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Case Files, Thornburg v. Gingles Hardbacks, Briefs, and Trial Transcript. Brief of Amicus Curiae the Washington Legal Foundation in Support of Appellants, 1985. 2c810734-d692-ee11-be37-00224827e97b. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/8c85e963-1633-4e52-bf8b-2b68648c130c/brief-of-amicus-curiae-the-washington-legal-foundation-in-support-of-appellants. Accessed April 06, 2025.
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No.83-1968 IN THE ~uprruw OJnurt nf tqr llnitrb ~tatrn OCTOBER TERM, 1985 LACY H. THORNBURG, et al., Appellants, v. RALPH GINGLES, e,t al., Appellees. On Appeal from the United States District Court for the Eastern District of North Carolina BRIEF OF AMICUS CURIAE THE WASHINGTON LEGAL FOUNDATION IN SUPPORT OF APPELLANTS DANIEL J. POPEO GEORGE C. SMITH * WASHINGTON LEGAL FOUNDATION 1705 N Street, N.W. Washington, D.C. 20036 (202) 857-0240 Attorneys for Amicus Curiae Washington Legal Foundation * Counsel of Record WIJ .. SON • EPES PRINTING Co., fNc. - 789-0096 ·WASHINGTON, D.C. 20001 QUESTIONS PRESENTED 1. Whether the Voting Rights Ad requires states. to devise election dis.tricts and procedures which, wherever the concentration of minority voters is sufficiently large, will enable minorities to dictate election outcomes if they adhere to minority bloc voting. 2. Whether the district court in this case relied ex cessively on a Senate Judiciary Committe'e Report's pro nouncements as to the meaning of Section 2 of the Voting Rights Act, to the exclusion of the language of the stat ute itself. 3. Whether the failure of non-minority citizens to vote in sufficient numbers for minority candidates in a given jurisdiction may constitute grounds for holding that ju risdiction in violation of Section 2 of the Voting Rights Act. 4. Whether the district court erred in holding that there is a degree of polarized voting sufficient to sustain a violation of the Act whenever the results of a district's elections would differ depending upon the race of the voters whose votes were counted. (i) TABLE OF CONTENTS Page QUESTIONS PRESENTED · · - --~ -- -·· · ·· · · ·· ·· ··· · ··· -- --------- ------- i TABLE OF AUTHORITIES···············-·····················-·--·-· v INTERESTS OF AMICUS CURIAE ··-··-···-······-····-·····-·- 1 STATEMENT OF THE CASE ····-----····--··-············-·------ -- 3 SUMMARY OF ARGUMENT ·········--·······-----·-··· ··········-- 3 ARGUMENT ·················-------·------------------------------------------------ 4 I. THE DISTRICT COURT ERRED IN INTER PRETING THE VOTING RIGHTS ACT AS THOUGH IT GUARANTEES MINORITIES "SAFE" DISTRICTS ENABLING THEM TO CONTROL ELECTION OUTCOMES BY RA- CIAL BLOC VOTING ----------------- ------ --·····------------- 6 A. The Court Improperly Discounted a Proven Record of Minority Political Access and Elec- tion Success --····-··············--· -----···· ··· ------···--·-------· 6 B. The District Court Erroneously Applied the Act as though It Guarantees Minorities a Minimum Share of Political Power, as Op- posed to Equal Opportunity ·-- -------------------------- 9 C. The Court Applied a Clearly Erroneous In- terpretation of Illegal Vote Dilution ·····---------- 11 D. The District Court Erred in Interpreting the Controversial Senate Judiciary Committee Report as Though It Were the Statute____________ _ 13 II. THE DISTRICT COURT ERRED IN ITS CRITICAL RELIANCE ON THE FACTOR OF "POLARIZED VOTING", WHICH IS TOTAL LY INVALID AS AN INDICATOR OF VOT- ING RIGHTS ACT VIOLATIONS·-·-- ·--· ·--····--··-· 18 (iii) iv TABLE OF CONTENTS-Continued Page A. Polarized Voting is a Prevalent American Voting Pattern--------------------------------------------------- 19 B. The Court Applied an Unreasonable Stand ard in Finding That a "Substantively Sig- nificant" Degree of Polarized Voting Existed.. 23 CONCLUSION ·-------------------- ----·---------------··--------------------------- 26 v TABLE OF AUTHORITIES Cases Page Anderson v. Martin, 375 U.S. 399 (1964) ----------------- 12, 25 Collins v. City of Norfolk, 605 F.Supp. 377 (E.D. Va. 1984) ------------------------------------- ---------------------------_4, 20, 24 Davidson v. Gardner, 370 F.2d 803 (6th Cir. 1967) __ 16 Dove v. Moore, 539 F.2d 1152 (8th Cir. 1979) ___ _____ 7-8 In Re Evans, 452 F.2d 1239 (D.C. Cir. 1971), cert. denied, 408 U.S. 930 (1971) --- --- ------------------ --- ------- 16 General Building Contractors Association, Inc. v. Pennsylvania, 102 S.Ct. 3141 (1982) ------------ ------- -- 2 Hardin v. Kentucky Utility Commission, 390 U.S. 1 (1968) -- -- ---------------------------------------------------- --- --------- 17 Jones v. City of Lubbock, 727 F.2d 364 (5th Cir. 1984) --- --- --------- ---------------- ------------------------------------- ----- 18, 21 Jordan v. City of Greenwood, 534 F.Supp. 1351 (D.Miss. 1982) ---------------- ----------------------------------------- 19 Kirksey v. City of Jackson, 633 F .2d 659 (5th Cir. 1981) ---- ------ ----- ----------------------------- ----- ---------------12-13, 19, 25 Memphis Firefighters v. Stotts, 104 S.Ct. 2576 ( 1984) ------- --------- -------------------------------------------- ------------ 2 National Association of Greeting Card Publishers v. U.S. Postal Service, 103 S.Ct. 2717 (1983) ______ 17 Porter v. Murray, 69 F.Supp. 400 (D.D.C. 1946) ____ 16 Seamon v. Upham, 536 F.Supp. 931 (E.D.Tex. 1982), aff'd. sub nom Strake v. Seamon, 105 S.Ct. 63 (1984)__________ __________________ _________________ __________ ___ _________ 7, 11 Terrazas v. Clements, 581 F.Supp. 1329 (D,Tex. 1984) ·-------------------- --------------------------------------------------7, 11, 24 United States v. Marengo County Commission, 731 F.2d 1546 (11th Cir. 1984) ------- ----------------------------- 18 United Steelworkers v. Weber, 444 U.S. 193 ( 1979) ---- ----- --- -- --------------------------------------------------------- 2 White v. Regester, 412 U.S. 755 (1973) ___________________ 10 Constitutional and Statutory Authorities 42 U.S.C. Sec. 1971 (b)------------------------------------------------- 13 42 U.S.C. Sec. 1973 ------------------------------ ---------------- --------Passim vi TABLE OF AUTHORITIES-Continued Legislative History Page H.R. 3112 -------------------------------------------------------------------- 15 S. Rep. No. 97-417, 97th Cong., 2d Sess. (1982) ____ __ 14-18 Miscellaneous Authorities Levy and Kramer, The Ethnic Factor: How Amer ica's Minorities Decide Elections (Simon & Schuster, 1972) --------------------------------------------------------- 22 K. Davis, Administrative Law Treatise Sec. 3A.31 (1970 Supp.) ------------------------------------------------------------ 16 Election '84 Handbook, National Journal (Oct. 29, 1983) ------------------------------------------------------------------------- 5, 22 Cavanagh and Foster, Election '84, Report #2, Jesse Jackson's Campaign: The Primaries and Caucuses, Table 4 (Joint Center for Political Studies, 1985) ·------------------ ----------------·----------------------- 20 IN THE §uprrmr Q1nurt nf tqr llluitr~ §tutrn OCTOBER T:ERM, 1985 No. 83-1968 LACY H. THORNBURG, et al., Appellants, v. RALPH GINGLES, et al., Appellees. On Appeal from the United States District Court for the Eastern District of North Carolina BRIEF OF AMICUS CURIAE THE WASHINGTON LEGAL FOUNDATION IN SUPPORT OF APPELLANTS INTERESTS OF AMICUS CURIAE The Washington Legal Foundation ( WLF or Founda tion) is a national nonprofit public interest law center that engages in litigation and the administrative process in matters affecting the broad public interest. WLF has more than 80,000 members located throughout the United States, including in the State of North Carolina, whose interests the Foundation represents. This brief is filed with the written consent of all parties. 2 WLF focuses its litigation efforts on cases of nation wide significance affecting the liberties and values of its members. The Foundation has been especially active in cases challenging misguided and overbroad applications of federal civil rights laws. For example, WLF has filed amicus briefs with this Court in such cases as Memphis Firefighters v. Stotts, 104 S.Ct. 2576 (1984); General Building Contractors Association, Inc. v. Pennsylvania, 102 S.Ct. 3141 (1982); and United Steelworkers v. Weber, 444 U.S. 193 ( 1979) . In these cases, WLF has consistently pressed the view that the civil rights laws provide legal protection for all Americans and cannot be invoked to justify reverse discrimination or exacting rep arations from any class of citizens. In this case, WLF seeks to protect the interests of its members against a fundamental distortion of the federal Voting Rights Act. The decision on appeal here-and numerous other federal decisions of similar thrust-pur ports to guarantee preferred minority groups the right to demand "safe" election districts allowing them to dic tate election outcomes through racial bloc voting for minority candidates. In so holding, the district court would mandate a form of proportional representation by race which Congress expressly rejected in the 1982 VRA Amendments. Even more disturbingly, the decision elevates the com monplace phenomenon of "polarized voting" to a pivotal role in determining whether state redistricting plans vio late Section 2 of the VRA. After defining that concept in terms broad enough to apply virtually everywhere, the district court held that the persistence of polarized voting may condemn a state or locality to perpetual non compliance with the VRA. The court's interpretation of Section 2 in this case thus entails an ominous threat to the voting autonomy of nonminorities in countless jurisdictions; unless they 3 eliminate polarized voting (i.e., the common situation where whites tend to vote differently than blacks in rela tion to a candidate's race or his position on racial issues,) by voting compliantly for any minority candidate who appears on the ballot, their local election systems can be invalidated and enjoined by federal courts. WLF's brief will uniquely focus on the foregoing con cerns. In the briefs filed prior to the noting of probable jurisdiction, neither the North Carolina appellants nor the United States as amicus curiae challenged the very validity of polarized voting as an indicator of Section 2 violations. This brief does so. Thus, WLF will present significant arguments which no existing party to this case is likely to press. STATEMENT OF THE CASE In the interests of brevity, the amicus curiae adopts the statement of the case set forth in the brief of the North Carolina appellants. SUMMARY OF ARGUMENT 1. The district court misapplied Section 2 of the V ot ing Rights Act ( "VRA") in striking down the North Carolina redistricting plans. The court inexplicably dis regarded the convincing and dispositive proof that blacks in all the challenged districts had achieved effective access to the political process through demonstrated suc cess at the polls by black candidates. It erroneously assumed that the VRA requires that, whenever the state's minority population pool is large enough, some election districts must be fashioned so that minority voting blocs will always be able to dictate election results and assure the election of minority candidates. The court further erred in resting its decision upon the one-sided views of a non-controlling portion of the legislative his tory of the 1982 VRA amendments, rather than upon the language of the statute itself. 4 2. The court's decision was based upon its erroneous view that the persistence of racially polarized voting out weighs such positive evidence as proven black access to key elected posts in determining whether there is a Section 2 violation. In ruling that a district must elim inate polarized voting to be sure of compliance with the VRA, the court unconstitutionally penalizes a local government simply because its citizens refuse to con form their voting behavior to the ideological predilec tions of a federal court. Further, even if polarized vot ing were a valid litmus test for VRA compliance, the court applied a grossly over-inclusive definition of the concept which goes much farther than the Act's stand ards of equal access and equal opportunity require. The district court's interpretation and application of the polarized voting factor is ultimately incompatible with the constitutional right of all citizens to vote as they please, for any reason. ARGUMENT Preliminary Statement This case involves a fundamental and dangerous dis tortion of the principles which originally motivated the Voting Rights Act of 1965, 42 U.S.C. Sec. 1973 (here after referred to as "VRA" or the "Act"). The purpose of the VRA was to guarantee to all Amer icans, regardless of race, the right, the opportunity, and the freedom to vote for the candidates of their choice. Notwithstanding the laments of those who thrive by cultivating grievances, the VRA has succeeded. Black voter registration and black voting have grown enor mously since 1965, and in an increasing number of juris dictions the percentage of blacks registered to vote and turning out to vote now exceeds that of whites.1 Poll 1 See., e.g., Collins v. City ·of Norfolk, 605 F.Supp. 377, 385 (E.D.Va. 1984) (showing significantly higher rates of voter regis- 5 taxes, literacy tests, and other obstacles to black political participation and voting have all been dismantled. Blacks are running for and capturing elective offices in un precedented numbers throughout the Nation-including in the Deep South. But some litigious elements are not content with equal access to the political process and equal opportunity to vote for the candidate of one's choice. Encouraged and fomented by sweeping court interpretations of the 1982 amendments to the VRA, the appellees and others are now claiming a "right" that was never contemplated by Congress in passing that legislation: the mandatory formation of "safe" minority election districts wherever a minority population base is large enough to allow for such districts to be devised. The decision on appeal here adopts that same dis torted approach to the curiously evolving judicial concept of "voting rights". It holds that election districts must be endlessly shaped and reshaped until they at last pro duce a sufficiently commanding majority of "minority" voters. Moreover, it places dispositive significance on the misleading and misunderstood concept of "polarized voting" in deciding whether a jurisdiction is in viola tion of the VRA. Under the district court's view, only those jurisdictions where a majority of white voters con sistently vote for black candidates (whatever their views or qualifications) can avoid the stigma of "polarized voting" and a judicial determination of non-compliance with the VRA. Neither the VRA nor its 1982 amendments authorized the courts to dictate the fashioning of "safe" districts for minorities, or to condemn jurisdictions for violating the tration and turnout among blacks than among whites in Norfolk, Virginia.) In the 1982 Congressional elections, blacks turned out to vote at a higher rate than whites in nine states. See National Journal, Election '84 Handbook, p. 2208 (Oct. 29, 1983). 6 VRA merely because the majority of white voters in those jurisdictions have not generally voted for black candidates. Yet that is exactly how the court below has applied the VRA to the North Carolina communities at issue in this case. This Court should emphatically reverse the district court's decision and thereby prevent the VRA from being used to perpetuate racial division at the polls for years to come. I. THE DISTRICT COURT ERRED IN INTERPRET ING THE VOTING RIGHTS ACT AS THOUGH IT GUARANTEES MINORITIES "SAFE" DISTRICTS ENABLING THEM TO CONTROL ELECTION OUT COMES BY RACIAL BLOC VOTING A. The Court Improperly Discounted a Proven Record of Minority Political Access and Election Success In holding that the North Carolina redistricting plans violated Section 2 of the Voting Rights Act ( "VRA"), the district court completely lost sight of that legisla tion's proper objective. The VRA does not compel the creation of electoral districts or systems which will allow minority bloc vot ing to dictate the outcome of elections wherever there are sufficient raw numbers of minorities from which to fashion such districts. Rather, the Act requires only that electoral districts must not be designed to prevent minorities from enjoying equal access to the political process and an equal opportunity to elect representatives of their choice. 42 U.S.C. Sec. 1973 (b). Under that legitimate standard, the challenged North Carolina districts easily pass muster. The record con tains comprehensive evidence proving that minority vot ing has had a telling effect on the political power struc ture and that black candidates have enjoyed substantial success in key election races. J.S. App. 34a-37a; 47a. 7 But the District Court did not apply the "equal oppor tunity" standard as set forth in the statute. Instead, it applied a standard that can only be satisfied if the re districting plan essentially guarantees that minority candidates will be elected in proportion to the minority share of the population. Yet Congress explicitly rejected such a standard in amending Section 2, 42 U.S.C. Sec. 1973 (b). And the courts have since made it clear that "no group is entitled ... to have its political clout maxi mized." Seamon v. Upham, 536 F.Supp. 931, 945 (E.D. T'ex. 1982), aff'd sub nom Strake v. Seamon, 105 S.Ct. 63 ( 1984) [emphasis added]. Various decisions have recognized that there can be no cognizable violation of Section 2 in a district where minorities have achieved substantial success in gaining access to key elective offices and political posts. E.g., Dove v. Moore, 539 F.2d 1152 (8th Cir. 1979). A find ing of consistently adverse electoral results for minority candidates is a necessary, though not a sufficient, ele ment of a Section 2 claim under the results test. See Seamon v. Upham, supra; Terrazas v. Clements, 581 F.Supp. 1329 (D.Tex. 1984). Here the districts in question are all characterized by records of proven minority access to influential elective posts. The election of black representatives to these posi tions demonstrates that-contrary to the district court's ruling-a "safe" black district in terms of raw popula tion alignments is simply not necessary for blacks to par ticipate effectively in the political process or to elect representatives of their choice, Terrazas v. Clements, supra, 581 F.Supp. at 1354. In Durham County, for instance, one of the county's three representatives to the House has always been black since 1973-even though less than 29.% of Dur ham County's registered voters are black. J.S. App. 35a. Black representation has also been substantial, and often in excess of what proportional representation would 8 produce, on the County Commission, the County Board of Elections, and the County Democratic Party leadership. This degree of proven minority access to key political offices is in itself incompatible with a claim of unlawful vote dilution . . Dove v. Moore, 539 F.2d at 1153-55. The same healthy degree of access to the political process is established beyond question in the other dis tricts here in issue. The City of Charlotte has a black mayor, even though the city population is only 31 o/o black. I d. at 35a. In Forsythe County, two out of five ( 40 o/o) members of the House delegation are black, even though only 22% of the county voting age population is black. ld. In Wake County, where only 20% of the voting age population is black, a black candidate received the high est vote total in a 15-man Democratic primary for the District House seats and was subsequently elected to the county's six-member House delegation. And two out of the eight ( 25% ) elected District Judges in Wake County are black. These facts are simply incompatible with the elements of a Section 2 violation under the VRA Amendments of 1982. Under the plain language of the statute, a viola tion can only be established by proof that: 1. The political processes leading to nomination or election are not equally open to participation by members of the complaining minority, in that 2. its members have less opportunity than other mem bers of the electorate to participate in the political proc ess and to elect representatives of their choice, provided that 3. there is no right to have members of a minority elected in numbers equal to their proportion in the popu lation. The foregoing facts confirm that blacks do enjoy full and fair access to the political processes in the challenged 9 districts and that they have enjoyed at least equal op portunity to elect representatives of their choice. Were this not so, it is simply implausible that the Forsythe County House delegation would be 40 o/o black (nearly double what proportional representation would produce) ; that the Durham County House delegation would have been one-third black since 1973; or that the City of Charlotte would have a black mayor. The court below, however, was -wholly indifferent to this evidence of extensive black access, participation, and success in the political processes of the districts in issue. It was less concerned with the hard fact that blacks were winning major elections at all levels than it was with lamenting upon the historical consequences of "past dis criminatory" practices or the abstract implications of so called "polarized voting". And it was so preoccupied with the misbegotten notion that racial bloc voting by minorities 2 must be allowed to control election outcomes that it failed to recognize that blacks were already en joying full and fair participation in the election processes without the divisive racial gerrymandering demanded by this decision. B. The District Court Erroneously Applied the Act as though It Guarantees Minorities a Minimum Share of Political Power, as Opposed to Equal Opportunity The District Court set an erroneous course from the outset of its decision, when it stated as follows (J.S. App. at 14a) : The essence of racial vote dilution in the White v. Regester sense is this: that primarily because of the 2 It is highly revealing that the district court's approach to voting rights is premised on the view that bloc voting by racial minorities is to be expected and accommodated ( i.e., by gerry mandering districts to allow such bloc voting to control elections), while bloc voting by racial majorities is considered so pernicious that it alone may give rise to a violation of the VRA. J.S. App. 14a-15a, 41a, and 47a. 10 interaction of substantial and persistent racial po larization in voting patterns (racial bloc voting) with a challenged electoral mechanism, a racial mi nority with distinctive group interests that are ca pable of aid or amelioration by government is effec tively denied the political power to further those in terests that numbers alone would presumptively give it in a voting constituency not racially polarized in its voting behavior. [citation omitted; emphasis added]. This statement bears careful scrutiny, for it states the critical premise for the court's ultimate decision. It is a statement that the VRA guarantees minorities the right to electoral mechanisms which will invariably maximize the impact of minority bloc voting, while it effectively condemns non-minority voters for failing to embrace mi nority candidates (i.e., "persistent polarization"). This is a false and unconstitutional interpretation of the VRA. Initially, the court's statement glibly asserts that the pivotal decision in White v. Regester, 412 U.S. 755 ( 1973) , had emphasized racially polarized voting as a key element of unlawful racial vote dilution. But this critical point is completely false. The true holding of White is highly important to cur rent Section 2 analysis, because the single po,int on which most Congressional elements agreed in passing the 1982 amendments was that they were intended to codify the principles of decision in White v. Regester. Yet one will search in vain for any mention (much less any signifi cant mention) of polarized or racial bloc voting in White v. Regester's discussion of the various elements of a vote dilution claim under the VRA. See 412 U.S. at 766-67. In fact, the source of the district court's heavy reliance on the polarized voting factor was not White v. Regester at all, but rather the inaccurate portrayal of White v. Regester set forth in a controversial segment of the leg- 11 islative history of the Act's 1982 amendments (see Point I.D., infra). More importantly, the district court interpreted Sec tion 2 as though it compels states to devise electoral mech anisms which will guarantee the election of minority can didates by facilitating minority bloc voting. That is, if it is at all possible to fashion a district with enough blacks to always guarantee the election of the "black" candidate by their "raw numbers alone", then the court below would compel the state to do so. That view of the VRA is invalid and unsound. As re cently stated by the court in Terrazas v. Clements, su- pra, 581 F.Supp. at 1359-60: In the absence of a denial of access, or discrimina tory intent, the failure to consolidate the [minority] population may constitute a less advantageous polit ical result, but not an unlawful result. [emphasis added]. The court below invalidated the North Carolina re districting plans merely because they failed to provide a perfect arrangement for preemptive racial voting by mi norities. That was reversible error, because the VRA simply does not require the states to "maximize the politi cal clout" of any racial, religious, or ethnic group. Sea mon v. Upham, supra, 536 F.Supp. at 945. All that the Act requires is equal access to the political process-and the creation of "safe" minority districts is simply not a prerequisite to equal access. Terrazas v. Clements, supra, 581 F.Supp. at 1354. C. The Court Applied a Clearly Erroneous Interpreta tion of Illegal Vote Dilution The overinclusive concept of illegal vote dilution relied on by the district court completely distorts the principle of equal political access which underlies the Voting Rights Act. Equal opportunity for minorities to participate in the elective process does not--cannot-include any re- 12 quirement that non-minorities must subordinate or com promise their constitutional right to vote for whomever they please, and for whatever reason. Kirksey v. City of Jackson, 633 F.2d 659, 662 (5th Cir. 1981); Anderson v. Martin, 375 U.S. 399, 402 (1964) . . Yet the district court tied -its holding in this case to the following extraordinary interpretation of vote dilu tion under the VRA: [T] he demonstrable unwillingness of substantial numbers of the racial majority to vote for any mi nority race candidate or any candidate identified with minority race interests is the linchpin of vote dilution by districting. [J.'S. App. 14a-15a.] The court made its position still clearer when, after acknowledging that blacks have made substantial progress in gaining access to political power in the North Caro lina districts, it emphasized that this progress . . . has not proceeded to the point of overcoming still entrenched racial vote polarization, and indeed has apparently done little to diminish the level of that single most powerful factor in causing racial vote dilution. [ld. at 47a.] Thus, the district court repeatedly emphasized its view that the most critical component of the violations in this case--and the "single most powerful factor'' in finding a vote dilution violation-was the failure (or "unwilling ness") of white citizens to vote in essentially the same way as black citizens. When one reads between the lines of the foregoing pronouncements, it is evident that the court is issuing a none .. too-subtle warning to North Caro .. lina's white voters. The warning is that unless they start to vote for minority candidates (regardless of the candi date's individual merit or qualities) in "substantial num bers", the court will continue to hold that there is "racial vote dilution" in their districts. And as long as the court holds that view, it will continue to invalidate and enjoin the district's elections. 13 This constitutes a profound distortion of the .true goals and principles of the Voting Rights Act. The district court blithely dismissed hard evidence that blacks do en joy equal access to .the political/elective processes (e.g., 40% representation on House delegation of district com· posed of only 22 % black voters) and focused instead on the allegedly culpable behavior of white vo.ters in failing to alter .their voting preferences in favor of minority candidates. This crabbed and punitive approach to voting rights law abandons the basic element that Section 2 of the VRA can only be violated by the discriminatory prac tices and policies of governments; Section 2 cannot be violated by citizens in the exercise of their absolute First Amendment right to vote for the candidate they prefer, for whatever reason. Kirksey, supra, 663 F.2d at 662.3 The district court's opinion erred in failing to grasp this distinction. D. The District Court Erred in Interpreting the Con troversial Senate Judiciary Committee Report as Though It Were the Statute The district court was able to reach its erroneous con clusions only by misinterpreting Section 2 of the Act. Its misinterpretation was hardly surprising, however, be cause the court never even attempted to interpret the actual language of the statute itself. Instead, it relied almost exclusively upon selected portions of a Senate Com- 3 The VRA itself, 42 U.S.C. Sec. 1971 (b), prohibits any form of intimidation or coercion intended to interfere with any person's right "to vote as he, may choose." [emphasis added] But the court's admonition that the racial majority's "entrenched" failure to vote for minority candidates may result in a violation of Section 2 is itself a form of coercion or intimidation intended to alter white voting behavior. It is not farfetched to argue that the court's ominous warnings could themselves violate the VRA's prohibition of intimidation or coercion, were it not for judicial immunity. 14. mittee Report.4 That report re·flected the views of only a modest majority of the Senate Judiciary Committee, whereas the enacted statute reflected a complex compro mise between a wide variety of factions in the full Sen ate and the full House, as well as the views of the President. The district court's slavish adherence. to the one-sided observations of the Senate Committee Report is totally unjustifiable under black letter rules of statutory inter pretation-but it is understandable in one significant respect. Only by treating the Committee Report as though it were the definitive authority on amended Section 2 could the court possibly justify its rigid application of the Re port's so-called "nine factors" test (including "polarized" voting) as the definitive standard for determining viola tions of Section 2. See S.Rep. at 28-29. And only by placing such exaggerated reliance on the Committee Re port's "nine factors" could the court find a violation in the North Carolina districts at issue. For the actual stat utory language of Section 2 nowhere mentions such open ended factors as "polarized voting", minority employment conditions, or political "responsiveness"-and the 1982 amendments would never have passed the full Senate or been signed by the President had such controversial and divisive factors been explicitly incorporated in the statute. The ultimate language of the 1982 amendments to Sec tion 2 was indeed a compromise of conflicting viewpoints. But the Senate Judiciary Committee Report does not even begin to reflect the diverse elements of that multi-partite 4 S.Rep. No. 97-417, Report of the Senate· Judiciary Committee on S. 1992, 97th Cong., 2d Sess., ordered to be printed May 25, 1982 (hereafter cited as "S.Rep."). Senators Thurmond, Hatch, Laxalt, Dole, Grassley East, and Denton all found it necessary to append "additional", "supplemental", or dissenting views to the Committee Report. 15 compromise. Instead, it reflects only the one-sided aspira~ tions of a faction of Judiciary Committee Senators who favored the most expansive interpretation of Section .2 . they could promulgate without killing the legislation altogether. The earlier House-passed bill (H.R. 3112), which was subsequently introduced verbatim in the ,Senate by Ken nedy and Mathias, had raised serious concerns that it might ultimately require proportional representation of minorities among eiected officials. To eliminate these concerns, Senator Dole introduced the proviso which ex plicitly disclaims that the section creates any right to proportional representation. At the Senate mark-up of the bill, :Senator Dole articu lated the ·essence of the compromise which finally resulted (S. Rep. at 223) : [T]hat is the thrust of our compromise: equal ac cess, whether it is open; equal access to the political process, not whether they have achieved proportional election results. Only when President Reagan signaled that the Dole substitute was acceptable to him (i.e., that he would not veto the bill if passed) did the divergent forces and fac tions in the House and Senate come together to enact the legislation. Since the House simply adopted the Sen ate-passed Dole substitute without change, there' was no need for a Conference Committee~· and there was no Conference Committee Report reflecting the understand ing and intent of both Houses in passing the' b!Jl. Moreover, there is no plausible basis for viewing the Senate Judiciary Committee Report- which was intensely disputed even within that one committee of one ~ous~ as though it reflected the consensus understanding a:rid intent of both Houses, as well as that of the Preside:nt. It simply did not. It reflected only the subjective views 16· of some eleven members of the eighteen-member Senate Judiciary .Committee.5 But the court below approached the new statutory lan guage of Section 2 as though it were a mere afterthought to the controversial Senate Judiciary Committee Report. More specifically, the court judged the North Carolina districts by the standards of the Senate Report rather than by the standards of the statute. This violates the first principles of statutory construction and, in itself, is clearly reversible error. It goes without saying that committee reports are nei ther enacted by Congress nor signed by the President, and they simply do not have the force of law. In re Evans, 452 F.2d 1239 (D.C. Cir. 1971), cert. denied, -;108 u.s. 930 (1971). In Davidson v. Gardner, 370 F.2d 803, 828 (6th Cir. 1967), the Sixth Circuit correctly stated the extremely limited a~hority of the report of a single house of Con gress with respect to interpreting the resultant statute: The House Report, in this regard, was not agreed to in the Senate Report, nor was any mention made of . it in the Conference Report. The report of a Committee of the House "does not go very jar to show the intention of a majority of bo·th houses of Congress." Porter v. Murray, 69 F.Supp. 400, 402 (D.D.C. 1946). As further stated by the Court in Porter v. Murray, 69 F.Supp. at 402., the report of a single committee of the Senate is distinctly "less persuasive on the issue of Congressional . intent than the report of a conference com mittee of both Houses". Accord: K. Davis, Administra- · 5 It would have been a simple matter to list the "nine factors" Cited·by the Senate Report in the body of Section 2 itself. Why this was not done is obvious: the Senate would have never passed a bill with those highly controversial factors, and the President would never have signed it. 17 tive Law Treatise Sec. 3A.31 (1970 Supp.) at 175 ("The basic principle is quite elementary: The content of the law must depend upon the intent of bot h Houses, not of just one.") . The same point applies here with regard to the sulr jective views of the group of Judiciary Committee staff ers who drafted the tSenate Judiciary Committee Report. The Judiciary Committee Report was simply not a con sensual legislative document, and it provides a highly suspect and unreliable indicator of the intent of the whole Congress. Confronting a similar dispute over Congressional in tent and legislative history in Hardin v. Kentucky Utility Commission, 390 U.S. 1, 11 (1968), this Court stated: We think ... that the language of the Act in its final form is a compromise and that the views of those who sought the most restrictive wording can not control interpretation of the compromise version. Here, in the same vein, the views of those who sought the most expansive wording of Section 2 likewise cannot control interpretation of the compromise legislation. Yet, there can be no doubt that the Senate Judiciary Commit tee Report primarily reflects the views of Senators Mathias 6 and Kennedy-the same two senators who had originally introduced a Senate Bill which was identical to the far more liberal House-passed bill (H.R. 3112). Since neither the House nor the President ever approved or joined in the Senate Committee Report, it is totally invalid for courts to place such critical emphasis on its content in construing the statute. National Association of Greeting Card Publishers v. U.S. Pos,tal Servioe, 103 S.Ct. 2717, 2731 n.28 (1983). The court's unquestioning reliance on the nine factors listed in the Committee Report has resulted in a rigid ~ It was Senator Mathias who "filed the majority views of the Committee". S.Rep. at 1. 18 "factor-counting" method of judgment which completely obscures the original purposes of the Act. :Since the va lidity of the district court's decision depends on the con . trolling legitl force of the Committee Report's "nine fac tors", and since those "nine factors" are neither part of the statute nor a valid statement of its meaning, the de cision below should be reversed on that basis as well. II. THE DISTRICT COURT ERRED IN ITS CRITICAL RELIANCE ON THE FACTOR OF "POLARIZED VOTING", WHICH IS TOTALLY INVALID AS AN INDICATOR OF VOTING RIGHTS ACT VIOLA TIONS The decision below follows a disturbing trend in voting rights cases which places all but dispositive significance on the existence of racially polarized voting. See also United States v. Marengo County Commission, 731 F.2d 1546, 1567 (11th Cir. 1984); Jones v. City of Lubbock, 727 F.2d 364, 380-81 (5th Cir. 1984). In the Marengo County case, for example, the court stated that Some authorities suggest that a finding of discrimi natory result is compelled when plaintiffs show ra cially polarized voting combined with an absence of minority elected officials. [731 F.2d at 1574; em phasis added] The district court in this case all but confirmed that the persistence of polarized voting will always provide grounds for finding a violation of the VRA, even where minori ti.es have achieved considerable success in gaining important elective posts. (J.S. App. 47a). The court was explicit in holding that it views polarized voting as the "single most powerful factor" underlying violations of the VRA. ld . .It is painfully clear that the court's concept of po larized· voting, and its application of that concept to the facts of this case, was the "linchpin" of its ruling that N qrth · Carolina had violated the Act. But this consti- 19 tutes an extremely dangerous and divisive interpretation of voting rights law: it requires injurious legal conse quences to be imposed unless an identified class of citi zens is willing to alter their voting behavior in a manner considered desirable by some federal court. The existence of polarized voting cannot lawfully pro vide grounds for holding that a state or local govern ment has violated VRA-least of all where (as here) there would be no grounds for finding a violation but for the polarized voting. At least in the United States, the manner in which the citizens of various races or ethnic groups exercise their voting franchise, individually or as groups, is utte·rly beyond the lawful power of a State or political subdivis.ion to control. Even if some citizens vote with discriminatory motives, those motives cannot be imputed to the State. Kirksey v. City of Jacksorn, supra, 663 F.2d at 662.; Jordan v. City of Greenwood, 534 F.Supp. 1351, 1366 (D.Miss. 1982). Thus, it is legally and logically insupportable to allow the validity of a State's election system to depend upon how its citizens choose to vote. Yet that is exactly what the district court did in this case, under the rubric of "polarized voting". A. Polarized Voting is a Prevalent American Voting Pattern Given the tone of severe rebuke with which the court proclaimed that polarized voting persists in these North Carolina districts (J.S. App. 14a-15a, 47a), one would think that it constitutes some form of insidious, abnor mal departure from prevailing American voting patterns. On the contrary, it would be far more accurate to recog nize polarized voting for what it is: a prevailing norm in voting behavior throughout America. It therefore seems highly illogical-not to mention hypocritical-for the law to condemn a jurisdiction's election system pri- 20 marily because its citizens manifest the same cross-racial voting discrepancies that characterize voters nationwide. Polarized voting means only that voters of different races, as groups, tend to vote differently from one an other in relation to the race of the candidates (or in re lation to the candidate's identification with minority is,.. sues). J.S. App. 38a-39a n.29; Collins v. City of Nor folk, supra, 605 F.Supp. at 377. In this case, the dis trict court adopted the view that there is a "substan tively significant" degree of polarization wheneve·r "the results of the individual election would have been dif ferent depending upon whether it had been held among only the white voters or only the black voters in the election." (J.S. App. 39a-40a). This means that whenever a majority of black vote·rs support a black candidate at the polls there will always be a "substantively significant" degree of polarized vot ing unless a majority of whites vote for the black candi date as well. The folly and inappropriateness of relying upon this view of "polarized voting" as an index of actionable vot,... ing rights discrimination is illustrated by the voting re sults of the 1984 Democratic Presidential primaries. In most of those primaries, the votes were divided be tween Walter Mondale and Gary Hart, who are white, and Jesse Jackson, who is black. As established by data compiled for the Joint Center for Political Studies (see Appendix A) ,7 the Democratic Presidential primaries in every one of the thirteen states surveyed were charac .terized by the most extreme form of racial polarization. In most of the primaries surveyed, Jackson received less than 5o/o of the white vote but over 75% of the black 7 The data are taken from Thomas E. Cavanagh and Lorn S. Foster, Election '84, Report #2, Jesse Jackson's Campaign: The Primaries and Caucuses, Table 4 (Joint Center for Political Studies, · 1985). 21 vote. In New JerS<ey, Jackson received 86o/o of the black vote, but only 4o/o of the white vote; in New York, it was 87% of the black vote, compared to only 6% of the white vote. In none of the surveyed primaries did Jack son received as much as 10o/o of the white vote, or less than 50, o/o of the black vote. Unless this Court is prepared to declare that the white membership of the Democratic party is composed of rac• ists from coast to coast, then thef'e must be something elS<e besides anti-black racial prejudice to explain the ex treme statistical polarization in the 1984 primary elec tion voting. That "something else" may well have bee!l Jesse Jackson's total lack of government experience; his status as a practicing clergyman; his controversial "ad ventures" in the field of foreign affairs; or a combina tion of such factors. But only the most irrational anal ysis could conclude that the low white vote for Jackson could accurately be attributed to white racism; there were simply too many other objective factors to explain a rejection of his Presidential candidacy. Similar considerations negate the significance of any legal conclusions drawn from the "polarized" voting pat terns found to exist in this case. Black candidates, who received little support from white voters may just as well have been rejected for their stands on the issues, their liberal ideology, or their personality as for their race. See Jones v. City o1 Lubbock, 730 F.2d 233, 234 (5th Cir. 1984) (Higginbotham, J., concurring spe cially). The statistical "evidence" offered by appellees on "po larized" voting therrefore fails to come to grips with an inescapable fact: white voter rejection of a black can didate can be based upon a host of factors that have nothing at all to do with race. The 1984 Democratic primary statistics prove that even the most extreme degrees of racial polarization in 22 voting often bear no relationship at all to the kind of discrimination targeted by the VRA. The mere fact that overwhelming majorities of blacks vote for a given black candidate (such as Jesse Jackson) provides no grounds whatsoever to question the attitudes of whites who overwhelmingly reject the same candidate. T'o hold otherwise affronts both common sense and the equal pro tection clause. Yet the courts discredit the integrity of the white vote every time they invoke "polarized voting" to justify finding a violation of the VRA. One could give innumerable examples of how the con cept of "polarized voting" is a completely misleading indicator of conditions pertinent to genuine Voting Rights Act violations. Few elections were more racially polarized than the 1984 Presidential election; white voters overwhelmingly rejected the Mondale candidacy which black voters were all but unanimous in supporting. Yet no one could responsibly argue that this sharp diver gence in political attitudes along racial lines somehow taints the validity of our Presidential election system or that it unfairly dilutes the black vote. Moreover, even urban jurisdictions where black polit ical power is most vigorous-Chicago, Newark, Phila delphia, Atlanta, all of which have strong black mayors have been characterized by very high levels of racial polarization in voting.8 This again undercuts the notion that polarized voting prevents effective access to the political system. 8 Black candidate Harold Washington received 369,340 black ward votes but only 19,252 white ward votes in winning the Chicago mayoralty election in 1982; some 245,845 whites voted against him. National Journal, Election '84 Handbook 2209 (Oct. 29, 1983). The black candidates elected mayor in Newark, New Jersey, Gary, Indiana, and Cleveland, Ohio, received 96%, 93%, and 96% of the black vote, respectively, as against only 16%, 10 %, and 15 % of the white vote. Levy and Kramer, The Ethnic Factor: How America's Minorities Decide Elections (Simon & Schuster, 1972). 23 Polarized voting is simply a contemporary character istic of American politics ; it reflects the reality of the widely diverse political preferences which are inevitable in a multi-racial democracy. But the existence of such diversity hardly provides legitimate grounds for con demning state and local election systems. The Act's guarantee of an equal opportunity for minorities to participate in the political process, 42 U.S.C. Sec. 1973 (b), need not and cannot be construed to require any compromise of the constitutional guaran tee of the freedom to vote as one pleases. More to the point, the legality of a state's election system cannot be conditioned upon a shift of white citizens' votes to black candidates which will be sufficient to satisfy the expecta tions of three federal judges. B. The Court Applied an Unreasonable Standard in Finding that a "Substantively Significant" Degree of Polarized Voting Existed Even if polarized voting could be viewed as a relevant indicator of Section 2 violations, the district court ap plied an unreasonable and invalid standard in finding that it existed to a critical degree in this case. The court held that a "substantively significant" degree of polarization occurs whenever the election's outcome would be different depending on whether it was held among only black voters or only white voters (J.S. App. 39a-40a). This gives the polarization factor a scope and weight · far beyond what Congress contemplated in passing the 1982 amendments. The statute itself nowhere mentions (let alone condemns) polarized voting. Even if Congress did intend for polarization to be treated as persuasive evi-· dence of a voting rights violation, it surely had in mind something far different than the kind of unexception able voting patterns examined in this case. Jurisdictions where black candidates are able to attract 50 % (Dis trict No. 36), 40:% (District No. 39), . 37o/o (District 24 No. 23) , 39~ o/o (District No. 21 ) , and 32. ro (District No. 8) of the white vote-see J.S. App. 41a-46a- simply cannot be characterized as pockets of culpable resistance to the aspirations of black candidacies. Yet that is pre cisely what the district court's holding says about these North Carolina districts. As shown by the numerous successful black candi dacies in these districts and elsewhere throughout the nation, the foregoing levels of white voter support are more than sufficient to give black candidates effective aecess to the political system. For example, in Terrazas v. Clements, supra, 581 F .Supp. at 1352, the minority (Hispanic) candidate for mayor received 90 o/o of the hispanic vote as compared to only 35 ro of the white vote. When the plaintiff's "ex pert" opined that this constituted significantly polarized voting for VRA purposes, the court flatly rejected his opinion. The court took the sounder view that polarized voting is only meaningful in the legal sense when it de prives the minority of equal opportunity to participate in the political process. Stressing that the Hispanics could form coalitions to gain greater political access than their raw numbers alone would give them, id. at 1354, the court ruled that the 90/ 35 variance in Hispanic/ anglo voting did not constitute a legally significant de gree of polarization. In sharp contrast, the court in this case considered even a 79,/50 black/ white variance to be a significant degree of polarization. ( J .S. App. 38a- 41a). See also Collins v. City of Norfolk, supra, 605 F.Supp. at 388-89 (rejecting claims of polarized voting where levels of white support for black candidates were decidedly lower than in this case) . To hold that state election districts violate the VRA merely because a majority of their white voters do not succumb to judicial pressures and submissively vote for black candidates is not merely an unlawful distortion of the VRA. When a court coerces voters to surrender 25 their freedom of choice in order to appease the court's threats to condemn their election system .9 ' it violates the First Amendment-based guarantee of absolute freedom to vote as one chooses. Kirksey v. City of Jackson, supra, 633 F.2d at 662; Anderson v. Martin, supra, 375 U.S. at 402. Under the district court's approach to polarized voting, there would be few, if any, districts in the whole United States which could pass muster under -section 2. Consistent with the liberal view of the Senate Com mittee Report, the district court proceeded as though a finding of polarized voting plus one other of the "nine factors" would be enough to sustain a finding that Sec tion 2 had been violated. J.S. App. 14a-15a and n. 13. Given that the nine factors are hopelessly broad and amorphous-e.g., "any history of official discrimination" (Factor 1)-any locale can easily be found guilty of at least several of them. And few American jurisdictions would not also be "guilty" of polarized voting under the district court's standards. The 1984 Democratic Presi dential Primary results (not to mention the 1984 Presi dential election itself) conclusively demonstrate that extreme polarized voting is manifest throughout the United States. See Appendix A. Thus, the approach taken by the district court in this case simply proves too much. Congress cannot have in tended to enact a standard for Section 2 compliance which can only be met with certainty by homogenous jurisdictions that do not have to cope with the political tensions of racial diversity. The district court's inter pretation of the VRA would condemn the election sys- ~In fact, the court's own opinion shows that this phenomenon may have already occurred in North Carolina. J.S. App. 37A n.27. The notable success of black candidates in the 1982 election was ascribed to white support which was reputedly based on fear that the defeat of black candidates would adversely affect the VRA litigation. 26 terns of any jurisdiction where, for instance, conservative non-minority voters "refuse" to vote for liberal or rad ical candidates who happen to be black; and where can didates have the audacity to urge reduced welfare spend ing or to oppose forced busing (which the court would undoubtedly condemn as "overt or subtle racial appeals" under Factor 6 of the Senate Report, J.S. App. 13a). The approach adopted by the court below does not advance valid and lawful principles of voting rights for minorities; instead, it prescribes a form of judicial tyranny over the political and voting freedoms of mem bers of the racial or ethnic majority. This Court should emphatically and unambiguously reject the district court's decision as a profound distortion of the Voting Rights Act and an affront to the Constitution. CONCLUSION For all the foregoing reasons, the decision of the dis trict court should be reversed. July 5,1985 Respectfully submitted, DANIELJ. POPEO GEORGE C. SMITH * WASHINGTON LEGAL FOUNDATION 1705 N Street, N.W. Washington, D.C. 20036 (202) 857-0240 Attorneys for Amicus Curiae Washington Legal Foundation * Counsel of Record APPENDIX A Table 4. 1984 Democratic presidential primary voting by race. Blacks Whites Black White per- per- centage centage State Date of sample Glenn Hart Jackson Mondale of sample Glenn Hart Jackson Mondale Alabama 3/13 40% 1% 1% 50% 47% 56% 32% 37% 1% 29% Georgia 3/ 13 28 1 5 61 30 69 25 38 1 32 Illinois 3/ 20 25 4 79 17 69 45 4 47 New York 4/3 23 3 87 8 70 36 6 57 Pennsylvania 4/ 10 16 3 77 18 82 43 4 50 ...... ~ Tennessee 5/1 26 2 76 22 71 43 2 51 Texas* 5/ 5 33 1 83 16 56 37 4 50 Indiana 5/ 8 14 9 71 20 85 51 3 44 Maryland 5/8 24 2 83 13 73 35 5 53 No. Carolina 5/ 8 27 1 84 13 69 41 3 46 Ohio 5/ 8 19 3 81 15 79 50 5 44 California 6/5 5 78 16 48 9 40 New Jersey 6/ 5 2 86 11 38 4 56 Source: CBS/New York Times exit surveys. * Sample of caucus participants NAACP0716 NAACP0717 NAACP0718 NAACP0719 NAACP0720 NAACP0721 NAACP0722 NAACP0723 NAACP0724 NAACP0725 NAACP0726 NAACP0727 NAACP0728 NAACP0729 NAACP0730 NAACP0731 NAACP0732 NAACP0733 NAACP0734 NAACP0735 NAACP0736 NAACP0737 NAACP0738 NAACP0739 NAACP0740 NAACP0741 NAACP0742 NAACP0743 NAACP0744 NAACP0745 NAACP0746 NAACP0747 NAACP0748 NAACP0749 NAACP0750 NAACP0751 NAACP0752 NAACP0753 NAACP0754 NAACP0755