United States v. Jefferson County Board of Education Opinion (Corrected Copy)
Public Court Documents
December 29, 1966
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Brief Collection, LDF Court Filings. United States v. Jefferson County Board of Education Opinion (Corrected Copy), 1966. 3d71b147-c59a-ee11-be37-00224827e97b. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/defaecc7-ff1b-4bd0-b13c-6e1783a5680d/united-states-v-jefferson-county-board-of-education-opinion-corrected-copy. Accessed December 05, 2025.
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CORRECTED COPY
IN THE
United States Court o f Appeals
FOR THE FIFTH CIRCUIT
N o . 2 3 3 4 5
UNITED STATES OF AMERICA and LINDA STOUT,
by her father and next friend, BLEVIN STOUT,
Appellants,
versus
JEFFERSON COUNTY BOARD OF EDUCATION,
ET AL,
Appellees.
N o. 23331
UNITED STATES OF AMERICA,
Appellant,
versus
THE BOARD OF EDUCATION OF THE CITY OF
FAIRFIELD, ET AL,
Appellees.
2 U. S., et al. v. Jeff. County Bd. of Educ., et al.
N o . 2 3 3 3 5
UNITED STATES OF AMERICA,
Appellant,
versus
THE BOARD OF EDUCATION OF THE CITY OF
BESSEMER, ET AL,
Appellees.
Appeals from the United States District Court for the
Northern District of Alabama.
N o . 2 3 2 7 4
UNITED STATES OF AMERICA.
Appellant,
versus
CADDO PARISH SCHOOL BOARD, ET AL,
Appellees.
N o . 2 3 3 6 5
UNITED STATES OF AMERICA,
Appellant,
versus
THE BOSSIER PARISH SCHOOL BOARD, ET AL,
Appellees.
U. S., et al. v. Jeff. County Bd. of Educ., et al. 3
No . 2 3 1 7 3
MARGARET M. JOHNSON, ET AL,
Appellants,
versus
JACKSON PARISH SCHOOL BOARD, ET AL,
Appellees.
N o . 2 3 1 9 2
YVORNIA DECAROL BANKS, ET AL,
Appellants,
versus
CLAIBORNE PARISH SCHOOL BOARD, ET AL,
Appellees.
Appeals from the United States District Court for the
Western District of Louisiana.
(December 29, 1966.)
Before WISDOM and THORNBERRY, Circuit Judges,
and COX,* District Judge.
WISDOM, Circuit Judge: Once again the Court is
called upon to review school desegregation plans to
determine whether the plans meet constitutional
standards. The distinctive feature of these cases, con
solidated on appeal, is that they require us to reex
amine school desegregation standards in the light of
* William Harold Cox, U. S. District Judge for the Southern Dis
trict of Mississippi, sitting by designation.
4 U. S., et al. v. Jeff. County Bd. of Educ., et al.
the Civil Rights Act of 1964 and the Guidelines of the
United States Office of Education, Department of
Health, Education, and Welfare (HEW).
When the United States Supreme Court in 1954
decided Brown v. Board of Education1 the mem
bers of the High School Class of 1966 had not entered
the first grade. Erown I held that separate schools
for Negro children were “ inherently unequal” .2 Ne
gro children, said the Court, have the “ personal and
present” right to equal educational opportunities
with white children in a racially nondiscriminatory
public school system. For all but a handful of Negro
members of the High School Class of ’66 this right
has been “ of such stuff as dreams are made on” ,3
“ The Brown case is misread and misapplied when
it is construed simply to confer upon Negro pupils
the right to be considered for admission to a white
1 Brown v. Board of Education, 1954, 347 U. S. 483, 74 S.Ct.
686, 98 L. Ed. 873 (Brown I). See Brown v. Board of Education,
1955, 349 U.S. 294, 75 S.Ct. 293, 99 L .E d .'1083 (Brown II).
2 347 U. S. at 495.
3 Shakespeare, The Temptest IV. The cases consolidated for ap
peal involve Alabama and Louisiana public schools. In Alabama,
as of December 1965, there were 1250 Negro pupils, out of a state
wide total of 295,848, actually enrolled in schools with 559,123
white students,, 0.43% of the eligible Negro enrollment. In Louisi
ana there were 2187 Negro children, out of a total of 318,651, en
rolled in school with 483,941 white children, 0.69% of the total
eligible. Southern Education Reporting Service, Statistical Sum
mary of Segregation-Desegregation in the Southern and Border
Area from 1954 to the present, 15th Rev. p. 2, Dec. 1965. See Ap
pendix B, Rate of Change and Status of Desegregation. In each of
the seven cases before this Court, no start was made toward de
segregation of the schools until 1965, eleven years after Brown.
In all these cases, the start was a consequence of a court order
obtained only after vigorous opposition by school officials.
U. S., et al. v. Jeff. County Bd. of Educ., et al. 5
school” .4 The United States Constitution, as construed
in Brown, requires public school systems to integrate
students, faculties, facilities, and activities.5 If Brown
4 Braxton v. Board of Public Instruction of Duval County,
S.D.Pla. 1962, 7 Race Rel. L. Rep. 675, aff’d, 5 Cir.
1964, 326 F.2d 616, cert, den’d 377 U. S. 924 (1964).
Senator Humphrey cited this case in explaining Section 604 of
The Civil Rights Act of 1964. See Section IV D of this opinion.
The mystique that has developed over the supposed difference
between “desegregation” and “integration” originated in Briggs
v. Elliott, E.D.S.C. 1955, 132 F.Supp. 776: “The Constitution . . .
does not require integration. It merely forbids segregation” . 132
F.Supp. at 777. This dictum is a product of the narrow view
that Fourteenth Amendment rights are only individual rights;
that therefore Negro school children individually must exhaust
their administrative remedies and will not be allowed to bring class
action suits to desegregate a school system. See Section IIIA of
this opinion.
The Supreme Court did not use either “desegrega
tion” or “integration” in Brown. But the Court did
quote with approval a statement of the district court
in which “integrated” was used as we use it here. For ten
years after Brown the Court carefully refrained from using “ in
tegration” or “ integrated” . Then in 1964 in Griffin v. County
School Board of Prince Edward County, 375 U.S. 391, 84 S.Ct.
400, 11 L.Ed.2d 409, the Court noted that “the Board of Super
visors decided not to levy taxes or appropriate funds for integrated
public schools” , i.e. schools under a desegregation order. There
is not one Supreme Court decision which can be fairly construed
to show that the Court distinguished “desegregation” from “in
tegration” , in terms or by even the most gossamer implication.
Counsel for the Alabama defendants assert that “desegrega
tion” and “integration” are terms of art. They struggle valiantly
to define these words:
By “desegregation” we mean the duty imposed by Brown
upon schools which previously compelled segregation to take
affirmative steps to eliminate such compulsory segregation
so as to allow the admission of students to schools on a non-
racial admission basis. By “ integration” we mean the actual
placing of or attendance by Negro students in schools with
whites.
They can do so only by narrowing the definitions to the point of
inadequacy. Manifestly, the duty to desegregate schools extends
beyond the mere “admission” of Negro students on a non-racial
basis. As for “ integration” , manifestly a desegregation plan must
include some arrangement for the attendance of Negroes in
formerly white schools.
In this opinion we use the words “ integration” and “desegre
gation” interchangeably. That is the way they are used in the
vernacular. That is the way they are defined in Webster’s Third
New International Dictionary: “ ‘integrate’ to ‘desegregate’ ” .
6 17. S., et al. v. Jeff. County Bd. of Educ., et al.
I left any doubt as to the affirmative duty of states
to furnish a fully integrated education to Negroes as
The Civil Rights Commission follows this usage: for example,
“The Office of Education . . . standards . . . should . . .
ensure that free choice plans are adequate to disestablish dual,
racially segregated school systems . . . to achieve substantial
integration in such systems.” U. S. Comm. Survey of School
Desegregation 1965-66, p. 54.
The Eighth Circuit used “integration” interchangeably with
“desegregation” in Smith v. Board of Education of Morrilton, 8
Cir. 1966, 365 F.2d 7,70. So did the Third Circuit in Evans v.
Ennis, 3 Cir. 1960, 281 F.2d 385. See also Brown v. County
School Board of Frederick County, Va., W.D.Va. 1965, 245 F.
Supp. 549. The courts in Dowell v. School Board of Oklahoma City
Public Schools, W.D.Okla. 1965, 244 F. Supp. 971 and Dove v.
Parham, 8 Cir. 1960, 282 F.2d 256 (and the Civil Rights Commis
sion), speak of a school board’s duty to “disestablish segrega
tion” . This term accurately “ implies that existing racial imbalance
is a consequence of past segregation policies, and, because of
this, school boards have an affirmative duty to remedy racial
imbalance” . Note, Discrimination in. the Hiring and Assignment of
Teachers in Public School Systems, 64 Mich. L. Rev. 692, 698 n.44
(1966). (Emphasis added.)
We use the terms “integration” and “desegregation” of
formerly segregated public schools to mean the conversion of a
de jure segregated dual system to a unitary, nonracial (nondis-
criminatory) system— lock, stock, and barrel: students, faculty,
staff, facilities, programs, and activities. The proper govern
mental objective of the conversion is to offer educational op
portunities on equal terms to all.
As we see it, the law imposes an absolute duty to desegre
gate, that is, disestablish segregation. And an absolute duty to
integrate, in the sense that a disproportionate concentration of
Negroes in certain schools cannot be ignored; racial mixing of
students is a high priority educational goal. The law does not
require a maximum of racial mixing' or striking a racial balance
accurately reflecting the racial composition of the community
or the school population. It does not require that each and every
child shall attend a racially balanced school. This, we take it,
is the sense in which the Civil Rights Commission used the
phrase “ substantial-integration’ ’.
As long as school boards understand the objective of de
segregation and the necessity for complete disestablishment of
segregation by converting the dual system to a nonracial unitary
system, the nomenclature is unimportant. The criterion for deter
mining the validity of a provision in a desegregation plan is
whether it is reasonably related to the objective. We emphasize,
therefore, the governmental objective and the specifics of the
conversion process, rather than the imagery evoked by the
pejorative "integration” . Decision-making in this important area
of the law cannot be made to ,turn upon a quibble devised over
a class, Brown II resolved that doubt. A state with a
dual attendance system, one for whites and one for
Negroes, must “ effectuate a transition to a [single]
racially nondiscriminatory system.” 6 The two Brown
decisions established equalization of educational op
portunities as a high priority goal for all of the states
and compelled seventeen states, which by law had
segregated public schools, to take affirmative action
to reorganize their schools into a unitary, nonracial
system.
The only school desegregation plan that meets con
stitutional standards is one that works. By helping
public schools to meet that test, by assisting the
courts in their independent evaluation of school de
segregation plans, and by accelerating the progress
but simplifying the process of desegregation the.
HEW Guidelines offer new hope to Negro school
children long denied their constitutional rights. A
national effort, bringing together Congres?, the
executive, and the judiciary may be able to make
meaningful the right of Negro children to equal
educational opportunities. The courts acting alone
have failed.
We hold, again, in determining whether school de
segregation plans meet the standards of Brown and
ten years ago by a court that misread Brown, misapplied the class
action doctrine in the school desegregation cases, and did not fore
see the development of the law of equal opportunities.
0 Brown v. Board of Education, 1955, 349 U.S. 294, 301.
U. S., et al. v. Jeff. County Bd. of Educ., et al. 7
8 U. S., et al. v. Jeff. County Bd. of Educ., et al.
other decisions of the Supreme Court,7 that courts in
this circuit should give “ great weight” to HEW
Guidelines.8 * Such deference is consistent with the
exercise of traditional judicial powers and functions.
HEW Guidelines are based on decisions of this and
other courts, are formulated to stay within the scope
of the Civil Rights Act of 1964, are prepared in detail
by experts in education and school administration,
and are intended by Congress and the executive to
be part of a coordinated national program. The
Guidelines present the best system available for uni
form application, and the best aid to the courts in
evaluating the validity of a school desegregation plan
and the progress made under that plan.
HEW regulations provide that schools applying for
financial assistance must comply with certain re
quirements. However, the requirements for elemen
tary or secondary schools “ shall be deemed to be
satisfied if such school or school system is subject to
a final order of a court of the United States for the
desegregation of such school or school system . . , ” 8
This regulation causes our decisions to have a two
fold impact on school desegregation. Our decisions
determine not only (1) the standards schools must
comply with under Brown but also (2) the standards
these schools must comply with to qualify for federal
financial assistance. Schools automatically qual
7 Especially Cooper v. Aaron, 1958, 358 U.S. 1, 78 S.Ct. 1399,
3 L.Ed.2d 3 ; Bradley v. School Board of the City of Richmond,
1965, 382 U.S. 103, 86 S.Ct. 224, 15 L.Ed.2d 187; Rogers v. Paul,
1965, 382 U.S. 198, 86 S.Ct. 358, 15 L.Ed.2d 265.
8 Singleton v. Jackson Municipal Separate School District, 5
Cir. 1965, 348 F.2d 729 (Singleton I).
“ 45 C.F.R. 580.4(c) (1964).
U. S., et al. v. Jeff. County Bd. oj Educ., et al. 9
ify for federal aid whenever a final court order
desegregating the school has been entered in the liti
gation and the school authorities agree to comply
with the order. Because of the second consequence of
our decisions and because of our duty to cooperate
with Congress and with the executive in enforcing
Congressional objectives, strong policy considerations
support our holding that the standards of court-
supervised desegregation should not be lower than
the standards of HEW-supervised desegregation. The
Guidelines, of course, cannot bind the courts; we are
not abdicating any judicial responsibilities.10 But we
hold that HEW’s standards are substantially the same
as this Court’s standards. They are required by the
Constitution and, as we cdnstrue them, are within
the scope of the Civil Rights Act of 1964. In evaluating
desegregation plans, district courts should make
few exceptions to the Guidelines and should care
fully tailor those so as not to defeat the policies of
HEW or the holding of this Court.
Case by case over the last twelve years, courts
have increased their understanding of the desegre
gation process.11 * Less and less have courts accepted
the question-begging distinction between “ desegrega
tion” and “ integration” as a sanctuary for school
boards fleeing from their constitutional duty to estab
10 In Singleton I, to avoid any such inference, we said: “The
judiciary has of course functions and duties distinct from those
of the executive department . . . Absent legal questions, the
United States Office of Education is better qualified. . . . ” 348
F. 2d at 731.
11 “The rule has become: the later the start, the shorter the
time allowed for transition.” Lockett v. Board of Education of
Muscogee County, 5 Cir. 1965, 342 F.2d 225, 228.
10 17. S., et al. v. Jeff. County Bd. of Educ., et al.
lish an integrated, non-racial school system.12 With
the benefit of this experience, the Court has re
studied the School Segregation Cases. We have re
examined the nature of the Negro’s right to equal
educational opportunities and the extent of the cor
relative affirmative duty of the state to furnish equal
educational opportunities. We have taken a close look
at the background and objectives of the Civil Rights
Act of 1964.13
* * *
We approach decision-making here with humility.
Many intelligent men of good will who have dedicated
their lives to public education are deeply concerned
for fear that a doctrinaire approach to desegregat
ing schools may lower educational standards or even
destroy public schools in some areas. These educa
tors and school administrators, especially in commu
nities where total segregation has been the way of
life from cradle to coffin, may fail to understand all
of the legal implications of Brown, but they un
derstand the grim realities of the problems that com
plicate their task.
The Court is aware of the gravity of their problems.
(1) Some determined opponents of desegregation
would scuttle public education rather than send their
children to schools with Negro children. These men
13 See Section III A and footnote 5.
Th,e Court asked counsel in these consolidated cases and in
five other cases for briefs on the following questions:
(a) To what extent, consistent with judicial preroga
tives and obligations,- statutory and constitutional, is it per
missible and desirable for a federal court (trial or appellate)
to give weight to or to rely on H.E.W. guidelines and policies
in cases before the court?
(b) If permissible and desirable, what practical means
and methods do you suggest that federal courts (trial and
appellate) should follow in making H.E.W. guidelines and
policies judicially effective?
17. S., et al. v. Jeff. County Bd. of Educ., et al. 11
flee to the suburbs, reinforcing urban neighborhood
school patterns. (2) Private schools, aided by state
grants, have mushroomed in some states in this cir
cuit.14 The flight of white children to these new
schools and to established private and parochial
schools promotes resegregation. (3) Many white
teachers prefer not to teach in Negro schools. They
are tempted to seek employment at white schools or
to retire. (4) Many Negro children, for various rea
sons, prefer to finish school where they started. (5)
The gap between white and Negro scholastic achieve
ments causes all sorts of difficulties. There is no con
solation in the fact that the gap depends on the socio
economic status of Negroes at least as much as it de
pends on inferior Negro schools.
No court can have a confident solution for a legal
problem so closely interwoven with political, social,
and moral threads as the problem of establishing
fair, workable standards for undoing de jure school
segregation in the South. The Civil Rights Act of
1964 and the HEW Guidelines are belated but invalu
able helps in arriving at a neutral, principled deci
14 Alabama provides tuition grants of $185 a year and Louisiana
$360 a year to students attending private schools. “Only Florida
and- Texas report no obvious cases of private schools formed to
avoid desegregation in public schools.” Up to the school year
1965-66, Louisiana had “some 11,000 pupils already receiving
state, tuition grants to attend private schools.” This number will
be significantly increased as a result of new private schools in
Plaquemines Parish. Leeson, Private Schools Continue to In
crease in the South, Southern Education Report, November 1966,
p. 23. In Louisiana, students attending parochial schools do not
receive tuition grants.
12 U. S., et al. v. Jeff. County Bd. of Educ., et al.
sion consistent with the dimensions of the problem,
traditional judicial functions, and the United States
Constitution. We grasp the nettle.
I.
“ No army is stronger than an idea whose time
has come.” 15 Ten years after Brown, came the Civil
Rights Act of 1964.16 Congress decided that the time
had come for a sweeping civil rights advance, in
cluding national legislation to speed up desegrega
tion of public schools and to put teeth into enforce
ment of desegregation.17 Titles IV and VI together
15 In a press meeting May 19, 1964, to discuss the Civil Rights
bill, Senator Everett Dirksen so paraphrased, “On resiste a
l’invasion des armees; on ne resiste pas a l ’invasion des idees.”
Victor Hugo, Histoire d’un crime: Conclusion: La Chute, Ch. 10
(1877). Senator Dirksen then said, “Let editors rave at will and
let states fulminate at will, but the time has come, and it can’t
be stopped.” Cong. Quarterly Service, Revolution in Civil Rights
63 (1965).
18 H. R. 7152, Pub. L. 88-352, 78 Stat. 243; approved July 2,
1964.
17 “ [I]n the last decade it has become increasingly clear that
progress has been too slow and that national legislation is re
quired to meet a national need which becomes ever more obvious.
That need is evidenced, on the one hand, by a growing impatience
by the victims of discrimination with its continuance and, on the
other hand, by a growing recognition on the part of all of our
people of the incompatibility of such discrimination with our
ideals and the principles to which this country is dedicated. A
number of provisions of the Constitution of the United States
clearly supply the means ‘to secure these rights,’ and H. R. 7152,
as amended, resting upon this authority, is designed as a step
toward eradicating significant areas of discrimination on a na
tionwide basis. It is general in application and national in scope.”
House Judiciary Committee Report No. 914, to Accompany H. R.
7152. 2 U.S. Code Congressional and Administrative News,
88th Cong. 2nd Sess. 1964, 2933. "The transition from all-
Negro to integrated schools is at best a difficult problem of ad
justment for teachers and students alike. . . . We have tried to
point out that the progress in school desegregation so well com
menced in the period 1954-57 has been grinding to a halt. The
trend observed in 1957-59 toward desegregation by court order
U. S., et al. v. Jeff. County Bd. of Educ., et al. 13
constitute the congressional alternative to court-su
pervised desegregation. These sections of the law
mobilize in aid of desegregation the United States
Office of Education and the Nation’s purse.
A. Title IV authorizes the Office of Education to
give technical and financial assistance to local school
systems in the process of desegregation.18 Title VI
requires all federal agencies administering any grant-
in-aid program to see to it that there is no racial dis
crimination by any school or other recipient of fed
eral financial aid.19 School boards cannot, however,
by giving up federal aid, avoid the policy that pro
duced this limitation on federal aid to schools: Title
IV authorizes the Attorney General to sue, in the
name of the United States, to desegregate a public
rather than by voluntary action has continued. It is not healthy
nor right in this country to require the local residents of a com
munity to carry the sole burden and face alone the hazards of
commencing costly litigation to compel school desegregation. After
all, it is the responsibility of the Federal Government to protect
constitutional rights. . . . ” Additional Views on H. R. 7152 of
Hon. William M. McCulloch, Hon. John'V. Lindsay, Hon. William
T. Cahill, Hon. Garner E. Shriver, Hon. Clark MacGregor, Hon.
Charles McC. Mathias, Hon. James E. Bromwell.” Ibid., 2487.
18 78 Stat. 246-99, 42 U.S.C. § 2000c (1964).
19 78 Stat. 252-53, 42 U.S.C. § 2000d (1964). Section 601
states: "N o person in the United States shall, on the ground of
race, color, or national origin, be excluded from participation in,
be denied the benefits of, or be subjected to discrimination under
any program or activity receiving Federal financial assistance.”
Section 602 states: “Each Federal department and agency which
is empowered to extend Federal financial assistance to any program
or activity . . . is authorized and directed to effectuate the pro
visions of Section 601 with respect to such program or activity
by issuing rules, regulations, or orders of general applicability
which shall be consistent with achievement of the objectives of
the statute authorizing the financial assistance in connection
with which the action is taken. . . . ”
14 U. S., et al. v. Jeff. County Bd. of Educ., et al.
school or school system.20 More clearly and effec
tively than either of the other two coordinate branches
of Government, Congress speaks as the Voice of the
Nation. The national policy is plain: formerly de jure
segregated public school systems based on dual at
tendance zones must shift to unitary, nonracial sys
tems—with or without federal funds.
The Chief Executive acted promptly to carry into
effect the Chief Legislature’s mandate. President
Lyndon B. Johnson signed the bill into law July 2,
1964, only a few hours after Congress had finally
approved it. In the signing ceremony broadcast to the
Nation, the President said: "We believe all men are
entitled to the blessings of liberty, yet millions are
being deprived of those blessings—not because of
their own failures, but because of the color of their
skins. . . . [It] cannot continue.” 21 At the request
of President Johnson, Vice President Hubert H. Hum
phrey submitted .a report to the President ‘ ‘On the
Coordination of Civil Rights Activities in the Federal
Government” recommending the creation of a Coun
cil on Equal Opportunity. The report concludes that
the very breadth of the Federal Government’s ef
fort, involving a multiplicity of programs” necessary
to carry out the 1964 Act had created a ‘ ‘problem
of coordination.” The President approved the recom
mendation that instead of creating a new agency
* H Stat 246-49, 42 U.S.C. § 2000c (1964). In addition Titte
IX authorizes the Attorney General to intervene in private suits
where persons have alleged denial of equal protection of the laws
under the 14th Amendment where he certifies that the case is of
§S2000ahP2 a964)P° r 78 Stat 266’ TitIe K § 902, 42 U S C
21 N.Y. Times, July 3, 1964, p. 1.
U. S., et al. v. Jeff. County Bd. of Educ., et al. 15
there be a general coordination of effort.22 Later,
the President noted that the federal departments and
agencies had “ adopted uniform and consistent regula
tions implementing Title VI . . . [in] a coordinated
program of enforcement.” He directed the Attorney
General to “ coordinate” the various federal pro
grams in the adoption of “ consistent and uniform
policies, practices and procedures with respect to the
enforcement of Title VI. . . , ” 23
In April 1965 Congress for the first time in its his
tory adopted a law providing general federal aid
—a billion dollars a year—for elementary and
secondary schools.24 25 It is a fair assumption that
Congress would not have taken this step had Title VI
not established the principle that schools receiving
federal assistance must meet uniform national
standards for desegregation.23
To make Title VI effective, the Department of
Health, Education, and Welfare (HEW) adopted the
regulation, “ Non-discrimination in Federally assisted
Programs.” 26 This regulation directs the Commis
sioner of Education to approve applications for fi
22 Executive Order 11197, Feb. 9, 1965, 30 F.R. 1721.
23 Executive Order No. 11247, Sept. 28, 1965, 30 F. R. 12327.
24 The Elementary and Secondary Education Act of 1965, 79
Stat. 27.
25 “The Elementary and Secondary Education Act of 1965
greatly increased the amount of federal money available for public
schools, and did so in accordance with a formula that pumps the
lion’s share of the money to low-income areas such as the Deep
South. Consequently, Title VI of the Civil Rights Act of 1964
has become the main instrument for accelerating and completing
the desegregation of Southern public schools.” The New Republic,
April 9, 1966 (Professor Alexander M. Bickel).
26 45 C.F.R. Part 80, Dec. 4, 1964, 64 F. R. 12539.
nancial assistance to public schools only if the school
or school system agrees to comply with a court order,
if any, outstanding against it, or submits a desegre
gation plan satisfactory to the Commissioner.27
To make the regulation effective, by assisting the
Office of Education in determining whether a ‘ school
qualifies for federal financial aid and by informing
school boards of HEW requirements, HEW formu
lated certain standards or guidelines. In April 1965,
nearly a year after the Act was signed, HEW pub
lished its first Guidelines, “ General Statement of
Policies under Title VI of the Civil Rights Act of
1964 Respecting Desegregation of Elementary and
Secondary Schools.” 28 29 These Guidelines fixed the
fall of 1967 as the target date for total desegregation
of all grades. In March 1966 HEW issued “ Revised
Guidelines” to correct most of the major flaws re
vealed in the first year of operation under Title VI.39
B. The HEW Guidelines raise the question: To
what extent should a court, in determining whether
to approve a school desegregation plan, give weight
to the HEW Guidelines? We adhere to the answer
27 “Every application for Federal financial assistance to carry
out a program to which this part applies . . . shall, as a condi
tion to its approval . . ., contain or be accompanied by an as
surance that the program will be conducted or the facility operated
in compliance with all requirements imposed by or pursuant to
this part. . . . ” 45 C.F.R. § 80.4 (a) (1964).
28 U. S. Department of Health, Education and Welfare, Office
of Education, General Statement of Policies under Title VI of the
Civil Rights Act of 1964 Respecting Desegregation of Elementary
and Secondary Schools, April, 1965. It is quoted in full in Price
v. Denison Independent School District, 5 Cir. 1965 348 F 2d at
1010.
29 Revised Statement of Policies for School Desegregation Plans
Under Title VI of the Civil Rights Act of 1964. March, 1966.
16 U. S., et al. v. Jeff. County Bd. of Educ., et al.
17. S., et al. v. Jejf. County Bd. of Educ., et al. 17
this Court gave in four earlier cases. The HEW
Guidelines are “ minimum standards” , representing
for the most part standards the Supreme Court and
this Court established before the Guidelines were
promulgated.30 Again we hold, “we attach great
weight” to the Guidelines. Singleton v. Jackson Munic
ipal Separate School District, 5 Cir. 1965, 348 F.2d
729 (Singleton I). “ We put these standards to work.
. . . [Plans] should be modeled after the Com
missioner of Education’s requirements. . . . [Excep
tions to the guidelines should be] confined to those
rare cases presenting justiciable, not operational,
questions. . . . The applicable standard is essentially
the HEW formulae.” Price v. Denison Independent
School District, 5 Cir. 1965, 348 F.2d 1010. “ We consid
er it to be in the best interest of all concerned that
School Boards meet the minimum standards of the
Office of Education . . . . In certain school districts
and in certain respects, HEW standards may be too
low to meet the requirements established by the
Supreme Court and by this Court . . . . [But we also]
consider it important to make clear that . . . we do
not abdicate our judicial responsibility for determin
ing whether a school desegregation plan violates fed
erally guaranteed rights.” Singleton v. Jackson Mu
nicipal Separate School District, 5 Cir. 1966, 355 F.2d
815 (Singleton II). In Davis v. Board of School Com
missioners of Mobile County, 5 Cir. 1966, 364 F.2d 896,
the most recent school case before this Court, we ap-
3° in Davis v. Board of School Commissioners of Mobile County,
5 Cir. 1966, 364 F.2d 896, Judge Tuttle, for the Court, noted that
for more than a year, it has been apparent to all concerned
that the requirements of Singleton and Denison were the minimum
standards to apply.”
proved Singleton I and II and Price v. Denison and
ordered certain changes in the school plan in con
formity with the HEW Guidelines.
Courts in other circuits are in substantial agree
ment with this Court. In Kemp v. Beasley, 8 Cir.
1965, 352 F. 2d 14, 18-19, the Court said: “ The Court
agrees that these [HEW] standards must be
'heavily relied upon . . . . [T]he courts should en
deavor to model their standards after those promul
gated by the executive. They are not bound, however,
and when circumstances dictate, the courts may re
quire something more, less or different from the
H.E.W. guidelines.” (Emphasis added.) Concurring,
Judge Larson observed: “ However, that ‘something
different’ should rarely, if ever be less than what is
contemplated by the H.E.W. standards.” 352 F.2d at
23. Smith v. Board of Education of Morrilton, 8 Cir.
1966, 365 F.2d 770 reaffirms that the Guidelines “ are
entitled to serious judicial deference” .
Although the Court of Appeals for the Fourth Cir
cuit has not yet considered the effect of the HEW
standards, district courts in that circuit have relied
on the guidelines. See Kier v. County School Board
of Augusta County, W.D.Va. 1966, 249 F. Supp. 239;
Wright v. County School Board of Greenville County,
E.D.Va. 1966, 252 F . Supp. 378; Miller v. Clarendon
County School District No. 2, D.S.C., Civil Action No.
8752, April 21, 1966. In Miller, one of the most recent
of these cases, the court said:
The orderly progress of desegregation is
best served if school systems desegregating
18 U. S., et al. v. Jeff. County Bd. of Educ., et al.
U. S., et al. v. Jeff. County Bd. of Educ., eta l. 19
under court order are required to meet the
minimum standards promulgated for systems
that desegregate voluntarily. Without direct
ing absolute adherence to the “ Revised Stand
ards” guidelines at this juncture, this court
will welcome their inclusion in any new,
amended, or substitute plan which may be
adopted and submitted.
In this circuit, the school problem arises from
state action. This Court has not had to deal with
nonracially motivated de facto segregation, that is,
racial imbalance resulting fortuitously in a school
system based on a single neighborhood school serv
ing all white and Negro children in a certain attend
ance area or neighborhood. For this circuit, the
HEW Guidelines offer, for the first time, the pros
pect that the transition from a de jure segregated
dual system to a unitary integrated system may be
carried out effectively, promptly, and in an orderly
manner. See Appendix B, Rate of Change and Status
of Desegregation.
II.
We read Title VI as a congressional mandate for
change—change in pace and method of enforcing de
segregation. The 1964 Act does not disavow court-
supervised desegregation. On the contrary, Congress
recognized that to the courts belongs the last word
in any case or controversy.31 But Congress was dis
31 Title IV, § 407, 42 U.S.C. § 2000 (c) authorizing the Attorney
General to bring suit, on receipt of a written complaint, would
seem to imply this conclusion. Section 409 preserves the right of
individual citizens “to sue for or obtain relief” against discrimina
tion in public education. H EW Regulations provide: “In any
case in which a final order of a court of the United States for
20 U. S., et al. v. Jeff. County Bd. of Educ., et al.
satisfied with the slow progress inherent in the judi
cial adversary process.32 Congress therefore fash
ioned a new method of enforcement to be admin
istered not on a case by case basis as in the courts
but, generally, by federal agencies operating on a
national scale and having a special competence in
their respective fields. Congress looked to these agen
cies to shoulder the additional enforcement burdens
resulting from the shift to high gear in school deseg
regation.
A. Congress was well aware that it was time for
a change. In the decade following Brown, court-super
vised desegregation made qualitative progress:
Responsible Southern leaders accepted desegregation
as a settled constitutional principle.33 Quantitively,
the desegregation of such school or school system is entered
after submission of such a plan, such a plan shall be revised to
conform to such final order, including any future modification of
such order.” 45 C.P.R. § 80.4(c) (1964).
32 See footnote 17.
33 “The Federal courts have been responsible for great qualita
tive advances in civil rights; the lack has been in quantitative im
plementation— in enabling the individual to avail himself of these
great decisions.” Bernhard and Natalie, Between Rights and
Remedies, 53 Georgetown L. Jour. 915, 916 (1965). “ [I]t is the
consensus of the judges on the firing line, so to speak, that one
phase in the administration of the law— the establishment phase
characterized by permissive tokenism, by a sort of minimal
judicial holding of the line while the political process did, as it
must, the main job of establishing— this phase has been closed
out.” Bickel, The Decade of School Desegregation, 64 Colum
L. Rev. 193, 209 (1964). The changes of the past decade have dis
appointed the most optimistic hopes, but they have been dramat
ically sweeping nonetheless. Gellhorn, A Decade of Desegregation__
Retrospect and Prospect, 9 Utah L. Rev. 3 (1964). “What makes
one uneasy, of course is the truly awesome magnitude of what
has yet to be done.” Marshall, The Courts, in Center for the Study
of Democratic Institutions, The Maze of Modem Government 36
(1964), quoted in Poliak, Ten Years After the Decision, 24 Fed
Bar Jour. 123 (1964). On the first decade of desegregation see
generally, Sarratt, The Ordeal of Desegregation (1966); Legal
Aspects of the Civil Rights Movement. (D. B. King ed 1965)
U. S., et al. v. Jeff. County Bd. of Educ., et al. 21
the results were meagre. The statistics speak elo
quently. See Appendix B, Rate of Change and Status
of Desegregation. In 1965 the public school districts
in the consolidated cases now before this Court had
a school population of 155,782 school children, 59,361
of whom were Negro. Yet under the existing court-
approved desegregation plans, only 110 Negro chil
dren in these districts, .019 per cent of the school
population, attend former “ white” schools.34 35 36 * In 1965
there was no faculty desegregation in any of these
school districts; indeed, none of the 30,500 Negro
teachers in Alabama, Louisiana, and Mississippi
served with any of the 65,400 white teachers in those
states.33 In the 1963-64 school year, the eleven states
of the Confederacy had 1.17 per cent of their Negro
students in schools with white students.38 In 1964-65,
undoubtedly because of the effect of the 1964 Act,
34 Negroes Admitted
Total To Formerly
Enrollment White Schools
W N
Bessemer, Ala. 2,920 5,284 13
Fairfield, Ala. 1,779 2,159 31
Jefferson County, Ala. 45,000 18,000 24
Caddo Parish, La. 30,680 24,467 1
Bossier Parish, La. 11,100 4,400 31
Jackson Parish, La. 2,548 1,609 5
Claiborne Parish, La. 2,394 3,442 5
(Affidavit of St. John Barrett, Attorney, Department of Justice,
attached to Motion to Consolidate and Expedite Appeals.)
35 U. S. Dept, of Health, Education and Welfare, Office of
Education Release, Table 3, September 27, 1965. In the 11 states
of the Confederacy there are 1800 Negro teachers, 1.8 per cent
of all the Negro teachers in Southern schools, assigned to schools
with biracial faculties. By contrast, in the border states (Dela
ware, Kentucky, Maryland, Missouri, Oklahoma, and West Vir
ginia) 51 per cent of the Negro teachers now teach white students.
Ibid.
36 Southern Education Reporting Service, Statistical Summary,
Dec. 1965, cited in U.S. Comm, on Civil Rights, Survey of School
Desegregation in the Southern and Border States 1965-66, p. 1.
22 U. S., et al v. Jeff. County Bd. of Educ., et al.
the percentage doubled, reaching 2.25. For the 1965-66
school year, this time because of HEW Guidelines,
the percentage reached 6.01 per cent. In 1965-66 the
entire region encompassing the Southern and border
states had 10.9 per cent of their Negro children in
school with white children; 1,555 biracial school dis
tricts out of 3,031 in the Southern and border states
were still fully segregated; 3,101,043 Negro children
in the region attended all-Negro schools. Despite the
impetus of the 1964 Act, the states of Alabama, Loui
siana, and Mississippi, still had less than one per cent
of their Negro enrollment attending schools with
white students.37
The dead hand of the old past and the closed fist of
the recent past account for some of the slow prog
ress. There are other reasons—as obvious to Con
gress as to courts. (1) Local loyalties compelled
school officials and elected officials to make a public
record of their unwillingness to act. But even school
authorities willing to act have moved slowly be
cause of uncertainty as to the scope of their duty to
act affirmatively. This is attributable to (a) a mis
placed reliance on the Briggs dictum that the Consti
tution “does not require integration”,38 (b) a misun
derstanding of the Brown II mandate, desegregate
with “due deliberate speed”,39 and (c) a mistaken no
37 Ibid.; see footnote 3; Appendix B, Rate of Change and Status
of Desegregation.
38 See Section III A of this opinion.
39 In Davis v. Board of School Commissioners of Mobile County,
5 Cir. 1966, 364 F.2d 896, 898, Judge Tuttle, for the Court, said:
“This is the fourth appearance of this case before this court. This
present appeal, coming as it does from an order of the trial
court entered nearly eighteen months ago, on March 31, 1965,
points up, among other things, the utter impracticability of a
U. S., et al. v. Jejf. County Bd. of Educ., et al. 23
tion that transfers under the Pupil Placement Laws
satisfy desegregation requirements.* 40 (2) Case by
case development of the law is a poor sort of medium
for reasonably prompt and uniform desegregation.
There are natural limits to effective legal action.
Courts cannot give advisory opinions, and the disci
plined exercise of the judicial function properly makes
courts reluctant to move forward in an area of the
continued exercise by the courts of the responsibility for super
vising the manner in which segregated school systems break out
of the policy of complete segregation into gradual steps of com
pliance and towards complete compliance with the constitutional
requirements of Brown v. Board of Education, 347 U.S. 483. One
of the reasons for the impracticability of this method of oversee
ing the transitional stages of operations of the school boards
involved is that, under the Supreme Court’s ‘deliberate speed’
provisions, it has been the duty of the appellate courts to interpret
and reinterpret this language as time has grown apace, it now
being the twelfth school year since the Supreme Court’s decision.”
40 “The pupil assignment acts have been the principal obstacle
to desegregation in the South.” U. S. Comm, on Civil Rights,
Civil Rights U.S.A.— Public Schools, Southern States 15, 1962.
See Note, The Federal Courts and Integration of Southern
Schools: Troubled Status of the Pupil Placement Acts, 62 Colum.
L. Rev. 1448, 1471-73 (1962); Bush v. Orleans Parish School
Board, 5 Cir. 1962, 308 F.2d 491. Such laws allow care
fully screened Negro children, on their application, to transfer
to white schools from the segregated schools to which the Negroes
were initially unconstitutionally assigned. Often, even after six
to eight years of no desegregation, these transfers were limited
to a grade a year. When this law first came before us we held
it to be unconstitutional. Bush v. Orleans Parish School Board,
E . D.La. 1956, 138 F. Supp. 337, aff’d 242 F.2d 156, cert, den’d 354
U.S. 921 (1957). Later, in a narrowly focused opinion, we held
that the Alabama version was constitutional on its face. Shut-
tlesworth v. Birmingham Board of Education, N.D.Ala. 1958, 162
F. Supp. 372, aff’d per curiam, 358 U.S. 101 (1958). As
long ago as 1959 and 1960 this Court disapproved of such acts as a
reasonable start toward full compliance. Gibson v. Board of
Public Instruction of Dade County, 272 F.2d 763; Mannings v.
Board of Public Instruction of Hillsborough County, 277 F.2d 370.
See also Bush v. Orleans Parish School Board, 5 Cir. 1961, 308
F.2d 491; Evers v. Jackson Municipal Separate School District, 5
Cir. 1964, 328 F.2d 408. “ [T]he entire public knows that in fact
[the Louisiana law] . . . is being used to maintain segregation.
. . . It is not a plan for desegregation at all.” Bush v. Orleans
Parish School Board, 308 F. 2d at 499-500.
24 17. S., et al. v. Jeff. County Bd. of Educ., et al.
law bordering the periphery of the judicial domain.
(3) The contempt power is ill-suited to serve as the
chief means of enforcing desegregation. Judges nat
urally shrink from using it against citizens willing
to accept the thankless, painful responsibility of serv
ing on a school board.41 (4) School desegregation
plans are often woefully inadequate; they rarely pro
vide necessary detailed instructions and specific an
swers to administrative problems.42 And most judges
do not have sufficient competence—they are not
educators or school administrators—to know the right
questions, much less the right answers. (5) But one
reason more than any other has held back desegre
gation of public schools on a large scale. This has
been the lack, until 1964, of effective congressional
41 Bush v. Orleans Parish School Board is an example.
The board was plagued by bundles of Louisiana statutes
aimed at defeating desegregation. There were five extra
sessions of the Louisiana legislature in 1960. After the School
Board had for three years failed to comply with an order to sub
mit a plan, the district judge wrote one himself. The trial judge
simply said: “All children [entering New Orleans public schools
. . . may attend either the formerly all white public schools
nearest their homes, or the formerly all Negro public schools
nearest their homes, at their option. B. Children may be trans
ferred from one school to another, provided such transfers are
not based on race” . 204 P.Supp. 568; 571-72.
42 For example, the order of the able district judge in Bush.
See footnote 41. Judge Bohanon underscored this point in
Dowell v. School Board of Oklahoma City Public Schools, W .D Okla
1965, 244 F. Supp. 971, 976: “The plan submitted to this Court
. . . is not a plan, but a statement of policy. School desegrega
tion is a difficult and complicated matter, and, a s . the record
shows, cannot be accomplished by a statement of policy, De
segregation of public schools in a system as large as Oklahoma
City requires a definite and positive plan providing definable
and ascertainable goals to be achieved within a definite time
according to a prepared procedure and with responsibilities clearly
designated.”
U. S., et al. v. Jeff. County Bd. of Educ., et al. 25
statutory recognition of school desegregation as the
law of the land.48
“ Considerable progress has been made . . . Never
theless, in the last decade it has become increasingly
clear that progress has been too slow and that nation
al legislation is required to meet a national need
which becomes ever more obvious.”43 44 Title VI of the
Civil Rights Act of 1964, therefore, was not only ap
propriate and proper legislation under the Thirteenth
and Fourteenth Amendments; it was necessary to
43 The Civil Rights Act of 1964 had its direct genesis in Presi
dent Kennedy’s message to Congress of June 19, 1963, urging
passage of an omnibus civil rights law. He noted: “In the con
tinued absence of congressional action, too many state and local
officials as well as businessmen will remain unwilling to accord
these rights to all citizens. Some local courts and local mer
chants may well claim to be uncertain of the law, while those
merchants who do recognize the justice of the Negro’s request
(and I believe these constitute the great majority of merchants,
North and South)' will be fearful of being the first to move, in
the face of official customer, employee, or competitive pressures.
Negroes, consequently, can be expected to continue increasingly
to seek the vindication of these rights, through organized direct
action, with all its potentially explosive consequences, such as we
have seen in Birmingham, in Philadelphia, in Jackson, in Boston,
in Cambridge, Md., and in many other parts of the country. If In
short, the result of continued Federal legislative inaction will be
continued, if not increased, racial strife— causing the leadership
on both sides to pass from the hands of reasonable and responsible
men to the purveyors of hate and violence, endangering domestic
tranquillity, retarding our nation’s economic and social progress
and weakening the respect with which the rest of the world re
gards us. No American, I feel sure, would prefer this course of
tension, disorder, and division— and the great majority of our
citizens simply cannot accept it.” H.Doc. 124, 88th Cong. 1st
Sess. June 20, 1963, Rep. Emanuel Celler, Chairman of the House
Judiciary Committee, introduced H.R. 7152 embodying the Presi
dent’s proposals. The same day Senator Mike Mansfield intro
duced a similar bill, S. 1731. H.R. 7152-S.1731, as amended, be
came the Civil Rights Act of 1964.
44 H. Rep. No. 914, 88th Cong., 1st Sess.
26 U. S., et al. v. Jeff. County Bd. of Educ., et al.
rescue school desegregation from the bog in which
it had been trapped for ten years.45
The Civil Rights Commission, doubtless better able
than any other authority to understand the signifi
cance of the Civil Rights Act of 1964, had this to say
about Title VI:
“ This statute heralded a new era in school
desegregation . . . Most significantly . . .
Federal power was to be brought to bear in
a manner which promised speedier and more
substantial desegregation than had been
achieved through the voluntary efforts of
school boards and district-by-district litiga
tion. . . . During fiscal year 1964, $176,546,992
was distributed to State and local school
agencies in the 17 Southern and border States.
The passage of the Elementary and Second
ary Education Act of 1965 added an addition
al appropriation of $589,946,135 for allocation
to the 17 Southern and border States for fiscal
year 1966. With funds of such magnitude at
stake, most school systems would be placed
at a serious disadvantage by termination of
Federal assistance.”46
45 “It was the Congressional purpose, in Title VI of the Civil
Rights Act of 1964, to remove school desegregation efforts from
the courts, where they had been bogged down for more than a
decade. Unless the power of the Federal purse is more effectively
utilized, resistance to national policy will continue and in fact
will be reinforced.” Report of the White House Conference “To
Fulfill These Rights” , June 1-2, 1966, p. 63.
46 Rep. U. S. Comm, on Civil Rights, Survey of School De
segregation in the Southern and Border States— 1965-66, p. 2.
17. S., et al. v. Jeff. County Bd. of Educ., et al. 27
B. The congressional mandate, as embodied in
the Act and as carried out in the HEW Guidelines,
does not conflict with the proper exercise of the judi
cial function or with the doctrine of separation of
powers. It does however profoundly affect construc
tive use of the judicial function within the lawful
scope of sound judicial discretion. When Congress
declares national policy, the duty the .two other coor
dinate branches owe to the Nation requires that,
within the law, the judiciary and the executive re
spect and carry out that policy. Here the Chief Ex
ecutive acted promptly to bring about uniform stand
ards for desegregation. The judicial branch too
should cooperate with Congress and the executive
in making administrative agencies effective instru
ments for supervising and enforcing desegregation
of public schools. Justice Harlan F. Stone expressed
this well:
“ Legislatures create administrative agencies
with the desire and expectation that they will
perform efficiently the tasks committed to
them. That, at least, is one of the contem
plated social advantages to be weighed in
resolving doubtful construction. Its aim is so
obvious as to make unavoidable the conclu
sion that the function which courts are called
upon to perform, in carrying into operation
such administrative schemes, is constructive,
not destructive, to make administrative agen
cies, whenever reasonably possible, effective
28 17. S-, et al. v. Jeff. County Bd. of Educ., et al.
instruments for law enforcement, and not to
destroy them.”47
In an analogous situation involving enforcement of
the Fair Labor Standards Act, the Supreme Court
has said, “ Good administration of the Act and good
judicial administration alike require that the stand
ards of public enforcement and those for determin
ing private rights shall be at variance only where
justified by very good reasons.” Skidmore v. Swift
& Co., 1944, 323 U. S. 134, 65 S.Ct. 161, 89 L.Ed. 124.
In an appeal from, the district court’s denial of an
injunction to enforce labor standards under the Act
this Court has pointed out:
“ ■ • • this proceeding is only superficially re
lated to a suit in equity for an injunction to
protect interests jeopardized in a private con
troversy. The public interest is jeopardized
here. The injunctive processes are a means
of effecting general compliance with national
47 Stone, The Common Law in the United States, 50 Harv. L.
Rev. 1, 18 (1936). In a similar vein, writing for the Court,
Justice Stone has said: “ . . . i n construing a statute setting
up an administrative agency and providing for judicial review of
its action, court and agency are not to be regarded as wholly in
dependent and unrelated instrumentalities of justice, each acting
in the performance of its prescribed statutory duty without re
gard to the appropriate function of the other in securing the
plainly indicated objects of the statute. Court and agency are
the means adopted to attain the prescribed end, and so far as
their duties are defined by the words of the statute, those words
should be construed so as to attain that end through co-ordinated
action. Neither body should repeat in this day the mistake made
by the courts of law when equity was struggling for recognition
as an ameliorating system of justice; neither can rightly be re
garded by the other as an alien intruder, to be tolerated if must
be, but never to be encouraged or aided by the other in the at
tainment of the common aim.” United States v. Morean 1939
307 U. S. 183, 191, 59 S. Ct. 795, 799, 83 L.Ed. 1211. ’
U. S., et al. v. Jeff. County Bd. of Educ., et al. 29
policy as expressed by Congress, a public
policy judges too must carry out—actuated by
the spirit of the law and not begrudgingly as
if it were a newly imposed fiat of a presidi
um. . . . Implicit in the defendants’ non-com
pliance, as we read the briefs and the record,
is a certain underlying, not unnatural, Acton-
ian distaste for national legislation affecting
local activities. But the Fair Labor Standards
Law has been on the books for twenty-three
years. The Act establishes a policy for all of
the country, and for the courts as well as for
the agency required to administer the law.
Mitchell v. Pidcock, 5 Cir. 1962, 299 F.2d 281,
287, 288.
C. We must therefore cooperate with Congress
and the Executive in enforcing Title VI. The problem
is: Are the HEW Guidelines within the scope of
the congressional and executive policies embodied
in the Civil Rights Act of 1964. We hold that they are.
The Guidelines do not purport to be a rule or regu
lation or order. They constitute a statement of policy
under section 80.4(c) of the HEW Regulations is
sued after the President approved the regulations
December 3, 1964. HEW is under no statutory com
pulsion to issue such statements. It is, however, of
manifest advantage to school boards throughout the
country and to the general public to know the criteria
the Commissioner uses in determining whether a
30 U. S., et al. v. Jeff. County Bd. oj Educ., et al.
school meets the requirements for eligibility to re
ceive financial assistance.
The Guidelines have the vices of all administra
tive policies established unilaterally without a hear
ing. Because of these vices the courts, as the school
boards point out, have set limits on administrative
regulations, rulings, policies, and practices: an
agency construction of a statute cannot make the
law; it must conform to the law and be reasonable.
To some extent the administrative weight of the dec
larations depends on the place of such declarations
in the hierarchy of agency pronouncements extending
from regulations down to general counsel memoran
da and inter-office decisions. See Manhattan General
Electric Company v. Commissioner, 1936, 297 U. S.
129, 56 S.Ct. 397, 80 L.Ed. 528; United States v. Ben
nett, 5 Cir. 1951, 186 F.2d 407; United States v. Mis
sissippi Chemical Corporation, 5 Cir. 1964, 326 F.
2d 569; Chattanooga Auto Club v. Commissioner, 6
Cir. 1950, 182 F.2d 551.
These and similar decisions are not inconsistent
with the courts’ giving great weight to the HEW’s
policy statements on enforcement of Title VI. In
Skidmore v. Swift & Co., 323 U.S. 134, an action was
commenced in a federal district court by employees
of Swift & Co. to recover wages at the overtime rates
prescribed by the Fair Labor Standards Act (52 Stat.
1060, et seq.) for certain services which they had
performed. At issue was whether these services con
stituted “ employment” within the meaning of sec
17. S., et al. v. Jeff. County Bd. of Educ., et al. 31
tion 7 (a) of that act. The district court and this
Court, on appeal, decided this issue against the
plaintiffs. The Supreme Court reversed. After ac
knowledging (323 U.S. at 137) that the statute had
granted no rule-making power to the Wage and Hour
Administrator with respect to the issue at hand
( “ [i]nstead, it put this responsibility on the
courts” ), the Court referred to an “Interpretative
Bulletin” issued by the Administrator containing his
interpretation of the statutory phrase in question. The
Supreme Court said:
“ We consider that the rulings, interpretations
and opinions of the Administrator under this
Act, while not controlling upon the courts by
reason of their authority, do constitute a body
of experience and informed judgment to
which courts and litigants may properly re
sort for guidance. The weight of such a judg
ment in a particular case will depend upon
the thoroughness evident in its consideration,
the validity of its reasoning, its consistency
with earlier and later pronouncements, and
all those factors which give it power to per
suade, if lacking power to control.”4 * * 48
4S The Supreme Court also stated in Skidmore, 323 U. S. at 139-
40: “The rulings of this Administrator are not reached as a re
sult of hearing adversary proceedings in which he finds facts
from evidence and reaches conclusions of law from findings of
fact. They are not, of course, conclusive, even in the cases with
which they directly deal, much less in those to which they apply
only by analogy. They do not constitute an interpretation of the
Act or a standard for judging factual situations which binds a
district court’s processes, as an authoritative pronouncement of
a higher court might do. But the Administrator’s policies are
made in pursuance of official duty, based upon more specialized
32 17. S., et al. v. Jeff. County Bd. of Educ., et al.
The Supreme Court found that the lower courts had
misunderstood their function vis-a-vis the Interpreta
tive Bulletin and remanded the case. See also,
United States v. American Trucking Association,
1940, 310 U. S. 543, 549; Goldberg v. Servas, 1 Cir.
1961, 294 F.2d 841, 847.
The national importance of the HEW Guidelines,
the evident thoroughness with which these standards
were prepared and formulated by educational author
ities, the similarity of the HEW standards to the
standards this Court and the Supreme Court have
established, and the manifest effort of the Office of
Education to be faithful to the congressional objec
tives of the 1964 Civil Rights Act entitle the HEW
Guidelines to greater weight by the courts than run-
of-the-mine policy statements low in the hierarchy
of administrative declarations.
Courts therefore should cooperate with the congres
sional-executive policy in favor of desegregation and
against aiding segregated schools.
D. Because our approval of a plan establishes
eligibility for federal aid, our standards should not
be lower than those of HEW. Unless judicial stand-
experience and broader investigations and information than is
likely to come to a judge in a particular case. They do deter
mine the policy which will guide applications for enforcement by
injunction on behalf of the Government. Good administration of
the Act and good judicial administration alike require that the
standards of public enforcement and those for determining private
rights shall be at variance only where justified bv very aood
reasons.” (Emphasis added.)
U. S., et al. v. Jeff. County Bd. of Educ., et al. 33
ards are substantially in accord with the Guidelines,
school boards previously resistant to desegregation
will resort to the courts to avoid complying with the
minimum standards HEW promulgates for schools
that desegregate voluntarily. As we said in Singleton
I:
“ If in some district courts judicial guides for
approval of a school desegregation plan are
more acceptable to the community or sub
stantially less burdensome than H.E.W.
guides, school boards may turn to the federal
courts as a means of circumventing the
H.E.W. requirements for financial aid. In
stead of a uniform policy relatively easy to
administer, both the courts and the Office of
Education would have to struggle with indi
vidual school systems on ad hoc basis. If
judicial standards are lower, recalcitrant
school boards in effect will receive a pre
mium for recalcitrance; the more the intran
sigence, the bigger the bonus.” 348 F.2d at
731.
In Kemp v. Beasley, 8 Cir. 1965, 352 F.2d 14, the
Court concluded:
“ [HEW] standards must be heavily relied
upon. . . . Therefore, to the end of promot
ing a degree of uniformity and discouraging
reluctant school boards from reaping a bene
fit from their reluctance the courts should
endeavor to model their standards after those
34 17. S., et al. v. Jejj. County Bd. of Educ., et al.
promulgated by the executive.” 352 F.2d at 18,
19.
Concurring, Judge Larson, speaking from his expe
rience as a district judge, pointed out that school
boards which do not act voluntarily retard the deseg
regation process to the disadvantage of the individ
ual’s constitutional rights: “ Judicial criteria” ,
therefore, “ shouid "probably be more stringent” than
HEW Guidelines:
“ A school board which fails to act voluntarily
forces Negro students to solicit aid from the
courts. This not only shifts the burden of ini
tiating desegregation, but inevitably means
delay in taking the first step. As Judge Gib
son observes, we are not here concerned with
regulating the flow of Federal funds. Our task
is to safeguard basic constitutional rights.
Thus, our standards should be directed to
ward full, complete, and final realization of
those rights.” 352 F.2d at 23.
The announcement in HEW regulations that the
Commissioner would accept a final school desegrega
tion order as proof of the school’s eligibility for
federal aid prompted a number of schools to seek
refuge in the federal courts. Many of these had not
moved an inch toward desegregation.49 In Louisiana
« The following statement appeared in the Shreveport 'Journal
for July 1, 1965: “The local school boards prefer a court order
over the voluntary plan because HEW regulations governing the
voluntary plans or compliance agreements demand complete
desegregation of the entire system, including students faculty
staff, lunch workers, bus drivers, and administrators, whereas
the court-ordered plans can be more or less negotiated with the
judge.” This was not news to the Court.
17. S., et al. v. Jeff. County Bd. of Educ., et al. 35
alone twenty school boards obtained quick decrees
providing for desegregation according to plans great
ly at variance with the Guidelines.50
We shall not permit the courts to be used to destroy
or dilute the effectiveness of the congressional policy
expressed in Title VI. There is no bonus for foot-
dragging.
E. The experience this Court has had in the last
ten years argues strongly for uniform standards in
court-supervised desegregation.
The first school case to reach this Court after
Brown v. Board of Education was Brown v. Rippey,
5 Cir. 1956, 237 F.2d 796. Since then we have reviewed
41 other school cases, many more than once.51 The
00 We may also expect a number of school desegregation suits
to be filed in Alabama. The legislature has enacted a statute de
claring the Guidelines null and void in Alabama and prohibiting
school officials signing any agreement to comply. The bill pro
vides that any agreement or assurance of compliance with the
guidelines already in effect “is null and void and shall have no
binding effect.” H.B. 446, approved September 2, 1966.
51 The brief of the United States gives the following figures-
“1. Case Load
District Court of Supreme
Court Appeals Court
Number of 128 42 5
Cases
Number of 513 76 10
Orders Entered
2. Frequency of Appeals
to this Court
Number of Cases With One or More Appeals 42
Number of Cases With Two or More Appeals 21
Number of Cases With Three or More Appeals 8
Number of Cases With Four or More Appeals 4
Number of Cases With Five or More Appeals 2
In Bush v. Orleans Parish School Board the complaint was
filed September 5, 1952. Bush’s peregrinations through the
courts are reported as follows: 138 F.Supp. 336 (3-
judge 1956) motion for leave to file petition for man
damus denied, 351 U. S. 948 (1956); 138 F. Supp. 337
36 U. S., et al. v. Jeff. County Bd. of Educ., et al.
district courts in this circuit have considered 128
school cases in the same period. Reviewing these
cases imposes a taxing, time-consuming burden on
the courts not reflected in statistics. An analysis of
the cases shows a wide lack of uniformity in areas
where there is no good reason for variations in the
schedule and manner of desegregation.62 In sonje
cases there has been a substantial time-lag between
this Court’s opinions and their application by the dis
trict courts.63 In certain cases—which we consider un
necessary to cite—there has even been a manifest
variance between this Court’s decision and a later
district court decision. A number of district courts
still mistakenly assume that transfers under Pupil
Placement Laws—superimposed on unconstitutional
initial assignment—satisfy the requirements of a de
segregation plan. The lack of clear and uniform
standards to govern school boards has tended to put
a premium on delaying actions. In sum, the lack of
uniform standards has retarded the development of
(1956) , aff’d 242 F.2d 156 (1957), cert, den’d, 354 U.S. 921
(1957) ; 252 F.2d 253, cert, den’d 356 U.S. 960 (1958) • 163 F
Supp. 701 (1958), aff’d, 268 F.2d 78 (1959); 187 F. Supp 42 (3-
judge 1960), motion to stay den’d, 364 U.S. 803 (1960) a ff’d
365 U.S 569 (1961); 188 F. Supp. 916 (3-judge 1960)" motion
for stay denied, 364 U.S. 500 (1960), aff’d, 365 U.S. 569 (1961)-
190 F. Supp. 861 (3-judge 1960), aff’d 366 U.S. 212 (1961)- 191
F. Supp. 871 (3-judge 1961), aff’d 367 U.S. 908 (1961) • 194 F
Supp. 182 (3-judge 1961), aff’d, 367 U.S. 907 (1961), 368 U S 11
(1961); 204 F. Supp. 568 (1962); 205 F. Supp. 893 (1962) ’ a ff’d
in Part and rev’d in part, 308 F.2d 491 (1962); 230 F. Supp. 509
( lybo).
52 Of the 99 court-approved freedom of choice plans .in this
circuit, 44 do not desegregate all grades by 1967; 78 fail to pro
vide specific, non-racial criteria for denying choices; 79 fail to
provide any start toward faculty desegregation; only 22 provide
for transfers to take courses not otherwise available- only 4 in
clude the Singleton transfer rule.
83 See footnote 39.
V. S., et al. v. Jeff. County Bd. of Edtic., et al. 37
local responsibility for the administration 6f Schools
without regard to race or color. What was true of an
earlier Athens and an earlier Rome is true today: In
Georgia, for example, there should not be one law
for Athens and another law for Rome.
Before HEW published its Guidelines, this Court
had already established guidelines for school deseg
regation: to encourage uniformity at the district
court level and to conserve judicial effort at both
the district court and appellate levels. We did so by
making detailed suggestions to the district courts.
Lockett v. Board of Education of Muscogee County,
5 Cir. 1964, 342 F.2d 225; Bivens v. Board of Educa
tion for Bibb County, 5 Cir. 1965, 242 F.2d 229; Arm
strong v. Board of Education of Birmingham, 5 Cir.
1964, 333 F.2d 47; Davis v. Board of School Commis
sioners of Mobile County, 5 Cir. 1964, 333 F.2d 53;
Stell v. Savannah-Chatham County Board of Educa
tion, 5 Cir. 1964, 333 F.2d 55; Gaines v. Dougherty
County Board of Education, 5 Cir. 1964, 334 F.2d 983.
In other areas of the law involving recurrent prob
lems of regional or national interest, this Court
has also found guidelines advantageous. In United
States v. Ward, 5 Cir. 1965, 347 F.2d 795, and United
States v. Palmer, 5 Cir. 1966, 356 F.2d 951, suits to
enjoin registrars of voters from discriminating
against Negroes, we attached identical proposed
decrees for the guidance of district courts.34 See also
In Ward the Court said: “ [G]ood administration suggests
that the proposed decree be indicated by an Appendix, not be
cause of any apprehension that the conscientious District Judge
would not faithfully impose every condition so obviously im
plied, but rather because of factors bearing upon administration
38 17. S., et al. v. Jeff. County Bd. of Educ., et al.
Scott v. Walker, 5 Cir. 1966, 358 F.2d 561, one of a
series of cases on the exclusion of Negroes from
juries.
F. We summarize the Court’s policy as one of
encouraging the maximum legally permissible cor
relation between judicial standards for school deseg
regation and HEW Guidelines. This policy may be ap
plied without federal courts’ abdicating their proper
judicial function. The policy complies with the Su
preme Court’s increasing emphasis on more speed
and less deliberation in school desegregation.* 55 It is
consistent with the judiciary’s duty to the Nation to
cooperate with the two other coordinate branches of
government in carrying out the national policy ex
pressed in the Civil Rights Act of 1964
III.
The defendants contend that the Guidelines require
integration, not just desegregation; that school boards
have no affirmative duty to integrate. They say that
itself. It is not possible, or even desirable, of course to achieve
absolute uniformity. But in this ever growing class of cases which
have their genesis in unconstitutional lack of uniformity as be
tween races, courts within this single circuit should achieve a rela
tive uniformity without further delay.” 349 F.2d at 805.
55 “There has been entirely too much deliberation and not enough
speed in enforcing the constitutional rights which we held in
Brown v. Board of Education had been denied Prince Edward
County Negro children.” Griffin v. County School Board of
Prince Edward County, 1964, 377 U.S. 218, 229, 84 S.Ct. 1226,
12 L.Ed.2d 256, 264. See also Rogers v. Paul and Bradley v.
School Board of the City of Richmond, 1965, 382 U.S. 103, 86
S.Ct. 224, 15 L.Ed.2d 187. “Brown never contemplated that the
concept of ‘deliberate speed’ would countenance indefinite delay
in elimination of racial barriers in schools. . . . ” (Goldberg, J.)
Watson v. City of Memphis, 1963, 373 U.S. 526, 530, 83 S Ct
1314, 1317, 10 L.Ed.2d 529, 534.
U. S., et al. v. Jeff. County Bd. of Educ., et al. 39
in this respect the Guidelines are contrary to the pro
visions of the Civil Rights Act of 1964 and to constitu
tional intent expressed in the Act. This argument
rests on nothing that the United States Supreme
Court held or said in Brown or in any other case.
It rests on two glosses on Brown: the opinions in
Briggs v. Elliott, E.D.S.C. 1955, 132 F. Supp. 776 and
Bell v. School City of Gary, N.D. Ind. 1963, 213 F.
Supp. 819, aff’d, 7 Cir. 1963, 324 F.2d 209. Briggs,
decided only six weeks after Brown II, is one of the
earliest cases in this field of law. The portion of the
opinion most quoted is pure dictum. Briggs did not
paraphrase the law as the Supreme Court stated it
in Brown or as the law must be stated today in the
light of Aaron v. Cooper, Rogers v. Paul and Bradley
v. School Board. These and other- decisions compel
states in this circuit to take affirmative action to re
organize their school systems by integrating the stu
dents, faculties, facilities, and activities. As for Bell,
it is inapplicable to cases in this circuit, all of which
involve formerly de jure segregated schools. Al
though the legislative history of the statute shows
that the floor managers for the Act and other mem
bers of the Senate and House cited and quoted these
two opinions they did so within the context of the
problem of de facto segregation. A study of the
Guidelines shows that the HEW standards are within
the rationale of Brown and the congressional objec
tives of the Act.
A. Briggs, an action to desegregate the public
schools in Clarendon County, South Carolina, was one
40 17. S., et al. v. Jeff. County Bd. of Educ., et al.
of the school cases consolidated with Brown v.
Board of Education of Topeka, Kansas. On remand,
a distinguished court (Parker and Dobie, Circuit
Judges, and Timmerman, District Judge) felt that it
was important to “ point out exactly what the Su
preme Court has decided and what it has not de
cided.” The Court said:
“ It has not decided that the federal courts
are to take over or regulate the public
schools of the states. It has not decided that
the states must mix persons of different
races in the schools or must require them to
attend schools or must deprive them of the
right of choosing the schools they attend.
What it has decided, and all that it has de
cided, is that a state may not deny to any
person on account of race the right to attend
any school that it maintains. . . . The Con
stitution, in other words, does not require
integration. It merely forbids segregation.”
132 F. Supp. at 777.
Ten years later Clarendon County schools were still
totally segregated.66
This Court and other courts, gratuitously for the
most part, have often paraphrased or quoted with
approval the Briggs dictum.67 It is not surprising,
Z £’®®Brunson v- Board of Trustees of School District No. 1 4
Cir. 1962, 311 F.2d 107; Southern Education Reporting Service
Statistical Summary, Nov. 1964, p. 46.
57 The Fifth Circuit cases are: Borders v. Rinov 1957 247
F.2d 268, 27i ; Boson v Rippy, I960, 285 F.2d 43,P48 ’; Lockett v
Board of Education of Muscogee County, 5 Cir. 1965, 342 F 2d 225 •
£ Wichita Falls Independent School District, 1956, 241 F.2d
2|3; Stell v Savannah-Chatham County Board of Education,
1964, 333 F.2d 55, 59; Evers v. Jackson, 1964, 328 F.2d 408; cf.
17. S., et al. v. Jeff. County Bd. of Educ., et al. 41
therefore, that Briggs prompted Pupil Placement
Laws, the most effective technique for perpetuating
school segregation. And it is not surprising that
school officials—the Briggs dictum dinned into their
ears for a decade—have not now faced up to faculty
integration. However, as this Court’s experience in
handling school cases increased, the Court became
aware of the frustrating effects of Briggs. In Single-
ton I we referred to the dictum as “ inconsistent with
Brown [II] and the later development of decisional
and statutory law in the area of civil rights.” 348 F.
2d at 730 n.5. In Singleton II we called it an “ over
simplified” construction of Brown I. We added: “ The
Constitution forbids unconstitutional state action in
the form of segregated .facilities, including segre
gated public schools. School authorities, therefore,
are under the constitutional compulsion of furnishing
a single, integrated school system.” 355 F.2d at 369.
Cohen v. Public Housing Administration, 1958, 257 F.2d 73 (public
housing); City of Montgomery v. Gilmore, 1960, 277 F.2d 364
(public parks). For a list of cases in other circuits see foot
notes 10 and 11 in Blocker v. Board of Education of
Manhasset, E.D.N.Y. 1964, 226 F. Supp. 208, 220. In Blocker Judge
Zavitt notes that “the construction draws continuing sustenance
through a process in which each case relies upon a preceding one;
it would appear that the ultimate and solitary source is this
dictum in Briggs v. Elliott.” 226 F. Supp. at 220.
In Borders v. Rippy, 5 Cir. 1957, 247 F.2d 268, the Court
reversed the judgment of the district court dismissing the com
plaint and directed the entry of a judgment enjoining the defend
ants “from requiring segregation of the races in any school under
their supervision” . On remand, the district court entered an order
enjoining the defendants “from requiring or permitting segrega
tion of the races in any school under their supervision” . On the
second appeal, in Rippy v. Borders, 5 Cir. 1957, 250 F.2d 690, 692,
the Court again reversed the district court, stating: “We have
emphasized the words ‘or permitting segregation of the races’
in the district court’s order because that expression might in
dicate a serious misconception of the applicable law and of the
mandate of this Court. Our mandate (footnote 1, supra) had
been carefully limited so as to direct the entry of a judgment
restraining and enjoining the defendants ‘from requiring segrega-
42 17. S., et al. v. Jeff. County Bd. of Educ., et al.
Other federal courts have disapproved of the Briggs
dictum.58
tion of the races in any school under their supervision’ (emphasis
supplied). Likewise in our opinion, we had pointed out that is
only racially discriminatory segregation in the public schools which
is forbidden by the Constitution.”
58 In Kemp v. Beasley the Eighth Circuit remarked, “The dictum
in Briggs has not been followed or adopted by this Circuit and is
logically inconsistent with Brown.” Blocker v. Board of Education
of Manhasset, E.D.N.Y. 1964, 226 F.Supp. 208, makes a frontal
attack on Briggs. In that case, which concerned segregation
characterized as ds jure, Judge Zavitt observed that even where
the Briggs dictum has seemingly been adopted, “it appears to be
in a state of diminishing force, if not outright erosion” , citing
Dillard v. School Board of the City of Charlottesville,
4 Cir. 1962, 308 F.2d 920, cert, denied, 374 U.S. 827
(1963), and McCoy v. Greensboro City Board of Education, 4
Cir. 1960, 283 F.2d 667. The Third Circuit, reversing a
district court’s approval of a year-by-year plan, ignored Briggs:
“if the plan as approved by the court below be not drastically
modified, a large number of the Negro children of Delaware will
be deprived of education in integrated schools, despite the fact
that the Supreme Court has unqualifiedly declared integration to
he their constitutional right.” (Emphasis added.) Evans v.
Ennis, 3 Cir. 1960, 281 F.2d 385, 389, cert, den’d 364 U.S. 933. In
Evans v. Ennis, only three school districts were involved. Never
theless, the court required the district judge to order the State
Board of Education and the State Superintendent of Delaware to
prepare “a plan which will provide for the integration of all grades
of the public school. system of Delaware.” “Eventually” , Judge
Biggs said, “a wholly integrated school system will be effected for
Delaware: ‘wholly integrated’ in the sense that all school children,
whether white or Negro, . . . will attend schools without regard
to race or color.” Sometimes a court’s action in regard to the
school board’s affirmative duty has spoken louder than Briggs’s
words. In Evans v. Buchanan, D.C. Del. 1962, 207 F. Supp. 820,
although the court cited Briggs and stated that the Fourteenth
Amendment “does not contemplate compelling action; rather it is a
prohibition preventing the States from applying their laws un
equally” , the court did compel the school boards to act. The
Court found that the Negro school children who wished to attend
integrated schools were attending an all-Negro school, with an
all-Negro faculty, surrounded by white attendance area. On those
bare facts, the Court found: “The . . . Board as promulgator of the
plan and the State Board of Education as the party having the
ultimate responsibility for administering a nondiscriminatory sys
tem of public education should have the initial burden of coming
forward since a presumption of unconstitutionality arises under
this set of facts.” 207 F. Supp. at 825. (Emphasis
added.) The facts were “highly probative” of intentional
U. S., et al. v. Jeff. County BcL. of Educ., et al. 43
The Briggs dictum may be explained as a facet of
the Fourth Circuit’s now abandoned view that Four
teenth Amendment rights are exclusively individual
rights and in school cases are to be asserted individu
ally after each plaintiff has exhausted state adminis
trative remedies.59 The Court disallowed class suits
because Negro students who had not asked for trans
fers to white schools had not individually exhausted
their remedies and were therefore not similarly sit
uated with the plaintiffs. Thus in Carson v. Warlick,
4 Cir. 1956, 238 F.2d 724, Judge John Parker, for
the Court, stated:
“ There is no question as to the right of these
[Negro] school children. . . . They are to
be admitted, however, as individuals, not as
a class or group; and it is as individuals that
their rights under the Constitution are as
serted. . . . [The] school board must pass
upon individual applications made individu
ally to the board. . . . ” 238 F.2d at 729.
In Covington v. Edwards, 4 Cir. 1959, 264 F.2d 780,
783, the court commented that “ the County board has
taken no steps to put an end to the planned segre-
racial discrimination and the evidence of intent rested
largely with the Board. The Board came forward and showed that
its plan was based on such neutral factors as the safety of the
children, facilities, location, and access roads. The court, however,
held that the Board did not rebut the presumption by showing
that the plan could be justified as rational and nondiscriminatory.
The obviously sophisticated trial judge observed, “In effect,
counsel is asking the States to intentionally gerrymander dis
tricts which may be rational when viewed by acceptable, non
discriminatory criteria” . Id. at 824.
59 See U. S. Comm, on Civil Rights, Civil Rights U.S.A.— Public
Schools, Southern States (1962), p. 7.
44 17. S., et al. i>. Jeff. County Bd. of Educ., et al.
gatioh” , but still held for the board for failure of
the plaintiffs to exhaust their remedies and for filing
the suit as a class action. In a later opinion in this
case, sub.nom. Jeffers v. Whitley, 309 F.2d 621, the
Court found that the plaintiffs had failed to establish
that they were “ denied any constitutional right be
cause of their race or color” . The court observed,
“ It can fairly be said that what the children
and their parents are still seeking is only a
desegregation of the Conwell County School
System rather than a protection of their own
rights. . . . ”
The Fourth Circuit abandoned this view in Green
v. School Board of the City of Roanoke, 4 Cir. 1962,
304 F.2d 118, holding that since administrative reme
dies need not be exhausted, a class suit is proper.
“ [It] would be almost a cruel joke to say that
administrative remedies must be exhausted when it
is known that such exhaustion of remedies will not
terminate the pattern of a racial assignment.” Jack-
son v. School Board of City of Lynchburg, W.D.
Va. 1962, 201 F. Supp. 620. McNeese v. Board of Edu
cation for School District 187, 1963, 373 U. S. 668, 83
S.Ct. 1433, 10 L.Ed.2d 622, put beyond debate the need
to exhaust remedies and the right of Negro students
to file a class action. See also Armstrong v. Board of
Education of the City of Birmingham, 5 Cir. 1963, 323
F.2d 333, cert, denied sub.nom. Gibson v. Harris, 376
U.S. 905 (19641.
17. S., et al. v. Jejj. County Bd. of Educ., et al. 45
In the sense that an individual pupil’s right under
the equal protection clause is a “ personal and pres
ent” right not to be discriminated against by being
segregated,60 the dictum is a cliche. The Fourteenth
Amendment provides, “ nor shall any state . . . deny
to any person within its jurisdiction the equal pro
tection of the laws” . The dictum may also be defen
sible, if the Briggs court used the term “ integration”
to mean an absolute command at all costs that each
and every Negro child attend a racially balanced
school.61 But what is wrong about the dictum is more
important than what is right about it. What is wrong
about Briggs is that it drains out of Brown that deci
80 For example: “ . . . the essence of the constitutional right is
that it is a personal one. . . . It is the individual who is
entitled to the equal protection of the laws, and if he is denied
by a common carrier, acting in the matter under the authority of
a state law, a facility or convenience in the course of his journey
which under substantially the same circumstances is furnished to
another traveler, he may properly complain that his constitu
tional privilege has been invaded” . McCabe v. Atchison, T. & S.F.
Ry., 1914, 235 U. S. 151, 161-62, 35 S.Ct. 69, 59 L.Ed. 169.' The
legislative history of the 14th Amendment provides no informa
tion on this point. See Frank and Munro,. The Original Under
standing of Equal Protection of the Laws, 50 Colum. L. Rev. 131
(1950); Bickel, The Original Understanding and the Segregation
Decision, 69 Harv. L. Rev. 1 (1955). But “the personal nature of
the right to be free from discrimination was declared in order to
make the existence of such right independent of the number of
other members of the same racial group who were victimized by
the discrimination. . . . ” Hartman, The Right to Equal Educa
tional Opportunities as a Personal and Present Right, 9 Wayne
L. Rev. 424, 427 (1963).
61 What is meant by the statement of “no duty to integrate” is
that a school board “does not have to completely alter bound
aries and to insure that every school district is mixed, even
though some students will have a great distance to travel . . .
[E]ven though the state is not required to integrate fully every
school and child, this does not mean that the state may not have
certain responsibilities to children of a minority race while educat
ing them, the failure to perform which may be unconstitutional” .
Sedler, School Segregation in the North and W est: Legal Aspects,
7 St. Louis U.L.J. 228, 251 (1963). See also the discussion of
Barksdale v. Springfield School Comm., at 65-67, infra.
46 U. S., et al. v. Jeff. County Bd. of Educ., et al.
sion’s significance as a class action to secure equal
educational opportunities for Negroes by compelling
the states to reorganize their public school systems.* 52 * * * * * * * * * 62
All four of the original School Segregation cases
were class actions and described as such in the
opinions. 347 U. S. at 455.
We do not minimize the importance of the Four
teenth Amendment rights of an individual, but there
82 Rule 23a, Fed. R. Civ. P., before the recent amendments, was
unclear as to whether a favorable decree applies to members of
the class who do not join in the suit. Compare 3 Moore, Federal
Practice 3434 (2d Ed.) with Chafee, Some Problems in Equity
199-295 (1950). “In dealing with [segregation] cases, courts have
largely disregarded Moore’s classifications, and have indicated
that an injunction would run to the benefit of absentees.” De
velopments in the Law— Multiparty Litigation in the Federal
Courts, 71 Harv. L. Rev. 874, 935 (1958). Citing Brown II, 349
U. S. at 300-301 dictum; Brown I, 347 U. S. at 495 (dictum);
Orleans Parish School Board v. Bush, 5 Cir. 1957, 242 F.2d 156,
165-66 (dictum); Browder v. Gayle, M.D. Ala. 1956, 142 F. Supp’.
707, 711, 714, aff’d per curiam, 352 U. S. 903 (1956); Frasier
v. Board of Trustees of University of North Carolina, M.D.N.C.
1955, 134 F. Supp. 589, aff’d per curiam, 350 U. S. 979 (1956).
“Violations of the Fourteenth Amendment are of course vio
lations of individual or personal rights, but where they are com
mitted . . . generally because of race, they are no less entitled to
be made the subject of class actions and class adjudica
tions under Rule 23. . . . than are other several rights.”
Kansas City v. Williams, 8 Cir. 1953, 205 F.2d 47,
52, cert, denied 346 U. S. 826 (1953). See also Holmes
v. City of Atlanta, N. D. Ga. 1954, 124 F. Supp. 290,
aff’d 223 F.2d 93, judgment vacated and remanded for a broader
decree in conformity with Mayor and City of Baltimore v. Daw
son, 350 U. S. 977 (1955); Jeffers v. Whitley, 4 Cir. 1962, 309
F.2d 621; Brunson v. Board of Trustees of School District No 1
4 Cir. 1962, 311 F.2d 107, cert, denied 373 U. S. 933 (1963).
See Comment, The Class Action Device in Antisegregation
Cases, 20 U. Chi. L. Rev. 577 (1953). See also Comment,
Multiparty Litigation in the Federal Courts, 71 Harv.
L. Rev. 874, 935; McKay, “With All Deliberate Speed”— A Study
of School Desegregation, 31 N.Y.U.L. Rev. 991, 1084-86 (1956);
Class Actions— A Study of Group Interest Litigation, 1 Race Rel.
Rep. 991 (1956); Meador, The Constitution and the Assignment of
Pupils to Public Schools, 45 Va. L. Rev. 517, 523 (1959).
U. S., et al. v. Jeff. County Bd. of Educ., et al. 47
was more at issue in Brown than the controversy be
tween certain schools and certain children. Briggs
overlooks the fact that Negroes collectively are
harmed when the state, by law or custom, operates
segregated schools or a school system with uncor
rected effects of segregation.
Denial of access to the dominant culture, lack of
opportunity in any meaningful way to participate in
political and other public activities, the stigma of
apartheid condemned in the Thirteenth Amendment
are concomitants of the dual educational system. The
unmalleable fact transcending in importance the
harm to individual Negro children is that the sepa
rate school system was an integral element in the
Southern State’s general program to restrict Negroes
as a class from participation in the life of the com
munity, the affairs of the State, and the mainstream
of American life: Negroes must keep their place.63
“ [Segregation is a group phenomenon. Although
the effects of discrimination are felt by each mem
ber of the group, any discriminatory practice is
directed against the group as a unit and against in
dividuals only as their connection with the group in
63 In United States v. Louisiana, E.D. La. 1963, 225 F. Supp.
353, aff’d 380 U.S. 145, the court traced the history of voting
in Louisiana to show that the black codes, the grandfather
clause, the white primary, literacy .tests, and other devices were
all members of a seemingly endless series designed to bar access
of Negroes to the dominant culture and to political power. The
same situation exists with regard to denial of equal educational
opportunities. So-called freedom of choice plans, as thus far
utilized, follow pupil placement laws, which followed the
separate-hut-equal' dodge in the educational series of devices
to limit access of Negroes to the polity.
48 U. S., et al. v. Jeff. County Bd. of Educ., et al.
volves the antigroup sanction. . . . [As] a group-
wrong . . . the mode of redress must be group-wide
to be adequate.”64 Adequate redress therefore calls
for much more than allowing a few Negro children
to attend formerly white schools; it calls for liquida
tion of the state’s system, of de jure school segrega
tion and the organized undoing of the effects of past
segregation. “ Beyond [a child’s] personal right
[under the Fourteenth Amendment] however, or
perhaps as an aspect of it, the lower federal courts
seem to be recognizing a right in Negro school chil
dren, enforceable at least by a class action, to have
the school system administered free of an enforced
policy of segregation irrespective of whether any
colored pupil has been denied admission to any
particular school on the ground of his race.”65
It is undoubtedly true that the intangible inade
quacies of a segregated education harm the individ
ual, but the Supreme Court treated these inade
quacies as inherent attributes which prevail univer
sally.66 For example, the Court said:
64 Note, 20 U. Chi. L. Rev. 577 (1953).
65 Meador, The Constitution and the Assignment of Pupils to
Public Schools, 45 Va. L. Rev. 517, 523 (1959).
06 In Brown the unanimous court, through Chief Justice Warren,
cited the Slaughter House Cases, 1872, 83 U.S. (16 Wall.) 36, 71
in which the Court stated: “ . . . one pervading purpose found
in [all of these amendments], lying at the foundation of each,
and without which none of them would have been even suggested;
we mean the freedom of the slave race, the security and firm
establishment of that freedom, and the protection of the newly-
made freeman and citizen from the oppressions of those who had
formerly exercised unlimited dominion over him. It is true that
only the Fifteenth Amendment, in terms, mentions the negro by
speaking of his color and his slavery. But it is just as true that
each of the other articles was addressed to the grievances of that
race, and designed to remedy them as the fifteenth.” The Court
also quoted the following passage from Strauder v. West Vir-
17. S., et al. v. Jeff. County Bd. of Educ., et al. 49
[Education] is the very foundation of good
citizenship. Today it is a principal instrument
in awakening the child to cultural values,, in
preparing him for later professional training,
and in helping him to adjust normally to his
environment. In these days, it is doubtful
that any child may reasonably be expected
to succeed if he is denied the opportunity of
an education. Such an opportunity where the
state has undertaken to provide it, is a right
which must be made available to all on equal
terms 347 U.S. at 493. (Emphasis added.)
Again, in-a critical passage:
To separate [children] from others of sim
ilar age and qualifications solely because of
their race generates a feeling, of inferiority
as to their status in the community that may
affect their hearts and mind in a way un
likely ever to be undone. 347 U.S. at 494.
With this predicate it is not surprising that Brown
II, a year after Brown I was decided, going beyond
recognition of the “ personal” right in the individual
plaintiffs, fashioned a remedy appropriate for the
class. The Court imposed on the states the duty of
furnishing an integrated school system, that is, the
ginia, 1879, 100 U.S. 303, 307: “The words of the amendment
. . . contain a necessary implication of a positive immunity, or
right, most valuable to the colored race— the right to exemption
from unfriendly legislation against them distinctively as colored;
exemption from legal discriminations, implying inferiority in civil
society, lessening the security of their enjoyment of the rights
which others enjoy, and discriminations which are steps toward
reducing them to the condition of a subject race.”
50 U. S., et al. v. Jeff. County Bd. of Educ., et al.
duty of “ effectuating] a transition to a facially
nondiscriminatory school system.”67 (Emphasis
added.) In addition, Brown II subordinated the
“ present” right in the individual plaintiffs to the
right of Negroes as a class to a unitary, nonracial
system—some time in the future.68
The central \ice in a formerly de jure segregated
public school system is apartheid by dual zoning: in
the past by law, the use of one set of attendance
zones for white children and another for Negro chil
dren, and the compulsory initial assignment of a Ne
gro to the Negro school in his zone. Dual zoning per
67 “ [T]he courts will require that the defendants make a prompt
and reasonable start toward full compliance with our May 17,
1954, ruling. Once such a start has been made, the courts may
find that additional time is necessary to carry out the ruling in
an effective manner. . . .T o that end the courts may consider
problems related to administration, arising from the physical
condition of the school plant, the school transportation system,
personnel, revision of school districts and attendance areas into
compact units to achieve a system of determining admission to the
public schools on a nonracial basis, and revision of local laws
and regulations which may be necessary in solving the foregoing
problems.” Brown v. Board of Education, 349 U.S. 294, 300-01.
(Emphasis added.)
68 “If it is the Negro population as a minority group which
is entitled to attend public facilities, then the objective of any
corrective plan would be to bring about complete integration
of all Negro children in public education.” Hartman, The Right
to Equal Educational Opportunities as a Personal and Present
Right, 9 Wayne L. Rev. 424, 441 (1963). Cf. Greenberg, Race
Relations and Group Interests in the Law, 13 Rutgers L. Rev.
503, 506 (1959). There would be no necessary conflict between
the individual’s “personal and present” right and the class right
if the Brown, Cooper v. Aaron, Bradley, and Rogers v. Paul
decisions were read as recognizing the immediate right of any
Negro plaintiff to transfer to a white school, over and above
the state’s duty to reorganize its school system. Thus in Watson
v. City of Memphis, 1963, 373 U.S. 526, 533, 83 S.Ct. 1314,
10 L.Ed.2d 529, the Supreme Court stated that the rights asserted
in that case “are, like all such rights, present rights . . . war
rants for the here and now and, unless there is an overwhelming
ly compelling reason they are to be promptly fulfilled.”
U. S., et al. v. Jeff. County Bd. of Educ., et al. 51
sists in the continuing operation Of Negro Schools
identified as Negro, historically and because the fac
ulty and students are Negroes. Acceptance of an in
dividual’s application for transfer, therefore, may sat
isfy that particular individual; it will not satisfy the
class. The class is all Negro children in a school dis
trict attending, by definition, inherently unequal
schools and wearing the badge of slavery separation
displays. Relief to the class requires school boards
to desegregate the school from which a transferee
comes as well as the school to which he goes. It
requires conversion of the dual zones into a single
system. Faculties, facilities, and activities as well
as student bodies must be integrated. No mat
ter what view is taken of the rationale in Brown
I, Brown II envisaged the remedy following
the wrong, the state’s correcting its discrimina
tion against Negroes as a class, through sepa
rate schools, by initiating and operating a uni
tary integrated school system. The gradual transi
tion the Supreme Court authorized was to allow the
states time to solve the administrative problems in
herent in that change-over; No delay would have been
necessary if the right at issue in Brown had been
only the right of individual Negro plaintiffs to ad
mission to a white school. Moreover, the delay of
one year in deciding Brown II and the gradual
remedy Brown II fashioned can be justified only on
the ground that the “ personal and present” right of
the individual plaintiffs must yield to the overrid
ing right of Negroes as a class to a completely in
tegrated public education.
52 U. S., et al. v. Jeff. County Bd. of Educ., et al.
Although psychological harm and lack of education
al opportunities to Negroes may exist whether
caused by de facto or de jure segregation, a state
policy of apartheid aggravates the harm. Thus,
Chief Justice Warren quoted with approval the finding
of the district court in the Kansas case: “ The impact
[of the detrimental effect of segregation upon Ne
gro children] is greater when it has the sanction of
the law; for the policy of separating the race is usual
ly interpreted as denoting the inferiority of the Negro
group. A sense of inferiority affects the motivation
of a child to learn. Segregation with the sanction of
law, therefore, has a tendency to [retard] the edu
cational and mental development of Negro children
and to deprive them of some of the benefits they
would receive in a racial[ly] integrated school sys
tem .” (Emphasis added.) Brown I, 347 U S. at 494.
The State, therefore, should be under a duty to take
whatever corrective action is necessary to undo the
harm it created and fostered.69 “State authorities
69 “Indeed, the requirement of affirmative action lies at the
very heart of Brown; seventeen states had to abandon racial
criteria and affirmatively reorganize school attendance plans.”
Fiss, Racial Imbalance in the Public Schools: The Constitutional
Concepts, 78 Harv. L.Rev. 564, 612 (1965). See also Gillmor and
Gosule, Duty to Integrate Public Schools ?. Some Judicial Responses
and a Statute 46 Boat. U. L. Rev. 45, 62-3 (1966). “State support
of segregated schools through any arrangement, management,
funds, or property cannot be squared with the equal protection
q tÛ o^CK° 0P<1r V- AaJon- 1958’ 358 U -S- b 19. 78 S.Ct. 1401,
a Li.tua.za 5 . . Most of the major decisions of the Warren
Court under the equal protection clause impose affirmative obli
gations upon the states. Earlier cases sustaining a constitutional
claim were typically mandates directing the government to refrain
from a particular form of regulation. Now the emphasis is ‘ upon
measures the states must adopt in carrying on their activities
and steps they must take [even] to offset disabilities not of their
creation . Cox, Foreword: Constitutional Adjudication and the
Promotion of Human Rights, 80 Harv. L. Rev. 91, 93 (1966).
17. S., et al. v. Jeff. County Bd. of Educ., et al. 53
were thus duty bound to devote every effort toward
initiating desegregation and bringing about the elimi
nation of racial discrimination in the public school
system.” (Emphasis added.) Cooper v. Aaron, 358
U.S. at 7. Some may doubt whether tolerance of de
facto segregation is an unsubtle form of state action.
There can be no doubt as to the nature and effect
of segregation that came into being and persists be
cause of state action as part of the longstanding pat
tern to narrow the access of Negroes to political
power and to the life of the community.
In a school system the persons capable of giving
class relief are of course its administrators. It is
they who are under the affirmative duty to take cor
rective action toward the goal of one integrated sys
tem. As Judges Sobeloff and Bell said in Bradley v.
School Board of the City of Richmond, 4 Cir. 1965,
345 F.2d 310, 322:
“ . . . the initiative in achieving desegrega
tion of the public schools must come from the
school authorities. . . . Affirmative action
means more than telling those who have long
been deprived of freedom of educational op
portunity. ‘You now have a choice.’ . . . It
is now 1965 and high time for the court to in
sist that good faith compliance requires ad
ministrators of schools to proceed actively
with their nontransferable duty to undo the
segregation which both by action and inac
tion has been persistently perpetuated. (Em
phasis added.)
54 U. S e t al. v. Jeff. Cgunty Bd. of Educ., et al.
In Northcross v. Board of pldugatign of the City of
Memphis, 6 Cir. 1062, 302 F.2d 818, the defend
ants asserted, as the defendants assert here,
that continued segregation is “ voluntary on the
part of Negro pupils and parents because they
do not avail themselves of the transfer provisions.”
The Court held: “ The Pupil Assignment Law . . .
will not serve as a plan to convert a biraeial system
into a nonracial system . . . Negro children cannot
be required to apply for that to which they are en
titled as a matter of right. . . . The burden rests
with the school authorities to initiate desegregation
. . . [The Board] should submit some realistic
plan for the organization of their schools on a non
racial basis” . (Emphasis added.) In Dowell v. School
Board of Oklahoma City Public Schools, W. D. Okla.
1965, 244 F. Supp. 971, 975, ^78-79, the School
Board in Oklahoma City had “ superimposed”
a geographic zone plan on “ already existing
residential segregation initiated by law.” The
court held: A school board must “ adopt policies
that would increase the percentage of pupils who are
obtaining a desegregated education. . . .[The] fail
ure to adopt an affirmative policy is itself a policy,
adherence to which, at least in this case, has slowed
up . . . the desegregation process. . . . [W]here the
cessation of assignment and transfer policies based
solely on race is insufficient to bring about more
than token change in the segregated system, the
Board must devise affirmative action reasonably
purposed to effectuate the desegregation goal. This
conclusion makes no new law.”
U. S., et al. v. Jejf. County Bd. of Educ., et al. 55
The position we take in these consolidated cases is
that the only adequate redress for a previously overt
system-wide policy of segregation directed against
Negroes as a collective entity is a system-wide pol
icy of integration. In Singletpn I the Court touched
on the state’s duty to integrate:
“ In retrospect, the second Brown opinion
clearly imposes on public school authorities
the duty to provide an integrated school sys
tem. Judge Parker’s well-known dictum
should be laid to rest. It is inconsistent with
Brown and the later development of deci
sional and statutory law in the area of civil
rights.” 348 F.2d at 730 n.5.
Three years before Singleton I this Court analyzed
the problem in Potts v. Flax, 5 Cir. 1963, 313 F.2d
284. In that case the Court rejected a school board’s
contention that a suit brought by two Negro parents
was not a class action even though the record con
tained testimony that one parent was bringing the
action only for his own children and not for other Ne
gro children. The Board contended that a court order
was not needed because it was willing to admit any
Negro child to a white school on demand of any Ne
gro child. Judge Brown, speaking for the Court, said:
“ Properly construed the purpose of the suit
was not to achieve specific assignment of spe
cific children to any specific grade or school.
The peculiar rights of specific individuals
were not in controversy. It was directed at
the system-wide policy of racial segrega
56 U. S., et cl. v. Jeff. County Bd. of Educ., et al.
tion. It sought obliteration of that policy of
system-wide racial discrimination. . . ,”70
Even before Potts v. Flax, in Bush v. Orleans Parish
School Board, 5 Cir. 1962, 308 F.2d 492, 499, the Court
said:
“ In this aspect of [initial] pupil assignment
[to segregated schools] the facts present
a clear case where there is not only depriva
tion of the rights of the individuals directly
concerned but deprivation of the rights of
Negro school children as a class. As a class,
and irrespective of any individual’s right to
be admitted on a non-racial basis to a par
ticular school, Negro children in the public
schools have a constitutional right to have
the public school system administered free
from an administrative policy of segrega
tion.”71
I? . Thr C °urt also said: “There is at least considerable doubt
that relief confined to individual specified Negro children either
U?vUedeffP cfanRed^ r’ if grated , could be so limited in its opera-
thf natu.re o f . the controversy, the attack is on
the unconstitutional practice of racial discrimination. Once that
f ° und, t0 exlst> the Court must order that it be discontinued.
+1l h„ \ deCref ’i 0fuC0^ se’ . mlght name the successful plaintiff as
the party not to be discriminated against. But that decree may
lt* er expressiy or impliedly— affirmatively authorize con-
tinned discrimination by reason of race against others. Cf Shel-
ley V. Kramer, 1948, 334 U.S. 1, 68 S.Ct. 836, 92 L.Ed 1161
Moreover to require a school system to admit the specific suc
cessful plaintiff Negro child while others, having no such pro
tection, were required to attend schools in a. racially segregated
system, would be for the court to contribute actively to the
R n f r A SCP/ T T okT * USh V' ° rleanS Parish School Board, 5 Cir. 1962, 308 F.2d 491, 499, on rehearing 308 F.2d 503-
313 aFS2da0tS 28V9 yer’ 1962’ 312 F'2d 19L” Potts Flax’,
71 The Court also said: “Geographical districts based on race
are a parish-wide system of unconstitutional classification. Of
course, it is undoubtedy true that Brown v. Board of Education
U. S., et al. v. Jeff. County Bd. of Educ., et al. 57
See also Ross v. Dyer, 5 Cir. 1963, 312 F.2d 191, 194-95;
Augustus v. Board of Public Instruction of Escambia
County, 5 Cir. 1963, 306 F.2d 862, 869; Holland v.
Board of Public Instruction of Palm Beach County,
5 Cir. 1958, 258 F.2d 730; Orleans Parish School Board
v. Bush, 5 Cir. 1957, 242 F.2d 156.
Brown was an inevitable, predictable extension of
Sweat v. Painter, 1950, 339 U.S. 629, 70 S.Ct. 848, 94
L.Ed. 1114, and McLaurin v. Oklahoma State Regents,
1950, 339 U.S. 637, 70 S.Ct. 851, 94 L.Ed. 1149.* 72 Those
cases involved separate but equal or identical grad
uate facilities. Factors “ incapable of objective meas
urement” but crucial to a good graduate education
were not available to segregated Negroes. These were
the intangible factors that prevented the Negro grad
uate students from having normal contacts and as
sociation wtith white students. Apartheid made the
two groups unequal. In Brown I these same intangi
dealt with only an individual child’s right to be admitted to a
particular school on a non-racial basis. And it is also true, as
the second Brown opinion pointed out, that courts must bear in
mind the 'personal interest’ of the plaintiffs. In this sense, the
Brown cases held that the law requires non-discrimination as to
the individual, not integration. But when a statute has a state
wide discriminatory effect or when a School Board maintains a
parish-wide discriminatory policy or system, the discrimination is
against Negroes as a class. Here, for example, it is the Orleans
Parish dual system of segregated school districts, affecting all
school children in the Parish by race, that, first, was a dis
criminatory classification and, second, established the predicate
making it possible for the Pupil Placement Act to fulfill its be-
hind-the-face function of preserving segregation.” Bush v. Or
leans Parish School Board, 308 F.2d at 499.
72 See, for example, Ransmier, The Fourteenth Amendment and
the “Separate but Equal” Doctrine, 50 Mich. L. Rev. 203, 238-40
(1951); Roche, Education, Segregation and the Supreme Court—
A Political Analysis, 99 U. Pa. L. Rev. 949 (1951); Taylor, The
Demise of Race Restrictions in Graduate Education, 1 Duke B.
Jour. 135 (1951); Note, 26 St. John’s L. Rev. 123 (1951).
58 U. S., et al. v. Jeff. County Bd. of Educ., et al.
bles were found “ to apply with added force to chil
dren in grade and high schools” ; educational oppor
tunity in public schools must be made available to all
on equal terms.
The Brown I finding that segregated schooling
causes psychological harm and denies equal educa
tional opportunities should not be construed as the
sole basis for the decision.73 So construed, the way
would be open for proponents of the status quo to at
tempt to show, on the facts, that integration may be
harmful or the lesser of two evils. Indeed that nar
row view of Brown 1 has led several district courts
73 Professor Edmund Cahn characterized as a “myth” the notion
that the Brown decision was “sociological” rather than “ legal” .
Cahn, Jurisprudence, 31 N.Y.U. L. Rev. 182 (1956); Cahn, Juris
prudence, 30 N.Y.U. L. Rev. 150 (1955). “I would not have the
constitutional rights of Negroes— or of other Americans— rest on
any such flimsy foundation as some of the scientific demonstra
tions in these records. . . . Heretofore, no government official
has contended that he could deny equal protection with impunity
unless the complaining parties offered competent proof that they
would sustain or had sustained some permanent (psychological or
other kind of) damage. The right to equal protection has not
been subjected to any such proviso.” Cahn, Jurisprudence, 30
N.Y.U. L. Rev. 150, 157, 158, 168 (1955). Professor Black has
said: “The charge that it is ‘sociological’ is either a truism
or a canard— a truism if it means that the Court, precisely like
the Plessy court, and like innumerable other courts facing in
numerable other issues of law, had to resolve and did resolve
a question about social fact; a canard if it means that anything
like principal reliance was placed on the formally ‘scientific’
authorities, which are relegated to a footnote and treated as
merely corroboratory of common sense.” Black, The Lawfulness
of the Segregation Decision, 69 Yale L.J. 421, 430 n.25 (1960).
Acceptance of these views is not inconsistent with the con
tinued vitality of the psychological findings in Brown I. Indeed,
several studies have reinforced those findings. The most recent is
the United States Office of Education’s “Equality of Educational
Opportunity” , the two-year study authorized by section 402 of
the Civil Rights Act of 1964 to investigate “the lack of availability
of equal educational opportunities for individuals by reason of
race, color, religion, or national origin in public educational
institutions . . . . ” 42 U.S.C. § 2000c— 1.
17. S., et al. v. Jeff. County Bd. of Educ., et al. 59
into error.74 We think that the judgment “must have
rested on the view that racial segregation is, in prin
ciple, a denial of equality to the minority against
whom it is directed.”75 The relief Brown II requires
rests on recognition of the principle that state-im
posed separation by race is an invidious classifica
tion and for that reason alone is unconstitutional.76
Classifications based upon race are especially sus
pect, since they are “odius to a free people”.77 In short,
compulsory separation, apartheid, is per se discrim
inatory against Negroes.
A number of post-Brown per curiam decisions not
involving education make it clear that the broad
dimensions of the rationale are not circumscribed
by the necessity of showing harmful inequality to the
74 See Stell v. Savannah-Chatham County Board of Education,
S.D.Ga. 1963, 220 F. Supp. 667, rev’d 333 F.2d 55; 255 F.Supp. 84
(1965) , appeal pending; 225 F.Supp. 88 (1966), appeal pending.
See also Jackson Municipal Separate School District v. Evers, 5
Cir. 1966, 357 F.2d 653.
75 Wechsler, Toward Neutral Principles of Constitutional Law,
73 Harv. L. Rev. 1, 33 (1959). Professor Wechsler concluded:
“For me, assuming equal facilities, the question posed by state-
enforced segregation is not one of discrimination at all. Its
human and constitutional dimensions lie entirely elsewhere, in
the denial by the state of freedom to associate . . . ” The article
started a vigorous debate. See authorities collected in Emmerson
and Huber, Political and Civil Rights 1625-1629 (1967). See also
Kaplan, Equality in an Unequal World, 61 N W U.L. Rev. 363
(1966) .
For discussion of the inherently— arbitrary— classification
principle against the principle of equality of educational op
portunity, see Fiss, Racial Imbalance in the Public Schools: The
Constitutional Concept, 78 Harv. L. Rev. 564, 590-98 (1965).
76 See Poliak, Racial Discrimination and Judicial Integrity: A
Reply to Professor Wechsler, 108 U. Pa. L. Rev. 1 (1959); Kaplan,
Segregation Litigation and the Schools— Part I, The New Rochelle
Experience 58 N W U. L. Rev. 1, 21 (1964).
77 Korematsu v. United States, 1944, 323 U. S. 214, 216, 65 S. Ct.
193, 89 L. Ed. 194.
60 U. S., et al. v. Jeff. County Bd. of Educ., et al.
individual. In these cases Negroes were separated
from whites but were afforded equal or identical fa
cilities. Relying on Brown, the Court ordered integra
tion of the facility or activity.78 See also Anderson v.
Martin, 1964, 375 U.S. 399, 402, 84 S.Ct. 454, 11 L.Ed.2d
430, 433, holding that compulsory designation of a can
didate’s race on the ballot is unlawful. The designation
placed “ the power of the State behind a racial classi
fication that induces racial prejudice at the polls.”
Bolling v. Sharpe, 1954, 347 U.S. 497, 74 S.Ct. 693, 98
L. Ed. 884, provides further evidence of the breadth
of the right recognized in Brown. There, because the
case concerned the District of Columbia, the Court
had to rely on the due process clause of the Fifth
Amendment instead of the equal protection clause
of the Fourteenth Amendment. Going beyond any
question of psychological harm or of the denial of
equal educational opportunities to the individual, the
Court concluded that racial classifications in public
education are so unreasonable and arbitrary as to
violate due process:79
78 E.g., Schiro v. Bynum, 375 U.S. 395 (1964) (municipal audi
toriums) ; Johnson v. Virginia, 373 U.S. 61 (1963) (court-rooms);
State Athletic Comm’n v. Dorsey, 395 U.S. 533 (1959) (athletic
contests); New Orleans City Park Improvement Ass’n v. De-
tiege, 358 U.S. 54 (1958) (public parks and golf courses); Gayle
v. Browder, 352 U.S. 903 (intrastate busses); Holmes v. City
of Atlanta, 350 U.S. 879 (1955) (municipal golf courses);
Mayor of Baltimore v. Dawson, 350 U.S. 877 (1955) (public
beaches and bathhouses). Muir v. Louisville Park Theatrical
Ass’n, 347 U.S. 971 (1954) (municipal amphitheater).
For lower court decisions to the same effect, see cases collected
in Emmerson and Huber, Political and Civil Rights in the United
States 1678 (1967).
79 See Cahn, Jurisprudence, 30 N.Y.U.L. Rev. 150, 155 (1955).
Cf. Antieau, Equal Protection Outside the Clause, 40 Cal. L. Rev.
362, 364 (1954); Poliak, Racial Discrimination and Judicial In
tegrity, 108 U. Pa. L. Rev. 1, 27-28 (1959).
U. S., et al. v. Jeff. County Bd. of Educ., et al. 61
“ Liberty under law extends to the full range
of conduct which the individual is free to pur
sue, and it cannot be restricted except for a
proper governmental objective. Segregation
in public education is not reasonably related
to any proper governmental objective, and
thus it imposes on Negro children . . . a bur
den that constitutes an arbitrary deprivation
of their liberty.” 347 U. S. at 498. (Emphasis
added.)
As in the jury exclusion cases, when the classifica
tion is not “ reasonably related to any proper govern
mental objective” equal protection and due process
merge.
If Brown has only the narrow meaning Briggs
gives it, the system of state-sanctioned segregated
schools will continue indefinitely with only-a little
token desegregation. White school boards, almost
universal in this circuit, will be able to continue
to say that their constitutional duty -ends when they
provide relief to the particular Negro children who,
as individuals, claim their personal right to be ad
mitted to white schools. If the Briggs thinking should
prevail, the dual system will, for all practical pur
poses', be maintained: white school officials in most
key positions at the state and county levels; Negro
faculties in Negro schools, white faculties in white
schools; no white children or only a few white chil
dren of way-out parents in Negro schools; a few Ne
groes in some white schools; at best, tokenism in cer
tain school districts.
62 U. S., et al. v. Jeff. County Bd. of Eduo., et al.
Brown’s broad meaning, its important meaning,
is its revitalization of the national constitutional fight
the Thirteenth, Fourteenth, and Fifteenth Amend
ments created in favor of Negroes. This is the right
of Negroes to national citizenship, their right as a
class to share the privileges and immunities only
white citizens had enjoyed as a class. Brown erased
Dred Scott, used the Fourteenth Amendment to
breathe life into the Thirteenth, and wrote the Decla
ration of Independence into the Constitution. Freed-
men are free men. They are created as equal as
are all other American citizens and with the same
unalienable rights to life, liberty, and the pursuit of
happiness. No longer “ beings of an inferior race” —
the Dred Scott article of faith—Negroes too are part
of “ the people of the United States” .
A primary responsibility of federal courts is to pro
tect nationally created constitutional rights. A duty
of the States is to give effect to such rights—here, by
providing equal educational opportunities free of any
compulsion that Negroes wear a badge of slavery.
The States owe this duty to Negroes, not just because
every citizen is entitled to be free from arbitrary
discrimination as a heritage of the common law or be
cause every citizen may look to his state for equal
protection of the rights a state grants its citizens. As
Justice Harlan clearly saw in the Civil Rights Cases
(1883), 109 U. S. 3, 3 S.Ct. 18, 27 L.Ed. 835, the War
time Amendments created an affirmative duty that
the States eradicate all relics, “ badges and indicia of
slavery’ ’ lest Negroes as a race sink back into “ sec
ond-class” citizenship.
17. S., et al. v. Jeff. County Bd. of Educ., et al. 63
B. The factual situation dealt with in Bell v. School
City of Gary, N. D. Ind. 1963, 213 F. Supp. 819, aff’d
7 Cir. 1963, 324 F.2d 209, cert, den’d 377 U. S. 924 (1964)
is not the situation the Supreme Court had before it
in Brown or that we deal with in this circuit. Brown
dealt with state-imposed segregation based on dual
attendance zones. Bell involved nonracially motivated
de facto segregation in a school system based on the
neighborhood single zone system. In Bell the plain
tiffs alleged that the Gary School Board had delib
erately gerrymandered school attendance zones to
achieve a segregated school system in violation of
its “ duty to provide and maintain a racially inte
grated system” . On the showing that the students
were assigned and boundary lines drawn based upon
reasonable nonracial criteria, the court held that the
school board did not deliberately segregate the
races; the racial balance was attributable to geo
graphic and housjng patterns. The court analyzed
the problem in terms of state action rather than in
terms of the Negroes’ right to equal educational op
portunities. Finding no state action the court con
cluded that Brown did not apply. In effect, the court
held that de facto segregated neighborhood schools
must be accepted. At any rate, the court said,
“ states do not have an affirmative duty to provide
an integrated education” . The Seventh Circuit af
firmed.
We must assume that Congress was well aware
of the fact that Bell was concerned with de facto seg
regated neighborhood schools—only. Notwithstand
ing the broad language of the opinion relating to the
64 17. S., et al. v. Jeff. County Bd. of Educ., et al.
lack of a duty to integrate, language later frequently
quoted by Senator Humphrey and others in the de
bates on the Civil Rights Act of 1964, Congress went
only so far as to prohibit cross-district bussing and
cross-district assignment of students.
The facts, as found by the Court in Bell, favored
the Gary School Board. Other courts, on very simi
lar facts, have decided that there are alternatives
to acceptance of the status quo.80 A commentator on
the subject has fairly summed up the cases: “ Using
Brown as a governing principle, racial imbalance
caused by racially motivated conduct is clearly in
valid. When racial imbalance results fortuitously,
there is a split of authority.”81
“The central constitutional fact is the inadequacy of segre
gated education. . . . The educational system that is thus com
pulsory and public afforded must deal with the inadequacy arising
from adventitious segregation; it cannot accept and indurate seg
regation on the ground that it is not coerced or planned but
accepted.” Branche v. Board of Education, 204 F.Supp. at 153.
See Wright, Public School Desegregation: Legal Remedies for De
Facto Segregation, 40 N.Y.U.L. Rev. 285, 301 (1965); Fiss, 78
Harv. L. Rev. 564, 609 (1965) (a relative approach); Sedler,
School Segregation in the North and W est: Legal Aspects 7 St
Louis L. Rev. 228, 233-239, 275 (1963); Maslow, De Facto Public
School Segregation, 6 Vill. L. Rev. 353 (1961).
81 King, Racial Imbalance in the Public Schools, 18 Vand. L.
Rev. 1290, 1337 (1965). Webb v. Board of Education of Chi
cago, N.D.I11. 1963, 223 F.Supp. 466; Deal v. Cincinnati Board of
Education, S.D.Ohio 1965, 244 F.Supp. 572; Lynch v Kenston
School District, N.D.Ohio 1964, 229 F.Supp. 740; Downs v Board
of Education, 10 Cir. 1965, 336 F.2d 988, cert, denied
380 U.S. 914, 85 S.Ct. 898, 13 L.Ed. 2d 800; and
Sealy v. Department of Public Instruction of Pennsylvania,
3 Cir. 1958, 252 F.2d 898, are more or less in agree
ment ̂ with Bell. These cases usually rely on the school
board s good faith, lack of racial motivation, and the propriety of
considering transportation, geography, safety, access roads, and
other neutral criteria as rational bases for school districting.
Taking the contrary position are: Booker v. Board of Education
of Plainfield, 1965, 45 N.J. 161, 212 A.2d 1; Branche v. Hempstead,
E.D.N.Y. 1962, 204 F.Supp. 150; Blocker v. Board of Education
of Manhasset, E.D.N.Y. 1964, 226 F. Supp. 208, 229 F Supp 709-
Barksdale v. Springfield School Committee, D.Mass. 1965, 237
U. S.} et al. v. Jeff. County Bd. of Educ., et al. 65
Barksdale v. Springfield School Committee, D.
Mass. 1965, 237 F. Supp. 543, similar on the facts to
Bell, holds squarely contrary to Bell:
“ The defendants argue, nevertheless, that
there is no constitutional mandate to remedy'
racial imbalance. Bell v. School City of Gary,
324 F.2d 209 (7th Cir. 1963). But that
is not the question. The question is whether
there is a constitutional duty to provide
equal educational opportunities for all chil
dren within the system. While Brown an
swered that question affirmatively in the con
text of coerced segregation, the constitutional
fact—the inadequacy of segregated educa
tion—is the same in this case, and I so find.
. . . This is not to imply that the neighbor
hood school policy per se is unconstitution
al, but that it must be abandoned or modi
fied when it results in segregation in fact.
F.Supp. 543, vacated for other reasons 1 Cir. 1965, 348 F.2d 261;
Jackson v. Pasadena City School District, 1962, 59 Cal. 2d 876, 31
Cal. Rept. 606, 382 P.2d 878. School authorities may act to
offset racial imbalance; See Addabbo v. Donovan, 256 N.Y.S. 2d
178, aff’d 261 N.Y.S.2d 68, 209 N.E.2d 112 (1965), cert, den’d 382
U.S. 905 (1965). See also Balaban v. Rubin, 248 N.Y.S.2d 574, aff’d
250 N.Y.2d 281, 199 N.E.2d 375 (1964), cert, den’d 379 U.S. 881
(1964) (Board may “take into consideration the ethnic composi
tion of the children” before drawing the attendance lines for a
new school); Olson v. Board of Education, E.D.N.Y. 1966, 250 F.
Supp. 1000 (the Princeton plan— see note 124, infra);
Offerman v. Nitkowski, W.D. N .Y. 1965, 248 F.Supp.
129; Guida v. Board of Education of New Haven, 26
Conn. Supp. 121, 213 A.2d 843 (1965); Strippoli v.
Bichal, 250 N.Y.S.2d 969, aff’d N.Y.S.2d 84, 209 N.E.2d 123
(1965) (bussing); Morean v. Board of Education, 42 N.J. 237, 200
A.2d 97 (1965); Vetere v. Allen, 258 N.Y. 77, 206 N.E. 2d 174
(1965) (redistricting of attendance zone approved because “racial
balance is essential to a sound education” ) ; Van Blerkom v. Dono
van, 1965, 15 N.Y.2d 399, 259 N.Y.S.2d 825, 207 N.E.2d 503.
66 U. S., et al. v. Jeff. County Bd. of Educ., et al.
. . . I cannot accept the view in Bell that
only forced segregation is incompatible with
the requirements of the Fourteenth Amend
ment, nor do I find meaningful the state
ment that ‘ [t]he Constitution . . . does not
require integration. It merely forbids dis
crimination.’ 324 F.2d at 213. . . . If This court
recognizes and reiterates that the problem
of racial concentration is an educational, as
well as constitutional, problem and, there
fore, orders the defendants to present a plan
no later than April 30, 1965, to eliminate to
the fullest extent possible racial concentra
tion in its elementary and junior high schools
within the framework of effective education
al procedures, as guaranteed by the equal
protection clause of the Fourteenth Amend
ment to the Constitution of the United
States.” (Emphasis added.)
“ In short, Barksdale [does not analyze Brown] in
terms of propriety of school board action, but pro
ceeds in terms of a right on the part of Negro students
to an equal educational opportunity, which in light
of the ruling in Brown that separate schools are in
herently unequal, must perforce be a right to an in
tegrated educational setting.”82 On appeal, the First
Circuit accepted the district court’s findings of fact
but vacated the order with directions to dismiss With
out prejudice because the school board, on its own
82 Gillmor and Gosule, Duty to Integrate Public Schools? Some
Judicial Responses and a Statute, 46 Bost. U. L. Rev. 45, 57
(1966).
U. S., et al. v. Jeff. County Bd. of Educ., et al. 67
initiative, had taken action identical with the court-
ordered action. 348 F.2d 261. The Court noted a dif
ference between “ the seeming absolutism” of the
opinion and the less sweeping order “ to eliminate
[segregation] to the fullest extent possible . . . with
in the framework of effective educational proce
dures”.83 Taking both opinions together, they recog
nize that “ the state would not be permitted to ignore;
the problem of de facto segregation. The holding in
Brown, unexplained by its underlying reasoning, re
quires no more than the decision in Bell, but when
illuminated by the reasoning, it permits the result
in Barksdale and may require that result.”84 At the
very least, as the Barksdale court saw it, there is a
duty to integrate in the sense that integration is an
educational goal to be given a high, high priority
among the various considerations involved in the
proper administration of a system beset with de
facto segregated schools.
83 The First Circuit construed the court’s order, as not calling
for “an absolute right in the plaintiffs to have what the court
found to be ‘tantamount to segregation’ removed at all costs.’’
At the same time, the Court said: “Rather we take it to deter
mine that . . . racial imbalance disadvantages Negro students
and impairs their educational opportunities as compared with
other races to such a degree that they have a right to insist that
the defendants consider their special problems along with all other
relevant factors when making relevant decisions.” Springfield
School Committee v. Barksdale, 1965, 348 F.2d 261, 264.
84 Gillmor and Gosule supra note 82, at 64. Compare the state
ment of policy in the Massachusetts statute, An Act Providing for
the Elimination of Racial Imbalance in the Public Schools (Mass.
Acts. 1965, ch. 651):
It is hereby declared to be the policy of the commonwealth
to encourage all school committees to adopt as educational
objectives the promotion of racial balance and the correction
of existing racial imbalance in the public schools. The pre
vention or elimination of racial imbalance shall be an ob
jective in all decisions involving the drawing or altering
of school attendance lines and the selection of new school sites.
The statute was enacted a month after Barksdale was decided.
68 U. S., et al. v. Jeff. County Bd. of Educ., et al.
Although Brown points toward the existence of a
duty to integrate de facto segregated schools,85 the hold
ing in Brown, unlike the holding in Bell but like the
holdings in this circuit, occurred within the context
of state-coerced segregation. The similarity of pseudo
de facto segregation in the South to actual de facto
segregation in the North is more apparent than real.
Here school boards, utilizing the dual zoning system,
assigned Negro teachers to Negro schools and se
lected Negro neighborhoods as suitable areas in which
to locate Negro schools. Of course the concentration
of Negroes increased in the neighborhood of the
school. Cause and effect came together. In this cir
cuit, therefore, the location of Negro schools with
Negro faculties in Negro neighborhoods and white
schools in white neighborhoods cannot be described
as an unfortunate fortuity: It came into existence as
state action and continues to exist as racial gerry
mandering, made possible by the dual system.86 Segre
gation resulting from racially motivated gerryman-
Some of the Supreme Court’s language in Brown can apply
to this type of segregation as well as to that before the Court
since this type of imbalance may also ‘generate a feeline of
inferiority as to [the Negro children’s] status in the community
that may affect their hearts and minds in a way unlikely ever
to be undone.’ Thus, if one believes that the basis of the
Brown decision was the Court’s finding that separate schools
were unconstitutional simply because they bred a feeling of in
feriority in the Negro, one must also believe that the neighbor
hood school must also be unconstitutional if it breeds the same
feeling of inferiority.’’ Kaplan, Segregation Litigation and the
? Co w i l ^ rt<.ATThe Ne,W Rochelle Experience 58 NW U. L. Rev.
1, 21 (1964). Necessarily implied in [Brown’s] . . . proscription
of segregated education was the positive duty of eliminating it ”
Taylor v. Board of Education of the City of New Rochelle
l6 ? UYS .199640. W1 F ‘ SUPP' 181' 193' aff'd 294 F 2d 36 cert deSed
86 See Clemons v. Board of Education of Hillsboro 6 Cir
1956, 228 F.2d 853, cert, den’d 350 U.S. 1000 (1956 Cf Gomillion
v. Lightfoot, 1960, 364 U.S. 339, 81 S.Ct. 125, 5 L .E d M 110
U. S., et al. V. Jeff. County BcL. of Educ., et al. 69
dering is properly characterized as “ de jure” segre
gation. See Taylor v. Board of Education of the City
of New Rochelle, S.D.N.Y. 1961, 191 F. Supp. 181.87
The courts have had the power to deal with this situ
ation since Brown I. In Holland v. Board of Public In
struction of Palm Beach County, 5 Cir. 1958, 258 F.2d 730,
although there was. no evidence of gerrymandering as
such, the court found that the board “ maintained and
enforced” a completely segregated system by using
the neighborhood plan to take advantage of racial
residential patterns. See also Evans v. Buchanan,
D.Del. 1962, 207 F. Supp. 820, where, in spite of a gen
uflexion in the direction of Briggs, the Court found
that there was gerrymandering of school districts
superimposed on a pre-Brown policy of segregation.
C. The defendants err in their contention that the
HEW and the courts cannot take race into considera
tion in establishing standards for desegregation
“The Constitution is not this color-blind.”88
The Constitution is both color blind arid color con
scious. To avoid conflict with the equal protection
87 Modified plan approved, 195 F.Supp. 231, aff’d 2 Cir. 1961,
294 F.2d 36, cert, den’d 368 U.S.-940 (1961). See Kaplan, Segre
gation Litigation and the Schools— Part 1; The New Rochelle
Experience, 58 NW.U. L. Rev. 1 (1964). Jackson v.
School Board of the City of Lynchburg, W.D. Va. 1962,
203 F.Supp. 701; Dowell v. School Board of Oklahoma City
Public Schools, W.D. Okla. 1965, 244 F.Supp. 971; and Swann
v. Charlotte-Mecklenburg Board of Education, W.D.N.C. 1965, 243
F.Supp. 667, followed Taylor on the unconstitutionality of racial
gerrymandering. See also Jackson v. Pasadena City School Dis
trict, 1963, 59 Cal.2d 876, 382 P.2d 878; Clemons v. Board of Edu
cation of Hillsboro, 6 Cir. 1956, 228 F.2d 853, cert, den’d
350 U.S. 106 (1956); Fuller v. Volk, 3 Cir. 1965, 351 F.2d 323.
88 Taylor v. Board of Education of the City of New Rochelle,
S.D.N.Y. 1961, 191 F.Supp. 181, 196, aff’d 294 F.2d 36 (Kauf
man, J.).
70 17. S., et al. v. Jeff. County Bd. of Educ., &t al.
clause, a classification that denies a benefit, causes
harm, or imposes a burden must not be based on race.
In that sense, the Constitution is color blind. But the
Constitution is color conscious to prevent discrim
ination being perpetuated and to undo the effects of
past discrimination. The criterion is the relevancy
of color to a legitimate governmental purpose. For
example, jury venires must represent a cross-section
of the community. Strauder v. West Virginia, 1880,
100 U.S. 303, 25 L.Ed. 664. The jury commissioners
therefore must have a “ conscious awareness of race
in extinguishing racial discrimination in jury serv
ice” . Brooks v. Beto, 5 Cir. 1966,, 366 F.2d 1. Similar
ly, in voter registration cases we have used the
“ freezing principle” to justify enjoining the use of
a constitutional statute where, in effect, the statute
would perpetuate past racial discrimination against
Negroes. United States v. Louisiana, E.D. La. 1963,
225 F.Supp. 353, aff’d 1965, 380 U.S. 145, 85 S.Ct. 817,
13 L.Ed.2d 817. “ [I]t is unrealistic to suppose that
the evils of decades of flagrant race discrimination
can be overcome by purging registration rolls of white
voters. . . . [Ujnless there is some appropriate way
to equalize the present with the past, the injunctive
prohibitions even in the most stringent, emphatic,
mandatory terms prohibiting discrimination in the
future, continues for many years a structure com
mitting effectual political power to the already regis
tered whites while excluding Negroes from this vital
activity of citizenship.” United States v. Ward, 5 Cir.
1965, 349 F.2d 795, 802. “ An appropriate remedy
should undo the results of past discrimination as well
U. S., et al. v. Jeff. County Bd. of Educ., et al. 71
as prevent future inequality of treatment.” United
States v. Duke, 5 Cir. 1964, 332 F.2d 759, 768. If the
Constitution were absolutely color-blind, considera
tion of race in the census and in adoption proceedings
would be unconstitutional.
Here race is relevant,89 because the governmental
purpose is to offer Negroes equal educational oppor
tunities. The means to that end, such as disestab
lishing segregation among students, distributing
the better teachers equitably, equalizing facilities,
selecting appropriate locations for schools, and avoid
ing resegregation must necessarily be based on race.
School officials have to know the racial composition
of their school populations and the racial distribu
tion within the school district. The Courts and HEW
cannot measure officials’ good faith or progress with
out taking race into account. “ When racial imbalance
infects a public school system, there is simply no way
to alleviate it without consideration of race. . . .
There is no constitutional right to have an inequality
89 “The justification for the school board’s incorporation of
racial distinctions in its correctional scheme is that race is a
relevant characteristic, given the school board’s purpose, which is
to avoid psychological injury to the Negro child, break down
social barriers, and mitigate the academic inadequacy of the im
balanced schools. Of course, it might be argued that many of the
evils the school board attempts to eliminate when it takes correc
tional steps are not attributable to the race of the individuals
within the imbalanced school, but instead are attributable to their
social class. Yet, certain of these evils are uniquely related to the
fact that the imbalance is a racial one; namely, those attributable
to the personal impact of the imbalance on the Negro. Moreover,
most Negroes in the ghetto, and hence attending an imbalanced
school, are members of the lowest economic class, and thus the
board’s remedial measures will tend to cure the social imbalance
as well.” Fiss, Racial Imbalance in the Public Schools: The
Constitutional Concepts, 78 Harv. L. Rev. 564, 577-78 (1965).
72 U. S., et al. v. Jeff. County Bd. of Educ., et al.
perpetuated.”90 Judge Sobeloff’s answer in Wanner v.
County School Board of Arlington County} 4 Cir. 1966,
357 F.2d 452, 454-55, is our answer in this case:
“ If a school board is constitutionally for
bidden to institute a system of racial segre
gation by the use of artificial boundary lines,
it is likewise forbidden to perpetuate a system
that has been so instituted. It would be stulti
fying to hold that a board may not move to
undo arrangements artificially contrived to
effect or maintain segregation, on the ground
that this interference with the status quo
would involve ‘consideration of race.’ When
school authorities, recognizing the historic
fact that existing conditions are based on a
design to segregate the races, act to undo
these illegal conditions—especially condi
tions that have been judicially condemned—
their effort is not to be frustrated on the
ground that race is not a permissible con
sideration. This is not the ‘consideration of
race’ which the Constitution discountenances.
. . . There is no legally protected vested in
terest in segregation. If there were, then
Brown v. Board of Education and the numer
ous decisions based on that case would be
pointless. Courts will not say in one breath
that public school systems may not practice
segregation, and in the next that they may
do nothing to eliminate it.”
Wright, Public School Desegregation: Legal Remedies for De
Facto Segregation, 16 West. Res. L. Rev. 478, 489 (1965).
U. S., et al. v. Jeff. County Bd. of Educ., et al. 73
D. Under Briggs’ s blessing, school boards through
out this circuit first declined to take any affirmative
action that might be considered a move toward in
tegration. Later, they embraced the Pupil Placement
Laws as likely to lead to no more than a little token
desegregation. Now they turn to freedom of choice
plans supervised by the district courts. As the de
fendants construe and administer these plans, with
out the aid of HEW standards there is little pros
pect of the plans’ ever undoing past discrimination
or of coming close to the goal of equal educational
opportunities. Moreover, freedom of choice, as now
adminstered, necessarily promotes resegregation.
The only relief approaching adequacy is the conver
sion of the still-functioning dual system to a unitary,
non-racial system—lock, stock, and barrel.
If this process be “ integration” according* to the
1955 Briggs court, so be it. In 1966 this remedy is the
relief commanded by Brown, the Constitution, the
Past, the Present, and the wavy fore-image of the
Future.
IV.
We turn now to the specific provisions of the Civil
Rights Act on which the defendants rely to show that
HEW violates the Congressional intent. These pro
visions are the amendments to Title IV and VI added
in the Senate. The legislative history of these amend
74 17. S., et al. v. Jeff. County Bd. of Educ., et al.
ments is sparse and less authoritative than usual be
cause of the lack of committee reports on the
amended version of the bill.
A. Section 401(b) defines desegregation:
‘Desegregation’ means the assignment
of students to public schools and within such
schools without regard to their race, color,
religion, or national origin, but ‘desegrega
tion’ shall not mean the assignment of stu
dents to public schools in order to overcome
racial imbalance.”
The affirmative portion of this definition, down to
the “ but” clause, describes the assignment provi
sion necessary in a plan for conversion of a de jure
dual system to a unitary, integrated system. The
negative portion, starting with “ but” , excludes as
signment to overcome racial imbalance, that is, acts
to overcome de facto segregation. As used in the
Act, therefore, “ desegregation” refers only to the
disestablishment of segregation in de jure segre
gated schools. Even if a broader meaning should be
given to “ assignment . . . to overcome racial im
balance” , Section 401 would not mean that such as
signments are unlawful:
“ The intent of the statute is that no funds and
no technical assistance will be given by the
United States Commissioner of Education
with respect to plans for the assignment of
students to public schools in order to over
17. S., et al. v. Jeff. County Bd. of Educ., et al. 75
come racial imbalance. The statute may not
be interpreted to mean that such assignment
is illegal or that reasonable integration ef
forts are arbitrary or unlawful.”91
The prohibition against assignment of students to
overcome racial imbalance was added as an amend
ment during the debates in the House to achieve the
same result as the anti-bussing provision in section
407. Some of the difficulty in understanding the Act
and its legislative history arises from the statute’s
use of the undefined term “ racial imbalance” . It is
clear however from the hearings and debates that
Congress equated the term, as do the commentators,
with “ de facto segregation” that is, non-racially
motivated segregation in a school system based on
a single neighborhood school for all children in a de
finable area.92 Thus, Congressman William Cramer
91 Addabbo v. Donovan, 22 App. Div.2d 383, 256 N.Y.S.2d 178,
184, (2d Dept. 1965), aff’d, 16 N.Y.2d 619, 261 N.Y.S.2d 68, 209
N.E.2d 112 (1965), cert, denied, 382 U.S. 905 (1965).
92 For example, “Racial imbalance” and “de facto segregation”
are “used synonymously . . . [to] refer to a situation where a
school is predominantly composed of Negro students not as a
result of state action but rather as the end product of segregated
housing and adherence to the neighborhood school plan.” Gillmor
and Gosule, 46 Boston U. L. Rev. 45, 46 (1966). The term “de
facto segregation” has become accepted as denoting non-racially
motivated separation of the races as opposed to “de jure segre
gation” denoting deliberate separation of the races by law. Since
segregation is unconstitutional, each is a contradiction in terms.
One student of the problem has pointed out, “The term de facto
segregation makes the racially imbalanced school appear . . .
[to be] the Northern counterpart of segregated education under
Jim Crow laws . . . . As such the term distorts reality and
paralyzes thought. [Racial] imbalance is frequently labeled ‘de
facto’ segregation to suggest that the requisite governmental
involvement cannot be found.” Fiss, Racial Imbalance in the Public
Schools: The Constitutional Concepts, 78 Harv. L. Rev. 564, 566, 584
(1965). Another has said, “As a more accurate term, racial im
76 U. S., et al. v. Jeff. County Bd. of Educ., et al.
who offered the amendment, was concerned that the
bill as originally proposed might authorize the gov
ernment to require bussing to overcome de facto seg
regation. In explaining the amendment, he said:
“ In the hearings before the committee I
raised questions on ‘racial imbalance’ and
in the sub-committee we had lengthy discus
sions in reference to having these words
stricken in the title, as it then consisted, and
to strike out the words ‘racial imbalance’ pro
posed by the administration, fl The purpose is to
prevent any semblance of congressional ac
ceptance or approval of the concept of ‘de
facto’ segregation or to include in the defini
tion of ‘desegregation’ any balancing of school
attendance by moving students across school
district lines to level off percentages where
one race outweighs another.”
The neighborhood school system is rooted deeply
in American culture.93 Whether its continued use is
balance will be used to denote fortuitous racial separation in the
public schools” . King, Racial Imbalance in the Public Schools:
Constitutional Dimensions and Judicial Response, 18 Vand L
Rev. 1290, 1291 (1965).
“De facto segregation has become the short way of describing
the existing situation in northern cities. . . . a school system
which is marked by a very high proportion of Negroes in some
of its schools, and few or none in others, but in which this
separation has taken place without the compulsion of a state law
or officially announced policy requiring that Negro and white
children be placed in separate schools.” Hyman and Newhouse
Desegregation of the Schools: The Present Legal Situation 14
Buff. L. Rev. 208, 221 (1964). See also Carter, De Facto Segre
gation, 16 West. Res. L. Rev. 502, 503 (1965).
93 The rationale of the neighborhood school system is that the
school serves as the educational, recreational, and cultural center
of the community. See Hansen, The Role of Educators, 34 Notre
Dame L. Rev. 652, 654 (1959). Proponents of the view that
neighborhood schools may become so racially imbalanced as to
U. S., et al. v. Jeff. County Bd. of Educ., et al. 77
constitutional when it leads to grossly imbalanced
schools is a question some day to be answered by the
Supreme Court, but that question is not present in any
of the cases before this Court. As noted in the previous
section of this opinion, we have many instances of a
heavy concentration of Negroes or whites in certain
areas, but always that type of imbalance has been
superimposed on total school separation. And always
the separation originally was racially motivated and
sanctioned by law in a system based on two schools
within a neighborhood or overlapping neighborhoods,
each school serving a different race. The situations
have some similarity but they have different origins,
create different problems, and require different cor
rective action.94
In the 1964 Act (and again in 1966 during consider
ation of amendments to the Elementary and Secon
dary Education Act of 1965) Congress, within the con
require affirmative corrective action point out: “The modern-day
neighborhood school cannot be equated with the common school
of yesteryear— the latter constitutes America’s ideal of a demo
cratic institution— a single structure serving a heterogeneous
community in which children of varied racial, cultural, religious,
and socio-economic backgrounds were taught together— the pro
verbial melting pot. Because of rigid racial and socio-economic
stratification, ethnic and class similarity has become the most
salient present-day neighborhood characteristic, particularly in ur
ban areas. The neighborhood school, which encompasses a homo
geneous racial and socio-economic grouping, as is true today, is the
very antithesis of the common school heritage.” Carter, De Facto
School Segregation: An Examination of the Legal and Constitu
tional Questions Presented, 16 West. Res. L. Rev. 502, 507 (1965).
See also Sedler, School Segregation in the North and W est: Legal
Aspects, 7 St. Louis U. L. J. 228, 252-56 (1963).
94 For some idea of the number and complexity of the adminis
trative problems school officials face in dealing with de facto
segregation, see Kaplan, Segregation Litigation and the Schools—
Part II: The General Northern Problem, 58 NW. U. L. Rev. 157,
182-186 (1963). Professor Kaplan quotes at length excerpts from
the testimony in Bell.
78 U. S., et al. v. Jeff. County Bd. of Educ., et al.
text of debates on aid to de facto segregated schools
declined to decide just what should be done about
imbalanced neighborhood schools.34a The legislative
solution, if there is one to this problem, will require
a carefully conceived and thoroughly debated com
prehensive statute. In the 1964 Act Congress simply
directed that the federal assistance provided in Title
IV, §403-5 was not to be used for developing plans to
assign pupils to overcome racial imbalance.95 Simi
larly, Congress withheld authorizing the Attorney
General, in school desegregation actions, to ask for
a court order calling for bussing pupils’ from one
school to another to “achieve a racial balance”.96
94a The question of providing special, ear-marked federal funds
for school districts that were trying to correct imbalanced neigh
borhood schools came up again in connection with the 1966
amendments to the Elementary and Secondary Education Act of
1965. The House committee recommended special priority for ap
plications under Title III of the Act from local school districts
which sought help with problems of overcrowding, obsolescence,
or racial imbalance. The House withdrew priority for dealing
with problems of racial imbalance and added an amendment to
Section 604 of the Act to the effect that nothing in the Act
be construed to “require the assignment or transportation
of students or teachers in order to overcome racial imbalance.”
The Senate went along with both actions. The debate makes
clear that Congress was once again talking about racial imbalance
in the context of de facto, not de jure, school segregation. See
particularly Congressional Record, October 6, 1966, pp. 24538-9;
24541-3. See also 1966 U.S. Code Congressional and Administra
tive News, No. 11, pp. 5089-90, for language in House committee
report recommending the priority position of applications to deal
with racial imbalance.
95 Congressman Cramer’s amendment.
96 This restriction appears in §407 of the Act. In its context
it seems clearly to restrict the Attorney General to requesting
only such relief as is constitutionally compelled. In other words,
the Act is not to be construed as authorizing a statutory duty
to reduce imbalance by bussing. Certainly the language of §407
does not call for a construction that prohibits a court order direct
ing that school boards abandon racially discriminatory practices
which violate the Constitution. Nor does it suggest that the
Attorney General is precluded from requesting court orders to
end racial imbalance resulting from unconstitutional practices.
U. S., et al. v. Jeff. County Bd. of Educ., et al. 79
B. Section 407(a)(2) of Title IV authorizing the
Attorney General to file suit to desegregate, contains
the “ anti-bussing” proviso:
. nothing herein shall empower any of
ficial or court of the United States to issue any
order seeking to achieve a racial balance
in any school by requiring the transportation
of pupils or students from one school to an
other or one school district to another in or
der to achieve such racial compliance with
constitutional standards.”
First, it should be noted that the prohibition ap
plies only to transportation; and only to transporta
tion across school lines to achieve racial balance.
The furnishing of transportation as part of a free
dom of choice plan is not prohibited. Second, the
equitable powers of the courts exist independently of
the Civil Rights Adt of 1964. It is not contended in the
instant cases that the Act conferred new authority
on the courts. And this Court has not looked to the
Act as a grant of new judicial authority.
Section 407(a)(2) might be read as applying only
to orders issued in suits filed by the Attorney General
under Title IV. However, Senator, now Vice President
Humphrey, Floor Manager in the Senate, said it was
his understanding that the provision applied to the
entire bill. In particular, he said that it applies to
any refusal or termination of federal assistance un
der Title VI since the procedure for doing so requires
an order approved by the President. Senator Hum
phrey explained:
80 U. S., et al. v. Jeff. County Bd. of Educ., et al.
“ This addition seeks simply to preclude an
inference that the title confers new authority
to deal with ‘racial imbalance’ in schools,
and should serve to soothe fears that Title IV
might be read to empower the Federal Gov
ernment to order the bussing of children
around a city in order to achieve a certain ra
cial balance or mix in schools, ff Furthermore,
a new section 410 would explicitly declare that
‘nothing in this title shall prohibit classifica
tion and assignment for reasons other than
race, color, religion, or national origin.’
If Thus, classification along bona fide neighbor
hood school lines, or for any other legitimate
reason which local school boards might see
fit to adopt, would not be affected by Title
IV, so long as such classification was bona
fide. Furthermore, this amendment makes
clear that the only Federal intervention in
local schools will be for the purpose of pre
venting denial of equal protection of the
laws.” (Emphasis added.)
Senator Humphrey spoke several times in the lan
guage of Briggs but his references to Bell indicate
that the restrictions in the Act were pointed at the
Gary, Indiana de facto type of segregation. Senator
Byrd (West Virginia) asked Senator Humphrey would
he give assurance “ that under Title VI school children
may not be bussed from one end of the community to
another end of the community at taxpayers’ expense
to relieve so-called racial imbalance in the schools” .
Senator Humphrey replied:
17. S., et al. v. Jeff. County Bd. of Educ., et al. 81
“ I do . . . That language is to be found in
Title IV. The provision [§407(a)(2)] mere
ly quotes the substance of a recent court de
cision which I have with me, and which I
desire to include in the Record today, the
so-called Gary case.”
Senator Humphrey explained:
“ Judge Beamer’s opinion in the Gary case is
significant in this connection. In discussing
this case, as we did many times, it was de
cided to write the thrust of the court’ s opin
ion into the proposed substitute.” (Empha
sis added.)
The thrust of the Gary case (Bell) was that if school
districts were drawn without regard to race, but
rather on the basis of such factors as density of pop
ulation, travel distances, safety of the children, costs
of operating the school system, and convenience to
parents and children, those districts are valid even
if there is a racial imbalance caused by discrimina
tory practices in housing. Thus, continuing his ex
planation, Senator Humphrey said:
“ The bill does not attempt to integrate the
schools, but it does attempt to eliminate seg
regation in the schools. The natural factors,
such as density of population, and the dis
tance that students would have to travel are
considered legitimate means to determine the
validity of a school district, if the school dis
tricts are not gerrymandered, and in effect
82 U. S., et al. v. Jeff. County Bd. of Educ., et al.
deliberately segregated. The fact that there is
a racial imbalance per se is not something
which is unconstitutional. That is why we
have attempted to clarify it with the lan
guage of Section 4.” (Emphasis added.)
C. Section 601 states the general purpose of Titlr
VI of the Act:
“ No person in the United States shall, on the
ground of race, color, or national origin, be
excluded from participation in, be denied the
benefits of, or be subjected to discrimination
under any program or activity receiving
Federal financial assistance.” (Emphasis
added.)
This is a clear congressional statement that racial
discrimination against the beneficiaries of federal as
sistance is unlawful. Children attending schools which
receive federal assistance are of course among the
beneficiaries. In the House, Congressman Celler ex
plained :
“ The legality is based on the general power
of Congress to apply reasonable conditions. . .
IHn general, it seems rather anomalous that
the Federal Government should aid and abet
discrimination on the basis of race, color or
national origin by granting money and other
kinds of financial aid. It seems rather shock
ing, moreover, that while we have on the one
hand the 14th amendment, which is supposed
to do away with discrimination since it pro
17. S., et al. v. Jeff. County Bd. of Educ., et al. 83
vides for equal protection of the laws, on the
other hand, we have the Federal Government
aiding and abetting those who persist in
practicing racial discrimination.”
In the Senate, Senator Javits, an assistant floor-
manager, expressed concern as to the clarity of the
statement of policy:
“ I ask, the Senator whether we now have a
clear understanding that if title VI shall be
enacted as it is now proposed, the express
and clear policy of Congress against aiding
discrimination will prevail . . . ”
Senator Humphrey answered:
‘ ‘Some Federal agencies appear to have been
reluctant to act in this area. Title VI will re
quire them to act. Its enactment will thus
serve to insure uniformity and permanence
to the nondiscrimination policy.”
D. Section 604 of the Act, 42 U.S.C. § 2000d—3 is
the section the defendants principally rely upon and
the section most misunderstood.97 It provides:
‘ ‘Nothing contained in this title shall be con
strued to authorize action under this title by
any department or agency with respect to
any employment practice of any employer
employment agency, or labor organization ex-
87 See Hearings Before the Committee on Rules, House of Repre
sentatives, 89 Cong. 2nd Sess., on H. Rep., 826, Sept. 29-30, 1966,
24-26, 37-40.
84 17. S., et al. v. Jeff. County Bd. of Educ., et al.
cept where a primary objective of the Fed
eral financial assistance is to provide em
ployment.” (Emphasis added.)
The defendants contend that this section bars any ac
tion requiring desegregation of faculties and school
personnel.
Section 604 was not a part of the original House
bill. Senator Humphrey, while introducing the Act
explained: “ [The] Commissioner might also be
justified in requiring elimination of racial discrimina
tion in employment or assignment of teachers, at
least where such discrimination affected the educa
tional opportunities of students. See Braxton v. Board
of Public Instruction of Duval County, 5 Cir. 1964, 326
F.2d 616.” 110 Cong.Rec. p. 6345. That was in March
1964. In June 1964, in explaining the amendments,
Senator Humphrey said, “ This provision is in line
with the provisions of section 60298 and serves to spell
out more precisely the declared scope of coverage
of the title.” In the same speech he stated (110 C.R.
12714): “ We have made no changes of substance in
Title VI.” This explanation plainly indicates that the
amendment was not intended as a statutory bar to
faculty integration in schools receiving federal aid.
However, in the interval between these two expla
nations the Attorney General, in response to a letter
from Senator Cooper, stated that Section 602 would
not apply to federally aided employers who discrim
inated in employment practices: “ Title VI is limited
. . . to discrimination against the beneficiaries of
98 See footnote 19.
U. S., et al. v. Jeff. County Bd. of Educ., et al. 85
federal assistance programs. . . . Where, however,
employees are the intended beneficiaries of a pro
gram, Title VI would apply”.99 He gave as an ex
ample accelerated public works programs. It was
after the receipt of the Attorney General’s letter
that the amended Senate bill was passed. The school
boards argue therefore that Section 604 was enacted,
because of the Attorney General’s interpretation, to
exclude interference with employment practices of
schools.
In its broadest application this argument would al
low racial discrimination in the hiring, discharge, and
assignment of teachers. In its narrowest application
this argument would allow discrimination in hiring
and discharging but not. in assigning teachers, an in
explicable anomaly.100 There is no merit to this ar
gument. Section 604 and the Attorney General’s let
ter are not inconsistent, since under Section 601 it is
the school children, not the teachers (employees),
who are the primary beneficiaries of federal assist
ance to public schools. Faculty integration is essen
tial to student desegregation. To the extent that
teacher discrimination jeopardizes the success of de
segregation, it is unlawful wholly aside from its ef
fect upon individual teachers.
After Section 601 was proposed, additional clarify
ing language was suggested to make it clear that
discrimination in certain employer-employee relation
ships, not affecting the intended beneficiaries of the
program, would be excluded from the reach of the
99 BNA Operations Manual, The Civil Rights Act of 1964, p. 359.
100 See Note, Desegregation of Public School Activities, 51 Iowa
L. Rev. 681, 690-96 (1966).
86 U. S., et al. v. Jeff. County Bd. of Educ., et al.
statute. See Hearings, H.R. Comm, on Rules, H. R.
7152, 88th Cong., 2d Sess. (1964), pp. 94, 226; 110
C.R. 6544-46 (Senator Humphrey). For example, there
was a serious question as to whether the bill would
forbid a farmer who was receiving benefits under
the Agricultural Adjustment Act from discriminat
ing upon the basis of race in the seleption of his em
ployees. Hearings, H.R. Comm, on Rules, H. R.
7152, 88 Cong., 2d Sess., 1964, p. 94, 110 C.R. 6545
(Senator Humphrey). The addition of Section 604 to
the bill as originally proposed clearly excluded the
application of the Act to this type of situation. Con
gress did not, of course, intend to provide a forum
for the relief of individual teachers who might be
discriminatorily discharged; Congress was interested
in a general requirement essential to success of the
program as a whole.101
Collaterally to their argument on Section 604, the
defendants cite Section 701(b) of Title "VII, covering
Equal Employment Opportunities, which specifically
excepts a “ state or political subdivision thereof” . This
section has no application to schools. Section 701(b),
defines “ employer” as “ a person engaged in an in
dustry affecting commerce who has twenty-five or
more employees. . . . ”
101 Senator Humphrey explained: The “elimination of racial dis-
cnmmation in employment or assignment of teachers . . . does
not mean that Title VI would authorize a federal official to pre
scribe [particular] pupil assignments, or to select a [particular]
faculty as opponents of the bill have suggested. The only au-
thonty conferred would be authority to adopt, with the approval
of the President, a general requirement that the local school au-
thority refrain from racial discrimination in treatment of pupils
and teachers . . . ” 110 Cong. Rec. 6545.
U. S., et al. V. Jeff. County Bd. of Educ., et al. 87
Section 604 was never intended as a limitation on
desegregation of schools. If the defendants’ view of
Section 604 were correct the purposes of the statute
would be frustrated, for one of the keys to desegre
gation is integration of faculty. As long as a school
has a Negro faculty it will always have a Negro
student body. As the District Court for the Western
District of Virginia put it in Brown v. County School
Board of Frederick County, 1965, 245 F. Supp. 549,
560:
“ [T]he presence of all Negro teachers in a
school attended solely by Negro pupils in the
past denotes that school a ‘colored school’ just
as certainly as if the words were printed
across its entrance in six-inch letters.”
As far as possible federal courts must carry out
congressional policy. But we must not overlook the
fact that “ we deal here with constitutional rights and
not with those established by statute”.102 The right of
Negro students to be free from racial discrimination
in the form of a segregated faculty is part of their
broader right to equal educational opportunities. The
‘ ‘mandate of Brown . . . forbids the [discrimina
tory] consideration of race in faculty selection just
as it forbids it in pupil placement.” Chambers v.
Hendersonville City Board of Education. 4 Cir. 1966,
364 F.2d 189.
In Brown II the Supreme Court specifically referred
to the reallocation of staff as one of the reasons per
mitting desegregation ‘ ‘with all deliberate speed” .
102 Smith v. Board of Education of Morrilton, 8 Cir. 1966, 365
F.2d 770, 784.
88 U. S., et al. v. Jeff. County Bd. of Educ., et al.
“ In determining the additional time necessary . . .
courts may consider problems related to administra
tion, arising from . . . personnel. . . .” (Emphasis
added.) 349 U.S. at 301. For ten years, however, this
Court and other circuit courts103 had approved district
courts’ postponing hearings on faculty desegregation.
Bradley v. School Board of the City of Richmond,
1965, 382 U. S. 103, £6 S.Ct. 224, 15 L.Ed.2d 187 put an
end to this practice. In Bradley the Supreme
Court held that faculty segregation had a direct
impact on desegregation plans. The court summari
ly remanded the case to the district court holding that
it was improper for that court to approve a desegre
gation plan without considering, at a full evidentiary
hearing, the impact of faculty allocation on a racial
basis. The Court said, “ [There is] no merit to
the suggestion that relation between faculty alloca
tion on an alleged racial basis and the adequacy
of the desegregation plans are entirely speculative.”
Moreover, “ Delays in desegregation of school
systems are no longer tolerable.” 382 U.S. at
105. In Rogers v. Paul, 1965, 382 U.S. 198, 200, 86 S.Ct.
358, 15 L.Ed.2d 265, the Supreme Court held that Ne
gro students in grades not yet desegregated were en
titled to an immediate transfer to a white high school.
They “ plainly had standing” to sue on two theories:
(1) “ that racial allocation of faculty denies them
equality of educational opportunity without regard to
segregation of pupils, and (2) that it renders 'inade
quate an otherwise constitutional pupil desegregation
108 For example, Lockett v. Board of Education of Muscogee
County, 5 Cir. 1965, 345 F.2d 225, 229; Calhoun v. Latimer, 5 Cir.
1963, 321 F.2d 302, 307; Bradley v. School Board of the City of
Richmond, 4 Cir. 1965, 345 F.2d ‘310, 320.
17. S., et al. v. Jeff. County Bd. of Educ., et al. 89
plan soon to be applied to their grades.” In Singleton
II this Court, relying on Bradley, held that it was “ es
sential” for the Jackson schools to make an “ ade
quate start toward elimination of race as a basis for
the employment and allocation of teachers, adminis
trators and other personnel.” 355 F.2d at 870.
In a recent decision of the Eighth Circuit, Clark v.
Board of Education of Little Rock School District,
No. 18,368, December 15, 1966, the Court required a
“ positive program aimed at ending in the near future
the segregation of the teaching and operating staff” .
The Court stated: “ We agree that faculty segrega
tion encourages pupil segregation and is detrimental
to achieving a constitutionally required non-racially
operated school system. It is clear that the Board
may not continue to operate a segregated teaching
staff. . . . It is also clear that the time for -delay is
past. The desegregation of the teaching staff should
have begun many years ago. At this point the Board
is going to have to take accelerated and positive ac
tion to end discriminatory practices in staff assign
ment and recruitment.”
In Braxton v. Board of Public Instruction of Duval
County, 1964, 326 F.2d 616, 620, cert, denied 377 U. S.
924, the case cited by Senator Humphrey, this Court
affirmed an order of the district court prohibiting as
signment of “ teachers and other personnel . . . on a
racially segregated basis.” In Smith v. Board of Edu
cation of Morrilton, 8 Cir. 1966, 365 F.2d 770, 778, the
Court said:
“ It is our firm conclusion that the reach of the
Brown decisions, although they specifically
concerned only pupil discrimination, clearly
extends to the proscription of the employment
and assignment of public school teachers on a
racial basis. Cf. United Public Workers v.
Mitchell, 330 U. S. 75, 100 (1947); Wieman v.
Updegraff, 344 U. S. 183, 191-192 (1952). See
Colorado Anti-Discrimination Comm’n v.
Continental Air Lines, Inc., 372 U. S. 714, 721
(1963). This is particularly evident from the
Supreme Court’s positive indications that non-
discriminatory allocation of faculty is indis
pensable to the validity of a desegregation
plan. Bradley v. School Board of the City of
Richmond, supra; Rogers v. Paul, supra.
This court has already said, ‘Such discrimina
tion [failure to integrate the teaching staff]
is proscribed by Brown and also the Civil
Rights Act of 1964 and the regulations promul
gated thereunder’ . Kemp v. Beasley, supra, p.
22 of 352 F.2d.”
In Wheeler v. Durham City Board of Education, 4
Cir. 1966, 363 F.2d 738, 740 the Court stated: “ We read
[Bradley] as authority for the proposition that re
moval of race considerations from faculty selection
and allocation is, as a matter of law, an inseparable
and indispensable command within the abolition of
pupil segregation in public schools as pronounced in
Brown v. Board of Education, 347 U.S. 483. Hence no
proof of the relationship of faculty allocation and
pupil assignment was required here. The only factual
90 U. S,, et al. v. Jeff. County Bd. of Educ., et al.
U. S., et al. v. Jeff. County Bd. of Educ., et al. 91
issue is whether race was a factor entering into the
employment and placement of teachers.” In Wright
v. County School Board of Greensville County, E.D.
Va. 1966, 252 F. Supp. 378, 384, holding that a faculty
desegregation provision approved by the Commis
sioner of Education was not sufficient, the court said:
“ The primary responsibility for the selection
of means to achieve employment and assign
ment of staff on a nonracial basis rests with
the school board. . . . Several principles must
be observed by the board. Token assignments
will not suffice. The elimination of a racial
basis for the employment and assignment of
staff must be achieved at the earliest practi
cable date. The plan must contain well defined
procedures which will be put into effect on
definite dates. The board will be allowed
ninety days to submit amendments to its plan
dealing with staff employment and assign
ment practices.”
In Kier v. County School Board of Augusta County,
W.D. Va. 1966, 249 F. Supp. 239, 247, the court held
that free choice plans require faculty integration:
“ Freedom of choice, in other words, does not
mean a choice between a clearly delineated
‘Negro school’ (having an all-Negro faculty
and staff) and a ‘white school’ (with all-white
faculty and staff). School authorities who
have heretofore operated dual school systems
for Negroes and whites must assume the duty
of eliminating the effects of dualism before a
92 17. S., et al. v. Jeff. County Bd. of Educ., et al.
freedom of choice plan can be superimposed
upon the pre-existing situation and approved
as a final plan of desegregation. It is not
enough to open the previously all-white
schools to Negro students who desire to go
there while all-Negro schools continue to be
maintained as such. . . . The duty rests with
the School Board to overcome the discrimina
tion of the past, and the long-established image
of the ‘Negro school’ can be overcome under
freedom of choice only by the presence of an
integrated faculty.”
See also Dowell v. School Board of Oklahoma City
Public Schools, W.D. Okla. 1965, 244 F.Supp. 971, 977,
and Franklin v. County School Board of Giles County,
4 Cir. 1966, 360 F.2d 325.
We cannot impute to Congress an intention to re
pudiate Senator Humphrey’s explanation of Section
604 and to change the substance of Title VI, tearing
the vitals from the statutory objective. Integration of
faculty is indispensable to the success of deseg
regation plan. Nor can we impute to Congress the
intention to license, unconstitutionally, discrimination
in the employment and assignment of teachers, a
conspicuous badge of de jure segregated schools.104
104 Chambers v. Hendersonville City Board of Education 4
Cir. 1966, 364 F.2d 189, 192, involved the problem of surplus Negro
teachers who lost their jobs when an all Negro school was
abolished. The School Board treated them as new applicants.
The court held that this was discriminatory. Speaking for the
majority, Judge Bell said: “First, the mandate of Brown v
Board of Education, 347 U.S. 483 (1954), forbids the considera
tion of race in faculty selection just as it forbids it in pupil place
ment. See Wheeler v. Durham City Board of Education, 346 F.2d
768, 773 (4 Cir. 1965). Thus the reduction in the number of
U. S., et al. v. Jeff. County Bd. of Educ., et al. 93
E. As we construe the Act and its legislative his
tory, especially the sponsors’ reliance on Bell, Con
gress, because of its hands-off attitude on bona fide
neighborhood school systems, qualified its broad pol
icy of nondiscrimination by precluding HEW’s re
quiring the bussing of children across district lines or
requiring compulsory placement of children in schools
to strike a balance when the imbalance results from
de facto, that is, non-racially motivated segregation.
As Congressman Cramer said, “ De facto segregation
is racial imbalance’ ’ . But there is nothing in the lan
guage of the Act or in the legislative history that
equates corrective acts to desegregate or to integrate
a dual school system initially based on de jure segre
gation with acts to bring about a racial balance in a
system based on bona fide neighborhood schools.
Congress recognized that HEW’s requirements for
qualifying for financial assistance are one thing and
the courts’ constitutional and judicial responsibili
ties are something else again. The Act states, there
fore, that it did not enlarge the courts’ existing pow
ers to ensure compliance with constitutional stand
ards. But neither did it reduce the courts’ power.
V.
The HEW Guidelines agree with decisions of this
circuit and of the similarly situated Fourth and
Negro pupils did not justify a corresponding reduction in the
number of Negro teachers. Franklin v. County Board of Giles
County, 360 F.2d 325 (4 Cir. 1966). Second, the Negro school
teachers were public employees who could not he discriminated
against on account of their race with respect to their retention
in the system. Johnson v. Branch, 364 F.2d 177, (4 Cir. 1966)
94 U. S., et al. v. Jeff. County Bd. of Educ., et al.
Eighth Circuits. And they stay within the Congres
sional mandate. There is no cross-district or cross
town bussing requirement. There is no provision re
quiring school authorities to place white children in
Negro schools or Negro children in white schools for
the purpose of striking a racial balance in a school or
school district proportionate to the racial population
of the community or school district.105 The provision re
ferring to percentages is a general rule of thumb or
objective administrative guide for measuring prog
ress in desegregation rather than a firm require
ment that must be met.106 * 108 See footnotes 105 and 106.
105 The present Commissioner of Education, Harold Howe II, in
a congressional hearing declared:
“The guidelines do not mention and do not require
‘racial balance’ or the correction of racial ‘imbalance.’ Nor
have we in the administration of our obligations under Title
VI sought to establish ‘racial balance.’ They deal only with
desegregation plans designed to eliminate the dual school
systems for whites and Negroes, systems being operated
in violation of the 1954 Supreme Court ruling. . . . Racial
imbalance certainly means the notion of trying to establish
some proportion of youngsters that must be in each and every
school. We are not about such an enterprise. W e are try
ing to give the effect of free choices to enter into, or to allow
free choices in having pupils enter into whatever school they
may wish to attend. I do not believe that free choice plans
were ever intended by the courts or by us to be an arrange
ment whereby the dual school system could continue with
out support of law. But rather an arrangement by which
over a period of time we would gradually have one school
system rather than two separate school systems. I do not
see that we are engaged in any way in establishing procedures
for balance.” Hearings before the Committee on Rules,
House of Representatives, 89th Cong. 2nd Sess., on H. Res.
26, Sept. 29-30, 1966, p. 32-34.
See also footnote 106.
108 In a letter addressed to Members of Congress and Governors,
dated April 9, 1966, and given wide publicity in the press, John
W. Gardner, Secretary of Health, Education and Welfare ex
plained the purpose of the percentages:
“The second area of conoern involves the percentages men
tioned in the guidelines. Some have contended that this por
tion of the guidelines imposes a formula of ‘racial balance.’
17. S., et al. v. Jeff. County Bd. of Educ., et al. 95
Good faith in compliance should be measured by per
formance, not promises.
In reviewing the effectiveness of an approved plan
it seems reasonable to use some sort of yardstick or
objective percentage guide. The percentage require
ments in the Guidelines are modest, suggesting only
that systems using free choice plans for at least two
years should expect 15 to 18 per cent of the pupil popu
lation to have selected desegregated schools. This
Court has frequently relied on percentages in jury ex-
This contention misconceives the purpose of the percentages.
The prevailing method of desegregation is what is called
the ‘free choice’ plan. Under such a plan, students select
their schools instead of being assigned to them on a geo
graphic basis. Courts have expressly conditioned their ap
proval of such plans on affirmative action by school boards
to insure that ‘free choice’ actually exists. It is our re
sponsibility to review such plans to insure that the choice
is, in fact, free and to indicate to school districts what pro
cedures should be used to assure true freedom of choice.
In seeking appropriate criteria to guide us in review of
free choice plans, we have adopted the objective criteria ap
plied by the courts in similar situations. One such criterion Is
the distribution of students by race in the various schools of a
system after the students have made their choices. If sub
stantial numbers of Negro children choose and go to pre
viously all-white schools, the choice system is clearly operat
ing freely. If few or none choose to do so in a community
where there has been a pattern of segregation, then it is ap
propriate that the free choice plan be reviewed and other
factors considered to determine whether the system is
operating freely.
With more than 2000 separate districts to consider, such
percentages are thus an administrative guide which helps
us to determine those districts requiring further review.
Such review in turn will determine whether or not the free
dom of choice plan is in fact working fairly.” New York
Times, April 12, 1966, page 1.
Printed in Hearings before the Committee on Rules, House of
Representatives, 89 Cong. 2nd Sess., on H. Res. 826, Sept. 29-30,
1966, p. 31. Commissioner Howe reaffirmed Secretary Gardner’s
policies as stated in the letter. See Hearings on H. Res. 826,
p. 30-33.
96 17. S., et al. v. Jeff. County Bd. of Educ., et al.
elusion cases. Where the percentage of Negroes on the
jury and jury venires is disproportionately low com
pared with the Negro population of a county, a prima
facie case is made for deliberate discrimination
against Negroes.* 10 * 107 Percentages have been used in other
civil rights cases.108 A similar inference may be drawn
in school desegregation cases, when the number of
Negroes attending school with white children is man
ifestly out of line with the ratio of Negro school chil
dren to white school children in public schools. Com
mon sense suggests that a gross discrepancy between
the ratio of Negroes to white children in a school and
the HEW percentage guides raises an inference that
the school plan is not working as it should in pro
viding a unitary, integrated system. Thus Evans v.
Buchanan, D.C. Del. 1962, 207 F. Supp. 820109 held that
this natural inference coupled with the board’s pos
sessing the probative facts that might rebut the in
ference created a presumption that the proposed de
segregation plan was unconstitutional.
iot “Very decided variations in proportions of Negroes and whites
on jury lists from racial proportions in the population, which
variations are not explained and are long continued, furnish evi
dence of systematic exclusion of Negroes from jury service.”
United States ex rel. Seals v. Wiman, 5 Cir. 1962, 304 F.2d 53, 67.
10S In United States v. Ward, supra at 803, the Court compared
the number of Negroes registered with the number of Negroes
eligible to vote. A similar practice is used in proving systematic
exclusion of Negroes from juries. Cassell v. Texas, i950, 339
U.S. 282: Avery v. Georgia. 1953. 345 U.S. 559; Smith v. Texas,
1940, 311 U.S. 128. In each instance, percentage tests have been
used not as an effort to effect racial balance, but as a means
of determining whether a challenged procedure is operating in a
way that violates constitutional rights. See Finkelstein, The Ap
plication of Statistical Decision Theory to the Jury Discrimination
Cases, 80 Harv. L Rev. 338 (1966).
109 See footnote 58.
TJ. S., et al. V. Jeff. County Bd. of Educ., et al. 97
The Guidelines were adopted for the entire country.
However, they have been formulated in a context
sympathetic with local problems. Sections 403-405 of
the 1964 Civil Rights Act provide that, upon request,
the Commissioner of Education may render technical
assistance to public school systems engaged in de
segregation. The Commissioner may also establish
training institutes to counsel school personnel having
educational problems occasioned by desegregation;
and the Commissioner may make grants to school
boards to defray the costs of providing in-service
training on desegregation. In short, the Commissioner
may assist those school boards who allege that they
will have difficulty complying with the guidelines.
When desegregation plans do. not meet minimum
standards, the school authorities should ask HEW for
assistance. And district courts should invite HEW to
assist by giving advice on raising the levels of the
plans and by helping to coordinate a school’s promises
with the school’s performance. In view of the com
petent assistance HEW may furnish schools, there is
a heavy burden on proponents of the argument that
their schools cannot meet HEW standards.
VI.
School authorities in this circuit, with few ex
ceptions, have turned to the “ freedom of choice”
method for desegregating public schools. The method
has serious shortcomings. Indeed, the “ slow pace of
integration in the Southern and border States is in
large measure attributable to the manner in which
98 U. S., et al. v. Jeff. County Bd. of Educ., et al.
free choice plans . . . have operated.”110 When such
plans leave school officials with a broad area of un
controlled discretion, this method of desegregation is
better suited than any other to preserve the essen
tials of the dual school system while giving paper
compliance with the duty to desegregate.
A free choice plan does not abandon geographical
criteria, but requires rto rigid adherence to attendance
zones. Theoretically every child may choose his
school, but its effectiveness depends on the avail
ability of open places in balanced schools. Moreover,
unless there is some provision to prevent white chil
dren transferring out of an imbalanced school this
plan will promote resegregation.111
110 Rep. U. S. Comm, on Civil Rights, Survey of School Desegre
gation in the Southern and Border States— 1965-66, p. 51. “Free
dom of choice plans accepted by the Office of Education have
not disestablished the dual and racially segregated school systems
involved, for the following reasons: a. Negro and white schools
have tended to retain their racial identity; b. White students
rarely elect to attend Negro schools; c. Some Negro students
are reluctant to sever normal school ties, made stronger by the
racial identification of their schools; d. Many Negro children
and parents in Southern States, having lived for decades in posi
tions of subservience, are reluctant to assert their rights; e. Negro
children and parents in Southern States frequently will not choose
a formerly all-white school because they fear retaliation and
hostility from the white community; f. In some school districts
in the South, school officials have failed to prevent or punish
harassment by white children of Negro children who have elected
to attend white schools; g. In some areas in the South where
Negroes have elected to attend formerly all-white schools, the
Negro community has been subjected to retaliatory violence, evic
tions, loss of jobs, and other forms of intimidation.” Ibid.
111 See Goss v. Board of Education, 1963, 373 U.S. 683, 83 S.Ct.
1405, 10 L.Ed.2d 632; Dillard v. School Board of the City of
Charlottesville, 4 Cir. 1962, 308 F.2d 920, cert, den’d 374 U.S.
827 (1963); Jackson v. School Board of the City of Lynchburg,
4 Cir. 1963, 321 F.2d 230. For discussion of limitations to
a free choice plan, see Fiss, Racial Imbalance in the Public
Schools, 78 Harv. L. Rev. 563, 572 (1965).
U. S., et al. v. Jeff. County Bd. of Educ., et al. 99
“ Under freedom of choice plans, schools tend to re
tain their racial identification.”112 Such plans require
affirmative action by parents and pupils to disestab
lish the existing system of public schools. In this cir
cuit white students rarely choose to attend schools
identified as Negro schools. Negro students who
choose white schools are, as we know from many
cases,.only Negroes of exceptional initiative and forti
tude. New construction and improvements to the Ne
gro school plant attract no white students and dimin
ish Negro motivation to ask for transfer. Neverthe
less, the Eighth Circuit has approved freedom of
choice plans “ as a permissible method at this stage” ,
although recognizing that such a plan “ is still only in
the experimental stage and it has not yet been dem
onstrated that such a method will fully implement the
decision of Brown and subsequent cases and the legis
lative declaration of §2000(d) of the Civil Rights Act
of 1964.”113 We have said: “At this stage in the history
of desegregation in the deep South a ‘freedom of
choice plan’ is an acceptable method for a school
board to use in fulfilling its duty to integrate the
school system. In the long run, it is hardly possible
that schools will be administered on any such hap
hazard basis” . Singleton II, 355 F.2d at 71. HEW
112 Rep. U. S. Comm, on Civ. Rights, Survey of Desegregation in
the Southern and Border States, 1965-66. p. 33. The Commission
also notes that racial identification of schools as Negro schools is
strengthened by: (1) normal school ties; (2) the interest Negro
administrators and teachers have in maintaining the dual system
(from May 1965 to September 1965, 668 Negro teachers became
surplus because of desegregation); (3) some Negro educators are
opposed to desegregation, because past economic and cultural
deprivation makes Negroes ill prepared to compete with white
children in schools.
113 Kemp v. Beasley, 8 Cir. 1965, 352 F.2d 14, 21.
100 17. S., et al. v. Jeff. County Bd. of E d u ce t dl.
recognizes freedom of choice as a permissible means
of desegregation. See Revised Guidelines, Subpart B,
181.11, and all of Subpart D.
Courts should closely scrutinize all such plans.
Freedom of choice plans “ may . . . be invalid be
cause the ‘freedom of choice’ is illusory. The plan
must be tested not only by its provisions, but by the
manner in which it operates to provide opportunities
for a desegregated education.” Wright v. County
School Board of Greenville County, E.D.Va. 1966, 252
F.Supp. 378, 383. In that case the court was concerned
that “ operation under the plan may show that the
transportation policy or the capacity of the schools
severely limits freedom of choice, although provisions
concerning these phases are valid on their face” . In
Lockett v. Board of Education of Muskogee County,
Ga., 5 Cir. 1965, 342 F.2d 225, we were concerned that
“ proper notice” be given so that “ Negro students are
afforded a reasonable and conscious opportunity to
apply for admission to any school which they are
otherwise eligible to attend without regard to race” .
Also, as Judge Bell, for the Court, pointed out, “ a
necessary part of the plan is a provision that the dual
or biracial school attendance system . . . be abol
ished.” See also Dowell v. School Board of Oklahoma
City Public Schools, W.D.Okla. 1965, 244 F. Supp. 971;
Bell v. School Board of City of Staunton, W.D.Va.
1966, 249 F.Supp. 249; Kier v. County School Board of
Augusta County, W.D. Va. 1966, 249 F.Supp. 239.
There is much that school authorities should do to
meet their responsibilities:
U. S ̂ et al. v. Jeff. County Bd. of Educ., et al. 101
“ [Brown] called for responsible public of
ficials to reappraise their thinking and poli
cies, and to make every effort to afford Ne
groes the more meaningful equality guaran
teed them by the Constitution. The Brown de
cision, in short, was a lesson in democracy,
directed to the public at large and more
particularly to those responsible for the opera
tion of the schools. It imposed a legal and
moral obligation upon officials who had creat
ed or maintained segregated schools to undo
the damage which they had fostered.” Taylor
v. Board of Education of the City of New Ro
chelle, S.D.N.Y. 1961, 191 F. Supp. 181, 187,
aff’d 294 F.2d 36, cert, den’d 368 U.S. 940
(1961).
School officials should consult with Negro and white
school authorities before plans are put in final, form.
They should see that notices of plans and procedures
are clear and timely. They should avoid the discrim
inatory use of tests and the use of birth and health
certificates to make transfers difficult. They should
eliminate inconvenient or burdensome arrangements
for transfer, such as requiring the personal appear
ance of parents, notarized forms, signatures of both
parents, or making forms available at inconvenient
times to working people. They should employ
forms which do not designate the name of a Negro
school as the choice or contain a “ waiver” of the
“ right” to attend white schools. Certainly school of
ficials should not discourage Negro children from en
102 U. S., et al. v. Jejf. County Bd. of Educ., et al.
rolling in white schools, directly or indirectly, as for
example, by advising them that they would not be
permitted to engage or would not want to engage in
school activities, athletics, the band, clubs, school
plays. If transportation is provided for white children,
the schedules should be re-routed to provide for Ne
gro children. Overcrowding should not be used as an
excuse to avoid transfers of Negro children. In
Bradley v. School Board of the City of Richmond, 4
Cir. 1965, 345 F.2d 310, 323, Judges Sobeloff and Bell,
concurring, said:
“ A plan of desegregation is more than a
matter of words. The attitude and purpose of
public officials, school administrators and fac
ulties are an integral part of any plan and
determine its effectiveness more than the
words employed. If these public agents trans
late their duty into affirmative and sympa
thetic action the plan will work; if their spirit
is obstructive, or at best negative, little prog
ress will be made, no matter what form of
words may be used.”
Freedom of choice means the maximum amount of
freedom and clearly understood choice in a bona fide
unitary system where schools are not white schools
or Negro schools—just schools.
We turn now to a discussion of the specific ele
ments of a freedom of choice plan that make it more
than a mere word of promise to the ear.
U. S., et al. v. Jeff. County Bd. of Educ., et.al. 103
A. Speed of Desegregation. The announced speed
of desegregation no longer seems to be a critical is
sue. The school boards generally concede that by the
school year 1967-68 all grades should be desegregated.
B. Mandatory Annual Free Choice. Underlying and
tending to counteract the effectiveness of all the free
dom of choice plans before the Court is the initial un
constitutional assignment of all students by race.
When the freedom of choice plan is “ permissive” or
“ voluntary” the effect is to superimpose the same old
transfer plan on racial assignments and dual zones.
We hold that any freedom of choice plan is inadequate
if based upon a preliminary system of assignment by
race or dual geographic zones. See Singleton II and
Lockett v. Board of Education of Muscogee County,
Ga., 5 Cir. 1965, 342 F.2d 225, restating the require
ment of Stell v. Savannah-Chatham County Board of
Education, 5 Cir. 1964, 333 F.2d 55 and Gaines v.
Dougherty County Board of Education, 5 Cir. 1964,
334 F.2d 983. It is essential that dual or biracial school
attendance systems be abolished contemporaneously
with the application of a plan to the respective grades
reached by it.
In place of permissive freedom of choice there must
be a mandatory annual free choice of schools by all
students, both white and Negro. “ If a child or his
parent is to be given a meaningful choice, this choice
must be afforded annually.” Kemp v. Beasley, 8 Cir.
1965, 352 F.2d 14, 22. The initial choice of assignment,
within space limitations, should be made by a parent
or by a child over fifteen without regard to race. This
104 17. S., et al. v. Jeff. County Bd. of Educ., et al.
mandatory free choice system would govern even the
initial assignment of students to the first grade and to
kindergarten. At the minimum, a freedom of choice
plan should provide that: (1) all students in desegre
gated grades shall have an opportunity to exercise a
choice of schools. Bradley v. School Board of the City
of Richmond, 4 Cir. 1965, 345 F.2d 310, vacated and re
manded, 1965, 382 U.S. 103; (2) where the number of
applicants applying to a school exceeds available
space, preferences will be determined by a uniform
non-racial standard, Stell v. Savannah-Chatham Coun
ty Board of Education, 5 Cir. 1964, 333 F.2d 55, 65; and
(3) when a student fails to exercise his choice, he will
be assigned to a school under a uniform non-racial
standard, Kemp v. Beasley, 8 Cir. 1965, 352 F.2d 14,
22.
C. Notice. The notice provisions of the HEW
Guidelines are reasonable and should be followed.
Where public notice by publication in a newspaper
will assure adequate notice, individual notice will not
be necessary. Individual notice should be required if
notice by publication is likely to be inadequate.
D. Transfers for Students in Non-desegregated
Grades and with Special Needs. In Singleton II we
held that children in still-segregated grades in Negro
schools “ have an absolute right, as individuals, to
transfer to schools from which they were excluded
because of their race.”11* 355 F.2d at 869. See also
114 This was not new. In 1957 a district court in Maryland held
that stair step plans do not justify excluding a qualified indi
vidual, notwithstanding a more gradual schedule applicable to the
U. S., et al. V. Jeff. County BcL. of Educ., et al. 105
Rogers v. Paul, 1965, 382 U. S. 198, 15 L.Ed.2d 265. A
transfer provision should be included in the plan. The
right to transfer under a state Pupil Placement Law
should be regarded as an additional right that takes
into consideration criteria irrelevant to the absolute
right referred to in Rogers v. Paul.
E. Services, Facilities, Activities, and Programs.
In Singleton II we held that there should be no segre
gation or discrimination in services, facilities, ac
tivities, and programs that may be conducted or
sponsored by, or affiliated with, the school in which a
student is enrolled. We have in mind school athletics
and inter-scholastic associations of course, but also
parents-teachers associations. In order to eliminate
any uncertainty on this point, we hold that the plan
should contain a statement that there will be no such
segregation or discrimination.
F. School Equalization. In recent years, as we are
all well aware, Southern states have exerted great ef
fort to improve Negro school plants. There are how
ever many old and inferior schools readily identifiable
as Negro schools; there are also many superior white
schools, in terms of the quality of instruction. A free
dom of choice plan will be ineffective if the students
cannot choose among schools that are substantially
equal. A school plan therefore should provide for
school population generally. Moore v. Board of Education of
Harford County, D.Md. 1957, 146 F. Supp. 91 and 152 F.Supp. 114,
aff’d sub.nom. Slade v. Board of Education, 4 Cir. 1958, 252 F.2d
191, cert, den’d 357 U.S. 906 (1958). This Court approved such
an order in Augustus v. Board of Education, 5 Cir. 1962, 306
F.2d 863.
106 U. S., et al. v. Jeff. County Bd. of Educ., et al.
closing inferior schools and should also include a pro
vision for remedial programs to overcome past in
adequacies of all-Negro schools. This will, of course,
require the local school authorities and the trial courts
to examine carefully local situations and perhaps
seek advice from qualified, unbiased authorities in the
field.
G. Scheduled Compliance Reports. Scheduled com
pliance reports to the court on the progress of free
dom of choice plans are a necessity and of benefit to
all the parties. These should be required following the
choice period and again after the opening of school.
None of the school boards expressly objected to this
provision, or one similar to it, and it does not appear
onerous.
H. Desegregation of Faculty and Staff. The most
difficult problem in the desegregation process is the
integration of faculties. See Section IV D of this
opinion. A recent survey shows that until the 1966-67
session not a single Negro teacher in Alabama,
Louisiana, or Mississippi has been assigned to a
school where there are white teachers.115 As evidenced
in numerous records, this long continued policy has
resulted in inferior Negro teaching and in inferior
education of Negroes as a class. Everyone agrees, on
principle, that the selection and assignment of teach
ers on merit should not be sacrificed just for the sake
of integrating faculties; teaching is an art. Yet until
115 See footnote 35. However, the press has carried accounts
that progress is being made toward “desegregation of teachers,
administrators and other personnel” for 1967-68 in Jackson, Mis
sissippi. See Jackson Clarion Ledger, July 30, 1966, page 1.
U. S., et al. v. Jeff. County Bd. of Educ., et al. 107
school authorities recognize and carry out their af
firmative duty to integrate faculties as well as facil
ities, there is not the slightest possibility of their ever
establishing an operative non-discriminatory school
system.116 The transfer of a few Negro children to a
white school does not do away with the dual system.
A Negro faculty makes a Negro school; the Negro
school continues to offer inferior educational oppor
tunities; and the school system continues its psy
chological harm to Negroes as a class by not putting
them on an equal level with white children as a class.117
To prevent such harm or to undo the harm, or to pre
vent resegregation, the school authorities, even in the
administration of an otherwise rational, nondiscrim-
inatory policy, should take corrective action involving
racial criteria. As we pointed out (see Section III C),
in fashioning an appropriate remedy tending to undo
past discrimination this Court has often taken race in
to account.
In the past year, district courts have struggled with
the problem of framing effective orders for the de
segregation of faculty. (1) Some courts have focused
upon the specific results to be reached by reassign
116 “Faculty desegregation is a necessary precondition of an ac
ceptable free choice plan. A free choice plan cannot disestablish
the dual school system where faculties remain segregated on the
basis of the race of the teachers or the pupils. In such cir
cumstances a school inevitably will remain identified as “white”
and “Negro” depending on the color of the teachers.” Rep., U.S.
Comm, on Civil Rights, Survey of Desegregation in the Southern
and Border States— 1965-66, p. 57.
117 Faculties should be desegregated so that “both white and
Negro students would feel that their color was represented upon
an equal level and that their people were sharing the responsibility
of high-level teaching”. Dowell v. School Board of Oklahoma City
Public Schools, W.D. Okla. 1965, 219 P. Supp. 427.
108 17. S., et al. v. Jeff. County Bd. of Educ., et al.
ment of teachers previously assigned solely upon the
basis of their race. Dowell v. School Board of Okla
homa City Public Schools, W.D.Okla. 1965, 244 F.
Supp. 971, Kier v. County School Board of Augusta
County, W.D.Va. 1966, 249 F. Supp. 239.118 The orders
entered in these cases require the defendant school
boards to assign any newly employed teachers and re
assign already-employed faculty so that the proportion
of each race assigned to teach in each school will be
the same as the proportion of teachers of that race in
the total teaching staff in the system, or at least,
of the particular school level in which they are em
ployed. (2) Other courts have not been specific as to
the number of teachers of each race that should be as
signed to each school in order to remove the effects of
past discriminatory assignments. These courts have
focused upon the mechanics to be followed in remov
ing the effect of past discrimination rather than upon
the result as such. Thus, in Beckett v. School Board of
the City of Norfolk, Civil Action No. 2214 (E.D.Va.,
1966); Gilliam v. School Board of the City of Hope-
well, Civil Action No. 3554 (E.D.Va. 1966); and Brad
ley v. School Board of the City of Richmond, Civil
Action No. 3353 (E.D.Va. 1966), the courts approved
consent decrees setting forth in detail the considera
tions that would control the school administrators in
filling faculty vacancies and in transferring already-
318 In Kier the Court said that duty to desegregrate faculty
must be “immediately and squarely met” ; there can be no free
dom of choice for faculties and administrative staffs by the 1966-
67 school year. Insofar as possible, “ the percentage of Negro
teachers in each school of the system should approximate the
percentage of Negro teachers in the entire system for the 1965-
66 season” . 249 F. Supp. at 22.
U. S., et al. v. Jeff. County Bd. of Educ., et al. 109
employed faculty members in order to facilitate fac
ulty integration. (3) In a third group of cases, the dis
trict court, while emphasizing the necessity of affirm
ative steps to undo the effects of past racial assign
ments of faculty and while requiring some tangible
results, has not been specific regarding the mechanics
or the specific results to be achieved. See Harris v.
Bullock County Board of Education, M.D Ala. 1966,
253 F. Supp. 276; United States v. Lowndes Board of
Education, Civil Action No. 2328-N (M.D.Ala. 1966);
Carr v. Montgomery County Board of Education,
M.D.Ala. 1966, 253 F. Supp. 306.
We agree with the Eighth Circuit’s statement: “ The
lack of a definite program will only result in further
delay of long overdue action. We are not content at
this late date to approve a desegregation plan that
contains only a statement of general good intention.
We deem a positive commitment to a reasonable
program aimed at ending segregation of the teaching
staff to be necessary for the final approval of a con
stitutionally adequate desegregation plan.” Clark v.
Board of Education of the Little Rock School Dis
trict, No. 18,368, December 15, 1966 (unreported).
In that case the Court did not impose “ a set time
with fixed mathematical requirements” . However the
Court was firm in its position: “ First, as the Board
has already positively pledged, future employment,
assignment, transfer, and discharge of teachers must
be free from racial consideration. Two, should the
desegregation process cause the closing of schools
employing individuals predominately of one race, the
110 17. S., et al. v. Jeff. County Bd. of Educ:, et al.
displaced personnel should, at the very minimum, be
absorbed into vacancies appearing in the system.
Smith v. Board of Education of Morrilton, supra.
Third, whenever possible, requests of individual staff
members to transfer into minority situations should
be honored by the Board. Finally, we believe the
Board should make all additional positive commit
ments necessary to bring about some measure of
racial balance in the staffs of the individual schools in
the very near future. The age old distinction of ‘white
schools' and ‘Negro schools’ must be erased. The
continuation of such distinctions only perpetrates in
equality of educational opportunity and places in jeop
ardy the effective future operation of the entire
‘freedom of choice’ type plan.”
In Singleton I we agreed with the original HEW
Guidelines in requiring that an ‘ ‘adequate start” to
ward faculty desegregation should be made in 1966-67.
The requirement that all grades be desegregated in
1967-68 increases the need for substantial progress be
yond an “ adequate start” . It is essential that school
officials (1) cease practicing racial discrimination in
the hiring and assignment of new faculty members
and (2) take affirmative programmatic steps to cor
rect existing effects of past racial assignment. If
these two requirements are prescribed, the district
court should be able to add specifics to meet the par
ticular situation the case presents. The goal should be
an equitable distribution of the better teachers.119
1,9 Rev. Theodore M. Hesburgh, President of Notre Dame and a
member of the Civil Rights Commission, makes these suggestions-
“A realistic and quite possible approach to this is, I think,
through the immediate improvement of all teachers of each race’
U. S., et al. v. Jejf. County Bd. of Educ., et al. I'll
We anticipate that when district courts and this Court
have gained more experience with faculty integration,
the Court will be able to set forth standards more
specifically than they are set forth in the decrees in
the instant cases.
VII.
We attach a decree to be entered by the district
courts in these cases consolidated on appeal. See Ap
pendix A.
We have carefully examined each of the records in
these cases. In each instance the record supports the
decree. However, the provisions of the decree are
intended, as far as possible, to apply uniformly
throughout this circuit in cases involving plans based
on free choice of schools. School boards, private
plaintiffs, and the, United States may, of course,
cOme into court to prove that exceptional circum-
beginning with those who most need assistance in being better
qualified as teachers. If At this precise time of transition, why not
institute along with the whole process of desegregation in the
South a positive program of upgrading all teachers in the present
systems? In fact, the best teachers of either race, worthy of their
profession, should be put in the schools needing the most help to
improve. One might even think of rotating teachers within the
schools of a given district. There is already the existing pattern
of academic year and summer institutes for just this purpose
of improving teachers. . . . IT If this positive action could be
moved along quickly, with good will from all concerned, school
administrators, parents, and students, then we could eliminate the
present cat-and-mouse game which is going on between the Fed
eral Office of Education and the local Southern school districts.
In fact, I have a feeling that the South could solve its problem
long before the North, which has an educational desegregation
problem which may be less amenable to solution because of en
trenched patterns of housing segregation.” Rep., U. S. Comm, on
Civil Rights, Survey of Desegregation in the Southern and Border
States— 1965-66, p. 64.
112 U. S., et al. v. Jeff. County Bd. of Educ., et al.
stances compel modification of the decree. For ex
ample, school systems in areas which let school out
during planting and harvesting seasons may find that
the period for exercise of choice of schools, March
1-31, should be changed to a different month.
As Brown dictates, the decree places responsibility
on the school authorities to take affirmative action
to bring about a unitary, non-racial system. As the
Constitution dictates, the proof of the pudding is in
the eating: the proof of a school board’s compliance
with constitutional standards is the result—the per
formance. Has the operation of the promised plan
actually eliminated segregated and token-defsegre-
gated schools and achieved substantial integration?
The substantive requirements of the decree derive
from the Fourteenth Amendment as interpreted by
decisions of the Supreme Court and of this Court, in
many instances before the HEW Guidelines were
published. For administrative details, we have looked
to the Office of Education. For example, those famil
iar with the HEW Guidelines will note that the decree
follows the Guidelines exactly as to the form letters
which go to parents announcing the need to exercise
a choice of schools, and the forms for exercising
that choice are the same. Indeed a close parallel will
be noted between much in Parts II through V of the
decree and the Guideline provisions.
The great bulk of the school districts in this circuit
have applied for federal financial assistance and
U. S., et al. v. Jeff. County Bd. of Educ., et al. 113
therefore operate under voluntary desegregation
plans.120 Approval of these plans by the Office of Ed
ucation qualifies the schools for federal aid. In this
opinion we have held that the HEW Guidelines now
in effect are constitutional and are within the statu
tory authority created in the Civil Rights Act of 1964.
Schools therefore, in compliance with the Guidelines
can in general be regarded as discharging constitu
tional obligations.
Some schools have made no move to desegregate
or have had plans rejected as unsatisfactory by dis
trict courts or the HEW. We expect the provisions of
the decree to be applied in proceedings involving such
schools. Other schools have darlier court-approved
plans which fall short of the terms of the decree. On
motion by proper parties to re-open these cases, we
expect these plans to be modified to conform with
our decree. In some cases the parties may challenge
various aspects of HEW-approved plans. Our approv
al of the existing Guidelines and the deference owed
to any future Guidelines is not intended to deny a day
in court to any person asserting individual rights or
120 “Although only 164 (3.4 percent) of the 4,941 school dis
tricts in the South have qualified by the court order route, these
districts include most of the major cities of the South and, ac
cordingly, a large share of the population. Court orders are a
significant method of qualification particularly in Louisiana,
where official resistance to compliance with Title VI has been
most widespread. In Louisiana, 32 court orders have been ac
cepted, affecting 86.5 percent of the school districts judged quali
fied.” 1966— U. S. Comm, on Civ. Rights, Survey of School De
segregation in the Southern and Border States 46. See also Table
3 in Appendix B.
114 17. S., et al. v. Jeff. County Bd. of Educ., et al.
to any school board contesting HEW action.121 In any
school desegregation case the issue concerns the con
stitutional rights of Negroes, individually and as a
class, and the constitutional rights of the State—not
the issue whether federal financial assistance should
be withheld under Title VI of the Civil Rights Act of
1964.
When school systems are under court-ordered de
segregation, the courts are responsible for determin
ing the sufficiency of the system’s compliance with
the decree. The courts’ task, therefore, is a continu
ing process, especially in major areas readily suscep
tible of observation and measurement, such as facul
ty integration and student desegregation. (1) As to
faculty, we have found that school authorities have
an affirmative duty to break up the historical pattern
of segregated faculties, the hall-mark of the dual
system. To aid the courts in its task, the decree re
quires the school authorities to report to the district
courts the progress made toward faculty integration.
The school authorities bear the burden of justifying
an apparent lack of progress.122 (2) As to students, the
121 For an H EW approved desegregation plan held insufficient to
protect constitutional rights of Negro students see Brown v. Board
of Education of DeWitt School District, E.D. Ark. 1966, F.Supp.
See also Thompson v. County School Board of Hanover
County, E.D.Va. 1966, 252 F. Supp. 546; Turner v. County School
Board of Goochland County, E.D.Va. 1966, 252 F. Supp. 578.
122 “Innumerable cases have clearly established the principle
that under circumstances such as this where a history of racial
discrimination exists, the burden of proof has been thrown upon
the party having the power to produce the facts. . . . ” Chambers
v. Hendersonville City Board of Education, 4 Cir. 1966, 364
F.2d 189, 192. In Brown II, permitting desegregation with "de
liberate speed” the Supreme Court put the “burden . . . upon
the defendants to establish that [additional] time is necessary
to carry out the ruling in an effective manner” . 349 U.S. at 302.
U. S., et al. v. Jeff, County Bd. oj Educ., et al. 115
decree requires school authorities to make reports to
the court showing by race, by school, by grade, the
choices made in each “ choice period” . A similar re
port is required after schools open to show what actu
ally happened when schools opened.
What the decree contemplates, then, is continuing
judicial evaluation of compliance by measuring the
performance—not merely the promised performance
—of school boards in carrying out their constitutional
obligation “ to disestablish dual, racially segregated
school systems and to achieve substantial integration
within such systems.”123 District courts may call upon
HEW for assistance in determining whether a school
board’s performance measures up to its obligation
to desegregate. If school officials in any district
should find that their district still has segregated
faculties and schools or only token integration, their
affirmative duty to take corrective actiop. requires
them to try an alternative to a freedom of choice
plan, such as a geographic attendance plan, a com
bination of the two, the Princeton plan,124 or some other
acceptable substitute, perhaps aided by an education
al park. Freedom of choicg is not a key that opens
all doors to equal educational opportunities.
Given the knowledge of the educators and adminis
trators in the Office of Education and their day to
123 U. S. Comm, on Civil Rights, Survey of School Desegregation
in the Southern and Border States 1965-66, p. 54.
124 The Princeton plan involves establishing attendance zones
including more than one school and assigning students by grade
rather than by residence location. Thus all of the zone’s students
in grades 1 through 3 would attend school A, while all students
in grades 4 through 6 would attend school B. For a discussion of
the plan see Fiss, Racial Imbalance in the Public Schools: The
Constitutional Concepts, 78 Harv. L. Rev. 564, 573 (1965).
116 U. S., et al. v. Jeff. County BcL. of Educ., et al.
day experience with thousands of school systems,
judges and school officials can ill afford to turn their
backs on the proffer of advice from HEW. Or from
any responsible government agency or independent
group competent to work toward solution of the com
plex problem of de jure discrimination bequeathed
this generation by ten preceding generations.
Now after twelve years of snail’s pace progress
toward school desegregation, courts are entering a
new era. The question to be resolved in each case is:
How far have formerly de jure segregated schools
progressed in performing their affirmative constitu
tional duty to furnish equal educational opportunities
to all public school children? The clock has ticked
the last tick for tokenism and delay in the name of
“ deliberate speed” .
s*s * * * *
In the suit against the Caddo Parish School Board
July 19, 1965, the United States moved to intervene
under §902 of the Civil Rights Act of 1964 (42 U.S.C.
§2000h-2). The motion was filed twelve days after
the Board submitted its plan in compliance with the
district court’s decree of June 14, 1965, but two days
before the original plaintiffs filed their objections
and before the court issued its order approving the
plan. The district court denied the motion on the
ground that it came too late. In these circumstances
we consider that the motion was timely filed and
should have been granted.
17. S., et al. v. Jeff. County Bd. of Educ., et al. 117
This Court denied the motion of certain appellants
to consolidate their cases, but allowed consolidation
of briefs and, in effect, treated the cases as consoli
dated for purposes of appeal. The Court, however, in
each case has separately considered the particular
contentions of all the parties in the light of the
record.
The Court REVERSES the judgments below and
REMANDS each case to the district court for further
proceedings in accordance with this opinion.
COX, District Judge: I reserve the right to dissent in
whole or in part at a later date.
118 U. S., et al. v. Jejf. County Bd. of Educ., et al.
APPENDIX A:
PROPOSED DECREE
It is ORDERED, ADJUDGED and DECREED that
the defendants, their agents, officers, employees and
successors and all those in active concert and partic
ipation with them, be and they are permanently en
joined from discriminating on the basis of race or
color in the operation of the school system.
As set out more particularly in the body of the
decree, they shall take affirmative action to disestab
lish all school segregation and to eliminate the ef
fects of past racial discrimination in the operation of
the school system:
I .
SPEED OF DESEGREGATION
Commencing with the 1967-68 school year, in ac
cordance with this decree, all grades, including kin
dergarten grades, shall be desegregated and pupils
assigned to schools in these grades without regard to
race or color.
II.
EXERCISE OF CHOICE
The following provisions shall apply to all grades:
(a) Who May Exercise Choice. A choice of schools
may be exercised by a parent or other adult person
U. S., et al. v. Jeff. County Bd. of Educ., et al. 119
serving as the student’s parent. A student may exer
cise his own choice if he (1) is exercising a choice
for the ninth or a higher grade, or (2) has reached
the age of fifteen at the time of the exercise of
choice. Such a choice by a student is controlling un
less a different choice is exercised for him by his
parent or other adult person serving as his parent
during the choice period or at such later time as the
student exercises a choice. Each reference in this de
cree to a student’s exercising a choice means the ex
ercise of the choice, as appropriate, by a parent or
such other adult, or by the student himself.
(b) Annual Exercise of Choice. All students, both
white and Negro, shall be required to exercise a free
choice of schools annually.
(c) Choice Period. The period for exercising
choice shall commence May 1, 1967 and end June 1,
1967, and in subsequent years shall commence March
1 and end March 31 preceding the school year for
which the choice is to be exercised. No student or
prospective student who exercises his choice within
the choice period shall be given any preference be
cause of the time within the period when such choice
was exercised.
(d) Mandatory Exercise of Choice. A failure to
exercise a choice within the choice period shall not
preclude any student from exercising a choice at any
time before he commences school for the year with
respect to which the choice applies, but such choice
may be subordinated to the choices of students who
120 U. S., et al. v. Jeff. County Bd. of Educ., et al.
exercised choice before the expiration of the choice
period. Any student who has not exercised his choice
of school within a week after school opens shall be
assigned to the school nearest his home where space
is available under standards for determining avail
able space which shall be applied uniformly through
out the system.
(e) Public Notice. *On or within a week before
the date the choice period opens, the defendants shall
arrange for the conspicuous publication of a notice
describing the provisions of this decree in the news
paper most generally circulated in the community.
The text of the notice shall be substantially similar
to the text of the explanatory letter sent home to
parents. (See paragraph 11(e).) Publication as a legal
notice will not be sufficient. Copies of this notice
must also be given at that time to all radio and tele
vision stations serving the community. Copies of this
decree shall be posted in each school in the school
system and at the office of the Superintendent of
Education.
(e) Mailing of Explanatory Letters and Choice
Forms. On the first day of the choice period there
shall be distributed by first-class mail an explanatory
letter and a choice form to the parent (or other adult
person acting as parent, if known to the defendants)
of each student, together with a return envelope ad
dressed to the Superintendent. Should the defend
ants satisfactorily demonstrate to the court that
they are unable to comply with the requirement
17. S., et al. v. Jeff. County Bd. of Educ., et al. 121
of distributing the explanatory letter and choice form
by first-class mail, they shall propose an alternative
method which will maximize individual notice, i.e.,
personal notice to parents by delivery to the pupil
with adequate procedures to insure the delivery of
the notice. The text for the explanatory letter and
choice form shall essentially conform to the sample
letter and choice form appended to this decree.
(g) Extra Copies of the Explanatory Letter and
Choice Form. Extra copies of the explanatory letter
and choice form shall be freely available to parents,
students, prospective students, and the general public
at each school in the system and at the office of the
Superintendent of Education during the times of the
year when such schools are usually open.
(h) Content of Choice Form. Each choice form
shall set forth the name and location of the grades
offered at each school and may require of the person
exercising the choice the name, address, age of stu
dent, school and grade currently or most recently at
tended by the student, the school chosen, the signa
ture of one parent or other adult person serving as
parent, or where appropriate the signature of the
student, and the identity of the person signing. No
statement of reasons for a particular choice, or any
other information, or any witness or other authentica
tion, may be required or requested, without approval
of the court.
(i) Return of Choice Form. At the option of the
person completing the choice form, the choice may
122 U. S., et al. v. Jeff. County Bd. of Educ., et al.
be returned by mail, in person, or by messenger to
any school in the school system or to the office of
the Superintendent.
(j) Choices not on Official Form. The exercise of
choice may also be made by the submission in like
manner of any other writing which contains informa
tion sufficient to identify the student and indicates
that he has made a choice of school.
(k) Choice Forms Binding. When a choice form
has once been submitted and the choice period has
expired, the choice is binding for the entire school
year and may not be changed except in cases of
parents making different choices from their children
under the conditions set forth in paragraph II (a) of
this decree and in exceptional cases where, absent
the consideration of race, a change is educationally
called for or where compelling hardship is shown by
the student.
(l) Preference in Assignment. In assigning stu
dents to schools, no preferences shall be given to
any student for prior attendance at a school and, ex
cept with the approval of court in extraordinary cir
cumstances, no choice shall be denied for any reason
other than overcrowding. In case of overcrowding at
any school, preference shall be given on the basis of
the proximity of the school to the homes of the stu
dents choosing it, without regard to race or color.
Standards for determining overcrowding shall be ap
plied uniformly throughout the system.
U. S., et al. v. Jeff. County Bd. of Educ., et al. 123
(m) Second Choice where First Choice is Denied.
Any student whose choice is denied must be prompt
ly notified in writing and given his choice of any
school in the school system serving his grade level
where space is available. The student shall have
seven days from the receipt of notice of a denial of
first choice in which to exercise a second choice.
(n) Transportation. Where transportation is gen
erally provided, buses must be routed to the maxi
mum extent feasible in light of the geographic dis
tribution of students, so as to serve each student
choosing any school in the system. Every student
choosing either the formerly white or the formerly
Negro school nearest his residence must be trans
ported to the school to which he is assigned under
these provisions, whether or not it is his first choice,
if that school is sufficiently distant from his home
to make him eligible for transportation under gen
erally applicable transportation rules.
(o) Officials not to Influence Choice. At no time
shall any official, teacher, or employee of the school
system influence any parent, or other adult person
serving as a parent, or any student, in the exercise
of a choice or favor or penalize any person because
of a choice made. If the defendant school board em
ploys professional guidance counselors, such persons
shall base their guidance and counselling on the in
dividual student’s particular personal, academic, and
vocational needs. Such guidance and counselling by
teachers as well as professional guidance counsellors
124 17. S., et al. v. Jejf. County Bd. of Educ., et al.
shall be available to all students without regard to
race or color.
(p) Protection of Persons Exercising Choice.
Within their authority school officials are responsible
for the protection of persons exercising rights under
or otherwise affected by this decree. They shall,
without delay, take appropriate action with regard
to any student or staff member who interferes with
the successful operation of the plan. Such interfer
ence shall include harassment, intimidation, threats,
hostile words or acts, and similar behavior. The
school board shall not publish, allow, or cause to be
published, the names or addresses of pupils exercis
ing rights or otherwise affected by this decree. If
officials of the school system are not able to provide
sufficient protection, they shall seek whatever assist
ance is necessary from other appropriate officials.
III.
PROSPECTIVE STUDENTS
Each prospective new student shall be required to
exercise a choice of schools before or at the time of
enrollment. All such students known to defendants
shall be furnished a copy of the prescribed letter to
parents, and choice form, by mail or in person, on
the date the choice period opens or as soon thereafter
as the school system learns that he plans to enroll.
Where there is no pre-registration procedure for new
ly entering students, copies of the choice forms shall
be available at the Office of the Superintendent and
at each school during the time the school is usually
open.
U. S., et al. v. Jejf. County Bd. of Educ., et al. 125
IV.
TRANSFERS
(a) Transfers for Students. Any student shall
have the right at the beginning of a new term.,
to transfer to any school from which he was
excluded or would otherwise be excluded on account
of his race or color.
(b) Transfers for Special Needs. Any student
who requires a course of study not offered at the
school to which he has been assigned may be permit
ted, upon his written application, at the beginning of
any school term or semester, to transfer to another
school which offers courses for his special needs.
(c) Transfers to Special Classes or Schools. If
the defendants operate and maintain special classes
or schools for physically handicapped, mentally re
tarded, or gifted children, the defendants may assign
children to such schools or classes on a basis related
to the function of the special class or school that is
other than freedom of choice. In no event shall such
assignments be made on the basis of race or color or
in a manner which tends to perpetuate a dual school
system based on race or color.
126 U. S., et al. v. Jeff. County Bd. of Educ., et al.
V.
SERVICES, FACILITIES, ACTIVITIES AND PRO
GRAMS
No student shall be segregated or discriminated
against on account of race or color in any service,
facility, activity, or program (including transporta
tion, athletics, or other extracurricular activity) that
may be conducted or sponsored by or affiliated with
the school in which he is enrolled. A student attend
ing school for the first time on a desegregated basis
may not be subject to any disqualification or waiting
period for participation in activities and programs,
including athletics, which might otherwise apply be
cause he is a transfer or newly assigned student ex
cept that such transferees shall be subject to long
standing, non-racially based rules of city, county, or
state athletic associations dealing with the eligibility
of transfer students for athletic contests. All school
use or school-sponsored use of athletic fields, meet
ing rooms, and all other school related services,
facilities, activities, and programs such as Com
mencement exercises and parent-teacher meetings
which are open to persons other than enrolled stu
dents, shall be open to all persons without regard to
race or color. All special educational programs con
ducted by the defendants shall be conducted without
regard to race or color.
U. S., et al. v. Jeff. County Bd. of Educ., et al. 127
VI.
SCHOOL EQUALIZATION
(a) Inferior Schools. In schools heretofore main
tained for Negro students, the defendants shall take
prompt steps necessary to provide physical facili
ties, equipment, courses of instruction, and instruc
tional materials of quality equal to that provided in
schools previously maintained for white students.
Conditions of overcrowding, as determined by pupil-
teacher ratios and pupil-classroom ratios shall, to the
extent feasible, be distributed evenly between schools
formerly maintained for Negro students and those
formerly maintained for white students. If for any
reason it is not feasible to improve sufficiently any
school formerly maintained for Negro students, where
such improvement would otherwise be required by
this subparagraph,- such school shall be closed as
soon as possible, and students enrolled in the school
shall be reassigned on the basis of freedom of choice.
By October of each year, defendants shall report to
the Clerk of the Court pupil-teacher ratios, pupil-class-
room ratios, and per-pupil expenditures both as to
operating and capital improvement costs, and shall
outline the steps to be taken and the time within which
they shall accomplish the equalization of such schools.
(b) Remedial Programs. The defendants shall pro
vide remedial education prograins which permit stu
dents attending or who have previously attended all-
Negro schools to overcome past inadequacies in their
education.
128 U. S., et at. v. Jeff. County Bd. of Educ., et al.
VII.
NEW CONSTRUCTION
The defendants, to the extent consistent with the
proper operation of the school system as a whole,
shall locate any new school and substantially expand
any existing schools with the objective of eradicating
the vestiges of the dual system and of eliminating the
effects of segregation.
VIII.
FACULTY AND STAFF
(a) Faculty Employment. Race or color shall not
be a factor in the hiring, assignment, reassignment,
promotion, demotion, or dismissal of teachers and
other professional staff members, including student
teachers, except that race may be taken into ac
count for the purpose of counteracting or correcting
the effect of the segregated assignment of teachers
in the dual system. Teachers, principals, and staff
members shall be assigned to schools so that the
faculty and staff is not composed exclusively of
members of one race. Wherever possible, teachers
shall be assigned so that more than one teacher of
the minority race (white or Negro) shall be on a de
segregated faculty. Defendants shall take positive
and affirmative steps to accomplish the desegregation
of their school faculties and to achieve substantial de
segregation of faculties in as many of the schools as
possible for the 1967-68 school year notwithstanding
U. S., et al. v. Jeff. County Bd. of Educ., et al. 129
that teacher contracts for the 1966-67 or 1967-68 school
years may have already been signed and approved.
The tenure of teachers in the system shall not be used
as an excuse for failure to comply with this provision.
The defendants shall establish as an objective that
the pattern of teacher assignment to any particular
school not be identifiable as tailored for a heavy con
centration of either Negro or white pupils in the
school.
(b) Dismissals. Teachers and other professional
staff members'may not be discriminatorily assigned,
dismissed, demoted, or passed over for retention,
promotion, or rehiring, on the ground of race or color.
In any instance where one or more teachers or other
professional staff members are to be displaced as a
result of desegregation, no staff vacancy in the school
system shall be filled through recruitment from out
side the system unless.no such displaced staff mem
ber is qualified to fill the vacancy. If, as a result of de
segregation, there is to be a reduction in the total
professional staff of the school system, the qualifica
tions of all staff members in the system shall be eval
uated in selecting the staff member to be released
without consideration of race or color. A report con
taining any such proposed dismissals, and the rea
sons therefor, shall be filed with the Clerk of the
Court, serving copies upon opposing counsel, within
five (5) days after such dismissal, demotion, etc., as
proposed.
(c) Past Assignments. The defendants shall take
steps to assign and reassign teachers and other pro
130 U. S., et al. v. Jeff. County Bd. of Educ., et al.
fessional staff members to eliminate past discrimi
natory patterns.
IX.
REPORTS TO THE COURT
(1) Report on Choice Period. The defendants
shall serve upon the opposing parties and file with the
Clerk of the Court on or before April 15, 1967, and on
or before June 15, 1967, and in each subsequent year
on or before June 1, a report tabulating by race the
number of choice applications and transfer applica
tions received for enrollment in each grade in each
school in the system, and the number of choices and-
transfers granted and the number of denials in each
grade of ,aach school. The report shall also state any
reasons relied upon in denying choice and shall tab
ulate, by school and by race of student, the number
of choices and transfers denied for each such reason.
In addition, the report shall show the percentage
of pupils actually transferred or assigned from seg
regated grades or to schools attended predominantly
by pupils of a race other than the race of the appli
cant, for attendance during the 1966-67 school year,
with comparable data for the 1965-66 school year.
Such additional information shall be included in the
report served upon opposing counsel and filed with
the Clerk of the Court.
(2) Report After School Opening. The defend
ants shall, in addition to reports elsewhere described,
U. S., et al. v. Jeff. County Bd. of Educ., et al. 131
serve upon opposing counsel and file with the Clerk
of the Court within 15 days after the opening of
schools for the fall semester of each year, a report
setting forth the following information:
(i) The name, address, grade, school of
choice and school of present attendance of
each student who has withdrawn or requested
withdrawal of his choice of school or who has
transferred after the start of the school year,
together with a description of any action taken
by the defendants on his request and the rea
sons therefor.
(ii) The number of faculty vacancies, by
school, that have occurred or been filled by the
defendants since the order of this Court or the
latest report submitted pursuant to this sub-
paragraph. This report shall state the race of
the teacher employed to fill each such vacan
cy and indicate whether such teacher is newly
employed or was transferred from within
the system. The tabulation of the number of
transfers within the system shall indicate the
schools from which and to which the transfers
were made. The report shall also set forth the
number of faculty members of each race as
signed to each school for the current year.
(iii) The number of students by race, in
each grade of each school.
132 U. S., et dl. v: Jeff. County Bd. of Educ., et al.
EXPLANATORY LETTER
(School System Name and Office Address)
(Date Sent)
Dear Parent:
All grades in our school system will be desegre
gated next year. Any student who will be entering
one of these grades next year may choose to attend
any school in our system, regardless of whether that
school was formerly all-white or all-Negro. It does
not matter which school your child is attending this
year. You and your child may select any school you
wish.
Every student, white and Negro, must make a
choice of schools. If a child is entering the ninth or
higher grade, or if the child is fifteen years old or old
er, he may make the choice himself. Otherwise a par
ent or other adult serving as parent must sign the
choice form. A child enrolling in the school system for
the first time must make a choice of schools before or
at the time of his enrollment.
The form on which the choice should be made is at
tached to this letter. It should be completed and re
turned by June 1, 1967. You may mail it in the en
closed envelope, or deliver it by messenger or by
hand to any school principal or to the Office of the
Superintendent at any time between May 1 and June
1. No one may require you to return your choice
form before June 1 and no preference is given for
returning the choice form early.
u. S., et al. v. Jeff. County Bd. of Educ., et al. 133
No principal, teacher or other school official is per
mitted to influence anyone in making a choice or to
require early return of the choice form. No one is per
mitted to favor or penalize any student or other per
son because of a choice made. A choice once made
cannot be changed except for serious hardship.
No child will be denied his choice unless for reasons
of overcrowding at the school chosen, in which case
children living nearest the school will have prefer
ence.
Transportation will be provided, if reasonably pos
sible, no matter what school is chosen. [Delete if the
school system does not provide transportation.]
Your School Board and the school staff will do
everything we can to see to it that the rights of all
students are protected and that desegregation of our
schools is carried out successfully.
Sincerely yours,
Superintendent.
CHOICE FORM
This form is provided for you to choose a school for
your child to attend next year. You have 30 days to
make your choice. It does not matter which school
your child attended last year, and does not matter
whether the school you choose was formerly a white
or Negro school. This form must be mailed or brought
134 17. S., et al. v. Jeff, County Bd. of Educ., et al.
to the principal of any school in the system or to the
office of the Superintendent, [address], by June
1, 1967. A choice is required for each child.
Name of child ............................................................
(Last) (First) (Middle)
Address ................................................................................
Name of Parent or other
adult serving as parent.....................................................
If child is entering first grade, date of birth:
(Month) (Day) (Year)
Grade child is entering ..............................................
School attended last year ............................................
Choose one of the following schools by marking an X
beside the name.
Name of School Grade Location
Signature
Date
To be filled in by Superintendent:
School Assigned ..................................... 1
1 In subsequent years the' dates in both the explanatory letter
and the choice form should be changed to conform to the choice
period.
U. S., et al. v. Jeff. County Bd. of Educ., et al. 135
APPENDIX B.
Rate of Change and Status of
Desegregation
(Leeson, Faster Pace, Scarcer Records,
Southern Education Report 28-32 (Jan.-Feb.
1966), quoted in Emmerson and Huber, Politi
cal and Civil Rights in the United States, 695-
99 (1967))
. Both the 11-state Southern area and the border
area, the latter consisting of six states and the Dis
trict of Columbia, experienced a sharper increase in
the percentage of Negroes in desegregated schools for
1965-66 than in previous years. But only the Southern
states showed a changed attitude toward reporting
records by race; in only three Southern states could
nearly complete statistics be obtained district by dis
trict. As in other years, three of the border states plus
the District of Columbia continued to keep records by
race, and three states did not.
Correspondents for Southern Education Reporting
Service . . . found that 15.89 per cent of the Negroes
enrolled in the public schools of the region attended
classes with whites, mostly in formerly all-white
schools but sometimes also in formerly all-Negro
schools. This numbered 567,789 Negro students out of
the region’s Negro enrollment of 3,572,810.
In the first 10 years after the Supreme Court de
cisions on segregated schools, in 1954 and 1955, the
136 17. S., et al. v. Jejf. County Bd. of Educ., et al.
Southern and border region increased the number of
Negroes in schools with whites at an average of about
one per cent a year. Although the impetus of the Su
preme Court’s rulings and the possibility of direct in
volvement in legal action were factors, most districts
desegregating through last year acted “ voluntarily”
and only about 10 per cent required a specific court
order. By the end of the 1964-65 school year, the region
had enrolled 10.9 per cent of its Negro students in
biracial classrooms.
The 1964 Civil Rights Act brought pressure on every
district in the nation but the compliance effort admit
tedly was concentrated on the South. . . . Beginning
in the spring of 1965 and continuing even through the
first months of the 1965-66 school-year, HEW’s Office
of Education negotiated with officials in each district
to obtain compliance by the school officials either
signing a statement, submitting a court-ordered de
segregation plan or adopting a voluntary plan.
With the new school year, the region had increased
the number of Negroes in desegregated schools by five
percentage points to reach 15.9 per cent, while in the
previous two school years the rate of increase in this
figure had only been between one and two percent
age points. For 1964-65, the region had 10.9 per cent of
the Negro enrollment in desegregated schools, an in
crease of 1.7 percentage points over 1963-64, and for
that year the 9.2 per cent figure was an increase of
1.2 percentage points over 1962-63. (See Table I.) . . .
17. S., et al. v. Jeff. County Bd. of Educ., et al. 137
TABLE I
The Rate of Change
Percentage of Negroes in Schools with Whites
School Year
1959-60*
South
.160
%
Change Border
45.4
%
Change Region
6.4
%
Change
1960-61 .162 .002 49.0 3.6 7.0 .6
1961-62 .241 .079 52.5 3.5 7.6 .6
1962-63 .453 .212 51.8 0.7 8.0 .4
1963-64 1.17 .717 54.8 3.0 9.2 1.2
1964-65 2.25 1.08 58.3 3.5 10.9 1.7
1965-66 6.01 3.76 68.9 10.6 15.9 5.0
* First school year in which SERS began recording number of
Negroes in schools with whites.
Up through the 1962-63 school year, the 11 Southern
states together had fewer than one per cent of their
Negro students in schools with whites. In 1963-64, the
figure passed the one per cent mark and it almost
doubled for 1964-65 to become 2.25 per cent of the
Negroes in biracial schools, an increase of more than
one percentage point. For the 1965-66 school year, the
percentage more than doubled and reached 6.01 per
cent.1
1 Other estimates are summarized in Report of the United
States Commission on Civil Rights, Survey of School Desegrega
tion in the Southern and Border States 1965-1966, 27-28 (Feb.
1966)
“ . . . The Office of Education based on a sampling of 590
districts through a telephone survey conducted in cooperation with
State departments of education, estimates that 216,000, or 7.5
percent, of the Negro students in the 11 Deep South States are
enrolled in school this year with white pupils. [Office of Educa
tion, telephone survey, Table I, Sept. 27, 1965.] Civil rights
organizations, relying upon figures obtained from a variety of
sources, including field workers, advance a lower figure. The
Southern Regional Council’s estimate is 151,416 Negro pupils,
or 5.23 percent of the total. [Southern Regional Council, ‘School
138 U. iS., et al. v. Jeff. County Bd. of Educ., et al.
The six border states and the District of Columbia
desegregated at a faster rate than did the South, and
by the 1961-62 school year that area had more than
half of its Negro enrollment attending desegregated
schools. The annual change in the number of Negroes
in desegregated border schools averaged about three
per cent a year, and by 1964-65, the border area had
desegregated 58.3 per cent of its Negro enrollment.
In the current school year, the border area has 68.9
per cent of its Negro students attending the same
schools with whites, a jump of over 10 percentage
points from the previous year’s figure.
This year, as in previous years, a disparity exists
between what might be called “ technical” desegrega
tion and “ actual” desegregation. Last year, for ex
ample, 56 per cent of the region’s Negro students
were enrolled in districts having desegregation pol
icies, but about 11 per cent of the total Negro en
rollment attended desegregated schools. This year,
the region has 97 per cent of its districts in official
compliance with federal desegregation regulations,
and 93 per cent of the region’s combined Negro and
white enrollment comes from these districts. How
ever, the actual attendance of Negroes in desegregat
ed schools amounts to almost 16 per cent. The differ
ence in these figures was accentuated this year by the
fact that almost 2,000 school districts having either all
Desegregation: Old Problems Under a New Law’ 9, Sept. 1965.]
The American Friends Service Committee and NAACP Legal De
fense and Educational Fund agree that the actual figure is less
than 6 percent [American Friends Service Committee and NAACP
Legal Defense and Educational Fund, ‘Report on the Implementa
tion of Title VI of the Civil Rights Act of 1964 in Regard to
School Desegregation’ 4, Nov. 15, 1965].”
U. S., et al. v. Jeff. County Bd. of Educ., et al. 139
white or all-Negro enrollments are included in the “ in
compliance” statistics. . . .
Among the Southern states, Texas leads in the num
ber and percentage of Negroes in schools with whites
—an estimated 60,000 Negroes or 17 per cent of the
state’s Negro enrollment. Tennessee ranks second in
the area with 16 per cent and Virginia third with' 11
per cent. Three states—Alabama, Louisiana, and Mis
sissippi—continue to have less than one per cent of
their Negro enrollment attending schools with whites.
The other Southern states—Arkansas, Florida, Geor
gia, North Carolina-and South Carolina—vary between
1 and 10 per cent of their Negro students in biracial
classrooms.
All but one of the border states have more than
half of their Negro enrollments in desegregated
schools. Oklahoma has 38 per cent of its Negroes in
biracial schools, Maryland has 56 per cent, and Dela
ware, the District of Columbia, Kentucky, . . .
Missouri and West Virginia have desegregated more
than three-fourths of their Negro student popula
tion. . . .
The desegregation statistic showing the sharpest in
crease this year was the number of districts with de
segregation policies. The region now has 4,804 public
school districts that have received approval from the
U. S. Office of Education for their desegregation pro
posals. When the last school year ended, SERS re
ported that 1,476 districts had desegregated in prac
tice or in policy.
140 U. S., et al. v. Jefj. County Bd. of Educ., et al.
TABLE III
Status of Desegregation
(17 Southern and Border States and D.C.)
School Districts
Alabama
Total
118
With
Negroes
and
Whites
119
In
Compli
ancet
105
Not In
Compli
ancet
14
Enrollment
White Negro
559,123** 295,848**
Negroes
in Schools
with Whites
No. %tt
1,250* .43
Arkansas 410 217 400 10 337,652** 111,952** 4,900* 4.38
Florida 67 67 67 0 1,056,805* 256,063* 25,000* 9.76
Georgia 196 180 192 5 784,917* 355,950* 9,465* 2.66
Louisiana 67 67 33 34 483,941 318,651 2,187 .69
Mississippi 149 149 118 31 309,413 296,834 1,750* .59
North Carolina 170 170 165 4 828,638** 349,282** 18,000* 5.15
South Carolina 108 108 86 21 374,007 263,983 3,864 1.46
Tennessee 152 129 149 2 714,241* 176,541* 28,801 16.31
Texas 1,325 850 1,303 7 2,136,150* 349,192* 60,000* 17.18
Virginia 130 127 124 12 757,037** 239,729** 27,550* 11.49
SOUTH 2,892 2,183 2,742 140 8,341,924 3,014,025 182,767 6.01
Delaware 58 47 59 0 86,041 20,485 17,069 83.32
Dist. of Columbia 1 1 1 0 15,173 128,843 109,270 84.81
Kentucky 200 167 204 0 713,451** 59,835** 46,891 78.37
Maryland 24 23 24 0 583,796 178,851 99,442 55.60
Missouri 1,096 212* 675 0 843,167 105,171 79,000* 75.12
Oklahoma 1,046 323 1,044 4 564,250* 45,750* 17,500* 38.25
West Virginia 55 44 55 0 425,087* 19,850* 15,850* 79.85
BORDER 2,480 817 2,062 4 3,230,965 558,785 385,022 68.90
REGION 5,372 3,000 4,804 144 11,572,889 3,572,810 567,789 15.89
* E s t im a te d .
** 1964-65.
t T h e s u m o f a d d in g th e d is t r ic t s “ I n C o m p lia n c e ” a n d “ N o t in C o m p lia n c e ” w ill n o t a lw a y s e q u a l th e
to ta l n u m b e r o f d is t r ic t s b e c a u s e t h e O f f i c e o f E d u c a t io n r e p o r t s a d i f f e r e n t n u m b e r o f d is t r ic t s f r o m th a t
o f s o m e o f th e s ta te d e p a r tm e n ts o f e d u ca t io n .
tt T h e n u m b e r o f N e g r o e s in s c h o o ls w ith w h ite s , c o m p a r e d t o th e to ta l N e g r o e n ro llm e n t.
U. S., et al. v. Jeff. County Bd., of Educ., et al. 141
COX, District Judge, dissenting:
The majority opinion herein impels my dissent,
with deference, to its general theme, that precedent
required the public schools to mix the races rather
than desegregate such schools by removing all effects
of state action which may have heretofore com
pelled segregation, so as to permit these schools to
be operated upon a proper free choice plan. This
Couit has heretofore firmly and soundly (as decision
and not gratuitously) committed itself to the views
expressed by the distinguished jurists in Briggs v.
Elliott, 132 F. Supp. 776. The majority now seeks
to criticize the Briggs case and disparage it as
dictum, although this Court in several reported de
cisions has embraced and adopted Briggs with
extensive quotations from it as the decisional law
of this Circuit. Surely, only two of the judges of this
Court may not now single-handedly reverse those de
cisions and change such law of this Circuit.
These school cases all stem from the decision of
the Supreme Court of the United States in the famil
iar Brown cases.1 Nothing was said in those cases or
has since been said by the Supreme Court to justify
or support the extremely harsh plan of enforced in
tegration devised by the majority decision. Signifi
1 Brown I Brown v. Board of Education of Topeka 347
US 483, 74 S.Ct. 686, 98 L.Ed. 873.
Brown II Brown v. Board of Education of Topeka, Kansas
349 US 294, 75 S.Ct. 753, 99 L.Ed. 1083. '
On December 6, 1965 in Patricia Rogers, et al v. Edgar F.
Paul, et al, 382 US 198, 86 S.Ct. 358, the Court decried delays
in desegregation of public schools and called for an acceleration
of the process, but neither said nor intimidated the existence of
any power or the justification for any authority to forcefully mix
or integrate these schools.
142 17. S., et al. v. Jejf. County Bd. of Educ., et al.
cantly, there is nothing in the Civil Rights Act of 1964
to suggest the propriety of this Court adopting and
following any guidelines of the Health, Education
and Welfare Commissioner in these school desegre
gation cases in such respect. The policy statement of
Congress as contained in the act itself expressly dis
claims any intention or purpose to do that which these
guidelines, and the majority opinion approving them,
do in complete disregard thereof.
No informed person at this late date would now ar
gue with the soundness of the philosophy of the Brown
decision. That case simply declared the constitution
al right of negro children to attend public schools of
their own free choice without any kind of restraint
by state action. That Court has made it clear that the
time for “ deliberate” speed in desegregating these
public schools has now expired, but the majority opin
ion herein is the first to say that the Brown case, to
gether with the Civil Rights Act of 1964, makes it nec
essary that these public schools must now integrate
and mix these schools and their facilities, “ lock,
stock and barrel.” That view comes as a strange con
struction of the Fourteenth Amendment rights of col
ored children. The passage of time since the rendi
tion of the Brown case; and of natural disparities
which are found in so many school plans before the
Court; and the difficult problems posed before the
Court by such plans certainly can provide no legal
justification or basis for this extreme view and harsh
and mailed fist decision at this time. These questions
involving principles of common sense and law are
U. S., et al. v. Jeff. County Bd. of Educ., et at. 143
readily resolved by a court of equity without being
properly accused of giving an advisory opinion. The
decision in such case is not overtaxing on a court of
equity and its articulated conclusions can be imple
mented by an enforceable decree even at the expen
diture of some well spent time, patience and energy
of the Court. If a Court is to write a decree, it should
be the decree of that Court and not the by-product of
some administrative agency without knowledge or
sworn obligation to resolve sacred constitutional
rights and principles. Unilaterally prepared guide
lines allegedly devised by the Commissioner may
or not accord with his own views, but such an
anomalously prepared document could not justify
this Court in adopting it “ lock, stock and barrel” un
der any pretext and even with repeated disavowals
of such intention or purpose.
The Constitution of the United States is not the dead
hand of the past strangling the liberties of a free peo
ple; it is a living document designed for all time to
perpetuate liberty, freedom and justice for every per
son, young or old, who is born under or who comes
within its protecting shield. As was said many years
ago, “ in moving water there is life, in still waters
there is stagnation and death.” The Constitution was
framed not for one era, but for all time. But when the
Courts transform viability into elasticity, constitu
tional rights are illusory. The rope of liberty may be
twisted and become a garrote which strangles those
who seek its protection. If the majority opinion in
these cases is permitted to stand, it will, in the name
144 U. S., et al. v. Jeff. County Bd. of Educ., et al.
of protecting civil rights of some, destroy civil rights
and constitutional liberties of all our citizens, their
children and their children’s children.
The Supreme Court, in Brown II, said that “ school
authorities have the primary responsibility for elu
cidating, assessing and solving these problems;
courts will have to consider whether the action of
school authorities constitutes good faith implementa
tion of the governing constitutional principles.” It
thereupon became the duty of the Court, acting as a
Court of Equity, under such principles to see that pub
lic schools, still operating under the dual system by
state action, were desegregated (not integrated) in
accordance with the vested constitutional right of col
ored children. Judicial haste and impatience cannot
justify this Court in equating integration with deseg
regation. No Court up to this time has been heard to
say that this Court now has the power and the authori
ty to force integration of both races upon these public
schools without regard to any equitable considera
tions, or the will or wish of either race. The decisions
of this Court deserve and must have stability and in
tegrity. It was the 1965 guidelines of HEW that were
approved by this Court in Derek Jerome Singleton v.
Jackson Municipal Separate School District, 255 F.2d
865. Judge Wisdom wrote for the Court and Judge
Thornberry concurred in that case on January 26,
1966; and there was not a word in that case to the ef
fect that this Court then thought that any decision or
statute or guidelines under any statute required or
justified forced integration. Almost before that slip
U. S., et al. v. Jeff. County Bd. of Educ., et al. 145
opinion reached the bound volume, this Court has now
written on December 29, 1966, a vastly different opin
ion with no change intervening in the law.
The last reported school case from this Circuit, de
cided August 16, 1966 by Judge Tuttle and Judge
Thornberry in Birdie Mae Davis, et al v. Board of
School Commissioners of Mobile County, et al, 364
F.2d 896, this Court still wrote of accelerating a plan
of desegregation. As if to foreshadow the point of
Judge Wisdom’s “ nettle” in the majority opinion in
this case, Judge Tuttle wrote in his Note 1 an expla
nation of his changing requirements in these school
cases for the delayed enjoyment of constitutional
rights by accelerating desegregation. Davis said that
negro children, as individuals, had the right to trans
fer to schools from which they were excluded be
cause of their race, and said that this had been the
law since the Brown decision; but that misunder
standing of that'principle was perhaps due to the pop
ularity “ of an oversimplified dictum that the Consti
tution does not require integration- Briggs v. Elliott,
132 F. Supp. 776, 777.” That is the first and only ex
pressed criticism of Briggs found among the decisions
of this Circuit, but the Court did not comment upon
the viability and soundness of the many decisions of
this Circuit which wholeheartedly embraced and re
peatedly reaffirmed the so-called dicta in Briggs.
Datiis dealt with an urban area in Mobile, Alabama,
while these cases deal with small communities or
rural schools but that could have no possible bearing
on desegregation versus or as distinguished from im
mediate forced integration or mixing of these schools.
146 17. S., et al. v. Jeff. County Bd. of Educ., et al.
In Alfred Avery, Jr., a Minor by his Mother and
Next Friend, Mrs. Alfred Avery, et al v. Wichita In
dependent School District, et al, 241 F.2d 230 (1957),
this Court said:
“ The Constitution as construed in the School Seg
regation Cases, Brown v. Board of Education, 347 U.S.
483, 74 S.Ct. 686, 98 L.Ed. 873; Id., 349 U.S. 294, 75 S,Ct.
753, 99 L.Ed. 1083, and Bolling v. Sharpe, 347 U.S. 497,
74 S.Ct. 693, 98 L.Ed. 884, forbids any state action re
quiring segregation of children in public schools sole
ly on account of race; it does not, however, require ac
tual integration of the races. As was well said in
Briggs v. Elliott, D.C.E.D.S.C., 132 F. Supp. 776, 777:
“ * * * if is important that we point out exactly what
the Supreme Court has decided and what it has not
decided in this case. It has not decided that the fed
eral courts are to take over or regulate the public
schools of the states. It has not decided that the states
must mix persons of different races in the schools or
must require them to attend schools or must deprive
them of the right of choosing the schools they attend.
What it has decided, and all that it has decided, is
that a state may not deny to any person on account of
race the right to attend any school that it maintains.
This, under the decision of the Supreme Court, the
state may not do directly or indirectly; but if the
schools which it maintains are open to children of all
races, no violation of the Constitution is involved even
though the children of different races voluntarily at
tend different schools, as they attend different
17. S., et al. v. Jeff. County Bd. of Educ., et al. 147
churches. Nothing in the Constitution or in the deci
sion of the Supreme Court takes away from the peo
ple freedom to choose the schools they attend. The
Constitution, in other words, does not require inte
gration. It merely forbids discrimination. It does not
forbid such segregation as occurs as the result of vol
untary action. It merely forbids the use of govern
mental power to enforce segregation. The Fourteenth
Amendment is a limitation upon the exercise of pow
er by the state or state agencies, not a limitation upon
the freedom of individuals.”
Again, this Court in Hilda Ruth Borders, a Minor,
et al v. Dr. Edwin L. Rippy, et al, 247 F.2d 268 (1957)
said: “ The equal protection and due process clauses
of the Fourteenth Amendment do not affirmatively
command integration, but they do forbid any state
action requiring segregation on account of their race
or color of children in the public schools. Avery v.
Wichita Falls Independent School District, 5 Cir.,
1957, 241 F.2d 230, 233. Pupils may, of course, be sep
arated according to their degree of advancement or
retardation, their ability to learn, on account of their
health, or for any other legitimate reason, but each
child is entitled to be treated as an individual without
regard to his race or color.”
In a public housing case, participated in by Judge
Wisdom, Queen Cohen v. Public Housing Administra
tion, 257 F.2d 73, it is said: “ Neither the Fifth nor the
Fourteenth Amendment operates positively to com
mand integration of the races, but only negatively
to forbid governmentally enforced segregation.”
148 U. S., et al. v. Jeff. County Bd. of Educ., et al.
This Court in Sandra Craig Boson, et al v. Dr. Ed
win L. Rippy, et al, 285 F.2d 43, said: “ Indeed, this
Court has adopted the reasoning in Briggs v. Elliott,
DC.E.D.S.C. 1955, 132 F. Supp. 776, relied on by the
Sixth Circuit, and has further said: ‘The equal protec
tion and due process clauses of the fourteenth amend
ment do not affirmatively command integration, but
they do forbid any state action requiring segregation
on account of their race or color of children in the
public schools. Avery v. Wichita Falls Independent
School District, 5 Cir., 1957, 241 F.2d 230, 233. Pupils
may, of course, be separated according to their de
gree of advancement or retardation, their ability to
learn, on account of their health, or for any other le
gitimate reason, but each child is entitled to be
treated as an individual without regard to his race
or color.’ Borders v. Rippy, 5 Cir., 1957,-247 F.2d 268,
271.
“ Nevertheless, with deference to the views of the
Sixth Circuit, it seems to us that classification accord
ing to race for purposes of transfer is hardly less un
constitutional than such classification for purposes
of original assignment to a public school.” It is that
decision in Briggs v. Elliott, supra, which the major
ity here now seek to criticize and repudiate.
In Ralph St ell, et al v. Savannah-Chatham Coun
ty Board of Education, et al, (5CA) 333 F.2d 55, 59,
in footnote 2 it is said: “ No court has required a ‘com
pulsory racially integrated school system’ to meet
the constitutional mandate that there be no discrim
U. S., et al. v. Jeff. County Bd. of Educ., et al. 149
ination on the basis of race in the operation of pub
lic schools. See Evers v. Jackson Municipal Sepa
rate School District, 5 Cir., 1964, 328 F.2d 408,
and cases there cited. The interdiction is against en
forced racial segregation. Incidental integration, of
course, occurs through the process of desegregation.
Cf. Stone v. Board of Education of Atlanta, 5 Cir.,
1962, 309 F.2d 638.”
This Court in Darrell Kenyatta Evers, et al v. Jack-
son Municipal Separate School District, 328 F.2d 408
(1964) said: ‘ ‘This is not to say that the Fourteenth
Amendment commands integration of the races in
the schools, or that voluntary segregation is not le
gally permissible. See Avery v. Wichita Falls Ind.
School Dist., 5 Cir., 1957, 241 F.2d 230; Rippy v. Bor
ders, 5 Cir., 1957, 250 F.2d 690; Cohen v. Public Hous
ing Administration, 5 Cir., 1958, 257 F.2d 73, cert, den.,
358 U.S. 928, 79 S.Ct. 315, 3 L.Ed. 2d 302; Holland v.
Board of Public Instruction, supra; and Shuttlesworth
v. Birmingham Board of Education, supra. The Su
preme Court did not hold otherwise in Brown v. Board
of Education, 1954, 347 U.S. 483, 74 S.Ct. 686, 98 L.Ed.
873.” The same teaching is expressed in a park case
from this Court, styled City of Montgomery) Alabama
v. Georgia Theresa Gilmore, 277 F.2d 364. In the many
cases from this Court involving the race issue in pub
lic schools (there being some forty-one of them ac
cording to the majority opinion), not one of them
speaks of any requirement or duty of the school to
forcefully integrate the races, or to compel the races
to mix with each other in public schools; but every
150 U. S., et al. v. Jeff. County Bd. of Educ., et al.
one of them speak of desegregating such schools. The
word desegregate does not appear in Webster’s New
International Dictionary, Second Edition, Edited in
1950. But Webster’s New Collegiate Dictionary (a
Merriam-Webster) defines desegregation as: “ To
free itself of any law, provision or practice requiring
isolation of the members of a particular race in sep
arate units, especially in military service or in edu
cation.”
In sum, there is no law to require one of these pub
lic schools to integrate or force mix these races in
public schools. But these public schools, which have
been heretofore segregated by state action, and op
erate under a dual system, should be required to re
move every vestige of state influence toward segre
gation of the races in these schools; and these col
ored children should be fully advised of their consti
tutional right to attend public schools of their choice,
completely without regard to race. Many problems
exist and are created by the proper enforcement of
desegregation plans that will assure a full sweep of
real freedom of choice to these negro children, and
this Court cannot by only two of its members become
impatient as trail-blazers and rewrite the decisional
law of this Circuit as my good friends have undertak
en to do in this case.
Such a course would do violence to the ancient rule
of Stare Decisis. In Donnelly Garment Co. v. Nation
al Labor Relations Board, (8CCA) 123 F.2d 215: “ It is
a long-established rule that judges of the same court
U. S., et al. v. Jeff. County Bd. of Educ., et al. 151
will not knowingly review, reverse or overrule each
other’s decisions. Shreve v. Cheesman, 8 Cir., 69 F.
785, 790, 791; Plattner Implement Co. v. International
Harvester Co., 8 Cir., 133 F. 376, 378, 379. The neces
sity of such a rule in the interest of an orderly ad
ministration of justice is clear.” In Sanford Napoleon
Powell v. United States, (7CA) 338 F.2d 556 (1964), it
is said: “ Our decision in Lauer has been criticized.
However, this decision is the law of this Circuit un
less and until this Court (presumably sitting en banc)
would determine otherwise or unless higher author
ity might so determine.”
Rule 25(a) of the Fifth Circuit provides for a re
hearing in any case upon vote of a majority of the cir
cuit judges in active service for any reason which ap
pears to them to be sufficient in the particular case.
Ordinarily, a hearing or rehearing en banc is not or
dered except “ when necessary to secure or maintain
uniformity or continuity in the decisions of the court,
etc.” The majority opinion simply does not reflect the
well considered and firmly stated composite decision
of this Circuit; and in that view, is not an accurate
or proper statement of the law in this case as it now
exists in the Fifth Circuit.
The Civil Rights Act of 1964 (42 U.S.C., 1958 ed.,
§2000c-6) refers to “ desegregation in public educa
tion” and not to forced mixing or integration of the
races. That same section states “ provided that noth
ing herein shall empower any official or court of the
United States to issue any order seeking to achieve
152 U. S., et al. v. Jeff. County Bd. of Educ., et al.
a racial balance in any school by requiring the trans
portation of pupils or students from one school to an
other or one school district to another in order to
achieve such racial balance, or otherwise enlarge
the existing power of the court to insure compliance
with constitutional standards.” The English language
simply could not be summoned to state any more
clearly than does that very positive enactment of Con
gress, that these so-called “ guidelines” of this ad
ministrative agency are not sacrosanct expositions
of school law (if so intended), but are actually pro
mulgated and being used in opposition to and in viola
tion of this positive statute. Contrary to the majority
opinion, it was never the intention or purpose of the
Congress to constitute the Commissioner of Health,
Education and Welfare as the sidewalk superintend
ent of this Court in these school cases. On the con
trary, 42 U.S.C., 1958 ed., §2000c-2 provides that the
Commissioner, only upon application of a school
hoard, state, municipality, school district or other
governmental unit, can render any technical assist
ance to such an applicant. Nowhere in that act is it
contemplated that this court should abdicate its pow
er and authority to act upon and decide a case on ap
peal to it as a court of equity, and simply decide it
by rubber stamping one of the annual guideline bul
letins of an administrative bureau of the United States
in Washington. The attitude and position of this Court
in doing exactly that in this case is not improved by
disavowing any intention or purpose to do so.
U. S., et al. v. Jeff. County Bd. of Educ., et al. 153
There were seven consolidated cases before the
Court which are embraced in this decision. Most, if
not all, of the plans in those cases were defective and
needed updating for a more realistic and effective ap
plication of the free choice principle under the former
decisions of this Court; but they did not need or de
serve the harsh and unprecedented treatment ac
corded these schools by the majority decision in these
cases. The colored children are not befriended and
their lot is not improved by this unprecedented ma
jority opinion and the entire school system will suffer
under the impact of this improvident administrative
directive as thus adopted by this Court.
My duty impels me to file this DISSENT to the ma
jority view in these cases with great deference to both
of my distinguished associates.
Adm. Office. U. S. Courts— E. S. Upton Printing Co., N. O., La.
M