Fifth Circuit Decision
Public Court Documents
September 28, 1990
127 pages
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Case Files, LULAC and Houston Lawyers Association v. Attorney General of Texas Hardbacks, Briefs, and Trial Transcript. Fifth Circuit Decision, 1990. 6a876c94-1b7c-f011-b4cc-6045bdd81421. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/ed6f4bff-136a-4a88-b9c8-69870e6ed3db/fifth-circuit-decision. Accessed November 06, 2025.
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Unie States Court of Appeals
FIFTH CIRCUIT
OFFICE OF THE CLERK
GILBERT F. GANUCHEAU TEL. 504-589-6514
CLERK A 600 CAMP STREET
NEW ORLEANS, LA 70130
September 28, 1990
MEMORANDUM TO COUNSEL OR PARTIES LISTED BELOW
No. 90-8014 - League of United Latin American Citizens, Council
No. 4434 v. William P. Clements, et al.
Enclosed is a copy of the Court's decision this day rendered in
the above case. A judgment has this day been entered in
accordance therewith pursuant to Rule 36 of the Federal Rules of
Appellate Procedure.
Rules 39, 40 and 41, FRAP and Local Rules 39 and 41 govern costs,
petitions for rehearing and mandates. A petition for rehearing
must be filed in the Clerk’s Office within fourteen (14) days
from this date. Placing the petition in the mail on the 14th day
will not suffice.
The judgment entered provides that plaintiffs-appellees pay to
defendants-appellants the costs on appeal.
Very truly yours,
GILBERT F. GANUCHEAU, Clerk
By: Beir a nda
Deputy Clerk
Enclosure
All Counsel of Record
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 90-8014
LEAGUE OF UNITED LATIN AMERICAN
CITIZENS COUNCIL NO. 4434,
Plaintiffs-Appellees,
and
JESSE OLIVER, ET AL.,
Intervening
Plaintiffs-Appellees,
versus
WILLIAM P. CLEMENTS, ETC., ET AL.,
Defendants,
JIM MATTOX, ET AL.,
Defendants-Appellees,
Appellants,
versus
JUDGE F. HAROLD ENTZ, ETC.,
JUDGE SHAROLYN WOOD, ETC.,
and GEORGE S. BAYOUD, JR., ETC.,
Defendants-Appellants,
and
TOM RICKHOFF, SUSAN D. REED, JOHN
J. SPECIA, JR., SID L. HARLE, SHARON
MACRAE and MICHAEL P. PEDAN, Bexar
County, Texas State District Judges,
Appellants.
Appeal From the United States District Court
for the Western District of Texas
( Seotember 28, 1990)
Before CLARK, Chief Judge,
GEE, POLITZ, KING, JOHNSON, JOLLY, HIGGINBOTHAM, DAVIS, JONES,
SMITH, DUHE, WIENER, and BARKSDALE, Circuit Judges.*
Judges Williams and Garwood took no part in the Court’s
deliberations or decision of this appeal. When this case was
orally argued before and considered by the court, Judge Reavley
was in regular active service. He participated in both the oral
argument and the en banc conference.
In United States v. American-Foreign Steamship Co., 363 U.S.
685, 80 S.Ct. 1336, 4 L.Ed.2d 1491 (1960), the Supreme Court,
interpreting 28 U.S.C. § 371(b), decided which senior judges are
eligible to participate in an en banc court. Compare United
States v. Cocke, 399 F.2d 433, 435 n.4 (5th Cir. 1968) (en banc).
As Judge Reavley reads the American-Foreign Steamship Co.
GEE, Circuit Judge:
Today we must decide whether Congress, by amending Section 2
of the Voting Rights Act in 1982 to add a "results" test for
dilution of minority voting strength, meant to subject the selec-
tion of state judges to the same test as that for representative
political offices by incorporating language from the Supreme
Court decision in White v. Regester.l For reasons to be given --
and for the cardinal reason that judges need not be elected at
all -- we conclude that it did not.
In summary, these are that Congress was at great pains to
phrase the new Section 2 in such language as to make clear that
its results test applies to voting in elections of representa-
tives only; that as of the amendment’s time judicial offices had
never been viewed by any court as representative ones; that char-
acterizing the functions of the judicial office as representative
ones is factually false -- public opinion being irrelevant to the
judge’s role, and the judge's task being, as often as not, to
disregard or even to defy that opinion, rather than to represent
or carry it out; that, because of the highly intrusive nature of
federal regulation of the means by which states select their own
officials, legislation doing so should not be pushed beyond its
clear language; and that, in view of these considerations, we
should place such a construction on the 1982 enactment reluc-
opinion, he considers himself ineligible now to participate in
the decision of this case, and he has not therefore done so.
i 412 U.S. 755 (1973)
tantly and only if Congress has clearly mandated such a singular
result.
We have carefully weighed the text and provenance of the
statutory language against the opposing factors urged upon us as
interpretive guides. Having done so, we conclude that the lan-
guage of the 1982 amendment is clear and that it extends the Con-
gressional non-Constitutional "results" test for vote dilution
claims no further than the legislative and executive branches,
leaving the underlying, Constitutional "intent" test in place as
to all three. Especially telling, we conclude, is the circum-
stance that in borrowing language from the Court’s White opinion
Congress focused upon its reference to electing "legislators,"
broadening it so far, but only so far, as to electing
"representatives," a term inclusive of elective members of the
executive branch as well as of the legislature but not -- as,
say, "state officials" would have been -- of members of the judi-
ciary. That Congress did exactly as we have described is as
undeniable as it is inexplicable on any basis other than that of
a legislative purpose to include all elected legislative and
executive state officials but to exclude elected judges.
Finally, and bearing in mind the well-settled principle of
statutory construction that the enacting Legislator is presumed
to have been aware of the judicial construction of existing law, 2
we note that, as of the time of the addition of Section 2(b) and
2 See, e.g., Shapiro v. United States, 335 U.S. 1, 16 (1948);
United States v. PATCO, 653 F.2d 1134, 1138 (7th Cir.), cert.
denied, 454 U.S. 1083 (1981).
of the explicit results test to the Voting Rights Act, every fed-
eral court which had considered the question had concluded that
state judges were not "representatives" and did not fall within
the definition of that term. Had Congress, then, meant to
exclude votes in judicial elections from the ambit of its new
results test, it could scarcely have done so more plainly than by
adopting the term "representative" to describe that ambit.
Facts and Procedural History
The underlying facts of this appeal are carefully and cor-
rectly set out in the panel opinion, 902 F.2d 293 (5th Cir.
1990); we recapitulate them here no further than is necessary to
an understanding of what we write today.
Plaintiffs attacked the Texas laws providing for county-
wide, at-large election of judges of the trial court of general
jurisdiction, asserting that the imposition of a single-member
system was necessary to prevent dilution of black and Hispanic
voting strength. In a bench trial, the federal court rejected
their constitutional arguments grounded in the Fourteenth and
Fifteenth Amendments, finding a failure to prove the requisite
discriminatory intent for relief under those provisions. The
court determined, however, that the Texas law prodined an unin-
tended dilution of minority voting strength, a circumstance suf-
ficient to call for relief under the Voting Rights Act, as
amended in 1982 to incorporate a "results" test dispensing with
the necessity of proof of discriminatory intent. In consequence,
and after pausing to allow for possible remedial action by the
state, the court enjoined further use of the at-large system,
confected and imposed a system of single-member elections, and
directed that these be held last Spring.
On appeal, we stayed the court’s order, expedited the
appeal, held a panel hearing on April 30, and handed down an
opinion on May 1ll. Four days later, pursuant to a majority vote
of active judges, we ordered rehearing of the appeal en banc; and
we now render our opinion.
Analysis
The Panel Opinion
At the time of its decision, our panel was constrained by an
earlier decision of the Circuit holding that Section 2 of the Act
applied to elections held to fill positions on the Louisiana
Supreme Court, a seven-member body. 3 Chisom v. Edwards, 839 F.2d
1056 (5th Cir. 1988). Constraint was superfluous, however; for
the panel embraced and agreed with the holding and reasoning of
Chisom applying the Act to judicial elections. It went on, how-
ever, to conclude that although in its view judges were indeed
"representatives of the people," and although as their represen-
tatives the judges’ elections were controlled by Section 2(b) of
the Act, the elections of trial judges were not subject to voter-
strength dilution concerns because their offices are single-mem-
ber ones; and there is no such thing as a "share" of a single-
member office. LULAC v. Clements, 902 F.2d 293, 305 (5th Cir.
1990). See Butts v. City of New York, 779 F.2d 141 (2d Cir.
3 It is the settled law of our Circuit that one panel of the
Court does not overrule another. Ryals v. Estelle, 661 F.2d 904
(5th Cir. 1981).
1985), cert. denied, 478 U.S. 1021 (1986) (offices of mayor,
council president, comptroller are single-member ones) and United
States v. Dallas County, Ala., 850 F.2d 1433 (11th Cir. 1988)
(county probate judge). A vigorous dissent by Judge Johnson,
author of the panel opinion in Chisom, disputed the panel major-
ity’s characterization of judges from multi-judge districts as
holders of single-member offices. We need not resolve this dis-
agreement within the panel, however, as we do not reach the
issue.
Statutory Background
Originally enacted in 1965 as an anti-test, anti-device pro-
vision to relieve blacks of state-law strictures imposed upon
their Fifteenth Amendment voting rights, Section 2 of the Voting
Rights Act was construed by the Supreme Court in Mobile v.
Bolden, 446 U.S. 55 (1980), as adding nothing to the Fourteenth
and Fifteenth Amendment claims there made and as requiring, for
its enforcement, proof of racially-discriminatory intent. At the
time of Bolden, Section 2 read:
No voting qualification or prerequisite to
voting, or standard, practice, or procedure
shall be imposed or applied by any State or
political subdivision to deny or abridge the
right of any citizen of the United States to
vote on account of race or color, or in con-
travention of the guarantees set forth in
section 1973b(f) (2) of this title.
Congress reacted to Bolden by amending Section 2 to add to
the statute a limited "results" test, to be applied and adminis-
tered "as provided in subsection (b) of this section." As
amended, Section 2 was cast in two subsections:
(a) No voting qualification or prerequisite
to voting or standard, practice, or pro-
cedure shall be imposed or applied by
any State or political subdivision in a
manner which results in a denial or
abridgement of the right of any citizen
of the United States to vote on account
of race or color, or in contravention of
the guarantees set forth in section
1973b(£f)(2) of this title, as provided
in subsection (b) of this section.
(b) A violation of subsection (a) of this
section is established if, based on the
totality of circumstances, it is shown
that the political processes leading to
nomination or election in the State or
political subdivision are not equally
open to participation by members of a
class of citizens protected by subsec-
tion (a) of this section in that its
members have less opportunity than other
members of the electorate to participate
in the political process and to elect
representatives of their choice. The
extent to which members of a protected
class have been elected to office in the
State or political subdivision is one
circumstance which may be considered:
Provided, That nothing in this section
establishes a right to have members of a
protected class elected in numbers equal
to their proportion in the population.
Earlier, in the course of deciding White, a 1973 voting
rights case invoking constitutional grounds, the Court had
described the required standard of proof in felicitous terms:
The plaintiffs’ burden is to produce evidence
to support findings that the political pro-
cesses leading to nomination and election
were not equally open to participation by the
group in question -- that its members had
less opportunity than did other residents in
the district to participate in the political
processes and to elect legislators of their
choice.
412 U.S. at 766 (emphasis added).
Casting about for appropriate language in which to couch its new
subsection, and having inserted the reference to results in old
Section 2, Congress settled upon the italicized portion of
Justice White’s opinion quoted above, adopting it with only one
significant alteration.
New subsection (b), then, is patterned on the White court’s
language and provides with great specificity how violations of
the newly incorporated results test must be established: a viola-
tion is shown on a demonstration, by the totality of the circum-
stances, that state (or political subdivision) nomination and
election processes for representatives of the people’s choice are
not as open to minority voters as to others. The precise lan-
guage of the section is significant; a violation is shown, it
declares, if it is established that members of the protected
classes
have less opportunity than other members of
the electorate to participate in the politi-
cal process and to elect representatives of
their choice.
Both the broad and general opportunity to participate in the
political process and the specific one to elect representatives
are thus treated in the new section.® As for the former, pro-
tecting it appears to involve all of the primal anti-test, anti-
device concerns and prohibitions of original Section 2; and its
4 As we note in text, the section goes on to specify that
election success of class members is a circumstance to be consid-
ered and to disavow specifically any intent to mandate propor-
tionate representation by race.
5 Not all aspects of that process pertain to elections, e.q.,
the celebrated New England town meeting.
provisions may well extend to all elections whatever, as did
they.6 These broader considerations center on the voter and on
his freedom to engage fully and freely in the political process,
untrammeled by such devices as literacy tests and poll-taxes.
Where judges are selected by means of the ballot, these safe-
guards may apply as in any other election, a matter not presented
for decision today. The second consideration -- opportunity to
elect representatives of one’s choice —- is also couched in the
language borrowed from White v. Regester, 412 U.S. 755, 766
(1973); and, as we have noted, the Congress was at some pains to
adapt and broaden the Court’s phrases so as to convey its precise
meaning. Before pursuing this aspect of our inquiry further,
however, we turn aside to consider briefly the nature of the
judicial office and two other closely related topics: judicial
selection and the state of authority on judges’ status as repre-
sentatives.
The Judicial Office
Senators and members of the House of Representatives hold
clearly political offices. Today, both are directly elected by
the people; and it is their function as representatives to syn-
thesize the opinions of their constituents and reflect them in
6 That scope is not at issue today, the trial court having
found an absence of discriminatory intent; and we do not decide
it. We point out, however, that there can be no doubt whatever
that the provisions of the Fourteenth and Fifteenth Amendments,
enforceable by means of Section 1983 actions, apply to judicial
elections to forbid intentional discrimination in any aspect of
them. City of Mobile v. Bolden, 446 U.S. 55 (1980); Voter Infor-
mation Project v. City of Baton Rouge, 612 F.2d 208 (5th Cir.
1980).
the debate and deliberation of public issues.’ The executive
branch of the government, headed by our highest officer elected
at large in the nation, is also expected to bring the views and
opinions which he offered the electorate in seeking the Presi-
dency to bear on the job of running the federal machinery.
By contrast, the judiciary serves no representative function
whatever: the judge represents no one.8 As Professor Eugene
James Madison, discussing the unique rela-
tionship of the representative to his con-
stituents, for example, referred to a rela-
tionship of "intimate sympathy" between the
elected and his electors, and argued that a
legislator should feel an "immediate depen-
dence" upon the will of his constituents.
Frequent elections, according to Madison, are
the only way to ensure this sort of relation-
ship. Only by requiring legislators to
return periodically to their constituents to
seek their ongoing support and input, can the
communication between the voters and their
representatives that is essential to the
maintenance of democratic government take
place. Congress is a "popular" institution;
it is, therefore inherently political.
Hickok, Judicial Selection: The Political Roots of Advice and
Consent in Judicial Selection: Merit, Ideology, and Politics 4
(National Legal Center for the Public Interest 1950).
8 That this is the case is strongly implied in the Constitu-
tion, which provides for an appointive federal judiciary and was
adopted by thirteen states, none of which had an elective one.
Yet the Framers believed they were confecting a federal republic,
and Article 4, Section 4, of the Constitution guarantees "to
every State in this Union a Republican Form of Government. . . ."
But if judges hold representative offices, or represent any con-
stituency, appointing them is scarcely consistent with a republi-
can system, defined by the Third Edition of Webster's Unabridged
as "[A] government in which supreme power resides in a body of
citizens entitled to vote and is exercised by elected officers
and representatives . . . ." ;
10
Hickok has recently observed, in terms upon which we cannot
improve:
The judiciary occupies a unique position in
our system of separation of powers, and that
is why the job of a judge differs in a funda-
mental way from that of a legislator or exec-
utive. The purpose of the judiciary is not
to reflect public opinion in its delibera-
tions or to satisfy public opinion with its
decisions. Rather, it is to ensure that the
ordinary laws do not run contrary to the more
fundamental law of the Constitution, to re-
solve disputes and controversies surrounding
the law, and to resolve disputes among con-
testing parties over the meaning of the law
and the Constitution. If a member of
congress serves to make the law and a presi-
dent to enforce it, the judge serves to
understand it and interpret it. In this pro-
cess, it is quite possible for a judge to
render a decision which is directly at odds
with the majority sentiment of the citizens
at any particular time. A judge might find,
for example, a very popular law to be uncon-
stitutional. Indeed, it can be argued that
the quality most needed in a judge is the
ability to withstand the pressures of public
opinion in order to ensure the primacy of the
rule of law over the fluctuating politics of
the hour.
Hickok, op. cit. supra n.7, at 5.
Thus the scholar, and with one voice the case authority of
the time agreed. In 1982, as of the time of Congress’s adoption
of the Court’s language from White, at least fifteen published
opinions by federal courts -- opinions which we list in the
margin -- had held or observed that the judicial office is not a
representative one, most often in the context of deciding whether
the one-man, one-vote rubric applied to judicial elections.? Not
one had held the contrary.
9 Sagan v. Commonwealth of Pennsylvania, 542 F.Supp. 880 (W.D.
Pa. 1982), appeal dismissed, 714 F.2d 124 {3rd Cir. 1983)
11
(cross filing permitted by candidates for judicial office,
prohibited for legislative and executive candidates)
Concerned Citizens of Southern Ohio, Inc. v. Pine Creek Con-
servancy Dist., 473 F.Supp. 334 (S.D. Ohio 1977)
The Ripon Society, Inc. v. National Republican Party,
525 F.2d 567 (D.C. D.C. 1975), cert. denied, 424 U.S. 933,
47 L.Ed.2d 341 (1976)
Fahey v. Darigan, 405 F.Supp. 1386 (D.C.R.I. 1975)
Gilday v. Board of Elections of Hamilton County, Ohio, 472
F.2d 214 (6th Cir. 1972)
Wells v. Edwards, 347 F.Supp. 453 (M.D. La. 1972), aff'd
mem., 409 U.S. 1095, 34 L.Ed.2d 679 (1973)
Buchanan v. Gilligan, 349 F.Supp. 569 (N.D. Ohio 1972)
Holshouser v. Scott, 335 F.Supp. 928 (M.D.N.C. 1971), aff'd
mem., 409 U.S. 807, 34 L.Ed.2d 68 (1972)
Sullivan v. Alabama State Bar, 295 F.Supp. 1216 (M.D. Ala.),
aff'd per curiam, 394 U.S. 812, 22 L.Ed.2d 749 (1969)
(involving Board of Commissioners of Alabama State Bar)
Irish v. Democratic-Farmer-Labor Party of Minnesota, 287
F.Supp. 794 (D.C. Minn.), aff'd, 399 F.2d 119 (8th Cir.
1968)
Buchanan v. Rhodes, 249 F.Supp. 860 (N.D. Ohio 1966), appeal
dismissed, 385 U.S. 3, 17 L.Ed.2d 3 (1966), and vacated, 400
F.2d 882 (6th Cir. 1968), cert. denied, 393 U.S. 839, 21
L.Ed.2d 110 (1968)
N.Y. State Assn. of Trial Lawyers v. Rockefeller, 267
F.Supp. 148 (S.D.N.Y. 1967)
Kail v. Rockefeller, 275 F.Supp. 937 (E.D.N.Y. 1967)
Romiti v. Kerner, 256 F.Supp. 35 (N.D. Ill. 1966)
Stokes v. Fortson, 234 F.Supp. 575 (N.D. Ga. 1964)
Since 1982 a few courts have held that the use of the term
"representatives" in Section 2 does not necessarily exclude
judges. See Southern Christian Leadership Conference of Alabama
v. Siegelman, 714 F.Supp. 511 (M.D. Ala. 1989); Clark v. Edwards,
725 F.Supp. 285 (M.D. La. 1988); Mallory v. Eyrich, 839 F.2d 275
(6th Cir. 1988); Martin v. Allain, 658 F.Supp. 1183 (S.D. Miss.
1987). (All recognizing that the "one-man, one-vote" principle
does not apply to judicial elections and that, unlike legisla-
12
Typical of these is the opinion in Wells v. Edwards, a deci-
sion by a three-judge district court from our own circuit which
was affirmed on appeal by the Supreme Court.l0 There, after
reviewing various authorities, the district court expressed the
entire rationale of its view as follows:
"Judges do not represent people, they
serve people." Thus, the rationale behind
the one-man, one-vote principle, which
evolved out of efforts to preserve a truly
representative form of government, is simply
not relevant to the makeup of the judiciary.
"The State judiciary, unlike the legislature,
is not the organ responsible for achieving
representative government."
347 F.Supp., at 455-56 (quoting from Buchanan v. Rhodes, 249
F.Supp. 860 and New York State Association of Trial Lawyers v.
Rockefeller, 267 F.Supp. 148). It is impossible, given the sin-
gle point at issue and the simple reasoning stated, to believe
that the majority of the Supreme Court, in affirming Wells, did
not concur in that reasoning. If there were doubt, however, it
would be laid to rest by the terms of the dissent, which attacks
the district court opinion in stern, egalitarian terms for hav-
ing, like other opinions cited by it, held "that the one-person,
one-vote principle does not apply to the judiciary." 409 U.S.
1095, 1096 n.2. Nor is it likely, we think, that the Supreme
tors, judges do not "represent" those who elect them, but, never-
theless, refusing to apply its established meaning to Congress’
use of the term "representatives" in Section 2 of the Voting
Rights Act).
10 347 F.Supp. 453 (M.D. La. 1972), aff'd mem., 409 U.S. 1095
(1973) (Justice White, joined by Justices Douglas and Marshall,
dissenting).
13
Court would hold, as it necessarily did in affirming Wells v.
Edwards, that although for purposes of the Equal Protection
Clause of the Fourteenth Amendment judges "do not represent peo-
ple," all the same, for purposes of Section 2(b) of the Voting
Rights Act, judges are “representatives of [the people's]
choice." Both must be true, or neither one.ll
Wells is not only instructive as to the meaning of
"representatives" and thus as to the scope of Section 2, it is
dispositive of the precise issue of the scope of Section 2's
applicability raised in this case. The Wells holding -- that the
one-person, one-vote rule does not apply to the judiciary --
leads inexorably to the conclusion that judicial elections cannot
be attacked along lines that their processes result in uninten-
tional dilution of the voting strength of minority members.
Absent the one-person, one-vote rule -- that the vote of each
individual voter must be roughly equal in weight to the vote of
every other individual voter, regardless of race, religion, age,
11 It is interesting to note that the dissent from the panel
opinion, in the very course of complaining of the majority's
refusal to apply Section 2 to trial judges, candidly recognizes
that judges, unlike legislative and executive officers,
"represent" no one:
When weighing a state’s claim that it has a
compelling interest in retaining the existing
at-large system, courts should keep in mind
the common sense notion that the role of
judges differs from that of legislative and
executive officials. Since it is not the
role of judges to "represent" their con-
stituents an examination of the
"responsiveness" of the elected official to
minority concerns is clearly irrelevant.
902 F.2d at 317 n.17.
14
sex, or even the truly subjective and uniquely individual choice
of where to reside -- there is no requirement that any individ-
ual’s vote weigh equally with that of anyone else. This being
so, and no such right existing, we can fashion no remedy to
redress the nonexistent wrong complained of here.
The notion of individual vote dilution, first developed by
the Supreme Court in Reynolds v. Sims, 377 U.S. 533 (1964), was
the foundation for the concept of minority vote dilution to be
later elaborated in Whitcomb v. Chavis, 403 U.S. 124 (1971)12,
White v. Regester, supra, and Zimmer v. McKeithen, 485 F.2d 1297
{5th Cir. 1973). Individual vote dilution was remedied by the
Court through the concept of one-person, one-vote -- the guaran-
tee of substantial equality among individual voters. With that
guarantee in mind, remedial schemes to combat minority vote dilu-
tion were devised on a case by case basis.
Almost twenty years ago, we articulated the conceptual link
between individual vote dilution and minority vote dilution, mak-
ing clear the latter’s dependence on the former:
Irherent in the concept of fair representa-
tion are two propositions: first, that in
apportionment schemes, one man’s vote should
equal another man’s vote as nearly as practi-
cable; and second, that assuming substantial
equality, the scheme must not operate to min-
imize or cancel out the voting strength of
racial elements of the voting population.
12 In Whitcomb v. Chavis the Supreme Court directly considered
a racial dilution challenge and rejected the claim that the Indi-
ana legislative reapportionment plan operated to minimize or can-
cel out minority voting strength. The Court held that the mere
fact that ghetto residents were not proportionately represented
did not prove a constitutional violation unless they were denied
equal access to the political process.
15
Zimmer, 485 F.2d at 1303 (emphasis added).
For it is the assumption of substantial equality (achieved
through the guarantee of one-person, one-vote) that underlies the
concept of minority vote dilution. This assumption, the Court
held in Wells, does not obtain in judicial elections; and without
that assumption there exists no yardstick by which to measure
either the "correct" magnitude of minority voting strength or the
degree of minority vote dilution. Thus, on a conceptual level,
and to paraphrase Justice Harlan, we are asked to undertake the
ineffable task of equalizing that which we cannot measure. Whit-
comb, 403 U.S. at 169 (Harlan, J., separate opinion).
We are therefore unable to take the crucial step from indi-
vidual vote dilution to minority vote dilution in this case, not
only because the holding in Wells forbids us to assume the exis-
tence of "substantial equality," but because it compels us to
recognize that no such equality need exist in the arena of judi-
cial elections. The bridge between the two concepts, fashioned
by the Court in Reynolds v. Sims and applied there to state
legislatures, is of limited length and, as the Court made clear
by affirming Wells v. Edwards, does not extend to the judiciary.
Finally, as the district court stated in Wells:
The primary purpose of one-man, one-vote
apportionment is to make sure that each offi-
cial member of an elected body speaks for
approximately the same number of con-
stituents.
Wells, 347 F.Supp. at 455.
We reiterate that judges do not represent people and, thus, have
no constituents. Judges speak the voice of the law. In doing so
16
they speak for and to the entire community, never for segments of
it and still less for particular individuals. To describe the
judge’s office merely as "not a representative one" is a gross
understatement; in truth, it is rather the precise antithesis of
such an office. Just insofar as a judge does represent anyone,
he is not a judge but a partisan.
New Subsection 2(b)
So the land lay when Congress enacted Section 2(b) in 1982,
choosing to replace the term "legislator" in the White phraseol-
ogy with the term "representative" -- a term which is employed
only at this spot and appears nowhere else in the entire Voting
Rights Act. By the settled canon of construction, we must pre-
sume that Congress was aware of the uniform construction which
had been placed by the courts on the term that it selected, a
construction by which the judicial office was not deemed a
"representative" one. Goodyear Atomic Corp. v. Miller, 486 U.S.
174 (1988); Sutton v. United States, 819 F.2d 1289 (5th Cir.
1987). Against this background, then, the Congress deliberately
picked a term of art for use in amending Section 2 that up to
that time had been universally held, and which it knew had been
universally held by every federal court that had considered it as
of that date, neither to include judges nor to comprise judicial
offices. In view of these circumstances, we find it all but
impossible to avoid the conclusion that Congress intended to
apply its newly imposed results test to elections for representa-
tive, political offices but not to vote dilution claims in judi-
cial contests, leaving the latter to be regulated and controlled
17
by state law, by the Constitution, or by other provisions of the
Voting Rights Act.1l3 Given the mutual exclusiveness of the two
terms, to suggest that Congress chose "representatives" with the
intent of including judges is roughly on a par with suggesting
that the term night may, in a given circumstance, properly be
read to include day.
We are further persuaded by the knowledge that in amending
Section 2 Congress was well aware of the genesis of the concept
of minority vote dilution. The legislative history makes clear
that Congress knew that "[t]he principle that the right to vote
is denied or abridged by dilution of voting strength derives from
the one-person, one-vote reapportionment case of Reynolds v.
Sims." S. Rep. No. 417, 97th Cong., 2d Sess., reprinted in 1982
U.S. Code Cong. & Admin. News at 196. Given its awareness of the
Wells v. Edwards holding -- that the one-person, one-vote rule
does not apply to the judiciary -- we must conclude that
13 Indeed, as the panel opinion correctly notes, many states of
the Union over the course of their history have maintained an
appointive judiciary, and some do so today. 902 F.2d, at 296.
Given the fact, also noted there, that none of the original thir-
teen states elected its judiciary, an appointive system must be
viewed as consistent with the "Republican Form of Government"
guaranteed the States by Article 4, Section 4, of the Constitu-
tion.
In view of this, and while it is certainly possible to imag-
ine Congress’s taking the position that, while states need not
elect judges, if they do so they must do so on exactly the same
terms as they elect representatives, the view which it adopted
seems at least equally cogent: that since the office of the judge
is not to represent the popular will, and since judges are not
expected to initiate significant departures in law or policy, the
states need not be subjected in their selection or election to so
severe and intrusive a provision as one applying a "results" test
to claims of minority vote dilution.
18
Congress, aware of the combined effect of Reynolds and Wells,
limited the scope of amended Section 2 so as to rule out the
judicial branch, an area within which the issue of the viability
of minority vote dilution claims had been well settled.
Countervailing Arguments
Thus we find on one side of the argument whether Section
2(b)’'s results test for elections applies to judicial ones the
Congress's carefully chosen term of art -- "representatives" --
deliberately selected by Congress and placed in the section
itself, with a settled legal meaning excluding judges. On the
other side are ranged contentions of a more attenuated and
derivative nature, which we now consider briefly.
First we are told that the definition of "voting," included
in the original act as Section 14(c)(l) and now codified as 42
U.S.C. 1973(1l)(c)(l), refers to "candidates for public or party
office" and that, since judicial hopefuls are included within the
generality of such a reference to candidates, the results test
which applies to all others must be applied to them as well. The
specific controls the general here, however, as in any other
instance of statutory construction; and we see little force in
the claim that an inference from a general term buried in a
definitional section far from Section 2 should control the spe-
cific and supervening language inserted by Congress in the sec-
tion itself. Nor is there any necessary conflict between the two
provisions: as we have noted, it is only the application of the
results test portion of amended Section 2 to vote dilution claims
in judicial elections that is at issue today. Other portions of
19
the section may well apply to such elections, as may the results
test to claims other than those of vote dilution, along with the
indubitably applicable Constitutional prohibitions against any
intentional act of discrimination in any electoral aspect.
The same answer also refutes the next argument: that
because, as was held in Haith v. Martin, 618 F.Supp. 410
(E.D.N.C. 1985), aff'd mem., 477 U.S. 901 (1986), Section 5 of
the Act applies to state judicial elections, Section 2 must apply
as well. As we have explained, portions of Section 2 may well
apply -- except for the results test introduced in response to
the holding in Bolden to govern vote dilution in the election of
"representatives," which by its own terms does not.
Next we are told, in yet another general argument similar to
those we have just rejected, that we must apply the dilution
results test to judicial elections because the 1982 amendments to
Section 2 were intended to expand, rather than to restrict, the
section’s coverage. Doubtless they were generally so intended;
doubtless they did so; but the presence of a general intent to
expand coverage requires neither an expansion at all points nor
the maximum imaginable expansion at any and is not even necessar-
ily at odds with a specific intent to restrict coverage at one or
another of them. Section 2 was greatly expanded, expanded to add
a results test to the intent test of the Fourteenth and Fifteenth
Amendments -- expanded in most respects, but not in all.
Finally, in a scatter of birdshot contentions, counsel point
to the broad construction that the Attorney General has histori-
cally accorded the Voting Rights Act, to the absence in the Act's
20
legislative history of any explicit statement that judicial
elections are not covered, to the presence in that history of
references to statistics on minority performance in various elec-
tions (including judicial ones), and to a single reference to
“judicial districts" in a cautionary parade of horribles to be
found in a subcommittee report hostile to the proposed 1982
amendments. None of these seems to us to weigh very heavily in
the scales against the specific terminology of Section 2
itself.14 In the words of Justice Frankfurter, writing for a
unanimous court in Greenwood v. United States, it appears to us
that “this is a case for applying the canon of construction of
the wag who said, when the legislative history is doubtful, go to
the statute." 350 U.S. 366, 374 (1955).
It is, and we do so.
Conclusion
In no area should federal courts tread more cautiously than
where it is contended that Congress has imposed incremental Fed-
14 Thus, as Justice Scalia has very recently suggested, we
"appl[y] to the text of the statute the standard tools of legal
reasoning, instead of scouring the legislative history for some
scrap that is on point . . . ." Begier v. United States,
u.s. ' 7 110 L.Ed.2d 46, 63 (1990) (concurrence in judg-
ment).
And these small matters are indeed scourings. The panel
opinion avers, 902 F.2d at 299, and we do not doubt, that the
reference to "judicial districts" is the sole reference to the
judiciary in all the legislative history of the 1982 amendments
of the Act. It will be noted that even this reference is one to
judicial districts, not to judicial candidates; and in our Cir-
cuit many officials such as sheriffs, highway commissioners, dis-
trict attorneys and clerks of court, who are "representatives"
and not judges, are elected from judicial districts, e.g., Miss.
Code Ann. (1972) 65-1-3.
21
eral power on the States; and the nearer to the core of tradi-
tional state authority and concern we are asked to venture, the
more warily we should tread. The point is elegantly made by the
panel opinion in this very case:
Few would quarrel with the assertion that
Section 2(b) as interpreted has worked a fun-
damental change in the Act, highly intrusive
to the states. We have insisted in other
contexts that Congress clearly state its
intent to supplant traditional state preroga-
tives. Judicial insistence upon clear state-
ment is an important interpretative tool vin-
dicating concern for separation of powers and
federalism. See Atascadero State Hospital v.
Scanlon, 473 U.S. 234, 105 S.Ct. 3142 (1985);
Pennhurst State School and Hospital v. Hal-
derman, 465 U.S. 89, 104 S.Ct. 900 (1984)
(Pennhurst II). This insistence upon an
"unequivocal expression of congressional
intent," Pennhurst II, 465 U.S. at 99, 104
S.Ct. at 907, is based upon the fundamental
nature of the interests at stake. "The
‘constitutionally mandated balance of power’
between the states and the Federal Government
was adopted by the Framers to ensure the pro-
tection of ‘our fundamental liberties.’"”
Atascadero, 105 S.Ct. at 3147 (quoting Garcia
v. San Antonio Metropolitan Transport Author-
ity, 469 U.S..528,°572, 105 S.Ct. 1005, 1028
(1985) (Powell, J., dissenting)).
LULAC, 902 F.2d at 301.
It is hard to envision any area lying closer to the core of
state concerns than the process by which it selects its own offi-
cers and functionaries. Any federal trenching here strikes at
federalism’s jugular; and such a radical federal trenching as is
contended for today should therefore demand a very clear state-
ment indeed. Instead, as regards the issue in this case, our
investigation reveals an all but total absence of relevant leg-
islative history and a statutory text that unambiguously excludes
22
elections of non-representative state officers from Section 2's
highly intrusive results test. If this was not the intended
effect of Congress's substitution of representatives for legisla-
tors in Justice White's language, no other suggests itself; and
we must reject any notion that Congress went to all the trouble
of selecting that language and carefully modifying it, just so
far and no further, randomly and with nothing particular in
mind.16 It is never proper for us to extend a statute’s force by
construction into areas where Congress has not seen fit or has
been unable to agree to go, and never less proper than in such
supremely sensitive territory as this.
Judicial offices and judicial selection processes are sui
generis in our nation’s political system; they determine the
referees in our majoritarian political game. These offices are
not "representative" ones, and their occupants are not represen-
tatives. Indeed, the state processes for filling them need not
even be elective, as those for all representative offices presum-
ably must be. See U.S. Const., Art. 4, Sec. 4. In 1982, when
16 Both the dissent and, more obliquely, the special
concurrence take our writing to task as resting on the narrow
foundation of one word. In main, this is true; for the
substitution of the term "representative" is all but the sole
clue to be found -- in either the statutory text or the
legislative history -- to guide the interpreter in unraveling the
legislative intent behind this enigmatic statute. Dim or no, it
is the only light available to guide our footsteps, and we have
followed it as best we could.
By contrast, our specially concurring and dissenting
brethren proceed by ignoring the sole guide available, first
declaring that the only light that shines is of no help, then
proceeding in total darkness and, so proceeding, to declare that
the statute means, not what it says, but what they think Congress
should have said -- pausing briefly in passing to accuse our
majority of doing what they in fact have done themselves.
23
Congress determined to expand Section 2 of the Act to incorporate
a results test for vote dilution, it stopped short of imposing
such a test for judicial offices on the States by limiting it to
their election of "representatives." Should Congress seek to
install such a test for judicial elections, it must say so
plainly. Instead, it has thus far plainly said the contrary.
Chisom v. Edwards, 839 F.2d 1056 (5th Cir. 1988) is overruled.
REVERSED.
24
CLARK, Chief Judge, concurring specially :
This brief soliloquy is necessarily said, in my respectful
view, because every other opinion goes farther than the Voting
Rights Act intends. My brothers Gee and Higginbotham are at odds
about the way the court should take to reach the same result.
While their disagreement centers on the representative nature of
the judicial office, the essence of their analyses of the impact
of racial vote dilution in this judicial election process based
on the nature of the office is similar--so similar that, if their
opinions were expressly limited to the facts of the present case,
I agree with both.
There is no disagreement that Section 2 of the Voting Rights
Act, before its amendment, forbade any practice or procedure that
abridged the right to vote because of race or color. All also
agree that the legislative intent of the amendment was only to
broaden the test for vote dilution from "intent" to "result."
The elements of Judge Gee's analysis are that, since section
2(b) defines vote dilution in terms of representatives, no vote
dilution claim can be made in any election of a judicial officer
because a judge can never be a representative--a conclusion he
finds confirmed by the Supreme Court’s refusal in Wells v.
Edwards to apply one-man, one-vote standards to judicial election
districts.
Judge Higginbotham rejects this analysis. He would base
reversal on the premise that none of several elected trial judges
who all function singularly in their work can be subject to the
single-member redistricting claim made here. My concern is that
the court’s opinion, as now written, puts vote dilution attacks
on (1) judicial elections which cannot be resolved by examining
the nature of the office, and (2) "issue" elections (such as
referenda on constitutional amendments and bond issue elections)
beyond the reach of amended section 2.
Judge Gee starts with the observation that the words of
section 2 expressly limit vote dilution to elections of
representatives. I can readily agree section 2 does not apply to
the elections challenged here. It involves only the election of
persons and voter impact turns entirely on the nature of the
judicial office. This brings section 2(b) into play. The
inherent nature of the judicial function and, indeed, the
constitutional limits of due process require that every judge be
impartial between litigants and neutral as to claims presented.
In the discharge of official duties, no judge can ever
"represent" the electors in the jurisdiction served by the court.
A vote for a judge differs from a vote for other types of
officers. Whether the choice be for councilman, sheriff or
governor, and whether it be based on whim or party or nonpartisan
analysis of the individual candidate, votes for these types of
officials are cast for those who will best express the wishes and
views of their constituents. This cannot be so when a voter
picks a judge. Legislators and executives are expected to
represent. Voters must know judges cannot. The same principles
control when a state provides for election rather than
appointment of its judiciary. The choice seeks to assure the
public that the judicial function will be kept accountable to the
common sense of the electorate. It is expected that candidates
who lack training or a reputation for honesty or sound intellect
will not be elected. In like manner, those who are indolent,
will not decide cases or decide erratically will not be re-
elected. Overarching any considerations of voter motivation is
the due process neutrality required in the conduct of the office.
It does not permit the judge’s responsiveness to the electorate’s
concept of common sense to become representation of the
electorate. The State of Texas has a strong interest, and,
indeed, a fundamental right to choose to have these judges
elected in the manner provided here. Its choice does not violate
amended section 2.
The difficulty I have with Judge Gee’s analysis is that it
has no limit. There are many types of elections which involve
issues, not candidates, which surely ought to be subject to the
vote dilution stricture of section 2 despite the absence of any
question of representation. But merely noting the applicability
to "issue" elections would not adequately define the reach of
section 2. It is imperative, in my view, that a bright circle be
drawn around judicial elections as well. Judge Gee's reasoning
would expressly deny section 2(a) coverage to judicial elections
in situations beyond today’s facts, as he makes clear by
overruling Chisom v. Edwards. Section 2(a) is an integral part
of a remedial statute. It deserves to be interpreted so as to
prevent racial vote abridgment even when it occurs in a judicial
election. The phrase "as provided in subsection (b) of this
3
section” which appears at the end of subsection (a) should be
read as giving an example of proscribed vote dilution. It does
not provide that section 2(b) establishes the only way the
section can be violated.
It is clear to me that when a state continues to apply a
voting procedure in a manner which now results in an abridgement
of the right of a citizen to vote on account of race, that
procedure is still condemned by amended section 2(a), just as it
was before the amendment.
Nothing we say today should be taken as passing on a claim
that a judicial election process in which judges are elected by
fewer than all of the eligible voters within the jurisdictional
area of the court on which the judge will serve has become a
violation of section 2. Such elections involve districting of
voters in a manner entirely unrelated to the representative
nature of the judge’s office.
Gingles tells me that whether the political process chosen
by Texas for selecting its judges is equally open depends upon
evaluation of past and present reality under a functional view of
the process. There is nothing wrong with the state’s choice to
elect any number of a county’s district judges county-wide.
However, if the state has chosen to divide a single judicial
jurisdiction into separate groups of electors, that choice could,
with changes in demographics or other conditions come to raise
real issues of racial gerrymander, gross diminution of voting
strength, candidate slating ability or other violations of equal
protection which have nothing to do with the due process concerns
which control the execution of judicial duties, or with the
manner in which the office of judge is carried out. Of course, I
agree that Wells v. Edwards establishes that approximate numeric
equality of voters between judicial districts is not required.
However, we need not and should not decide now that judicial
subdistricts which grow to have gross numeric or racial
disparities in their make-up will always be free of possible
section 2 problems. For this reason, I respectfully, but
expressly, disagree with the majority’s flat-out overruling of
Chisom v. Edwards.
We are not confronted here with any claim of vote dilution
resulting from long-established subdistricts alleged to have
become racially invidious on a basis of intra-jurisdictional
voter distribution. This was the claim that was before this
court in Chisom. The holding in Chisom reversed a dismissal on
the pleadings. I agree that such a reversal was proper, even
though I cannot agree with all said in Part I of Judge
Higginbotham’s concurrence or Judge Johnson’s dissent because
both deny vitality to section 2(b). Since we are writing en
banc, I am free to disagree with the reason given for the result
in Chisom--that section 2 applies to all judicial elections. I
am of the opinion that it is equally wrong to say that section 2
covers all judicial elections as it is to say it covers none.
However, if today’s facts were the same as Chisom’s, I would hold
a claim that judicial subdistricts, once having no invidious
purpose, but alleged, over time, to have come to abridge section
2 rights, must be factually developed and cannot be dismissed on
pleadings alone.
If the issue were reached in today’s case, I would also
agree with Judge Higginbotham that the presence of multiple
judicial posts on the ballots of plaintiffs here gives them no
section 2 right to have single-judge subdistricts drawn. I would
do so because I am not required to agree that the principle
applies on any broader scale than the facts before us present.
His function-of-the-office analysis is, to me, identical in
concept to the majority view. The caveat I think must be added
to both is that only when the area of jurisdiction of each of
several jurist to be elected is coextensive with the area of
residence of those that elect them, is each vote for a judge
bound to be equal to every other vote that may be cast.
I would not agree with Judge Higginbotham that the single-
judge, trial-court function of the judicial office is a critical
factor. The analysis ought to be the same regardless of how the
judge judges. When an appellate judge--who must function with
other appellate judges to accomplish the judicial task--serves
the same jurisdictional area as that which defines the
electorate, section 2 does not allow a single member
subdistricting remedy to be applied. This is so because no
intradistrict or intrastate violation of section 2 is possible.
The collegial nature of the appellate office in no way alters the
compulsion for due process neutrality. When this neutrality is
coupled with congruence of jurisdiction and electorate, they
jointly assure equality in voting practices and procedures,
negate representation and eliminate the possibility of vote
dilution.
However, as with my partial agreement with Judge Gee's
analysis, agreement with Judge Higginbotham should not be taken
as controlling fact situations not before us here. The single-
judge, trial-court functional analysis proceeds solely on what
the judge does and the way he does it. These analyses change no
basic principles. If the coincidence of voter residence and
jurisdiction does not exist, the same possible vote dilution
violations mentioned above, which have nothing to do with the
function of the office being voted on, could occur. The
importance of the policy embodied in section 2 compels me to say
that these limits must be placed on what we write so that future
courts will not cut short the intended reach of section 2. In my
view, the majority view should be limited to the facts before us.
With the reservations expressed, I respectfully concur in
reversing the judgment appealed from.
HIGGINBOTHAM, Circuit Judge, with whom, POLITZ, KING and DAVIS,
join, concurring in the judgment-* JOHNSON, Circuit Judge,
concurs in Part 1. WIENER, Circuit Judge, concurs in Part 2.
This is a voting rights suit challenging the election of
district judges on a county-wide basis in Texas. The suit was
filed in a United States District Court by the League of United
Latin American Citizens against the Attorney General of Texas,
the Secretary of State, and other state officials, seeking a
declaratory judgment that the at-large election of state district
judges in nine targeted counties is illegal under Section 2 of
the Voting Rights Act, 42 U.S.C. § 1973, and violative of the
fourteenth and fifteenth amendments of the United States
Constitution. Plaintiffs requested the district court to enjoin
further elections and to impose a districting scheme that
included single-member districts. Texas has 254 counties, but
the suit attacked only Harris, Dallas, Tarrant, Bexar, Travis,
Jefferson, Lubbock, Ector, and Midland Counties.? These nine
counties have more than one district judge elected county-wide,
* When this case was orally argued before and considered by
the court, Judge Reavley was in active service. He participated
in both the oral argument and the en banc conference. He took
senior status, however, on August 1, 1990. Based on his
understanding of the Supreme Court decision in United States v.
American-Foreign Steamship Corp., 363 U.S. 685, 80 S.Ct. 1336, 4
L.Ed.2d 1490 (1960), he considers himself ineligible to
participate in the decision of this case, but he adheres to the
views in this opinion. See Sawyer v. Butler, 881 F.2d 1273 (5th
Cir. 1989) and Court: Policy 21.C.
2 Ten counties actually are targeted. The challenged 72nd
Judicial District encompasses two counties, Lubbock and Crosby.
We will refer to the nine targeted Judicial Districts as nine
counties.
and elect 172 of the state’s 390 district judges. As we will
explain, the suit targets Texas law requiring election of a state
district judge from a district no smaller than the county, the
geographical area of its jurisdiction.
After a bench trial, the district court found violations of
the Voting Rights Act in each of the nine counties, but rejected
the constitutional arguments, finding that plaintiffs had failed
to prove that the electoral system was instituted or maintained
with discriminatory intent. On January 2, 1990, the district
court enjoined defendants from:
Calling, holding, supervising and certifying elections
for state district judges in Harris, Dallas, Tarrant,
Bexar, Travis, Jefferson, Lubbock, Hector and Midland
Counties under the current at-large system with an
order for interim relief.
The district court divided the nine counties into electoral sub-
districts, tracing the districts of state representatives and the
precinct lines of County Commissioners or Justices of the Peace.
The district court’s order affected 115 of the 172 district
courts. The district court also ordered a non-partisan election
for May 5, 1990, with any run-off to be held on June 2, 1990. We
stayed the district court’s order pending this appeal.
Defendants first argue that the Voting Rights Act as amended
in 1982 has no application to the election of judges. This
argument rests on the assertion that the use by Congress of the
word "representatives" in Section 2(b), added by amendment in
1982 and popularly known as the Dole compromise, unambiguously
excluded elected judges because elected judges are not
representatives. This argument in its broadest form--Section 2
of the Act has no application to any judicial elections--was
rejected by this court in Chisom v. Edwards, 839 F.2d 1056 (5th
Cir.), cert. denied sub nom. Roemer v. Chisom, 109 S.Ct. 390
(1988). The panel opinion was nan inoue. The petition for
rehearing en banc was denied without a single member of the court
requesting a poll. Relatedly, but with less sweep, defendants
argue that Section 2(b) has no application to state district
judges because such judges do their judging singly and not as
part of a collegial body. Finally, defendants attack the
findings below as well as the ordered remedy. In addition to
quarrels with the sufficiency of proof that the votes of
minorities were diluted, defendants argue that the findings are
flawed by the erroneous legal conclusion that the contribution of
partisan voting to election outcomes is not relevant.
We are unpersuaded that Chisom’s decision regarding the
election of appellate judges was incorrect, but are persuaded
that Section 2(b) will not support this attack upon the
countywide election of trial judges. Because we would decide the
case on this ground we do not reach defendants’ other
contentions.
I.
A.
We are pointed to no evidence of how the Framers’ viewed
elected judges. This is not surprising; judges were not elected
at the time the Constitution was written and ratified. The
thirteen original states employed various methods of judicial
selection, seven using appointment by the legislature, five by
governor and council, and one by governor and legislature. See
Winters, Selection of Judges--an Historical Introduction, 44 Tex.
L. Rev. 1081, 1082 (1966). Electing judges was a Jacksonian
reform aimed at making judicial selection more democratic:
Popular sovereignty and popular control of public
affairs through the elective system were hallmarks of
the Jacksonian era, and, not surprisingly, the movement
for popular election of judges dates from this period.
Dissatisfaction with the judiciary was widespread among
Jacksonians. It arose from several factors including a
general disaffection with the legal profession, abuses
in the judicial appointment systems, and a feeling,
carried over from the Jeffersonian period, that the
courts were basically undemocratic. Consequently, the
abolition of tenure during good behavior and the
adoption of the elective system were advocated as
reform measures and were hailed as in accord with the
egalitarian spirit of the times.
Note, The Equal Population Principle: Does It Apply to Elected
Judges?, 47 Notre Dame L. Rev. 316, 317 (1971).
The first judicial elections took place as early as 1812 for
Georgia lower court judges, Ga. Const. art. III, § 4 (1812), and
in 1832 Mississippi adopted a completely elective judiciary.
Miss. Const. art. IV, §§ 2, 11, 16 (1832). When it joined the
Union, Texas ironically became the first new state to adopt the
federal method of selecting judges, by executive appointment with
confirmation by the state senate. Id.; Tex. Const. art. 1V.,
Section 5 (1845). The wholesale change from appointed to elected
judges can be marked by New York's adoption of judicial elections
in 1846. ‘N.Y. Const. art, VI, §8 2, 4, 12, 14 (1846). All new
states entering the union after that date, until the entrance of
Alaska in 1958, used elections as their method of judicial
selection, and Georgia, Maryland, Virginia, and Pennsylvania
switched from appointment to election. Winters, Selection of
Judges, 44 Tex. L. Rev. at 1082. In short, it is fair to
conclude that electing judges was viewed as being more democratic
and as a way of ensuring that judges remained sensitive to the
concerns of the people.
It is vigorously argued that Section 2 of the Voting Rights
Act has no application to judicial elections because judges are
not representatives. The argument in its strongest form is that
the word "representatives," found in Section 2(b), unambiguously
excludes judges because judges have no constituents. The
argument continues that there is no occasion for exploring
legislative history because the inquiry ends with the plain words
of the statute. While drawing the language of Section 2(b) from
White v. Regester, 412 U.S. 755 (1973) Congress substituted the
word "representatives" for "legislators," at the least to insure
it reached elected executive officials. This much defendants do
not deny. Rather, they argue that although "representatives" may
encompass executive officials, Congress intended that the term
not encompass judges.
To be unambiguously inapplicable to judges, the word
"representatives" must be certain of only one relevant meaning
and that meaning must exclude judges. Defendants must concede,
however, that at one level of generality judges are
representatives. The history of electing judges and the
political impulses behind that choice are powerful evidence of
considered decisions to keep judges sensitive to the concerns of
the people and responsive to their changing will. This reality
belies the bold assertion that judges are in no sense
representatives. The assertion that judges are not
representatives actually masks a concern that judges should not
be representatives. This is a choice left to the states, and
Texas has chosen to elect judges convinced that direct
accountability insures that judges represent the people in their
judicial tasks.
Judges are oath bound to obey the law and to make decisions
in an impartial manner but that does not mean that they are in no
practical sense representatives of the people. Yet, executive
officials, who are considered representatives, are bound by the
same oath. While judges are indeed far removed from the
logrolling give and take of the legislative and even executive
processes, the effort to assure "sensitivity" and
"accountability" through elections is no more than an insistence
that the judges represent the people in their task of deciding
cases and expounding the law. State judges, wearing their common
law hats, face decisions such as whether to adopt a comparative
fault standard, and in doing so represent the people in a very
real sense. At least at this level of generality judges are
indisputably representatives of voters. Saying so in no way
steps on the equally indisputable difference between judges and
other representatives--that judges do not represent a specific
constituency.
It is true that judges do not carry the views of a certain
group of people into a larger governmental body, attempting to
sway that body toward decisions favorable to their constituency.3
That is not the necessary role of a representative. We extoll
the virtues of the jury in criminal cases--the jury is said to be
the representatives of the people. Both judicial opinions and
academic writings describe members of juries as representatives.
See Spaziano v. Florida, 104 S.Ct. 3154, 3176 (1984); Gillers,
Deciding Who Dies, 129 U. Pa. L. Rev. 1, 63-65 (1980); H. Kalven
& H. Zeisel, The American Jury 436 (1966). The examples can be
multiplied, but the point is plain. The conclusion that the word
“representative” has the singular meaning of legislator is
nothing more than an effort to substitute judicial will for that
of Congress. It is an undisquised effort by judges to claim for
judges an exemption from the Voting Rights Act. This exercise of
raw judicial power claims for federal courts, power belonging to
Congress and to the states. Texas has decided to elect its
judges and Congress has decided to protect the rights of voters
in those elections.
In sum, we cannot determine whether Section 2(b) of the
Voting Rights Act applies to judicial elections by looking only
to the word "representative." Rather, we must look to the
context in which the word is used and legislative history,
cautious as we must be over that enterprise. Exploration of this
context requires that we determine whether in using the word
representative in the 1982 amendments, Congress intended to
withdraw the Act’s existing coverage of judicial elections. That
3 The same may be said for county surveyors, treasurers, court
clerks and a myriad of office holders.
is, the freight the majority’s use of representative must bear
becomes enormous if, before the 1982 amendments, the Voting
Rights Act reached judicial elections.
We therefore turn first to whether the Voting Rights Act
covered judicial elections before 1982. We consider the 1982
amendments to the Act and review the legislative history of the
amendments. We then turn to the question whether Congress was
required to mention specifically the election of judges in the
statute. The resolution of this question is informed by
application of settled principles of federalism; we determine
that the election of judges has no claim to the protections of
federalism not shared by other institutions of state government.
We next reject the argument that because the one-person, one-vote
principle is inapplicable to the judiciary, racial vote-dilution
claims under Section 2 must be inapplicable as well. Finally,
we look at the interplay of Sections 2 and 5 to determine whether
differences between the two sections preclude the application of
Section 2 to judicial elections despite Section 5's coverage of
those same elections, and conclude that they do not.
4 It is argued that, whether or not the unamended Section 2
reached judicial elections is irrelevant, because Section 2(b)
represents not just an amendment to but a fundamental shift in
the operation of the Act. As such, the amended Section 2 should
not be read to reach judicial elections unless Congress
explicitly so provided. See Atascadero State Hospital v.
Scanlon, 473 U.S. 234, 105 S.Ct. 3142 (1985). We refute this
argument in the text below.
B.
Section 2, before the 1982 amendments, provided as follows:
$ 1973. Denial or abridgement of right to vote on
account of race or color through voting
qualifications or prerequisites.
No voting qualification or prerequisite to voting,
or standard, practice, or procedure shall be imposed or
applied by any State or political subdivision to deny
or abridge the right of any citizen of the United
States to vote on account of race or color, or in
contravention of the guarantees set forth in section
1973b(£)(2) of this title.
42 U.8.C. § 1873 (1975).
Section 2 by its express terms reached state judicial
elections. "Vote" or "voting" was defined as including "all
action necessary to make a vote effective in any primary, special
or general election . . . with respect to candidates for public
or party office and propositions for which votes are received in
an election." 42 U.S.C. § 19731(c)(1l). There was no mention of
judges or the judiciary. There also was no mention of any other
specific office. Judges are "candidates for public or party
office" elected in a "primary, special, or general election."
Congress intended to reach all types of elections, rather than to
pick and choose. Indeed, even votes on propositions are within
the purview of the Act. Section ' 14(c)(1), 42 u.s.C.
$ 19731(c)(1).
Defendants argue that the Act is silent as to judges, so it
must be construed as not including judicial elections. They
argue that, while judges in Texas are "candidates for public
office," it is uncertain whether Congress, by providing a broad
definition of "vote," also intended to create a private remedial
cause of action of similar scope in Section 2. Congress
expressly defined the term "vote" or "voting," however, and
nothing suggests that Congress did not intend that definition to
apply throughout the Act, including Section 2.
Congress intended that its 1965 Act provide protection
coextensive with the Constitution. Justice Stewart reiterated
this in Mobile v. Bolden:
[I]t is apparent that the language of section 2 no more
than elaborates upon that of the Fifteenth Amendment,
and the sparse legislative history of section 2 makes
clear that it was intended to have an effect no
different from that of the Fifteenth Amendment itself
446 U.S. 55, 60-61 (1980). We reject the implicit suggestion
that the protections of the Fifteenth Amendment do not extend to
minorities whose right to vote in judicial elections is abridged.
The Fifteenth Amendment applies to all elections, and Congress
intended the Voting Rights Act of 1965 to apply to all elections.
By its terms the 1965 Act included judicial elections.
Under defendants’ argument then the word representative in
Section 2(b) must bear the burden of being the sole means by
which Congress in the 1982 amendments exempted judicial elections
from the Act’s coverage. The record is barren of any hint that
Congress's effort in 1982 to expand the Voting Rights Act carried
a sub rosa withdrawal of coverage for state judicial elections.
C.
Congress amended Section 2 in 1982 in partial response to
the Supreme Court's decision in City of Mobile v. Bolden, 446
U.S. 55 (1980). Thornburgh v. Gingles, 478 U.S. 30, 106 S.Ct.
2752, 2758 (1886). Bolden held that in order to establish a
violation under Section 2 of the Act a plaintiff must prove
purposeful racial discrimination. Bolden, 446 U.S. at 66.
Congress incorporated a "results test" into Section 2(a) to
diminish the burden of proof necessary to prove a violation.
Congress also added Section 2(b), which codified the legal
standards enunciated in White v. Regester, 412 U.S. 755 (1973).5
As amended in 1982, Section 2 now provides:
(a) No voting qualification or prerequisite to
voting or standard, practice, or procedure shall be
imposed or applied by any State or political
subdivision in a manner which results in a denial or
abridgement of the right of any citizen of the United
States to vote on account of race or color, or in
contravention of the guarantees set forth in section
1973b(f) (2) of this title, as provided in subsection
(b) of this section.
(b) A violation of subsection (a) of this section
is established if, based on the totality of
circumstances, it is shown that the political processes
leading to nomination or election in the State or
political subdivision are not equally open to
participation by members of a class of citizens
protected by subsection (a) of this section in that its
members have less opportunity than other members of the
electorate to participate in the political process and
to elect representatives of their choice. The extent
to which members of a protected class have been elected
to office in the State or political subdivision is one
circumstance which may be considered: Provided, that
5 In White v. Regester the Supreme Court interpreted the
requirements of the Voting Rights Act and the U.S. Constitution
with respect to claims of vote dilution:
The plaintiffs’ burden is to produce evidence to
support findings that the political processes leading
to nomination and election were not equally open to
participation by the group in question--that its
members had less opportunity than did other residents
in the district to participate in the political
processes and to elect legislators of their choice.
412 U.S. at 7686.
nothing in this section establishes a right to have
members of a protected class elected in numbers equal
to their proportion in the population.
42 U.S.C. § 1973 (1982).
The plain language of Section 2(a) reaches judicial
elections, using the same broad language as the 1965 Act,
referring generally to "voting" and "vote," the definitions of
which continued unchanged under the 1982 amendments. The
legislative history of the 1982 amendments does not indicate that
the terms "vote" or "voting" do not include judicial elections,
or that "candidates for public office" does not include judges.
While retaining the identical statutory reach, Congress added the
word "results" as the measure of violation. The word
representative does not appear in subsection (a).
Section 2(b) is a new section added in the 1982 amendments.
Section 2(a) refers to "denial or abridgement of the right . . .
to vote on account of race or color . . ., as provided in
subsection (b) of this section." Section 2(a) anticipates that
subsection (b) will define how a violation of subsection (a) can
be established. Other than the previously discussed vague use of
the word "representative," there is no reason to suppose that
subsection (b), defining a type of proof sufficient under Section
2, was meant to withdraw all coverage from judicial elections.
Before we turn to the legislative history of the 1982 amendments
for evidence of intent to exclude judicial elections from
coverage, we pause to emphasize that the exercise is itself not
necessary. A straightforward reading of both Section 2(a) and
2(b) leaves little doubt but that 2(a)’s broad reach was never
intended to be limited by use of the word representative in the
explanation in Section 2(b) of how a violation might be shown.
Congress used the word "candidates" interchangeably with
"representatives" in the legislative history. There was no
indication that "representatives" was intended to have a limited
meaning, applying only to legislative and executive officials,
but not to elected members of the judiciary. Even Senator Dole,
who proposed the language of compromise in Section 2, stated
Citizens of all races are entitled to have an equal
chance of electing candidates of their choice, but if
they are fairly afforded that opportunity, and lose,
the law should offer no redress.
S. Rep. No. 417, 97th Cong., 2d Sess. 193 (Additional Views of
Senator Robert Dole), reprinted in 1982 U.S. Code Cong. & Admin.
News 177, 364 (emphasis added), and
[T]he standard is whether the political processes are
equally "open" in that members of a protected class
have the same opportunity as others to participate in
the political process and to elect candidates of their
choice.
Id. (emphasis added).
In the one place where the judiciary is specifically
mentioned in the legislative history of the 1982 amendments, the
report of the subcommittee on the Constitution states that the
term "’‘political subdivision’ encompasses all governmental units,
including city and county councils, school boards, judicial
districts, utility districts, as well as state legislatures."
Report of the Subcommittee on the Constitution of the Committee
of the Judiciary, S. Rep. 417, 97th Cong., 2d Sess., reprinted in
1982 U.S. Code Cong. & Admin. News 177, 323 (emphasis added). Of
13
course, a brief statement in a subcommittee report opposing the
amendments is not much. Nonetheless, the proponents of the
changes to the Act did not contest this description, although
they would have had incentive to do so to alleviate any fears of
such extended coverage if such a broad scope of applicability
were not intended.
The Senate and House hearings regarding the 1982 amendments
contain various references to judicial elections, primarily in
the context of statistics presented to Congress indicating the
progress made by minorities under the Act up to that date. The
charts indicated when minorities were elected to office, and
included judicial election results. See Extension of the Voting
Rights Act: Hearings on E.R. 1407, H.R. 1731, H.R. 3112, H.R.
3198, H.R. 3473 and H.R. 3498 Before the Subcomm. on Civil and
Constitutional Rights of the House Comm. on the Judiciary, 97th
cong. lst Sess. 38, 193, 239, 280, 502, 374, 804, 937, 1182,
1188, 1515, 1528, 1535, 1745, 1839, 2647 (1981); Voting Rights
Act: Hearings on 8. 53, 8. 1761, §s. 1975, 8. 1992, and H.R. 3112
Before the Subcomm. on the Constitution of the Senate Comm. on
the Judiciary, 97th Cong. 2d Sess. 669, 748, 788-89 (1982).
To summarize, the relevant legislative history concerning
the 1982 amendments suggests that Section 2(b) was intended to
reach all elections, including judicial elections. There is no
hint that Congress intended to withdraw coverage.
But, it is argued, even if other aspects of Voting Rights
law do apply to judicial elections, nonetheless, vote-dilution
claims should not, because these claims are a new and
14
fundamentally different ground for relief under amended Section 2
and because anti-dilution remedies are particularly intrusive on
the judiciary. Therefore, the argument continues, had Congress
intended the Act to apply to judicial elections, it should have
said so explicitly, which it did not. We reject this argument
that Congress singled out both judicial elections and dilution
claims for distinct treatment. In plain language it argues that
Congress affirmatively turned its head away from the dilution of
minority votes in judicial elections.
The first flaw in this argument is that vote-dilution claims
were not newly authorized by amended Section 2. There were many
vote dilution cases before 1982. The statutory prohibition of
vote dilution by the Voting Rights Act is as old as the Act
itself. It was first raised as early as 1965, the year of the
Act's inception, when the Supreme Court observed
It might well be that, designedly or otherwise, a
multi-member constituency apportionment scheme, under
the circumstances of a particular case, would operate
to minimize or cancel out the voting strength of racial
or political elements of the voting population. When
this is demonstrated it will be time enough to consider
whether the system still passes constitutional muster.
Fortson v. Dorsey, 379 U.S. 433, 439 (1965). Vote-dilution
claims were considered in Burns v Richardson, 384 U.S. 73 (1966),
and Whitcomb v. Chavis, 403 U.S. 124 (1972), where the plaintiffs
were unsuccessful, and in White v. Regester, 412 U.S. 755 (1973),
and Zimmer v. McKeithen, 485 F.2d 1297 (5th Cir. 1973) (en banc),
aff’d sub nom. East Carroll Parish School Board v. Marshall, 424
U.S. 636 (1976), where the plaintiffs prevailed. These cases
were decided under the results test. Finally Mobile v. Bolden,
15
446 U.S. 55 (1980), where the Supreme Court articulated the
intent standard, was a dilution case. The 1965 Act, therefore,
was considered to prohibit vote dilution as well as more
straightforward denials of the right to vote. By its terms the
act covered judicial elections. The 1982 amendments simply made
it clear that results and not intent were the basis for finding a
violation. However difficult in application the results test may
have proved to be, the amendments to Section 2 did not themselves
create a vote-dilution claim. To the contrary, the dilution of
the voting strength of minorities was the accepted premise of the
debate. Indeed Zimmer v. McKeithen, 485 F.2d 1297 (5th Cir.
1973) (en banc), the source of the "senate factors" that became
part of the congressionally required inquiry, was a dilution
case.
Much of the legislative history of the 1982 amendments
indicates that Congress intended to return to pre-Bolden
standards, and was not otherwise reaching for a new and more
intrusive private cause of action. As we will explain, at least
Senator Hatch feared the language of the 1982 amendment would be
much more intrusive, expressing concern that its uncertainty
would lead to proportional representation. His fear was fueled
by the restoration of the results test, however, not dilution
theory, which had been part of the voting rights law for at least
seventeen years.
The principal focus of the House debates centered on Section
5, but the Senate debates were centered on the meaning of the
Section 2 amendments. Nonetheless, there was some discussion in
16
the House, and at least some witnesses argued that "the amended
Section 2 . . . would restore to black Southerners the right to
challenge alleged discriminatory election schemes which were
developing before Mobile, [and that] notwithstanding the Court's
claim to the contrary in Mobile, the intent test first became a
constitutional standard in 1976 with Washington v. Davis, an
employment case." Boyd & Markman, The 1982 Amendments to the
Voting Rights Act: A Legislative History, 40 Wash. & Lee L. Rev.
1347, 1366 (citing comments by James Blacksher and David
Walbert). Congressman Sensenbrenner argued that the Rodino
amendment to Section 2 was necessary in order to clarify the
standard of proof required in order to establish violations of
the Act. 127 Cong. Rec. H6850 (daily ed. Oct, 1981) at H6983.
In the Senate Report on the Amendments the purpose of the
was stated as
designed to make clear that proof of discriminatory
intent is not required to establish a violation of
Section 2. It thereby restores the legal standards
based upon the controlling Supreme Court precedents,
which applied in voting discrimination claims prior to
the litigation involved in Mobile v. Bolden. The
amendment also adds a new subsection to Section 2 which
delineates the legal standards under the results test
by codifying the leading pre-Bolden vote dilution case,
White v. Regester.
S. Rep. 417, 97th Cong., 2d Sess., reprinted in 1982 U.S. Code
Cong. & Admin. News at 179 (emphasis added).
Senator Hatch opposed the change, arguing that it "would
redefine the concept of ’'discrimination’ and would ‘transform the
Fifteenth Amendment and the Voting Rights Act from provisions
designed to ensure equal access and equal opportunity in the
electoral process to those designed to ensure equal outcome and
equal success.’" Boyd, Voting Rights Act Amendments, 40 Wash. &
Lee L. Rev. at 1389 (quoting Hearings on the Voting Rights Act
Before the Senate Subcommittee on the Constitution of the
Committee on the Judiciary, 97th Cong., 2d Sess. 3 {(1982)).. But,
Senator Mathias, a proponent of the bill, argued
The House amendment is needed to clarify the burden of
proof in voting discrimination cases and to remove the
uncertainty caused by the failure of the Supreme Court
to articulate a clear standard in the City of Mobile v.
Bolden. . . . We are not trying to overrule the Court.
The Court seems to be in some error about what the
legislative intent was . . .. Prior to Bolden, a
violation in voting discrimination cases [could] be
shown by reference to a variety of factors that, when
taken together, added up to a finding of illegal
discrimination. But in Bolden, the plurality appears
to have abandoned this totality of circumstances
approach and to have replaced it with a requirement of
specific evidence of intent . . . this is a requirement
of a smoking gun, and I think it becomes a crippling
blow to the overall effectiveness of the Act.
Hearings on the Voting Rights Act Before the Senate Subcommittee
on the Constitution of the Committee on the Judiciary, 97th
Cong., 2d Sess. 3, 199 (1982).
Senator Hatch persisted that the results test represented a
new test, but supporters of the bill took issue with this view.
Laughlin McDonald of the ACLU argued that "[p]rior to Mobile, it
was understood by lawyers trying these cases and by the judges
who were hearing them that a violation of voting rights could be
made out upon proof of a bad purpose or effect . . . Mobile had a
dramatic effect on our cases." Id. at 369. Defenders of the
amendment assumed that the results test represented a restatement
of the law prior to Bolden.
Critics of the results test argued that even if the lower
federal courts had adopted a results test in their pre-Bolden
interpretation of Section 2, the original intent of Congress had
been the establishment of a test in Section 2 using the
traditional standard of intent or purpose. Boyd, Voting Rights
Act Amendments, 40 Wash. & Lee L. Rev. at 1405 (citing Appendix
to Additional Views by Senator Hatch, S. Rep. No. 417, 97th
Cong., 2d Sess. 36 (1982)). Proponents responded by arguing that
there was no evidence that Congress meant an intent test to
apply. The Senate Report of the Committee on the Judiciary
adopted this view, citing Attorney General Katzenbach's testimony
during the hearings on the Voting Rights Act of 1965 to the
effect that "Section 2 would ban ‘any kind of practice . . . if
its purpose or effect was to deny or abridge the right to vote on
account of race or color." S. Rep. 417, 97th Cong., 2d Sess.,
reprinted in 1982 U.S. Code Cong. & Admin. News at 194 (citing
Hearings on S. 1564 before the Committee on the Judiciary, 89th
Cong., 1st Sess., 191 (1965)).
This legislative history generally indicates an intent to
retain pre-Bolden standards rather than create a more intrusive
new cause of action.® We have insisted in other contexts that
Congress clearly state its intent to supplant traditional state
prerogatives. Judicial insistence upon clear statement is an
important interpretative tool vindicating concern for separation
§ Of course, when the 1982 amendments are considered in light
of the Supreme Court’s interpretation in Gingles, we cannot
conclude that the 1982 amendments to Section 2 worked no changes
from the pre-Bolden interpretation of the Act. But this is what
it became, not necessarily what it was when voted upon.
18
of powers and federalism. See Atascadero State Hospital Vv.
Scanlon, 473 U.S. 234, 105 8.Ct. 3142 (1985); Pennhurst State
School and Hospital v. Halderman, 465 U.S. 89, 104 S.Ct. 900
(1984) (Pennhurst II). This insistence upon "an unequivocal
expression of congressional intent," Pennhurst II, 465 U.S. at
99, 104 S.Ct. at 907, is based upon the fundamental nature of the
interests at stake, Atascadero, 105 S.Ct. at 3147 ("The
‘constitutionally mandated balance of power’ between the states
and the Federal Government was adopted by the Framers to ensure
the protection of ‘our fundamental liberties.’") (quoting Garcia
v. San Antonio Metropolitan Transport Authority, 469 U.S. 528,
572,. 105. s.Ct. 1005, 1028 (Powell, J., dissenting)). These
mighty principles do not carry us very far here. Congress has
clearly expressed the Act’s application to the states, and has
clearly expressed its intent that violations of the Act be
determined by a results test rather than an intent standard. By
these actions, the Act, with all of its intrusive effect, has
been made to apply to the states. Significantly, the "results
tests" did apply to all elections including judicial elections
until the 1980 decision of Mobile v. Bolden, supra. Thus,
Intrusive as: it is, the. Act, including the anti-dilution
provisions, applied to judges before the 1982 amendment. The
suggestion that anti-dilution and results tests were introduced
by the 1982 amendments is wrong.
The majority's argument is by necessity a demand for the
exemption of judicial elections from the Act as a whole. We
cannot recognize this broad exemption.’ Section 5, commonly seen
as the most far reaching of the Voting Act provisions, see South
Carolina v. Katzenbach, 383 U.S. 301, 358-62 (1966) (Black, J.,
dissenting), has allowed no escape for elected state judiciaries.
Haith v. Martin, 618 F. Supp. 410 (E.D.N.C. 1985), aff’d men.,
477 U.S. 901, 106 S.Ct. 3268 (1986). As an inferior court we are
bound by the holding of the Supreme Court that judicial elections
are covered by Section 5 of the Act, a result explicitly urged by
then Solicitor General Charles Fried and by then head of the
Civil Rights Division, Assistant Attorney General William
Bradford Reynolds. The same officials argued in Chisom that
7 Congress dispensed with proof of purposeful violation for
any voting qualifications or prerequisites to voting or standard,
practice or procedure "which results in a denial or abridgement.
‘ 2 It did so by using the word results in both 2(a) and
2{b); The word representative, so critical to defendants’
argument, does not appear in the broad prohibition of
Section 2(a). The Senate Report explained that the results test
apply to a variety of violations.
For example, a violation could be proved by showing
that the election officials made absentee ballots
available to white citizens without a corresponding
opportunity being given to minority citizens. See
Brown v. Post, 279 F. Supp. 60, 63-64 (W.D. La. 1968).
Likewise, purging of voters could produce a
discriminatory result if fair procedures were not
followed. Toney v. White, 488 F.2d 310 (5th Cir.
1973), or if the need for a purge were not shown or if
opportunities for re-registration were unduly limited.
Administration of an election could likewise have a
discriminatory result if, for example, the information
provided to voters substantially misled them in a
discriminatory way. United States v. Post, 297 F.
Supp. 46, 50-51 (W.D. La. 1969), 412 U.S. at 769-770.
S. Rep. 97-417 n.119 p.208.
We decline to say that Congress intended to exempt state
judicial elections from statutory regulation of these practices.
21
amended Section 2 of the Act is equally applicable, as does the
present administration.
D.
Finally, it is argued that an elected state judiciary is
somehow free of the anti-dilution prohibitions of the Voting
Rights Act but remains subject to its other strictures. The
argument has two premises: First, because the pre-Bolden anti-
dilution cases did not involve judicial elections, Section 2's
prohibition against vote dilution does not extend to judicial
elections; second, because the one-person, one-vote principle has
been held not to apply to judicial elections, vote-dilution
claims under Section 2 do not apply either.
The first premise is obviously flawed. Nothing in the pre-
Bolden cases suggests that the prohibition against vote dilution
does not apply to judicial elections. That those cases involved
elections of officials other than judges was happenstance; cases
involving judicial elections simply had not yet come up.
Furthermore, the statutory language cannot be parsed to read that
judicial elections are not subject to dilution claims, but are
subject to the remaining strictures of Section 2. This is so
even if representative is found to mean elected members of the
legislative and executive branches but not the judicial branches
of state government. Further, concluding that Section 2 does not
apply would create the anomaly that Section 5, conceded to reach
elected judges, and Section 2 use identical language to define
their reach. Section 2 either applies in its entirety or not at
all and defendants’ efforts to soften the full force of their
extraordinary contention must fail.
The second premise--that because the one-person, one-vote
principle does not apply to judicial elections, the vote-dilution
prohibition does not either--must also fail. The prohibition of
geographical discrimination in voting expressed in Baker v. Carr,
369 U.S. 186 (1962) and Reynolds v. Sims, 377 U.S. 533 (1964),
commonly referred to as the one-person, one-vote principle, was
held not to apply to the apportionment of state judiciaries in
Wells v. Edwards, 347 F. Supp. 453 (N.D. La. 1972) (3-judge
court), aff‘d mem., 409 U.S. 1095 (1973)(three justices,
dissenting). It is argued that vote dilution principles cannot
be applied to an elected judiciary because the one-man, one-vote
principle does not apply, and without requiring equal
apportionment there is no benchmark for concluding that there is
vote dilution. This argument rests upon the equating of racial
and non-racial acts by the state that deny voting strength. Yet
they measure equality on quite different planes. One is facially
neutral in the matter of race; indeed compliance may adversely
affect black voting power. The other rests on core concerns of
the Civil War amendments--submerging of minority voting strength
by the combined force of election methods and bigotry. In the
more concrete terms of this case, that the state has chosen to
allot thirty-some judges to Dallas County and only one to another
county is not relevant. Submerging votes of protected minorities
by a cohesive white majority is relevant.
It is perverse now to reason that because the elections of
state judges are free of the Reynolds’ command of numerical
equality, an elected judiciary is a fortiori free from the racial
equality commands of the Civil War Amendments and the Voting
Rights Act. It is perverse because even the defenders of the
"political thicket" doctrine at all times maintained that the
courts must hold to the core values of the Civil War Amendments.
For example, Justice Frankfurter, in his famous dissent to the
Court’s entry into the political thicket in Baker v. Carr
admitted, joined by Justice Harlan, that "explicit and clear
constitutional imperatives guided judicial intervention in state
government on the issue of black disenfranchisement." Baker v.
Carr, 369 U.S. 186, 285-86 (1962) (Frankfurter, J., dissenting).
The courts have struggled to develop a measure of dilution
stemming from the combination of racial voting patterns and state
election practices. Gingles itself was the first detailing of
that enterprise by the Supreme Court. At earlier times, various
justices have referred to our efforts to do so in Zimmer v.
McKeithen as amorphous. But, this difficulty has nothing to do
with the inapplicability of the command of numerical equality,
nor is its difficulty peculiar to judicial elections. We remind
that the effort in this case to measure the submerging of black
and Hispanic voting power begins with a system that is
numerically perfect--county-wide elections.
We are pointed to several lower court opinions stating that
judges are not "representatives. "® These cases held that the
prohibition against geographical discrimination does not reach
judicial elections. The argument is that because many of these
courts held that judges are not "representatives," Congress must
have meant a similar exclusion in its use of the word. We
disagree. Words come to their full meaning in context. This
argument of incorporated definition is unsupported by a trace of
legislative history and is no more than an assertion. Indeed we
showed above that Congress meant "representative" to include
judges for the purposes of the Voting Rights Act. The Reynolds
principle is race neutral, different, as we observed, from the
race-based focus of the Voting Rights Act. However problematic
8 See, e.g., Concerned Citizens of Southern Ohio, Inc. v. Pine
Creek Conservancy Dist., 473 F. Supp. 334 ( S.D. Ohio 1977); The
Ripon Society, Inc. v. National Republican Party, 525 F.2d 567
(D.C. D.C. 1975), cert. denied, 424 U.S. 933 (1976); Fahey v.
Darigan, 405 F. Supp. 1386 (D.C.R.I. 1975); Gilday v. Board of
Elections of Hamilton County, Ohio, 472 F.2d 214 (6th Cir. 1972);
Wells v. Edwards, 347 F. Supp. 453 (M.D. La.), Aff’d, 409 U.S.
1095 (1972); Buchanan v. Gilligan, 349 F. Supp. 569 (N.D. Ohio
1972); Holshouser v. Scott, 335 F. Supp. 928 (M.D.N.C. 1971),
Aff'd, 409 U.S. 807 (1972); Irish v. Democratic-Farmer-Labor
Party of Minnesota, 287 F. Supp. 794 (D.C. Minn.), aff’d, 399
F.2d 119 (8th Cir. 1968). But cf. cases dealing with the Voting
Rights Act, Southern Christian Leadership Conference of Alabama
v. Siegelman, 714 F. Supp. 511 (M.D. Ala. 1989); Clark wv.
Edwards, 725 F. Supp. 285 (M.D. La. 1988); Mallory v. Eyrich, 839
F.2d 275 (6th Cir. 1988); Martin v. Allain, 658 F. Supp. 1183
(S.D. Miss. 1987); Lefkovits v. State Board of Elections, 400 F.
Supp. 1005 (N.D. Ill. 1975), aff’d, 424 U.S. 901 (1976). To the
extent that any cases from the Sixth Circuit are used to support
the proposition that Section 2 of the Voting Rights Act does not
encompass judicial elections, they are no longer good law, for
the Sixth Circuit specifically held in Mallory v. Eyrich, 839
F.2d 275 (6th Cir. 1988), that Section 2 of the Voting Rights Act
applies to judicial elections.
locating the principle of one-person, one-vote in the fourteenth
amendment may be, race-based concerns are at its core. Nothing
in policy or logic suggests that declining to extend the Reynolds
principle to judicial elections carries any sway in freeing
judicial elections from race-focused concerns.
Wells was distinguished from cases challenging election
practices in Lefkovits v. State Board of Elections, 400 F. Supp.
1005 (N.D. Ill. 1975) (3-judge court), aff‘d mem., 424 U.S. 901
(1976), where the court stated:
[Wlhen a judge is to be elected or retained, regardless
of the scheme of apportionment, the equal protection
clause requires that every qualified elector be given
an equal opportunity to vote and have his vote counted.
8... at: 1012. This was the precise point made by Solicitor
General Fried in his successful argument to the Supreme Court
that it should summarily affirm Haith v. Martin.
In Haith the district court held that judicial elections are
covered by Section 5 and the preclearance requirements of the
Act. The district court found, using an analysis similar to that
used by this circuit in Voter Information Project v. Baton Rouge,
612 F.2d 208 (5th Cir. 1980), that although the one-person, one-
vote principle may not apply to judicial elections, claims with
respect to the Voting Rights Act do not deal with numerical
apportionment, but with discrimination. The court held that "the
Act applies to all voting without any limitation as to who, or
what, is the object of the vote." 618 F. Supp. at 413.° In
9 The changes required to be precleared in Haith had to do
with the elections of trial judges. The district court did not
reach the merits of any vote-dilution claims, for it had no
jurisdiction to do so. New voting practices must be submitted to
26
short, Haith rejects the suggestion that inapplicability of the
Reynolds principle is any barrier to the application of the
Voting Rights Act. We are bound by Haith, and the relevance of
that bind turns on whether Section 5, dealt with in Haith, and
Section 2 are coextensive in their application to the judicial
elections. We turn now to that question.
E.
Defendants have raised no compelling reason to distinguish
between Section 5 and Section 2 with respect to their
applicability to judicial elections. To distinguish the Sections
would lead to the incongruous result that if a jurisdiction had a
discriminatory voting procedure in place with respect to judicial
elections it could not be challenged, but if the state sought to
introduce that very procedure as a change from existing
procedures, it would be subject to Section 5 preclearance and
could not be implemented. Sections 2 and 5 operate in tandem,
with Section 2 prohibiting the continued use of discriminatory
practices, and Section 5 preventing the imposition of new
discriminatory practices to replace those condemned in those
areas subject to preclearance. Section 5 contains language
defining its scope that is almost identical to the language in
Section 2: "any voting qualification or prerequisite to voting,
either the Attorney General or the United States District Court
for the District of Columbia for preclearance. Other district
courts only have jurisdiction to decide whether a practice is a
change requiring preclearance. Consequently, the merits of a
vote-dilution claim with respect to trial judges was not before
the Supreme Court.
or standard, practice, or procedure with respect to voting . .
There are important differences in the two sections,
however. Section 5 requires preclearance of any new voting
practices and procedures, and, in determining whether or not a
new practice is entitled to preclearance, only the effect of the
new practice is considered. City of Lockhart v. United States,
460 U.S. 125, 103 S.Ct. 998 (1983); Beer v. United States, 425
U.8..-130.:(1976). This has been described as a retrogression
test, with preclearance denied only if the new practice has a
retrogressive effect, rather than a results test, for the effects
of the existing system on minorities are not considered. Thus
in Section 2 the entire scheme of voting practices and procedures
is considered to see whether it results in less than an equal
opportunity to participate in the political process, whereas
under Section 5 only the effects of new practices and procedures
are considered. Section 2 is, therefore, arguably more intrusive
than Section 5,!° for Section 5 only regulates whether or not
changes may be implemented, whereas Section 2, if a violation is
10 Some see Section 5 as being the most intrusive aspect of the
Voting Rights Act:
This so-called "preclearance" requirement is one of the
most extraordinary remedial provisions in an Act noted
for its broad remedies. Even the Department of Justice
has described it as a "substantial departure . . . from
ordinary concepts of our federal system"; its
encroachment on state sovereignty is significant and
undeniable. The section must, therefore, be read and
interpreted with care.
United States v. Sheffield Board of Comm’rs, 435 U.S. 110, 141
(1978) (Stevens, J., dissenting) (footnote omitted). See also
Katzenbach, 383 U.S. at 358-62 (Black, J., dissenting).
28
found, can lead to the dismantling of an entire system of voting
practices that may have been in place for many years. This is a
distinction between the two sections, but our question must be
whether the difference means that Section 5 applies to judicial
elections, but Section 2 does not. There appears to be no
relevant reason why judicial elections are so different from
legislative or executive elections that both sections should
apply to one and not the other.
The Voting Rights Act plainly covered judicial elections
before the 1982 amendments. It is equally plain that there is
little evidence that Congress intended any retrenchment by its
1982 amendments. In sum, defendants are left with the
unconvincing argument that the changes of the 1982 amendments
were fundamental in ways unique to judicial elections.
Certainly, the Voting Rights Act intrudes heavily into state
matters but it is no more specifically intrusive in judicial
elections than in any others. We would hold that Section 2 of
the Voting Rights Act applies to judicial elections.
11.
We now turn to the quarrel with the county-wide election of
Texas trial judges. The Voting Rights Act does not purport to
change the choices by a state of the duties and means for their
discharge it gives to a particular office it chooses to create.
Rather, the Act accepts these state creatures but patrols for
impermissible vote dilution of minority voting power caused by
the features of the election process in combination with racially
molded voting patterns in any election of such officials. The
29
statute, however, gives no right to choose how the combination
will be broken. It is important, then, that we keep in mind that
the analysis of Thornburg v. Gingles is relevant only to an
inquiry into whether an at-large election impermissibly dilutes
minority voting strength; it is not a way of assessing every
claimed vote dilution.
Texas has structured its government such that it wields
judicial power at the trial level through trial judges acting
separately, with a «coterminous or linked electoral and
jurisdictional base, each exercising the sum of judicial power at
that level, and all with review by courts acting collegially. We
are persuaded that, for purposes of the Voting Rights Act,
because the fact and appearance of independence and fairness are
so central to the judicial task, a state may structure its
judicial offices to assure their presence when the means chosen
are undeniably directly tailored to the objective. The choice of
means by Texas here--tying elective base and jurisdiction--
defines the very manner by which Texas’ judicial services are
delivered at the trial court level. These means define the
office. Nothing in the Voting Rights Act grants federal courts
the power to tamper with these choices. It requires no narrow
reading to conclude that the statute does not by its terms
purport to do more. Stated in traditional fourteenth amendment
terms, there is compelling necessity sufficient to overcome the
strict scrutiny of state acts impinging upon a fundamental
interest. We would not lightly suppose that the Voting Rights
Act reached further than the Civil Rights Amendments except for
dispensing with the requirement of purposeful violation.
It follows that inquiry into the Section 2 claims proceeds
by accepting that trial judges are officials exercising the full
authority of their positions alone whose full authority has its
source in the electors from a district coterminous with their
jurisdiction. There can be no dilution of votes for a single
judge because each judge holds a complete judicial office. This
feature of the trial judge will alone decide this case but, as we
will explain, we need not rest only on this proposition. Rather,
that the trial judges act singly is also integral to the linking
of jurisdiction and elective base.
A.
The district courts are the primary trial courts in Texas.
Indeed, the constitution of the Republic of Texas provided:
The Republic of Texas shall be divided into convenient
judicial districts, not less than three, nor more than
eight. There shall be appointed for each district a
judge, who shall reside in the same, and hold the
courts at such times and places as Congress may by law
direct.
Guittard, Court Reform, Texas Style, 21 Sw. L.J. 451, 456 (1967).
The first state constitution, adopted in 1845, contained
essentially the same provision in article IV, section 6. This
provision was amended in 1850 to allow for the election of
district judges by the people, but the subsequent constitution of
1861 provided that district judges were to be appointed. Tex.
Const. art. V, § 7, interpretive commentary (1876, amended 1985).
Texas constitutions adopted since 1861, including the current
constitution, which was adopted in 1876, have provided for
elected district judges.
All the constitutions have provided that the district courts
are to be held by district judges chosen from defined districts,
following the pattern of the Constitution of the Republic of
Texas. Although in the Constitution of the Republic of Texas the
number of district courts was limited to not more than eight,
subsequent constitutions have left the number of courts to the
legislature. All Texas constitutions, including the current one,
before it was amended in 1985, suggested that each district would
be served by only one judge. See Tex. Const. art V, § 7 (1986,
amended 1985) ("[f]or each district there shall be elected . . .
a Judge . . . ."). A one judge per district system, however,
presupposes districts of substantially equal population.
Guittard, supra at 456. Thus, with the growth of the population
in certain counties it became necessary for the legislature to
make adjustments.
The system challenged in this case was set up according to
this pattern. See Tex. Gov't Code §§ 24.001-.954 (Vernon 1988 &
Supp. 1990). With the exception of the 72nd district, each
challenged judicial district in the nine targeted counties is
coextensive with one county. The 72nd district is composed of
two counties. Id. § 24.174 (Vernon 1988). Since 1907 district
judges have been elected county-wide. In 1985, however, a
section was added to article V of the 1876 Constitution which
specifically allows the creation of judicial districts smaller
than a county. Tex. Const. art. V, § 7a(i) (1985). A majority
32
of the voters in the county must authorize the division. Id.
This power has yet to be exercised.!!
The district courts in multi-district counties were unified
for certain administrative purposes in 1939 through the passage
of the Special Practice Act, which is now, for the most part,
found in Tex. R. Civ. P. 330(e)-(i). Guittard, supra at 457-58.
The relevant parts of the Special Practice Act essentially
provide that cases can be freely transferred between judges and
that any judge can work on any part of a case including
preliminary matters. Also, "[a]ny judgment rendered or action
taken by any judge in any of said courts in the county shall be
valid and binding." Tex. R. Civ. P. 330(h).
The Administrative Judicial Act, originally passed in 1927
and subsequently amended on several occasions, divides Texas into
nine administrative regions, each with a presiding judge
appointed by the governor with the advice and consent of the
senate. See Tex. Gov't Code §§ 74.005, .042 (Vernon 1988). The
"presiding administrative judge is the key administrative officer
in the Texas judicial system." Guittard, supra at 459. He is
empowered to assign judges as necessary within his region. Id.
11 The only time a district has been drawn smaller than a
county was when the legislature divided both Dallas and Bexar
counties into two districts, each district having jurisdiction
throughout the whole county. The judge for each district was
elected by the voters in the district in accordance with the
constitution’s command, Tex. Const. art. V, § 7 (1876, amended
1985), as opposed to being elected by county-wide vote as now.
Thus, we cannot say that there is no precedent for dividing
counties into geographically distinct districts. We can say that
the state experimented with 2 of its 25 counties but abandoned
the idea nearly a century ago. The statutes dividing Bexar and
Dallas Counties into two districts were repealed in 1895 and
1907, respectively.
33
§§ 74.052-056 (Vernon 1988 & Supp. 1990); see also Judicial
Administration Rule 8 (Vernon 1988 & Supp. 1990). He is required
to call two meetings of all judges in his administrative region
each year and any other meetings as necessary. Tex. Gov’t Code
§ 74.048(a) (Vernon 1988); Judicial Administration Rule 4 (Vernon
1988 & Supp. 1990). This conference is for "consultation and
counseling concerning the state of the civil and criminal
business" and is empowered to promulgate administrative rules,
rules governing the order of trials and county-wide
recordkeeping, and other rules deemed necessary. Tex. Gov't Code
§ 74.048(b)~-(c) (Vernon 1988).
The local administrative judge is elected by a majority vote
of all the judges in the county, including both district and
statutory judges. Id. § 74.091 (Vernon 1988 & Supp. 1990). His
duties on the county level are similar to those of the presiding
administrative judge. See id. § 74.092. The local
administrative judge has the power to assign judges within his
county. Id. § 74.094. Under the leadership of the local
administrative judge, the district and statutory judges in each
county are directed to adopt local rules of administration. Id.
§ 74.093. These rules must provide for, among other things, the
"assignment, docketing, transfer, and hearing of all cases” and
"fair and equitable division of caseloads." Id. § 74.094 (b); see
also Judicial Administration Rule 9(b) (Vernon 1988 & Supp.
1990). All local rules, of course, must be consistent with state
and regional rules. Judicial Administration Rule 10 (Vernon
1988). In this regard, the present Chief Justice of Texas
34
testified at trial that the only collegial decision-making by
district judges in a county is in the handling of some
administrative matters.
B.
A distinction was drawn between multi-member and single-
member structures in Butts v. City of New York, 779 F.2d 141 (2d
Cir. 1985), cert. denied, 478 U.S. 1021 (1986). In that case the
plaintiffs contested a primary run-off law, contending that it
violated the Equal Protection Clause and the Voting Rights Act.
The Second Circuit noted that one of the ways that a class of
citizens may have less opportunity to participate is when there
are electoral arrangements that diminish a class's opportunity to
elect representatives in proportion to its numbers. The court
distinguished, however, between multi-member bodies, where at-
large elections may produce this result, and elections for
single-member offices. Butts, 779 F.2d at 148. The court found
that the Supreme Court had made this distinction implicit in City
of Port Arthur v. United States, 459 U.S. 159 (1982), where the
Supreme Court struck down a run-off requirement for seats on a
multi-member city council, but did not mention the run-off
requirement for mayor. The Eleventh Circuit followed Butts in
United States v. Dallas County, Ala., 850 F.2d 1430 (11th Cir.
1988), in holding that "the at-large election of the probate
judge is permissible under the Voting Rights Act with respect to
the judicial aspects of that office." Id. at 1432 n.l.
The positions at issue in Butts and Dallas County, and the
position not considered in Port Arthur, were what can be viewed
35
as traditional single member offices, i.e., mayor, city council
president, single probate judge, or comptroller. There was only
one of each office in a given geographical area, and no problem
with overlapping jurisdictions. Here, there are many judges with
overlapping jurisdictions. Nonetheless, each acts alone in
wielding judicial power, and once cases are assigned there is no
overlap in decision-making.
Indeed there are special courts created within some judicial
districts that emphasize the single-member nature of the offices,
for not all of the judges handle the same type of work. Some are
courts of general jurisdiction, but some judges are elected
specifically to handle juvenile cases, or family law cases, or
criminal cases. To that extent they are separate offices, just
as county treasurer and sheriff are different positions. of
course, many of the judges do handle the same type of cases and
the cases are assigned to any of these judges within a given
geographical jurisdiction. There are many of them within a
geographical area, and the plaintiffs would find this
dispositive. A United States district court in Alabama has held
that Alabama trial courts similar to the Texas courts are multi-
member positions.!? Southern Christian Leadership Conf. v.
12 The district court in Clark v. Edwards, 725 F.Supp. 285
(M.D. La. 1988), also held that the at-large system of electing
trial judges in Louisiana impermissibly diluted black voting
strength, assuming that districts with more than one judicial
position were multi-member districts. In Haith v. Martin, 618
F.Supp. 410 (D.C.N.C. 1985), aff‘’d mem., 106 S.Ct 3268 (1986),
the district court referred to the superior court judges in North
Carolina, also trial judges, as “designated seats in multi-member
districts." Id. at 414. The issue there was not a violation of
Section 2, however, but whether Section 5 of the Act applied to
such judicial elections, requiring preclearance of changes.
36
Siegelman, 714 F.Supp. 511 (M.D. Ala.. 1989). The court
considered Dallas County and Butts, but concluded that
Although neither court expressly defined the term
"single-member office," it is clear to this court that
the phrase, as used in those cases, refers to a
situation where under no circumstances will there ever
be more than one such position in a particular
geographic voting area.
Siegelman, 714 F.Supp. at 518.
The court found that exclusive authority alone does not
define single-member official. Id. We disagree with this view
of multi-member versus single-member office and agree with the
argument made by defendants in Siegelman that
the hallmark of a single member office, as [the Butts
and Dillard] courts use the term, is not the fact that
the office is traditionally held by only one individual
but, more importantly, the fact that the full authority
of that office is exercised exclusively by one
individual.
714 F. Supp. at 518.
Viewing district judges as members of a multi-member body is
flawed in concept. Before any suits are filed, before any cases
are assigned, there is a group of judges with concurrent
jurisdiction, and plaintiffs maintain that this group should have
minority members, so that minorities’ views and concerns are
considered by the judges who decide important issues in their
lives. The problem is that once a case is assigned, it is
decided by only one judge. The other judges have absolutely no
say over the disposition of that case, and no influence over the
deciding judge. One commentator has described the Texas system
as a "one-judge, one court organization at the trial level, with
rigid jurisdictional lines and with each judge largely
37
independent of any supervisory control, except by way of
appellate review." Guittard, Court Reform Texas Style, 21 Sw.
L.J. at 455.
C.
It is implicit in Gingles that the effect of election
practices must be considered after taking the underlying
definition of the offices of state government as given. Even the
sharply divided Gingles Court agreed that its inquiries were only
into the legality of at-large methods of electing representatives
to a larger governing body. Section 2 does not grant federal
courts the authority to disregard the states’ basic arrangements.
We would not rest on inference to support such a grant of
authority. It would run counter to fundamental concepts of
federalism:
As broad as the congressional enforcement power is
[under the fifteenth amendment], it is not unlimited.
Specifically, . . . the power granted to Congress was
not intended to strip the States of their power to
govern themselves or to convert our national government
of enumerated powers into a central government of
unrestrained authority over every inch of the whole
Nation.
Oregon v. Mitchell, 400 U.S. 112, 128 (1970).
The State of Texas has chosen to have trial judges who wield
full judicial authority alone, a structure we must accept.
Subdistricting would not create an equal opportunity for
representation in decision-making, for
[t]here can be no equal opportunity for representation
within an office filled by one person. Whereas, in an
election to a multi-member body, a minority class has
an opportunity to secure a share of representation
equal to that of other classes by electing its members
38
from districts in which it is dominant, there is no
such thing as a "share" of a single-member office.
Butts, 779 F.2d at 148. What subdistricting does, rather than
provide minorities with representation in all decisions, is to
simply allocate judges, and thus judicial decisions, among
various population groups. The Voting Rights Act does not
authorize such allocation. It cannot be made to authorize
allocating judges by simply restating the office of district
judge as a shared office or by asserting that the "function" of
an office is not relevant. Saying that district judges in fact
share a common office that can be subdistricted does not make it
so. Nor does the assertion that function is not relevant make
sense. Function is relevant to the threshold question of what
features of the state arrangement define the office.
These judges all hear and decide their own docket of cases,
and their character as single-office holders instead of members
of a multi-member body is emphasized by the problems inherent in
attempting to break the linkage of jurisdiction and elective
base. To do so may well lessen minority influence instead of
increase it, surely not what Congress intended when it enacted
the Voting Rights Act or its amendments. The current system of
electing district judges at least permits voters to vote for each
and every judicial position within a given district, generally a
county. It is more likely, therefore, that minority voters will
have some influence on the election of each judge. Under the
district court’s order, each voter would have the opportunity to
vote for only one judge in each district, the judge whose
position was assigned to the subdivision. At the same time, a
39
minority litigant will be assigned at random to appear before any
district judge in the county. Under the district court’s orders
it is much more likely than not that a minority litigant will be
assigned to appear before a judge who is not elected from a
voting district with greater than 50% minority population.
Instead, the great majority of district judges will be elected
from new voting subdistricts with negligible minority populations
and, consequently, negligible minority political influence on the
outcome of those elections. Under the new order requiring
election of judges from subdistricts, 9 of the 59 judicial
positions in Harris county would be elected from minority-
dominated subdivisions. Minority voters would have very little
influence over the election of the other 50 judges, for the
minority population is concentrated in those 9 subdivisions.
When minority members are litigants, however, they would not
necessarily appear before one of the judges elected from a
minority-dominated subdivision. Instead, a minority member would
have an 84.75% chance of appearing before a judge who has little
direct political interest in being responsive to minority
concerns. !3 The minority member would have a 98.3% chance of
appearing before a judge in whose election he had not been able
to vote. This is not like the situation in Chisom, where the
judges were all part of one body, and every case that went to the
Louisiana Supreme Court was heard by all of the judges, so every
13 Moreover, cases without minority parties, but nonetheless
concerning issues important to minority groups, would have an
84.75% chance of being assigned to a judge with no accountability
to minorities living in the county.
40
individual litigant from the state of Louisiana was assured that
a judge for whom he had an opportunity to vote would hear his
case.
Requiring subdistricting for purposes of electing district
judges, unlike other offices, would change the structure of the
government because it would change the nature of the decision-
making body and diminish the appearance if not fact of its
judicial independence--a core element of a judicial office.
Trial judges would still exercise their full authority alone, but
that authority would no longer come from the entire electorate
within their jurisdictional area. Subdistricting would result in
decisions being made for the county as a whole by judges
representing only a small fraction of the electorate. This does
not occur when members of larger bodies are elected from
subdistricts, for when the body makes a decision, the interests
of all electors are still represented in each decision. When the
decisions are not made by a group, the nature of the decision-
making body as representative of all of the electors is
fundamentally changed through subdistricting. The State of Texas
has struck for the essential and defining quality of independence
by defining the office of trial judge as a person who judges
singly and whose power is derived from an electoral base equal to
jurisdictional base. Trial judges are not members of a multi-
member body, although there are many district judges, for the
district judges do not decide cases as a body. Disregarding the
state’s insisted linkage of elective base and jurisdiction for
single office holders by subdistricting or ignoring their
41
discrete activity, causes a fundamental change in the very office
of district judge, a result not contemplated by the Voting Rights
Act. These elements define the office; they are far more than
the "manner" of election.
One can view the single-official doctrine as being no more
than a statement of the mechanical impossibility of gaining
greater representation for minorities. This approach is simply a
resignation to the reality that if there is only one official,
there can only be an at-large election. A second view is that
the single official exception expresses far more. This view
recognizes that we must accept the state’s definition of the
office, and that where functions are singly exercised, providing
single-member districts is no more than proportional
representation in its most superficial form.
Some district courts have proceeded with the first view,
concluding that the single official doctrine is inapplicable
where more than one official was elected at-large by the same
electorate. It is plain that this entire suit rests upon the
premise that the single official exception reflects no more than
the reality that there is nothing to divide unless there is more
than one judge in a single county. It is no accident that this
suit attacks only the nine counties with multiple district judges
and minority populations. But, the right secured to minorities
under Section 2 of the Voting Rights Act to not have their vote
diluted is expressed in the assertion that their interests are to
be represented in governmental decisions. Where judges make
their decisions alone, electing judges from single member
42
districts only increases the likelihood that a small number of
governmental decisions will be influenced by minority interests,
while minority interests will not be represented at all in the
majority of judicial decisions. In this way subdistricting would
work a fundamental change in the scheme of self governance chosen
by the state of Texas, for it would change the authority behind
the decisionmaking body of the Texas courts--and in doing so it
would retard, not advance the goals of the Voting Rights Act.
In sum, the single-official concept as we apply it here,
whatever its full import in other contexts, is no more than a
specific application of the basic principle that analysis under
the Voting Rights Act proceeds without changing the state’s
definition of the office. With the judges acting alone, each
judge the decision-making body, a coterminous electoral and
jurisdictional base is a core component of the office.
Subdistricting would change that office in ways wholly different
from changing the selection of members of a governing body as
distinguished from the body itself.
43
D.
Plaintiffs argue that the state's interest in linking
jurisdiction and elective base is weakened because in 1985 Texas
granted authority to counties to provide for the election of
district judges from smaller geographical units. There are two
difficulties with this argument. First, no county has elected to
do so, and, second, the change only allows the creation of
districts smaller than a county. It does not purport to
authorize the election of district 3judges with countywide
jurisdiction from districts smaller than the county.
It is also suggested that there is no unacceptable
appearance of bias (translate, you still have a court of law) in
the prosecution of claims where one litigant is a constituent of
a district judge and the other is not. The argument continues
that such a circumstance is presented where one of the parties is
from another county. This suggestion ignores the fact that the
state recognized that elimination of this risk and appearance of
bias was essential to the office it was creating by an elaborate
set of rules controlling venue. Indeed, Texas has perhaps the
most developed venue practice of any of the states, doubtlessly
attributable to its diversity and size, allowing a mini-trial of
venue facts. Whether a trial proceeds in the plaintiff’s home
county in El Paso or a defendant’s home county in Dallas is of
great moment. In sum, the intercounty bias argument proves,
rather than defeats, the point. Avoiding the fact and appearance
of bias is a powerful state interest. There is no corresponding
system of venue rules for a subdistricted county. Rather, as we
44
explained, the state insists on linking the elective and
jurisdictional base. Texas wants a trial judge, not a partisan.
We are persuaded that Texas has a compelling interest in linking
jurisdiction and elective base for judges acting alone. By
definition there can be no dilution from the county-wide election
of such single officials.
45
JOHNSON, Circuit Judge, dissenting:
Introduction
Let it be clear at the outset: this case presents
compelling allegations of racial discrimination brought under the
United States Voting Rights Act by black and Hispanic minorities.
Congress intended the Voting Rights Act to be a key measure in
its efforts to erase a haunting legacy of racial discrimination
in the United States. The majority and concurring opinions in
this case, in reasoning inconsistent with this Court’s long
history of progressive and enlightened interpretation of civil
rights legislation,l seriously cripple this congressional intent.
Despite unmistakable congressional statements concerning the
broad scope of the Voting Rights Act, the majority and concurring
opinions have taken different directions to achieve the same
result: they deny minority groups the right to challenge
discriminatory practices in judicial elections.
The majority opinion is completely isolated. No previous
court has ever even suggested that judicial elections might be
exempt from the reach of Section 2 of the Voting Rights Act. To
the contrary, this Court, the United States Court of Appeals for
i This Court’s history of courageous efforts to end racial
discrimination in the South are well known. See J. Bass,
Unlikely Heroes (1981). For instance, in 1973 this Court handed
down a landmark Voting Rights Act decision, Zimmer v. McKeithen,
485 F.2d 1297 (5th Cir. 1973) (en banc), aff'd sub nom. East
Carroll Parish School Board v. Marshall, 424 U.S. 636 (1976) (per
curiam), which established an enlightened set of standards to be
applied under the Voting Rights Act's "totality of the
circumstances" test. The Supreme Court later cited Zimmer as the
authoritative exposition of these standards. See Thornburg v.
Gingles, 478 U.S. 30, 36 n.4 (1986).
the Fifth Circuit, had earlier concluded that Section 2 applied
to all elections, including judicial elections. Not only does
the majority opinion reverse this two year old precedent, but it
also demonstrates a shocking lack of concern for the urgently
argued position of the Attorney General, who has consistently
maintained that the Voting Rights Act reaches all elections. The
majority’s isolated opinion stands as a burning scar on the flesh
of the Voting Rights Act; the majority opinion is not simply
wrong, it is dangerous.
Judge Higginbotham’s concurring opinion ("the concurrence")
is scarcely removed from the majority opinion. Like the majority
opinion, the concurrence is wholly inconsistent with the reasoned
decisions of numerous courts and the established position of the
Attorney General. The concurrence purports to rely upon
compelling precedent from another federal court. But in truth,
the concurrence is entirely premised upon a single case that is
not authority for the concurring opinion‘s eccentric holding.
The scar the concurrence would leave on the Voting Rights Act is
no less injurious than that the majority inflicts; the
concurrence is not only wrong, it too is dangerous.
Several truths are self-evident from the clear language of
the statute that had heretofore opened the electoral process to
people of all colors. The Voting Rights Act focuses on the
voter, not the elected official. The Act was intended to
prohibit racial discrimination in all voting, the sole inquiry
being whether the political processes are equally open to all
persons, no matter their race or color. The Act is concerned
only with the intent of persons of "race or color" in casting a
ballot; it has no interest in the function of the person holding
the office. Yet, the majority and concurring judges carve out a
sweeping exception to the Act’s intended scope, concluding that
the Voting Rights Act does not apply to judicial elections (or at
least some judicial elections). I refuse to join my fellow
judges’ purposeful and calculated deprivation of the Voting
Rights Act’s ability to eliminate racial discrimination in the
electoral process.
I.
THE MAJORITY OPINION
In 1988 this Court handed down its decision in Chisom v.
Edwards, 839 F.2d 1056 (5th Cir.), cert. denied sub nom. Roemer
v. Chisom, 109 S. Ct. 390 (1988), which held that Section 2 of
the Voting Rights Act applies to judicial elections. Today, in
an opinion that mutilates familiar precepts of statutory
construction, ? the majority rudely abandons the Chisom
4 Purporting to apply the text of the statute, Majority Opinion
at 23 n.1l4, the majority essentially concludes that the term
"representative" in Section 2 of the Voting Rights Act is
synonymous with the term "legislator." To the contrary, the
majority is not applying the text of the statute, but rather it
is applying its own novel definition of an isolated term
appearing on one single occasion in the statute. Be that as it
may, the majority still should never have reached the point of
literally applying the text of the statute. In this Circuit, it
is established law that "literal statutory construction is
inappropriate if it would produce a result in conflict with the
legislative purpose clearly manifested in an entire statute or
statutory scheme or with clear legislative history." Almendariz
v. Barrett-Fisher Co., 762 F.2d 1275, 1278 (5th Cir. 1985).
Conveniently, the majority opinion ignored this established law,
probably because it knew that its "literal" definition of
"representative" was inconsistent with other language in the
Voting Rights Act and the legislative history of the Act.
precedent.3 The majority, concluding that the Act does not apply
to any judicial election, delivers a devastating blow to the
3 On May 27, 1988, a panel of this Court denied a Petition
for Rehearing and for Rehearing En Banc in Chisom v. Edwards
because "no member of this panel nor Judge in reqular active
service on the Court ... requested that the Court be polled on
rehearing en banc." (emphasis added). Despite the denial of
rehearing in Chisom concerning the applicability of Section 2 of
the Voting Rights Act to judicial elections, the majority now
utilizes the grant of en banc consideration in the instant case
to reconsider Chisom. Such action, while certainly not
prohibited, offends the familiar principle of stare decisis. It
cannot be stated too adamantly: the majority of this Court is
reconsidering a decision on which, just barely two years ago, no
member of the Court even suggested holding the mandate in order
to explore the possibility of a need to reconsider the case en
banc.
The capricious path the instant case was forced to take to
accomplish the rejection of Chisom v. Edwards is revealing. As
late as January 11, 1990, just as a special session of the Texas
legislature was convened, a panel of this Court, two members of
which are now aligned with the majority position, entered an
order staying the judgment of the district court in the instant
case. The express intent of this order was to afford the
legislature a reasonable time to address the issues presented in
the federal district court’s decision. In part, it recited:
IT IS ORDERED that appellants’ motion for stay pending
appeal are [sic] GRANTED. We do so in order that the State of
Texas may be allowed a reasonable opportunity to address the
problem presented by the holding of the district court [in the
instant case] entered November 8, 1989, that the state system of
selecting judges is invalid as violating Section 2 of the Voting
Rights Act. ..
That holding, if sustained on appeal, will require an
organic and wholesale review and reconstitution of the Texas
judicial selection system, a task which should be addressed and
carried out by the state’s elected representatives, rather than
by the federal courts. Only if it becomes apparent that the
state is unwilling to act with measured and appropriate speed in
this regard should our courts intervene. When the State has had
a reasonable period within which to address the problem presented
in a special session of the Legislature, the Court will entertain
a motion to dissolve. That has not yet occurred: when it does,
we will be amenable to a motion to dissolve the stay which we
enter today.
League of United Latin American Citizens v. Clements, No. 90-8014
(3th Cir. Jan. 11, 1990) (unpublished). The stay order, which
cited Chisom and presumed the validity of Chisom, remained in
effect until March 28, 1990, when it was dissolved by the panel
Act’s continuing ability to eliminate racial discrimination in
voting. At this stage, there is little reason to revisit in
detail Judge Higginbotham’s refutation of the majority’s attack
on Chisom v. Edwards. It is sufficient simply to reiterate a few
essential--and well established--points.
Congress enacted the Voting Rights Act in 1965 "to rid the
country of racial discrimination in voting." South Carolina v.
Katzenbach, 383 U.S. 301, 315 (1966). Since the inception of the
Act, the Supreme Court has consistently interpreted the Act in a
manner which affords it "the broadest possible scope" in
combatting racial discrimination. Allen v. State Board of
Elections, 393 U.S. 544, 567 (1969). Other courts, including
this Court, have followed the Supreme Court’s lead. See, e.qg.,
Zimmer v. McKeithen, 485 F.2d 1297 (5th Cir. 1973) (en banc),
aff'd sub nom. East Carroll Parish School Board v. Marshall, 424
U.S. 636 (1976) (per curiam). As a consequence, the Voting
Rights Act regulates a wide range of voting practices and
procedures. See United States v. Board of Commissioners, 435
U.S. 110, 122+23..(1978).
which originally heard the instant case. That same day, the
members of this Court voted to hear the case en banc on an
expedited schedule. The panel opinion here was rendered on May
11, 1990, and the en banc Court heard oral arguments on June 19,
1990.
The presumption of this Court as late as January 11, 1990,
concerning the validity of Chisom and its inescapable holding
that the Voting Rights Act applies to all judicial elections was
obliterated like parched grass in the face of a late summer
prairie fire. The fire is beyond reason or control as it races
across the prairie--yet its cause is unknown.
For a resolution of the instant case, it is unnecessary to
look beyond Section 14(c)(1) of the Voting Rights Act, which
defines the salient word "voting" and describes the range of
election practices that are encompassed within the regulatory
sphere of the Act:
The terms "vote" or "voting" shall include all action necessary
to make a vote effective in any primary, special, or general
election, including, but not limited to, registration, listing
pursuant to this subchapter or other action required by law
prerequisite to voting, casting a ballot, and having such ballot
counted properly and included in the appropriate totals of votes
cast with respect to candidates for public or party office and
propositions for which votes are received in an election.
42 U.S.C. § 19731 (1982) (emphasis added). Can this language in
the Act itself be ignored? It is indisputable that Texas’
elected judges are "candidates for public or party office."
Thus, by its express terms, the Voting Rights Act applies to
state judicial elections. Indeed, this is the only result
consistent with the plain language of the Act.
Nonetheless, relying on a restrictive definition of the
single word "representative" in Section 2 of the Act, the
majority determines that the Voting Rights Act does not
necessarily apply to all "candidates for public or party office."
Such a conclusion breaches several established canons of
statutory construction. The majority's restrictive definition of
"representative" violates the requirement that remedial
legislation such as the Voting Rights Act be broadly construed.
See Allen, 393 U.S. at 565. The majority’s reliance on an
isolated term violates the requirement that a reviewing court
examine a statute in its entirety. See Duke v. University of
Texas at El Paso, 663 F.2d 522, 525 (1981), cert. denied, 469
U.S. 922 (1984).
Moreover, the majority’s awkward decision violates the
requirement that a reviewing court avoid statutory
interpretations that lead to an absurd or inconsistent result.
See United States v. Turkette, 452 U.S. 576, 580 (1981). As just
one example of the majority opinion’s troubled logic, consider
the majority’s crude attempt to distinguish judges from other
elected officials. The majority repeatedly urges that judges are
not "representatives" within the comprehension of the Voting
Rights Act because judges are not advocates; that is, judges
"speak for and to the entire community, never for segments of it
and still less for particular individuals." Majority Opinion at
19 (emphasis in original). Yet, at the same time, the majority
recognizes that this Court has already found that many other
elected officials are "representatives," officials who also
cannot fairly be described as advocates for segments of the
community or particular individuals. Majority Opinion at 23
n.l14. A county sheriff or court clerk, for example, speaks for
and to the entire community--is responsible for and to the entire
community. If a county sheriff or court clerk, as with a judge,
attempted to act in a partisan manner, that person would be
grossly deficient in his or her duties.
It should be clear by this point that the majority’s
decision is less an attempt to interpret congressional intent
concerning the reach of the Voting Rights Act, and more an
attempt to effectuate the majority’s policy determination that
state judicial elections should be immune from federal
congressional interference. Perhaps the strongest evidence of
the majority’s desire to supplant the stated aims of Congress
with its own policy preferences is its conspicuously casual
treatment of the position of the United States Attorney General.
In United States v. Board of Commissioners, 435 U.S. at 131, the
Supreme Court concluded that the Attorney General's
interpretation of the Voting Rights Act is persuasive evidence of
the original congressional understanding of the Act, "especially
in light of the extensive role the Attorney General played in
drafting the statute and explaining its operation to Congress."
Id. In the present case, the Attorney General has filed an
amicus curiae brief which maintains that the scope of Section 2
of the Voting Rights Act reaches all elections, including
judicial elections. But remarkably, the majority dismisses the
Attorney General's position, noting simply that it does not seem
to "weigh very heavily in the scales." Majority Opinion at 23.
The application of Section 2 should depend solely on the
fact of nomination or election. As the Eleventh Circuit has--a
Circuit which shares this Court’s long tradition of enlightened
enforcement of federal civil rights legislation--has noted,
"[n]owhere in the language of Section 2 nor in the legislative
history does Congress condition the applicability of Section 2 on
the function performed by an elected official." Dillard v.
Crenshaw County, 831 F.2d 246, 250-51 (llth Cir. 1987) (emphasis
added). By exempting an entire class of elected officials from
Section 2 simply on the basis of their judicial function, the
majority has not only inextricably placed this Court at odds with
the conclusions of other circuits, but also has struck a
devastating blow to the Voting Rights Act’s ability to alleviate
racial discrimination in the voting process.
II.
THE CONCURRENCE
Judge Higginbotham’s concurring opinion concludes, and I
agree, that the Voting Rights Act applies to judicial elections.
The concurrence, however, is itself seriously flawed. Critical
examination of the concurring opinion’s construction of the
single office holder exception reveals the error:%4 the
concurrence’s creative interpretation of the Voting Rights Act
would result in the per se exclusion from the reach of the Voting
Rights Act of elections for the greatest part of the judiciary--
state district court judges. In a troubling display of judicial
intervention, the concurrence'’s result-oriented opinion fails
even to acknowledge the clear purpose of the Act evidenced in its
language and legislative history.
In adopting the Civil War amendments, Congress was propelled
by a concern for the emasculation of minority voting strength
through the puissant coupling of bigotry with state supported
election practices.> Similarly, a century later, Congress
enacted the Voting Rights Act for the broad purpose of
eradicating racial discrimination in voting across the length and
4 The concurrence asserts that there can be no dilution of
minority voting strength where the elected official acts
independently, regardless of whether there are one or one hundred
such official posts in the relevant district.
See Concurring Opinion at 24.
breadth of this nation.® In 1982 amendments to the Act, Congress
strengthened the Act’s promise to ensure minorities equal access
to the political process. The Senate Report accompanying the
1982 amendments indicates that the Voting Rights Act was designed
not only to correct active discrimination, but to "deal with the
accumulation of discrimination." Senate Report Accompanying the
1982 Amendments to the Voting Rights Act at 5. Especially in
light of the history and language of the Act, it is axiomatic
that the relevant inquiry centers on the voter--specifically, the
minority voter--not on the elected official. The Act is, after
all, the Voting Rights Act.
Section 2 and the Judiciary
The majority opinion concludes that state district court
judges are not "representatives" within the comprehension of
Section 2 of the Voting Rights Act. However, as the concurrence
aptly notes, the term "representative" in Section 2 is not
synonymous with "legislator." Congress intended the Voting
Rights Act to prohibit and alleviate discrimination in all
voting, a term which Congress defined to include any action
necessary to make a vote effective in any election with respect
to any candidate for public or party office.’ From the language
6 president Ford's poignant words are as powerful today, fifteen
years later: "the right to vote is the very foundation of our
American system, and nothing must interfere with this very
precious right." President Gerald Ford, Remarks Upon Signing A
Bill Extending the Voting Rights Act of 1965 (August 6, 1975).
The United States Attorneys General, in an unbroken chain,
have consistently interpreted the Voting Rights Act broadly, and,
more recently, have interpreted Section 2 to reach elected
judges. At the time the original Voting Rights Act was passed in
1965, the Attorney General stated that "every election in which
registered voters are permitted to vote would be covered."
30 -
of the Act as a whole, it is clear that the term "representative"
corresponds with the term "candidate." It is also clear that a
contestant in a judicial election is a candidate for public
office. Thus, the language and reasoning of the concurring
opinion is sound to the limited extent it urges that neither the
words nor the legislative history of the Act indicate any
intention on the part of Congress to exempt judicial elections
from coverage.
This Court has previously addressed the question of the
Act’s application to judicial elections. In Chisom v. Edwards, a
case which examined the application of Section 2 in the context
of a challenge to Louisiana’s system of electing state supreme
voting Rights: Hearing Before Subcommittee No. 5 of the House
Judiciary Committee, 89th Cong. lst Sess. 21 (1965) (emphasis
added) . In both Chisom v. Edwards, 839 F.2d 1056 (5th Cir.),
cert. denied sub nom. Roemer v. Chisom, 109 S. Ct. 390 (1988),
and in the instant case, the Attorney General filed an amicus
brief in which he maintains that the scope of Section 2 reaches
all elections, including judicial elections.
Additionally, in a recent Section 5 preclearance review, the
Assistant Attorney General denied preclearance of a proposed
majority vote, designated post, at-large method of judicial
elections in Georgia similar to that under attack in the instant
case, concluding in part:
Our review of a broad range of evidence in this regard indicates
that polarized voting generally prevails in all of the superior
court circuits now under review and there is a consistent lack of
minority electoral success in at-large elections. Thus, it
appears that, in the totality of the circumstances, black voters
in these circuits have a limited opportunity to elect their
preferred candidates....
In addition, the state has not shown how its interests are
served by circuitwide elections in many of the circuits now
at issue where the at-large election feature is in apparent
violation of Section 2 of the Voting Rights Act.
Letter from Assistant Attorney General John R. Dunne to Georgia
Attorney General Michael J. Bowers (Apr. 25, 1990). -
w 11 %
court justices, a panel of this Court held that Section 2 applies
with equal force to judicial elections. As in the concurring
opinion in the instant case, the outcome in Chisom hinged upon an
examination of both the plain language and the legislative
history of the Act.
Despite a basic agreement with this Court'’s earlier analysis
in Chisom, the concurrence here attempts to shift the focus of
the Voting Rights Act from the minority voter to the elected
official. This Court recognized in Chisom that the term
"representative" for purposes of the Voting Rights Act may be
defined as anyone selected by popular election from a field of
candidates to fill an office.8 The definition of
"representative" in Chisom intertwines with the statute’s
definitions of "vote" and "voting" and assures the Act's
application to all elections. The concurrence in the present
case, however, subtly constricts this definition. While
acknowledging that Congress used the terms "candidate" and
"representative" interchangeably when drafting the Act, the
concurrence defines "representative," at least within the narrow
confines of Texas elections for district judges, as "one who is
chosen to be responsive to the people and to represent their
interests in decisions." Concurring Opinion at 7. The
concurrence’s definition attempts to precipitously limit the
scope of the Act's remedial provisions, emphasizing the position
of the office-holder over the status of the voter. The
8 cChisom, 839 F.2d at 1060.
anticipated responsive nature of a particular office (or office
holder) is of absolutely no consequence to the initial and
dispositive question of whether the office is filled through the
use of an electoral process.’ Nonetheless, the concurrence’s
definition is necessary to its "single official" argqument--which
is based in part on an examination of the duties and functions
performed by a trial judge once he or she is in office--and the
argument that the State has a compelling interest in retaining
the current system.
The Minority Voter
Despite Congress’ clear statement that the Voting Rights Act
applies to all voting, the concurrence, through rhetoric
9 1t is true that one of the Senate Report factors that may
be probative in a vote dilution case to establish a Section 2(b)
violation is "whether there is a significant lack of
responsiveness on the part of elected officials to the
particularized needs of the members of the minority group." S.
Rep. at 29. However, the Senate Report emphasizes that
“[ulnresponsiveness is not an essential part of plaintiff's
case." Id. at n.116. In fact, in Clark v. Edwards, 725 F. Supp.
285 (M.D. La. 1988), a case involving a vote dilution challenge
to the use of multi-member districts and at-large voting to elect
Louisiana district court, family court, and court of appeals
judges, the district court remarked that the element of
responsive representation simply is not a consideration in a
judicial election case:
The Senate Report...also suggested that lack of
responsiveness on the part of elected officials to the
particularized need of the members of the minority group
might be a factor in some cases. ... That obviously is not a
factor in this case since the only response which a member
of the judiciary may make is to rule on all matters fairly
and impartially, without favoring or being prejudiced
against any group.
Id. at 301. Consequently, while a state’s interest in retaining
a system which exudes an appearance of impartiality may be
considered among the totality of the circumstances, the converse,
actual responsiveness, should not be relevant to a claim of vote
dilution in the context of a judicial election.
“13
surrounding the term "representative," attempts to shift
attention from the one casting a vote to the one for whom the
vote is cast. Not one word or thought contained in Section 2(a)
or (b) supports, or is suggested by the concurrence in support,
of this effort. The Voting Rights Act was designed to eradicate
discrimination in voting, and the essential inquiry is whether
the political processes leading to the casting of the ballot are
equally open to all persons, no matter what their race or color.
Nothing in the language of Section 2 suggests that a
reviewing court should concentrate on the type of election under
dispute--whether it is for a mayor, an alderman, a legislator, a
constable, a judge or any other kind of elected official.l0
Rather, the sole focus of Section 2 is the minority voter--
10 Section 2, as amended in 1982, now provides:
(a) No voting qualification or prerequisite to voting or
standard practice, or procedure shall be imposed or applied by
any State or political subdivision in a manner which results in a
denial or abridgement of the right of any citizen of the United
States to vote on account of race or color, or in contravention
of the guarantees set forth in section 1973b(f)(2) of this title,
as provided in subsection (b) of this section.
(b) A violation of subsection (a) is established if, based
on the totality of circumstances, it is shown that the political
processes leading to nomination or election in the State or
political subdivision are not equally open to participation by
members of a class of citizens protected by subsection (a) of
this section in that its members have less opportunity than other
members of the electorate to participate in the political process
and to elect representatives of their choice. The extent to
which members of a protected class have been elected to office in
the State or political subdivision is one circumstance which may
be considered: Provided, That nothing in this section
establishes a right to have members of a protected class elected
in numbers equal to their proportion in the population.
42 U.S.C. § 1973 (1982).
specifically, whether the minority voter has been allowed the
opportunity to participate fully in the democratic process.
Nowhere in the language of Section 2 nor in the
legislative history does Congress condition the
applicability of Section 2 on the function performed by
an elected official. ... Once a post is open to the
electorate, ... if it is shown that the context of that
election creates a discriminatory but corrigible
election practice, it must be open in a way that allows
racial groups to participate equally.
Dillard v. Crenshaw County, 831 F.2d 246, 250-51 (llth Cir.
1987).11
The instant case reveals an electoral scheme which is
"discriminatory but corrigible." Whenever a number of officials
with similar functions are elected from within a discrete
geographic area, there exists the inherent potential for vote
dilution. The concurrence, however, ignores this verifiable
fact, and concludes that, because the full authority of the
elected position is exercised exclusively by one individual,
there can be no impermissible dilution of the minority vote.
The Voting Rights Act is not concerned with the power and
authority vested in the elected office. It is the value and
efficacy of the political process accorded the voter, not the
office holder, which is secured by statute. The Supreme Court's
decision in Thornburg v. Ginglesl2 stressed Congressional concern
over the submergence of minority votes as a result of significant
white bloc voting. The express language of Section 2(b), which
looks only to the "political processes leading to nomination or
11 this Court, in Chisom, stressed the soundness of the Dillard
court’s reasoning. Chisom, 839 F.2d at 1060.
12 478 u.s. 30 (1986).
- 15 w
election” and to whether minority members "have less opportunity
than other members of the electorate to participate in the
political process and to elect representatives of their choice,"
emphasizes this Congressional concern on the voter and not the
elected official. Congress focused in Section 2 on the
elimination of discrimination in voting (thus the title of the
Act), and on the creation of minority opportunities for electoral
success. See Gingles, 478 U.S. 30, 48 (1986); Haith v. Martin,
618 F. Supp. 410, 413 (E.D.N.C. 1985), aff’d, 477 U.S. 901 (1986)
(the Act applies "to all voting without any limitation as to who,
or what, is the object of the vote") (emphasis in original).
The concurrence asserts that the essential right secured to
minorities under Section 2 is the right to have "their
interests...represented in governmental decisions." Concurring
Opinion at 45. In this way, the concurrence bolsters its
argument that creating smaller districts in multi-seat counties
would create a perverse result by lessening "minority influence"
over the decisions reached in lawsuits. Going further afield,
the concurrence expresses concern that under a system such as
that authorized in the district court’s interim plan, there is a
high probability that a minority voter appearing in court will
have his or her case heard by a judge whom he or she had no hand
in electing.
The concurrence’s discussion approaches the perceived
problem from the wrong end; 13 again, quite simply, the focus
13 Congress has acknowledged that, depending on whether the
right or the wrong question is posed, courts may reach a
- 16
should be on the rights of the voter, not the litigant. The
essential inquiry is whether the minority vote is diluted--
whether minority citizens have an equal chance of electing
candidates of their choice. As the concurrence acknowledges, the
standard is whether the political processes are equally open to
participation. The focus of the 1982 legislative history of the
Act, the 1985 amendment, and Gingles is on electoral
opportunities and success.
The concurrence refuses to acknowledge the preeminence,
within the context of the Voting Rights Act, of the efficacy of
the minority vote. The concurrence notes that, because all
registered voters in the county vote for all the judges,
"minority voters have some influence on the election of each
judge." Concurring Opinion at 42. This statement entirely
avoids the issue: the instant case is before this Court because
minority voters have asserted and proven that any influence they
may potentially have as a cohesive voice--whether as to the
conclusion which is totally anathema to the intent of the
legislature. See, e.g., S. Rep. at 28 (discussing the "wrong
test" imposed by the intent test). The concurring opinion’s
rear-ended approach can best be illustrated through the use of
another question: Does the Act guarantee that minority interests
are represented or that minorities have access to the political
process? While it is undoubtedly presumed that an elected
official will represent the desires of the voters, the Voting
Rights Act does not speak to such a presumption. While it may
seem that the two questions are simply different sides of the
same coin, the distinction is one which the legislature has
contemplated. If the concurrence’s statement that the "right
secured to minorities under Section 2 of the Voting Rights Act to
not have their vote diluted is expressed in the assertion that
their interests are to be represented in governmental decisions"
were correct, this would lead to the absurd conclusion that a
plaintiff could, pursuant to the Voting Rights Act, bring to task
an elected official who has not, during his tenure in office,
given proper deference to minority interests.
- 17%
election of one judge or several--is subliexged at the ballot box
by white bloc voting.
Even more disturbing, however, is the concurrence’s
confusion of the minority as voter and the minority as litigant.
This confusion is best illustrated by the concurrence’s concern
that, under a single member districting scheme such as that
imposed by the federal district court’s interim plan, "a minority
member would have an 84.75% chance of appearing before a judge
who has no direct political interest in being responsive to
minority concerns." Id. at 43. The right of minorities to an
equal opportunity to elect the candidates of their choice
encompasses more far-reaching effects than the statistical
probability that a minority litigant will appear before a judge
of like race or color.l4 Despite the progress achieved under
federal and state civil rights statutes, minorities in this
country are far from free of the lingering legacy of racial
discrimination, even at the ballot box.
The Function of Function
When juxtaposed against the express language of the Act, a
test which requires an examination of the function of the elected
14 Black and Hispanic judges serve as role models for other
minority group members, who may not have envisioned a legal or
judicial career as a real possibility in the past. In addition,
minority electoral victories encourage other minority members to
participate in the political process by voting and by running for
office. Persistent minority defeat, on the other hand, leads to
apathy among minority voters and a feeling of exclusion from the
opportunity to join in the process of self-government. To assert
that these interests are any less tangible because of the nature
of the elected office is to pervert the very core of the Voting
Rights Act.
- 18 -
official is inherently suspect by virtue of its obvious judicial
invention. As one court has emphatically noted,
[n]Jowhere in the 239 pages of the [Senate] Report is
there any indication whatsoever that Congress intended
the Voting Rights Act to apply to only particular types
of elections. Rather, the entire Report indicates ...
that the 1982 amendment was intended to effect an
expansive application of the Act to state and local
elections.
Southern Christian Leadership Conference v. Siegelman, 714 F.
Supp. 511 (M.D. Ala. 1989). The title or duties of an elected
office are inconsequential to the fundamental question of
whether, due to significant white bloc voting, the votes of a
cohesive minority group are consistently submerged and rendered
ineffectual to elect the minority’s preferred candidate.
The concurrence opines that "[f]unction is relevant to the
threshold question of what features of the state arrangement
define the office." Concurring Opinion at 41. This statement in
its broadest sense is undoubtedly true. In the context of the
Voting Rights Act, however, the compelling question is at what
point that function will be examined. The Act’s focus on the
minority voter reinforces the proposition that the function of
the elected official is only relevant to an examination of
whether, under the totality of the circumstances, a Section 2
violation has been established, not whether Section 2 is
applicable.
To focus primarily on the function of the official during
the initial analysis of a Voting Rights Act claim is to ignore
the essential inquiry of the Act: “whether, as a result of the
challenged practice or structure, the fundamental right of
“i 10 im
minorities to elect candidates of their choice and to participate
equally in the political process has been violated." Senate
Report at 28 (emphasis added). The quoted language indicates
that, contrary to the concurring opinion’s assertions, a
reviewing court is not bound to accept a state’s governmental
plan if that plan in fact results in the illegal submergence of
minority votes.l3 If deference to the function of an official
were in fact required, courts would have been acting contrary to
the law since the very origin of voting rights litigation.
Surely the imposition of single member districts in a judicial
context treads no more upon a state’s electoral scheme than the
now familiar court-ordered displacement of well-entrenched at-
large election schemes for legislative bodies.l16
Vote Dilution and Single-Member Offices
The concurrence, characterizing Texas district court judges
as single officeholders, 17 concludes that no violation of Section
15 In fact, the concurrence concedes that "section 2, if a
violation is found, can lead to the dismantling of an entire
system of voting practices that may have been in place for many
ears." Concurring Opinion at 30.
The concurrence repeatedly argues that affording the minority
plaintiffs relief in the instant case would totally dismantle the
trial-level judicial system which Texas has chosen to implement.
The torch has already destroyed this straw man; as the
concurrence has pointed out, Texas has structured its government
such that elected trial judges often wield their power
independently. Even if single member districting should be the
remedy ultimately imposed in the instant case, this fundamental
characterization would not be altered.
17 A court reviewing a claim of vote dilution must look to the
plaintiffs and whether their votes, although cast, are impotent.
The plaintiffs’ success depends on an adequate demonstration of
vote dilution. This task may be impossible where there is only
one office at issue in the relevant jurisdiction because the
election of an official to such an office, - with unique
responsibilities over a discrete geographical area, is unlikely
- D0 iv
2(b) can be shown because "each judge holds a complete judicial
office," and there can be no share of such a single-member
office. Concurring Opinion at 33. This application of the so-
called "single officeholder exception" is entirely without
support.
The concurrence relies primarily on the Second Circuit'’s
opinion in Butts v. City of New York, 779 F.2d 141 (2d Cir.
1985), which examined New York's primary run-off election law.
The contested New York law provided that if no candidate for
mayor, city council president, or comptroller received more than
forty percent of the vote in a party primary, then a run-off
election is held between the two candidates receiving the most
votes. The district court, concluding that the totality of the
circumstances demonstrated a Section 2 violation, found in favor
of the minority plaintiffs. The Second Circuit reversed, noting
that
[tlhe concept of a class’s impaired opportunity
for equal representation [cannot be]...uncritically
transfer(red] from the context of elections for multi-
member bodies to that of elections for single-member
to have dilutive potential. In short, no divisible alternative
can be made. In the instant case, however, several similar, if
not identical, positions are sprinkled throughout a relevant
geographic area, presenting the likely potential for vote
dilution.
The concurring opinion reaches the tenuous conclusion that
Congress intended Section 2 to prohibit the discriminatory
dilution of minority voting strength when minorities are
attempting to elect appellate court judges, but that Section 2(b)
can never reach the at-large elections of trial judges--
regardless of whether one or one hundred judges are elected from
the same district--because the latter officials decide
controversies independently. There is no support for this
contention in the words of the Act, in the legislative history of
Section 2, nor in logic for this result-oriented contrivance.
- 21
offices....[T]here is no such thing as a "share" of a
single-member office.
Butts, 779 F.2d at 148. The concurring opinion rests squarely--
and solely--on this brief passage from Butts; examination of the
particular facts in Butts, however, reveals that this passage
provides absolutely no support for the concurrence.
In Butts, the voting district consisted of a municipality.
From this voting district, three positions were filled by
election. The three positions were the offices of (1) mayor,
(2) city council president, and (3) comptroller. Concluding that
it is impossible to capture a "share" of a single member office,
the Second Circuit held that the contested electoral law did not
trigger a vote dilution analysis and therefore could not violate
Section 2(b).18 The instant case, on the other hand, involves
18 The Butts rule that a single-member office is not physically
divisible has been implicitly rejected in Carrollton Branch of
NAACP v. Stallings, 829 F.2d 1547 (11th Cir. 1987), cert. denied
sub nom. Duncan v. Carrollton, 485 U.S. 936 (1988). In Stallings,
plaintiffs challenged the one-person form of county commission
government in Carroll County, Georgia, because it diluted
minority voting strength and lessened the opportunity of black
persons in the county to participate in the electoral process.
This one-person system had been in effect since 1953. The
Eleventh Circuit reversed the judgment in favor of the
defendants, holding that the district court had applied the
incorrect legal standard (in light of Gingles) by failing to give
the proper weight to the two most important factors in a Section
2 vote dilution claim: (1) the extent to which minorities had
been elected, and (2) the existence of racially polarized voting.
Jd. at. 1555.
In its brief discussion of Stallings, the concurrence
mischaracterizes the Eleventh Circuit’s analysis, implying that
the reversal turned only on the presence of evidence indicating a
discriminatory intent. In fact, the Eleventh Circuit devoted
most of its discussion to an analysis of the "effects" test of
Section 2 and Gingles, and to the district court’s findings as to
whether the single-member scheme resulted in discriminatory vote
dilution. The Eleventh Circuit reversed the district court’s
judgment based both on its treatment of the plaintiffs’
constitutional challenge, and on its treatment of the Section 2
challenge as well.
- 22 -
the election of multiple judges to virtually identical positions
in one geographic area, with each judge exercising autonomy over
his or her particular office. The concurrence incorrectly
extends Butts’ reasoning to conclude that if minority groups are
unable to elect their preferred candidate to these autonomous
positions, the result is simply a consequence of the political
process and not the result of vote dilution.
Butts stands for nothing more than the unremarkable
proposition that in certain electoral situations, there exists
only one relevant office for the whole electorate. In Butts, one
of the offices at issue was the position of mayor. The Second
Circuit reasoned that unlike the electorate which selects
candidates to fill the legislature, the electorate which selects
a candidate to fill the mayoralty cannot be subdivided into
districts. In holding that a mayoral election cannot be the
basis of a vote dilution claim, Butts thus focuses on the
electorate and whether the electorate can be subdivided; it does
not focus on the official and whether the official or his office
can be subdivided.
On a cursory examination of the concurring opinion, its
attempted expansion of the Butts rationale might seem plausible.
This superficial plausibility, however, is what makes the
concurring opinion so dangerous; it has the potential to seduce
the unwary into an interpretation of the Voting Rights Act that
would frighteningly limit the applicability of the Act. The
concurrence'’s understanding of the "single officeholder
- 33.
exception" is seriously flawed, and must not be allowed to do
further damage.
In its broadest sense, the concurrence’s conception of the
"single officeholder exception" states absolutely nothing. Every
officeholder is a single officeholder; no position is shared by
more than one person. Every officeholder exercises complete
authority over the duties of his or her office. To say that a
district judge in Texas exercises full responsibility over his
office simply does not advance the analysis. Every state
legislator exercises full responsibility over his or her office;
in that respect the legislator is no different from a judge.
Every county sheriff exercises full responsibility over his or
her office; in that respect the county sheriff is no different
from a judge.
The problem with the concurrence’s single officeholder
analysis is that it misdirects the focus of the inquiry. The
question is not whether a judge can be subdivided, as the
concurrence posits, but rather whether the judiciary can be
subdivided, or more precisely, whether the electorate that
selects the members of the judiciary can be fairly subdivided
such that the votes of minority voters within the electorate are
not submerged in a bloc of white votes. The focus must be on the
electorate, and not on the individuals who are chosen by those
voters.
Nonetheless, in an unprecedented example of judicial
creativity, the concurrence attempts to expand the Butts rule by
authorizing an examination of a trial court judge’s role as a
- 24
sole decisionmaker.l9 Such an expansion flies in the face of
congressional intent that the Act liberally apply to all forms of
voting. The concurrence does not do justice to the spirit of the
Voting Rights Act by attempting to expand Butts to a situation in
which several virtually identical positions are elected by the
same electorate to serve the same geographic area.
Whether an office-holder wields his power in an individual
or collegial manner is simply not the relevant inquiry. Butts,
the case on which the concurrence hinges, was not based on a
“collegial decisionmaking" rationale, nor was this concept even
discussed. The Butts exception is premised simply on the number
of officials being elected (one), the unique responsibilities of
13 The concurrence heavily relies on its conclusion that the
full authority of a trial judge’s office is exercised exclusively
by one individual. This conclusion is at odds with the true
structure of the judicial system in Texas. For example,
administrative matters are handled through a collegial decision-
making process by the district judges within the county. Such
matters include the election of a local administrative judge, the
appointment of staff and support personnel, the adoption of local
rules of administration, the adoption of local rules and the
exercise of supervisory authority over the clerk’s office. See
Tex. Govt. Code Ann. § 74.091 et seg. (Vernon 1988).
Furthermore, the judges, functioning together as a collegial
body, are charged with the responsibility of selecting by
majority vote a county auditor. Id. § 84.001 et seq. Moreover,
the judges share authority over administration of the caseload.
In Harris County, for example, fifty-nine district judges have
overlapping authority to handle the heavy caseload of the
district. Similarly, jury selection, case assignment, and record
retention are handled on a county-wide basis. Furthermore, cases
can be freely transferred between judges and any judge can work
on any part of a case including preliminary matters. One
district judge may, therefore, find his or her hands tied -- or
greatly assisted -- by an earlier order imposed by another court
located in the county. Tex. R. Civ. P. 330(h). In light of this
overlapping authority and responsibility, it is incongruous to
suggest that district court judges do in fact exercise "full"
authority over the office.
iB.
that office, and the impediment to subdividing that single
position so that minority voters have the opportunity to elect a
"share." In the instant case, however, this Court is not
concerned with the election of one single member position;
rather, this Court is concerned with the election, within
discrete geographic areas, of as many as fifty-nine judges with
virtually identical functions. The instant case is unlike Butts;
there is no physical impediment to elections from smaller
representative areas.
One court has already specifically addressed the problem
with which we are faced. In Southern Christian Leadership
Conference v. Siegelman, 714 F. Supp. 511 (M.D. Ala. 1989), the
court rejected the application of Butts to the election of
several trial judges from a single county. 20
In effect, the at-large boundaries [in Butts]
coincide with the only "district" boundaries possible;
because there is only one position to be filled, it
becomes impossible to split up the jurisdiction any
smaller. The concept of vote dilution is effectively
rendered meaningless and such offices are inappropriate
for section 2 vote dilution challenges. There is no
such rationale, however, for not applying section 2 to
elected positions merely because "the full authority of
that office is exercised exclusively by one
individual," as the defendants would have this court
do.
Siegelman, 714 F. Supp. at 519-20 (footnotes omitted).
20 The Siegelman court concluded, and I agree, that the
courts in both Butts and United States v. Dallas County Comm’n,
850 F.2d 1433 (11th Cir. 1988) implicitly utilized the term
"single-member office" to refer "to a situation where under no
circumstances will there ever be more than one such position in a
particular geographic voting area." Siegelman, 714 F. Supp. at
518.
-0
The approach in Siegelman is consistent with the Supreme
Court’s analysis in Thornburg v. Gingles, 478 U.S. 30 (1986). In
Gingles, the Supreme Court stated that a threshold inquiry in a
claim that an at-large election system dilutes minority voting
strength is whether there is evidence that the minority group is
sufficiently large and geographically compact to constitute a
majority in a single-member district. "The single-member
district is generally the appropriate standard against which to
measure minority group potential to elect because it is the
smallest political unit from which representatives are elected."
Gingles, 478 U.S. at 40 n.17. Proof of this geographically
compact minority population essentially isolates the at-large
electoral structure as the feature which has the potential to
deny the minority fair electoral access. The maintenance of an
at-large election scheme is not dilutive, however, where the
electoral scheme in the relevant jurisdiction is indivisible
because there is only one position to be for the particular
jurisdiction.
Applying this reasoning, I continue to urge the adoption of
the Siegelman court's definition of single member office:
The true hallmark of a single-member office is
that only one position is being filled for an entire
geographic area, and the jurisdiction can therefore be
divided no smaller. While mayors and sheriffs do
indeed "hold single-person offices in Alabama," they do
s0 because there is only one such position for the
entire geographic area in which they run for election.
... It is irrelevant, in ascertaining the potential
existence of vote-dilution, that these officials happen
to exercise the full authority of their offices alone.
Siegelman, 714 F. Supp. at 518 n.19 (emphasis original).
-' 27%
The Siegelman court is not alone in its approach to a claim
of vote dilution. Several courts have found Section 2 violations
in cases arising from similar factual situations. For example,
in Clark v. Edwards, 725 F. Supp. 285 (M.D. La. 1988), the
district court assumed that districts with more than one judicial
position were properly characterized as multi-member districts.
Similarly, in Haith v. Martin, the district court concluded that
because North Carolina Superior Court judgeships are "designated
seats in multi-member districts, ... they are subject to section
5 preclearance requirements." 618 F. Supp. 410. Quoting the
language of Section 2, the Haith court stated that "the Act
applies to all voting without any limitation as to who, or what,
is the object of the vote." Id. at 413. See also Martin v.
Allain, 658 F. Supp. 1183 (S.D. Miss. 1987); Williams v. State
Board of Elections, 696 F. Supp. 1563 (N.D. Ill. 1988).
The concurrence, noting that Haith’'s focus was preclearance
under Section 5 and not the merits of a vote dilution claim under
Section 2, discounts this reference to the designation of trial
judges as part of a multi-member body. Yet, even while urging
that Haith is irrelevant to the instant case because it involves
Section 5 preclearance, the concurrence notes that there is no
reason to distinguish between Section 5 and Section 2 with
"respect to their applicability to judicial elections."
Concurring Opinion at 28. The concurrence’s conclusion is based
on the realization that
[t]o hold otherwise would lead to the incongruous
result that if a jurisdiction had a discriminatory
voting procedure in place with respect to judicial
- 28 -
elections it could not be challenged, but if the state
sought to introduce that very procedure as a change
from existing procedures, it would be subject to
Section 5 preclearance and could not be implemented.
Id. The concurrence, while clearly acknowledging the
interlocking nature of Section 2 and Section 5, simply exempts
from its reasoning those judges who are said not to act
collegially; the concurrence’s logic is strained and internally
inconsistent.
A violation of the Voting Rights Act occurs where the
challenged system effectively discourages equal participation in
the electoral process and lessens the opportunity of minority
voters to elect representatives of their choice. Where several
officials, performing essentially the same job, are elected at-
large from one geographic area, the potential for vote dilution
is no less tangible simply because each official acts
independently of the others. As the court in Siegelman stated,
there exists "no rational reason why the concept of vote dilution
cannot, or should not, apply to elected members of the judiciary
simply because judges exercise their authority in solitude." 714
F. Supp. at 520.
The concurrence attempts to shore up its argument that there
can be no dilution of votes for the district judge positions in
the instant case by asserting that the independent nature of the
trial judge is integral to the linking of jurisdiction and
elective base. The concurrence argues that
Texas has structured its government such that it
wields judicial power at the trial level through trial
judges acting separately, with a coterminous or linked
electoral and jurisdictional base, each exercising the
- 20
sum of judicial power at that level, and all with
review by courts acting collegially. We are persuaded
that, because the fact and appearance of independence
and fairness are so central to the judicial task, a
state may structure its judicial offices to assure
their presence when the means chosen are undeniably
directly tailored to the objective. The choice of
means by Texas here -- tying elective base and
jurisdiction -- define the very manner by which Texas’
judicial services are delivered at the trial court
level. They define the office. Nothing in the Voting
Rights Act grants federal courts the power to tamper
with these choices.
Concurring Opinion at 31-32. Essentially, the concurrence argues
that the union of elective base and jurisdiction defines the very
nature of the Texas district judge position. Having posited the
Texas office of district judge, the concurrence concludes that
there is "compelling necessity sufficient to overcome the strict
scrutiny of state acts impinging upon a fundamental interest."
Id. at 32. The concurrence’s assertions, however, are contrary
to the realities of the Texas system. Any modification in the
elective base of a judicial district will not destroy the essence
of the district judge position any more than have the persistent
modifications in the jurisdiction of Texas district courts. It
is inconceivable that the remedial imposition of a non-dilutive
electoral scheme would have a more than negligible effect on the
method by which judges exercise their authority. The concurrence
cites no evidence--because there is none--that the very nature of
the judicial office will be irreparably damaged by a modification
in the elective base. In the absence of such evidence, it can
hardly be said that the continued unmodified union of elective
base and jurisdiction is a "compelling" state interest which
militates against the application of the Voting Rights Act.
- 30 =
Undeterred by the obvious irrelevance of the acclaimed union
between elective base and jurisdiction, the concurrence urges an
additional state interest against the application of the Voting
Rights Act--the appearance of judicial impartiality. The
concurrence argues that the appearance of impartiality is a
defining element of Texas’ district judgeships. Again, the
concurrence’s attempts to manufacture a "compelling" state
interest belie its desperation to achieve a result that would not
require the displacement of the present electoral scheme. The
fact that Texas currently elects judges from county-wide areas in
order to promote the appearance of impartiality speaks to the
state’s interest in retaining the current system; it does not
speak to the very definition of the official post. The interest
in retaining an appearance of impartiality is a factor which may
be considered when, pursuant to Gingles, the totality of the
circumstances are examined to determine if a Section 2 violation
exists. However, this factor--the appearance of impartiality--is
absolutely irrelevant to the preliminary question of the
applicability of Section 2.
The instant case reveals an electoral scheme which is
"discriminatory but corrigible."2l Each county elects three to
fifty-nine district court judges. In each county, all judges
have the same authority and exercise the same responsibility.
With the exception of specialty courts, all judgeships are
21 while creating smaller districts exists as a potential means
to remedy impermissible vote dilution, it is not an exclusive
remedy. A legislature is at liberty to implement any electoral
system which will alleviate vote dilution.
- 31.
essentially fungible; within each specialty, the judgeships are
also fungible. Section 2 requires that once correctable vote
dilution has been established, it must be eradicated by the
implementation of a plan which will "completely remedy "22 the
violation by "fully provid[ing an] equal opportunity for minority
citizens to participate and to elect candidates of their choice."
S. Rep. at 31.
The State’s Interest in Retaining the Current System
The defendants argue that elections for trial judges present
strong state interests in retaining an at-large election system.
Even if this contention has merit, the State’s asserted interests
are relevant only to the inquiries of whether plaintiffs have
proven a Section 2 violation under the totality of the
circumstances and, if so, what remedy would be most appropriate
to alleviate the dilution of minority voting strength, while
intruding on state interests only to the extent necessary to
accomplish the task.
In Zimmer v. McKeithen, 485 F.2d 1297 (5th Cir. 1973) (en
banc), aff'd sub nom. East Carroll Parish School Board v.
Marshall, 424 U.S. 636 (1976) (per curiam), this Court set forth
a non-exclusive list of factors to be examined when applying the
totality of the circumstances test.23 In Gingles, the Supreme
22 pjllard, 831 F.2d at 252.
23 The factors include (1) the history of discrimination in
the state; (2) the extent to which voting is polarized by race;
(3) the existence of practices or procedures which enhance the
opportunity for discrimination; (4) whether minority groups have
been denied access to a candidate slating process; (5) the
existence and extent of any socio-political vestiges of
discrimination; (6) whether political races are characterized by
i320
Court reaffirmed the totality of the circumstances approach to a
vote dilution claim. In doing so, the Supreme Court noted that
the "factors were derived from the analytical framework of White
v. Regester ... as refined and developed by the lower courts, in
particular by the Fifth Circuit in Zimmer...." Gingles, 478 U.S.
at 36 n.4 (citations omitted). The Supreme Court went further
than the mere application of the totality test, however, and
established a three-part foundation for the proof of a Section 2
vote dilution claim. The minority group must demonstrate first
that it is sufficiently large and geographically compact to
constitute a majority in a single-member district; second, that
the minority is politically cohesive; third, that the majority
votes sufficiently as a bloc to usually defeat the minority’s
preferred candidate. Id. at 50-51.24 Once the plaintiffs have
satisfied these three threshold requirements, as they did here,
the district court proceeds to the totality of the circumstances
inquiry.
The concurrence in the instant case, however, totally
ignores the plaintiffs’ successful compliance with the Gingles
three-part foundation showing. It is by this ruse that the
overt or covert racial appeals; and (7) the extent to which
minority groups have been elected in the jurisdiction. In
addition, the legislative history of the Act instructs that an
inquiry into the responsiveness of the elected officials to
minority needs and the legitimacy of the state’s asserted reasons
for maintaining the existing system may provide additional
insight.
24 Unless these threshold Gingles factors are established, "the
use of multimember districts generally will not impede the
ability of minority voters to elect representatives of their
choice." Gingles, 478 U.S. at 48.
“33 =
concurrence never reaches the federal district court’s treatment
of the vote dilution factors based on its per se exclusion of at-
large elections for trial judges from the scope of Section
2(b).25 It must now be apparent that the concurrence’s
fundamental basis for denying minority groups the opportunity to
challenge their exclusion from the process of judicial self-
government is simply that the concurrence finds the concept of
subdistricting unappealing as a proposed remedy. The only
legitimate point at which to weigh this factor, however, is at
the proof and remedy stages, when the countervailing factors of
voting discrimination, as initially determined by the district
court -- including, in particular, the plaintiffs’ inability to
25 In holding that the current at-large scheme for electing
Texas district court judges violates Section 2, the federal
district court made numerous specific factual findings regarding
the Gingles threshold factors as well as the Senate Report, or
Zimmer, factors. For purposes of this dissent, it need not be
decided whether the district court correctly determined these
factual issues. It should be noted and flagged at this point,
however, that the trial record is replete with evidence of an
inescapable reality: minorities in the challenged Texas
districts are seldom ever--indeed, are only with great rarity--
able to elect minority candidates to any of the at-large district
court judge positions available in the districts.
It is necessary to indicate that this writer would not affirm the
interim remedial portion of the district court’s order in toto.
Specifically, I am constrained to conclude that the district
court acted beyond the scope of its remedial powers by ordering
that judicial elections be nonpartisan. The district court’s
order fails to defer to a political choice of the State of Texas,
a choice which was not even challenged by the plaintiffs in the
instant case. The distict court gave no explanation for
rejecting the system of partisan elections. No evidentiary
hearing was held on the issue, and no factual findings were made.
The equity powers of the distict court neither encompass nor
justify the federal district court’s actions; the district court
should have deferred to the State’s policy choice for partisan
elections as expressed in its statutory scheme.
- 34 -
elect their preferred candidates -- may be fully taken into
balance.
Similarly, the State’s interest in retaining an at-large
election scheme is a factor to be weighed by a court applying the
totality test only after the existence of the threshold Gingles
factors has been determined.2®6 In the instant case, the State
has not articulated so compelling an interest in retaining the
existing electoral scheme that the dilution of minority votes
should go unremedied.27
When assessing the point at which a state’s articulated
interest in retaining the current at-large scheme should be
considered, the Supreme Court’s acknowledgment that the Senate
factors are secondary considerations, behind the three-part
Gingles test, is of particular relevance.28 Specifically, the
26 The current administration endorses this approach. In an
amicus brief filed in the instant case, the United States has
argued that
the proper approach is to consider, first, whether plaintiffs
have met the three-part test outlined in Gingles. Assuming that
this has been done, it is then appropriate to consider other
factors set out in Gingles, and to weigh in particular the
importance of the state’s interest in the electoral system under
attack.
United States Brief at 13.
27 No opinion is expressed whether such a situation may
ever be demonstrated.
28 The concurrence, by treating considerations such as the
appearance of impartiality and venue rules as definitive elements
of the relevant elected post, has avoided the need to analyze at
what point a state’s asserted interest in retaining the existing
scheme should be considered. As has already been discussed in
footnote 16, these considerations are not part and parcel of the
trial judge post.
What the concurrence has done, instead of examining the State's
interest in retaining the existing scheme, is to consider the
State's interest in not implementing a voting scheme similar to
- 35 -
Supreme Court noted that, while the Senate Report factors "may be
relevant to a claim of vote dilution through submergence in
multimember districts, unless there is a conjunction of the
[three threshold factors], the use of multimember districts
generally will not impede the ability of minority voters to elect
representatives of their choice." Gingles, 478 U.S. at 48. From
this language, it is beyond dispute that the Supreme Court has
articulated a legal test for vote dilution claims which
anticipates a threshold showing only of geographical compactness,
political cohesion, and white bloc voting sufficient usually to
prevent election of the minority’s preferred candidate.29
The conclusion that a state’s interest is properly
considered in the second phase of the Gingles analysis is
bolstered by the Senate Report’s indication that the list "of
typical factors is neither comprehensive nor exclusive. While
the enumerated factors will often be pertinent to certain types
of § 2 violations, particularly to vote dilution claims, other
factors may also be relevant and may be considered." Id. at 45
(footnote omitted). The Report stresses that no particular
factors need be proved and neither the existence nor the non-
that imposed under the interim plan (subdistricting) in order to
alleviate any potential vote dilution. This approach positions
the remedy squarely in a place of incorrect prominence and
foregoes any serious inquiry into the existence of impermissible
vote dilution. Stated simply, the concurrence has placed the
cart before the horse.
By articulating a threshold test which examines three
characteristics of the minority group and its voting patterns,
the Supreme Court has implicitly stressed the proposition that
the Voting Rights Act is primarily concerned with the efficacy of
the minority vote and not with the function or characteristics of
the elected post.
- 36
existence of a majority of factors dictate the outcome. Rather,
the determination of whether the political processes are equally
open depends on an evaluation of the relevant political process.
It is during this examination of minority access to the relevant
jurisdiction’s political process that a state’s interest in
retaining the existing system is particularly relevant.
Congress most certainly did not intend to frustrate the
important state interest in a fair and impartial judiciary; at
the same time, however, Congress expressed the affirmative intent
to replace unlawfully dilutive electoral systems with ones in
which minorities would have a full and fair opportunity to
participate. In enacting Section 2(b) of the Voting Rights Act
in 1982, it is clear that Congress was continuing the struggle to
make the Act responsive to the needs and aspirations of the
nation--to make absolutely certain that the fundamental right of
minorities to cast an effective vote for candidates of their
choice was not abridged.
For these reasons, it is imperative that a court first
proceed to determine whether the Gingles three-part test has been
met; only then should a court proceed to consider, under the
"totality of the circumstances," other relevant factors, 30
30 For example, one of the two "[a]dditional factors that in
some cases have had probative value" in the Senate Report's
illustrative list of totality of the circumstances factors is
"whether the policy underlying the state or political
subdivision’s use of such voting qualification, prerequisite to
voting, or standard, practice or procedure is tenuous." S. Rep.
No. 417, 97th Cong., 2d Sess. 29, reprinted in 1982 U.S. Code
Cong. & Admin. News 177, 207. In the proceedings below, the
district court considered this factor at the appropriate point --
during a trial on the merits. The district court was not
persuaded by defendants’ defense that at-large elections served a
“37 t
including the state interest in maintaining an at-large election
system, to determine whether, on balance, the plaintiffs have
proved a Section 2 violation.3l
In the instant case, the State asserts the following
interests as justification for retaining its dilutive electoral
system: (1) ensuring popular accountability by making judges’
jurisdiction coterminous with the electoral boundaries; (2)
avoiding bias caused by small electoral districts; and (3)
preserving the administrative advantages of at-large elections,
including the use of specialized courts. The concurrence would
not only accept the existence of these interests, but would
characterize them as compelling.
critical state interest. The court determined that "[w]hile the
Court does not find that the present system is maintained on a
tenuous basis as a pretext for discrimination, the Court is not
persuaded that the reasons offered for its continuation are
compelling." District Court Opinion at 77.
31 Because of my view that the State has not articulated a
substantial interest in retaining the existing at-large system of
electing district judges, the question of how much weight this
factor should be afforded is not addressed. As the Supreme Court
has indicated, "recognizing that some Senate Report factors are
more important to multimember district vote dilution claims than
others ... effectuates the intent of Congress." Gingles, 478
U.S. at 49 n.1l5. It is my firm belief, however, that under no
circumstances should the State’s interest outweigh the following
factors: the extent to which minority group members have been
elected to office in the jurisdiction and the extent to which
voting in the elections of the jurisdiction has been racially
polarized. This belief is based on my acknowledgement of the
Supreme Court’s indication that "[u]nder a ‘functional’ view of
the political process mandated by § 2 ... the most important
Senate Report factors bearing on § 2 challenges to multimember
districts are [these factors.]" Id. Additionally, placing
greater weight on the factors which examine minority success at
the polls and racial voting patterns furthers the purpose of the
Act to "correct an active history of discrimination ...[and] deal
with the accumulation of discrimination." S. Rep. at 5.
-i 38 &
Accountability: The State has advanced the argument that
at-large elections provide greater accountability of the judge to
county voters. The Chief Justice of the Texas Supreme Court
testified that judges are "accountable to those people who can be
hailed [sic] into their court," because people who feel they have
been wronged by a particular judge may vote against that judge in
the next election. Ostensibly, the district court’s interim plan
eliminates effective accountability. The concurrence notes that
under the district court’s interim plan, for example, a minority
litigant has "a 98.3% chance of appearing before a judge in whose
election he had not been able to vote." Concurring Opinion at
44.
The concurrence’s argument that judges must be "accountable"
to potential litigants is an affront to the judiciary of the
State of Texas. An honorable judiciary separated from the
influence of others is "indispensable to justice in our society."
Canon 1 of the Texas Code of Judicial Conduct (emphasis added).
District judges are charged to apply the law, not respond to the
expectations of litigants. To say that a district judge must be
accountable to litigants is to suggest the unthinkable of great
numbers of highly respected, dedicated public servants. Not only
is such a suggestion misleading to a public already mystified by
the bench and bar, it is offensive to those who have occupied
distinguished positions as Texas state district judges in the
past, as well as those who now occupy such positions.
Even if "accountability" were a legitimate state interest,
it is not a compelling reason to justify the current dilutive
- 39 iw
system. Under the existing system, it is highly probable that a
case will be heard outside the county in which a litigant lives.
In such a case, at least one--and probably both--of the parties
will be appearing before a judge who was elected by a population
which does not include that litigant. The argument that judges
must remain "accountable" to potential litigants in their courts
(nauseous as this straw man specter may be) pales in light of the
current Texas venue rules, which frequently require that an out
of county resident appear before a judge for whom the litigant
neither cast a vote for nor against. Even further, in Texas,
parties can agree to give a district court venue over a case not
arising in the county. Nipper v. U-Haul Co., 516 S.W.2d 467
(Tex. Civ. App.--Beaumont 1974, no writ).
The concurrence argues that Texas’ elaborate system of venue
rules supports the argument that the State has demonstrated a
concern for inter-county bias. However, any interest in ensuring
accountability and the appearance of impartiality which may be
suggested by the Texas venue scheme is lessened considerably by
Texas’ characterization of venue challenges as dilatory pleas
which, if not raised initially, are waived. In light of such a
practice, the state interest cannot be said to be compelling.
Aside from the complexities of the Texas venue rules, there
are many other occasions when a party may appear before a judge
elected by the residents of another county. For example,
district court judges are frequently called into other counties
to help with docket control. Despite the fact that the county’s
residents have no recourse against this out-of-county judge at
al Oe
the ballot box, Texas courts have upheld the constitutionality of
this practice. See, e.qg., Reed v. State, 500 S.W.2d 137 (Tex.
Crim. App. 1973). Nor is the practice of electing judges from
subdistricts without precedent in the state. Texas Justice of
the Peace courts, lower level trial courts with jurisdiction over
an entire county, are elected from sub-county precincts.32 Thus,
a litigant often may appear before a justice of the peace who
lives in the same county as the litigant, but not the same
judicial district.
Additionally, Texas authorizes the use of retired or senior
state district judges, who wield all the powers of their elected
and active peers. Such a judge was, of course, at one time
elected to that office. Upon retirement, however, that judge
while sitting is vested with the complete authority of the office
and is not subject to election or reelection. Simply stated,
Texas’ retired or senior judges contribute greatly to the
reduction of court dockets, but they are no longer accountable in
any fashion to the electorate. See Tex. Gov't Code Ann. §§
75.001 - .002 (Vernon 1988).
32 In Martin v. Allain, 658 F. Supp. 1183, 1195-96 (S.D.
Miss. 1987), the court adopted a single-member district remedy
for some Mississippi trial judges who were elected at-large in
racially dilutive elections, after finding that Mississippi
already elected some other judges from areas smaller than the
court’s jurisdiction. The court there stated:
Although the state has adopted the policy of the post
system of electing judges in multi-member judicial districts
above the justice court level, it long ago adopted the
policy of single-member electoral districts for justice
court judges. The state also has the policy of judges
deciding cases which may originate outside their election
districts.
“41
There seems to be no basis in fact for the State’s
contention that county-wide accountability is essential to the
proper selection of district judges, or that any measure of
electoral accountability is significantly defeated by dividing
the county into smaller electoral districts.
A Fair and Impartial Judiciary: Both the State and
intervenors put on witnesses who testified that the creation of
subdistricts was inadvisable because it could lead to perceptions
of judicial bias and undue influence by special interests.
Specifically, the witnesses testified that judges elected from
smaller districts would be more susceptible to undue influence by
organized crime or to pressure by other political sources
including special interest groups.
The concurrence accepts this argument, and urges in addition
that subdistricting "would change the structure of the government
because it would change the nature of the decision-making body
and diminish the appearance if not the fact of judicial
independence. "33 Concurring Opinion at 44. The concern that a
judge elected from a small electorate is more susceptible to
improper pressure, however, has not prevented or impeded Texas
from creating judgeships in counties with relatively small
33 once again, the concurrence’s asserted concern is premised on
the anticipated remedy -- subdistricting. While the Supreme
Court, in Gingles, did indicate that a "single-member district is
generally the appropriate standard against which to measure
minority group potential to elect," it did not mandate the
imposition of subdistricts to remedy every instance of illegal
vote dilution. The concurrence, by erroneously factoring in, at
the liability phase, concerns which may never be borne out,
refuses to properly acknowledge the intent of the Voting Rights
Act.
- 47
populations. Texas has 386 district judges. A significant
number of these judges are elected from districts of less than
100,000 people; indeed, in some districts, as few as 24,000 to
50,000 people constitute the relevant electorate. Even if Harris
County (with a population of 2.5 million people) were divided
into as many as fifty-nine subdistricts (the number of district
courts of general and special jurisdiction), each district would
contain approximately 41,000 people. If Dallas County were
divided into thirty-seven subdistricts, each subdistrict would
have approximately 42,000 people. In short, even if judicial
districts in large counties were subdivided, the resulting
subdistricts are unlikely to be smaller than many existing
judicial districts in Texas. Consequently, the ostensible state
interest against a small electorate in judicial districts has not
been shown.
Furthermore, Texas law does not reflect the witnesses’ fear
that subcounty districts are inconsistent with the existence of a
fair and impartial judiciary. Justices of the Peace are already
elected from areas smaller than a county; in a very extended
number of counties, these districts contain smaller populations
than the hypothetical subdistricts of Dallas and Harris counties
discussed above. For example, the Texas Constitution permits
counties with as few as 18,000 people to be divided into four
justice of the peace precincts. Tex. Const. art. 5, § 18(a).
The foregoing is sufficient to demonstrate the state has no
compelling interest in retaining county-wide elections. Even if
it were not, it is plainly dispositive that the Texas
-.43
Constitution was recently amended to give voters the option of
electing district judges from subdistricts. See Tex. Const. art.
5, § 7a(i). That no county has yet to implement such an elective
scheme does not alter the reality that such a change already has
the blessing of the state legislature. In light of this
constitutionally authorized electoral scheme, the State cannot
now say that it has a compelling interest in not electing
district judges from an area smaller than a county.
Considering the precedent for the creation of judicial
subdistricts, the size of the potential subdistricts, and the
lack of any real indication that perceived impropriety would
result, 34 the state’s asserted interests do not support the
continuation of its present dilutive electoral system.
Administrative Advantages: The State has cited the
administrative advantages of the present system, including the
county-wide retention of records, the random assignment of cases
to judges within the county and county-wide jury empaneling.
There is no reason why an electoral scheme utilizing subdistricts
cannot retain each and every one of these administrative
features; any remedy which might be imposed in this case need not
require that a judge elected from a subcounty area have
jurisdiction only over that area. In fact, the interim plan
fashioned by the district court in the instant case specifically
retained all of the foregoing valid administrative features.
34 1t is also notable that one judge, an intervenor in the
instant case, testified that he was not aware of any allegations
of unfairness or suggestions that white litigants were not
treated fairly by minority judges elected from subcounty Justice
of the Peace precincts.
- 44 =
Furthermore, even if retention of certain administrative
conveniences were not possible under a remedial scheme, that fact
cannot justify the continuation of an otherwise racially dilutive
electoral process. See Westwego Citizens for Better Gov't wv.
Westwego, 872 F.2d 1201 (5th Cir. 1989).
The concurring opinion attempts to place great weight on the
interest of the State in retaining the system of "specialty"
courts. But there is absolutely no reason why a remedy would be
unable to accommodate this interest by retaining these courts of
specialized jurisdiction.33 Most counties which utilize the
administrative convenience of specialty courts have several of
each court; consequently, a remedy could be formulated which
retains the use of such courts.3® It cannot be gainsaid that the
State has almost unlimited flexibility to devise a remedial plan
which retains specialty courts and all of the other important
government interests while eradicating the dilution of minority
voting strength. It is critical that it be understood that the
history, the intent, the text and spirit of the Voting Rights Act
in general and Section 2 in particular mandates the
implementation of just such a remedial electoral scheme.
35 It should be noted that the Texas Constitution limits the
State’s interest in establishing specialty courts; the state
supreme court has ruled that the legislature may not disturb
state courts’ jurisdiction.
Because the district court, in its interim plan, indicated
the belief that a remedy could be created which allows the
substantial use of the Texas system of specialty courts, District
Court Order at 7, this writing expresses no view on whether or
not a state's interest would be substantially stronger if such a
remedy could not be devised.
- 48 wu
Summary: Taken together, the State’s attempt to articulate
its interest in retaining the current voting system pales when
compared to the clear purpose of the Voting Rights Act. The
State has not shown an inalterable policy of not subdividing
districts, nor has it shown that judges would be less accountable
to the electorate if elected from a subdistrict. Further, there
is no indication that any impropriety, real or perceived, on the
part of judges elected from smaller units would in fact occur.
Finally, while the State may indeed have a legitimate interest in
retaining specialty courts, the State has failed to demonstrate
why that interest cannot be effectuated in an electoral scheme
which does not dilute minority voting strength.
TIX.
CONCLUSION
"The Voting Rights Act was designed by Congress to banish
the blight of racial discrimination in voting, which has infected
the electoral process in parts of our country for nearly a
century. "37 It is my most earnest conviction that the majority
and concurrence have each chosen erroneous methods to examine the
particular specimen of vote dilution asserted by the plaintiffs
and found by the district court here. The true method that both
have missed has been obscured by their failure to recognize the
true meaning of the Voting Rights Act, and by their failure to
comply with the strictures of Gingles. The majority, abandoning
established precedent, has determined that Section 2 of the
37south Carolina v. Katzenbach, 383 U.S. 301, 308, 86 S. Ct. 803,
808, 15 L. Ed. 2d 769 (1966).
- 40 -
4 »
Voting Rights Act does not apply to any judicial elections. The
concurrence has looked to the function of the elected official,
and the duties and powers of the official once in office, to
conclude that, because trial judges act independently, at-large
elections cannot result in minority vote dilution. There is
simply no support in the words of the Act, in the legislative
history of Section 2, nor in logic for either the majority or the
concurrence’s embrace of such result-oriented determinations.
The position of each Administration has been that the
Voting Rights Act applies to judicial elections. The current
Administration goes even further and strongly urges that Section
2(b) was violated by the electoral scheme that was utilized here
to elect certain Texas district court judges.
The Voting Rights Act is in no way concerned with the
names or positions listed on the ballot. The United States
Congress, by enacting the Voting Rights Act, has instructed that
this and every other court focus on the voter, particularly the
minority voter, and the efficacy of each vote cast, so as to
ensure that minorities are not denied an equal opportunity to
participate effectively in the democratic process.
I respectfully dissent.
“il