the current law w1ll substantially reduce the num-
74
her of jurisdictions subject to the preclearan~e requirements and cor
respondingly reduce the "preclearance workload" of the Department
of Justice. The effect of reallocating these "freed" resources to voting
rights litigation will be to strengthen and expand the Federal role in
securing compliance with the basic voting guarantees of the Act.
Finally, this legislation would reorganize the Voting Rights Act, to
consolidate and streamline the statute. All actions prohibited by the
Act, e.g. , use of a poll tax, use of literacy tests, failure to accurately
tabulate a person's ballot, are incorporated into a single section rather
than scattered throughout the statute. Likewise the proposed amend
ments change the device for requiring bilingual ballots from the rate
of illiteracy to comparative rates of voter participation, while main
taining other substantive provisions in full. The effect of these changes
would be to clarify and make more concise the meaning of the Act and
to ultimately to enhance its effectiveness and enforceability.
CoNcLUSION
The Voting Rights Act of 1965 has been fundamental to protecting
the right to vote of racial and language minority group citizens. In the
past sixteen years, both increased participation at the polls and success
in pursuing public office has created pressure from minority group
citizens to force the politics of the "old South" to change. Candidates
for elected office cannot neglect the voting strength of minority group
voters if they wish to hold public office. Oncejn office, public officials
cannot neglect the concerns of minority group citizens without jeopard
izing their prospects for re-election. While pockets of discrimination
may still exist, voting discrimination is not the widespread problem it
was in 1965 when conditions justified an extraordinary exercise of
federal authority to protect voting rights. The same creativity and
resourcefulness which was employed in 1965 to develop the Voting
Rights Act must be used today to develop new legislation.
Section 2 of the Fifteenth Amendment states that, "the Congress
shall have power to enforce this article by appropriate legislation."
"Appropriate legislation" is that legislation which is a precise response
to the current and future need for a federal role to protect voting
rig-hts. The full Committee failed in its responsibility to report "appro
priate" legislation to the House of Representatives. It is inexcusable
that reporting legislation to the House before the August recess took
precedence to developing thoughtful and accurate legislation. It is
ironic that the members of the Committee who have advocated a
"strong" Voting Rights Act would report legislation which is so con
ceptually and technically flawed. Such legislation benefits no one, and
would only add unnecessary costs and confusion to the enforcement of
the Act.
There are numerous alternatives to the legislation reported by the
full Committee. I intend to introduce or support legislation which
remedies the conceptual and technicftl inadequacies of the legislation
report.Pd bv the full Committee, and which initiates a new approach
for Fedf'ml protection of the rio:ht to vote. By passing legislation which
fl>Ceomplishes thE:\'ie obiective,s the House would help to insure that the
Fifteenth Amendment will be enforced by "appropriate" legislation in
the 1980's and bevond.
M. CALDWELL BuTLER.
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