U.S. SUPREME COURT REPORTS 80 L Ed 2d (Bose Corporation v. Consumers Union of United States)
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November 8, 1983 - April 30, 1984

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Case Files, Thornburg v. Gingles Working Files - Guinier. U.S. SUPREME COURT REPORTS 80 L Ed 2d (Bose Corporation v. Consumers Union of United States), 1983. 427555a9-dc92-ee11-be37-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/1b06ecce-2c74-441a-8474-efd6bd411e00/us-supreme-court-reports-80-l-ed-2d-bose-corporation-v-consumers-union-of-united-states. Accessed April 06, 2025.
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U.S. SUPREME COI'RT REPORTS 80 L Fd'2d BOSE CORPORATION, Petitioner v CONSUI\{ERS UNION OF UNTTED STATES, INC. - us -, 80 L Ed 2d 502,104 S Ct _ tNo.82-1246) Argued November 8, 1988. Decided ApriJ 80, 19g4. Decision: "Actual malice" determinations in defamation suits held subject to de novo review. SLMMAR}' - In a product disparagement suit brought by a stereo loudspeaker manu- f3ctq:er against a magazine publisher, trre unitea states District court for the District of Massachusetts held that the manufacturer was a public figure within the me-aning of the rure precluding recovery unless the manufactu-rer proved by clear and convincing evide"nce that ihe publisher made a false and disparaging statement with actual maligs, but entered aju'lgrnent for the lmanufacturer on the ground that it rr.i 1*t i"ed its burdln of proof (508 F supp 1249). The united states court of Appeals forthe First circuit ieversed, holding that its review of the ..act,,ir-malice,, determination wac not limited to tt " crearly erroneous "t""aara ; R;i" 52(d of the Federal Rules of civil procedure,-but that it must perform a de novo review to determine whether there was clear and convincing evidence of actual malice (692.F2d 189). ^ on certiorari, the united states supreme court affirmed. In an opinion by srrvrNs, -J. expressing the views of Bn,vNeN, M.e,s,er,r, Br.lcxr,rr-rN, ani P-owg1 J.J., it was held that the clearly erroneous sr^ndard of Rule ld<a) ofthe Federal Rules of civil Proced,r.e does not prescribe the standard of r-eview to be applied in reviewing a determination of actual malice underthe constitutional ru-le prohibiting a public ofrciar or public figure from recovering damages for a defamatory ?ahehood unless h" p.oro that the statement u'as made with actuar malice; that appellate judges in such a case mttst_ exercise independent judgment and determine -q-hether the record establishes actual malice wiitr convincing clarity; and that the record did 502 B'* :l '.F ffi{iif$$#ffi ffit*ifimlfl,+r;{.i:Ti,!;tlr^atiiH,m i;:::,,13*:.+l* 1 80 L Ed'2d ES, INC. . J0, 1984. ;on suits held subject o loudspeaker manu tes District Court for .cturer -vas a public \ recovery unless the ce that the publisher malice, but entered a - it had sustained its Court of Appeals for I the "actual malice" ous standard of Rule ^',t it must perform a de C med. In an opinion by HALL, BLACKITUN, ANd indard of Rule 52(a) of :ribe the standard of f actual malice under :r public figure from ss he proves that the judges in such a case whether the record I that the record did G BOSE CORP. v CONSIIN{ERS U\-ION OF U.S., INC. 80 L Ed 2d ti02 not contain clear and convincirag evidence that the publisher or its r*riter was guilty of actual malice. BuncrR, Ch. J., concurred in the judgmt'nt. Wxlrr, J., dissented on the g;rounds that the question r+'hether the defamatory statement u'as u'ritten r+'ith ac'tual knorlledge of its falsit-r' was a question of historical fact not subject to de novo revie'*'. RsHNeursr, J., joined by O'Coxxon, J., dissented on the ground that the "clearly erroneous" standard of Rule 52(at applies to actual malice determi- nations, which involve no more than findings about the mens rea of an author. HF-ADNOT[Xi Classi-fied to U.S. Supreme Court p;-.61. larrl'ers'Edition Appeal and Eror $ f477 -findings - malice fact- stitutional rule prohibiting a public 1a, 1b. The clearly erroneous stan- dard of Rule 52(a) of the Federal Rules of Civil Procedure does not prescribe the standard of rerieq' to be applied in revieu'ing a determina- tion of actual malice under the con- TOTAL CLTENT.SER\IICE LIB}IARY B RMERENCES 5 Am Jur 2d, Appeal and Error S 831; 32 Am Jur 2d, Federal Practice and Procedure $ 363 2 Federal Procedure, L Ed, Appeal, Certiorari, and Review ,-$ 3:649 ' USCS, Court Rules, Federal Rules of Civil Procedure, Rule 52 US L Ed Digest, Appeal a:rd Error S 1477 L &l Index to Annos, Appeal and Error ALR Quick Index, Appeal and Error Federal Quick Index, Appeal and Error Auto-Citc€: Any case citation herein can be checked.for form, parallel references, later history and annotation ref- erences through the Auto{ite computer research system. ANNOTATION REFERENCES Application of "purely erroneous" test of Rule 52(a) of Federal Rules of Civil Procedure to trial court's findings of fact based on documentary evidence. 11 ALR Fed 212. official or public figure from recover- ing damages for a defamatory false- hood unless he proves that the state- ment 'A'as macie q'ith actual malice; rather, appellate judges in such a case must exercise independent judg- ment and determine u'hether the '.Xr;:tl:i1{E "-;.ri.r;;i!X, U.S. SUPREME COURT REPORTS 80LEd2d { !l i record establishes actual malice w"ith convincing clarity. (\4'hit€, Rehn- quist, arrd O'Connor, J.J., dissented from this holding.) Courts S 352 - applicable la*' -product disparagement 2a, 2b.In a suit in Federal District Court sirting in IMassachusetts by a Delavrare corporation u'ith its princi- pal place of business in Massachu- setts against a }{eu' York not-for- profit corporation having its princi- pal place of business in New York, a product disparagernent claim is gov- erned by the law of New York and Massachusetis u'hen vie*,ed bv the parties as in accord in this area. Constitutional Lar*' S 948 - pubtic figure - defamation - media defendant 3a, 3b. A corporation's publication of a product-evaluation magazine qualifies it as a "media" defendant under the constitutional rule prohib- iting a public official or public figure from recovering damages for a de- famatory falsehood unless he proves that the statemenr was made r+'ith actual malice. Appeal and Error S t4Z? - facts - knowlcdge 4. What a person knew at a given point in time is a question of fact within the meaning of the provision in Rule SZa) of the Federal Rules of Civil Procedure that factfindings shall not be set aside unless clearly erroneous, Appeal and Error S 14b2 : re- cords - free speech 5. The constitutional principle that an appellate court has an o6li- gation to make an independent ex- amination of the s'hole record in order to make sure that the judg- ment does not constitute a forbidden 504 intrusion on the 6eld of free expres- sion applies equally to state and federal litigation. Appeal and Error S l4g - find- ings - documents - oral tes- timony 6. While the "clearh' erroneous,' standard of Rule S}ta of the Federal Rules of Civil Procedure applies to findings based on documeniiry evi- dence as v,ell as to those basid en- tirely on oral testimony, the pre. sumption h?" less force in the for- mer situation than in the latter. Appeal and Error S f464 - find- ings - length of trial 7. While the "clearly erroneous', standard of Rule 52(a) of the Federal Rules of Civil Procedure does not change as the trial becomes longer and more complex, the likelihood that the appellate court vrill rely on the presumption tends to increase u'hen the trial judges have lived u'ith the controvers5' for u'eeks or months instead of just a few hours. APpeal end Error S 1453 - find. ings - conclusiveness 8a, 8b. The conclusiveness of a firrdirrg of fact depends on the nature of the materials on s-hich the find- ing is based. Appeal and Error $ 1464 - fact- fuldings 9. Rule 52(il of the Federal Rules of Civil Procedure applies to findings of fact, including those described as "ultimate facts" because they may determine the outcome of litigation, but it does not inhibit an appellate court's power to correct errors of law, including those that may infect a so-called mixed finding of law and fact, or a finding of fact that is pred- icated on a misunderstanding of the governing rule of law. { 1 .J rI ,( ! It I p g 'rtl ! tr s g :; ,l f,r * * 1... ,.ir .,-:,46,r.z;., i:.+j!t 80LEd2d :ld of free expres- lly to state and r $1464 - find- rents oral tes- 'earl1' erroneous" l,a) of the Federal :edure applies to documentary evi- r those based en- timony, the pre- force in the for- in the latter. r$I4&l-find- of trial early erroneous" lia) of the Federal .,cedure does not I becomes longer t, the likelihood .'ourt u'ill rely on ends to increase .dges have lived -sy for u'eeks or ust a fen,hours. r $1453 - find- :siveness rclusiveness of a nds on the nature n which the find- rr $1464 - fact- rhe Federal Rules applies to findings .hose described as ,ecause they may - ome of litigation, :ribit an appellate correct errors of -e that may infect .nding of lau' and fact that is pred- erstanding of the BOSE CORP. v CONSUMERS UNrON OF U.S.. INC 80 L Ed 2d 502 { frial g 42 - questions of larr and fact 10a, 10b. The line between find_ ings of fact and cotrclusions of law varies according to the nature of the substantive law at issue, but at some point the reasoning by u.hich a fact is found crosses the line between application of those ordinary princi- ples of logic and common e*pe.ien"e which are ordinarily entrusted to the finder of fact into the realm of a legal rule upon which the reviewing court must exercise its oll'n indepen_ dent judgment; regarding ce.-tain largely factual questions in some areas of the law, the stakes-in terms of impact on future cases and future conduct-are too great to en- trust them finally to the judgrnent of the trier of fact. Constitutional Laq' g g2E - free speech-false ideas 11. Under the First Amendment there is no such thing as a false idea; however pernicious an opinion may seem, its correction depends not on the conscience of judgel and ju- ries but on the competition of otlier ideas. Appeal and Error S f464 - facts - constitutional questions 72a, l2b. The United States Su_ preme Court has an obligation to test challenged judgments against the First and Fourteenth Amend- ments and in doing so cannot avoid making an independent constitu- tional judgment on the facts of the case. Appeal and Error g f464 - consti- tutional fact 13a, 13b. First Amendment ques- tions of constitutional fact compel the United States Supreme Court's de novo revieu'. Appeal and Error $ f464 - fact- findings 14a, 14b. The limitation on appel- lat.e revievr of factual determinaiions under Rule 52tat of the Federal Rules of Civil Procedure is no more stringent than the limitation on fed_ eral appellate revielr' of a jury's fac- tual determinatior** undei the Sev- enth Amendment. Appeal and Emor S f47Z - defa- mation - actual malice 15. The question whether the evi- dence in the record in a defamation case is of the conrincing clarity re. quired to strip the utterance of First Amendment protection is not merely a question for the trier of faci; judges, as expositors of the Constitu- tion, must independently decide q,hether the evidence in the record is sufficient to cross the constitu- tional threshold that bars the entrv of any judgment that Ls not sup ported b1'clear and convincing proof of "actual malice." Constitutional Las' $ gr18 - free speech - malice 16a, 16b. The burden of proving "actual malice" in a defamati-on case requires the plaintif to demonstrate with clear and convincing er-idence that the defendant realized that his statement was false or that he sub- jectively entertained serious doubt as to the truth of his statement. Evidence S 872 - d;scredited tes. timony - opposite conclusion 17. When the testimony of a nit- ness is not believed, the trier of fact may simply disregard it, but nor- mally the discredited testimony is not considered a suffcient basis for drauing a contrary conclusion. Constitutional Las- $ 942 - free speech - malapropism 18. The choice of one of a number 505 0 of possible rational interpretations of an event that bristles q'ith ambiguities and descriptive chal- lenges for the writer, even if reflect- ing a misconception, does not place the speech be1'ond the outer limit-s of the First AmenCment's broad protec- tive umbrella; otheru'ise, anf indi- vidual using a malapropism might be liable, simply' because an intelli- gent speaker s'ould have to knos' that the term s'as inaccurate in con- text, even though he did not realize his foll-v at the time. Constitutional Law $ 947 - free speech erroneous state- ments 19. Erroneou-s statement is inevita- ble in free debate, and must be pro. tected if the freedoms of expression are to have the breathing space that they need to sunive. Constitutional Law $ 947 - free speech - product rlisparage. ment 20. \4rtrether or not the rule re- quiring a shoui.:rg of actual malice Respondent published an article in its malazine evaluating the quality of numerous brands of loudspeaker systems, including one marketed by petitioner- Petitioner objected .to statements in the article about its system, including one to the effect that the sound of individual musical instruments tended to wander "about the room." \4tten respondent refused to publish a retraction, peti- tioner fi.led a product disparagment action in Federal District Courb. The court ruled that petitioner was a "public figure" and that therefore, pursuant to the First Amendment as interpreted in Nes' York Times Crc. 506 ST'LI.ABUS BY REPORTM. OF DECISIONS U.S. SI]PRE\{E COURT REPORTS 80LEd2d in a defamation case applies to a claim of product disparagement based on a critical revie*'of a stereo loudspeaker s)'stem, the difference between hearing violin sounds move around the room and hearing them q'ander back and forth fit-. easily vrithin the breathing space that gives life to the First Amendment. Appeal and Error S 1477 - fac- tual revies' - defamation 27a, 2lb. In a defamation case implicating the constitutional rule that damages are not recoverable by a public official or public figure for a defamatory falsehood rx'ithout clear and convincing evidence of actual malice, it is not actually necessary to revieq, the entire record to fulfill the function of independent appel- late review on the actual malice question; rather, only those portions of the record u'hich relate to the actual malice determination must be independently assessed, and the in- dependent review function is not equivalent to a de novo review of the ultimate judgment itself. v Sullivan, 376 US 254, 11 L Ed %l 686, 84 S Ct 710, 95 AIR2d 7412, ta .recover petitioner must prove by clear and convincing evidence that respondent made a false disparaging statement u'ith "actual 6aligs." Bn- tering judgment for petitioner, the court found, based primarily on the testimony of the article's author (re spondent's employee), that the arti- cle eontained a false statement of "fact," because the sound of instru- ments heard through the speakere tended to wander "along the wall" between the speakers, rather than "about the room" as reported by respondent; that the author's testi- ( -'+-i.-&-,l-< ;.-f,.rt*i+i!?*il r-f I IDOI was E'al Etat basi clea con( tqin restr sta, \f,,a_c of ir App rer.i, miw "clei eral g'hic fact clear shall the t bilitl musl depe ensu appli stitu: of th CODCI susta He .1. of Rt stand revis malic York late j cise i terni lishes clarit (a) ment an ot dent ord tp not q -$ -,;:i;i.,+t* . --i{F -,*'*,#Sifr_.n,I**r; 80LEd2d e applies to a disparagement 'ieu' of a stereo the difference n sounds move hearing them rth fits easil-v .C space that -{mendment. S 1477 - fac- efamation :famation case -'.itutional rule recoverable by rlic flgure for a u'ithout clear ence of actual :ally necessary record to fulfill pendent appel- actual malice those portions relate to the .nation must be ed, and the in- .rnction is not i'o review of the :elf. t54, 11 L Ed 2d ALR2d L412, tn must prove by g evidence that alse disparaging ral malice." En- petitioner, the ,rimarily on the ,cle's author (re- ), that the arti- se statement of sound of instru- --h the speakers along the wall" rs, rather than as reported by author's testi- mony that the challenged statenrent rras intended to mean "along the u'all" was not credible; and that the statement *'as disparaging. On the basis of s'hat it considered to be clear and convincing proc,f, the court concluded that petitioner had sus- tained its burden of proving that respondent had publisheC the false statement q'ith knou'ledge that it u'as false or u'ith reckless disregard of its truth or falsit-r'. The Court of Appeals reversed, holding that its revier.r' of the "actual malice" derer- mination q'as not Iimited to the "clearly erroneous" standard of Fed- eral Rule of Civil Procedure 52tal u'hich pror-ides that "[!indings of fact shall not be set aside unless clearly erroneous, and due regard shall be given to the opportunity of the trial court to judge of the credi- bilitv of the q'itnesses"-and that it must perform a de novo revies'. in- dependentl-v examining the record to ensure that the District Court had applied properly the governing ccn- stitutional rule. Based on its review of the record, the Court of Appeals concluded that petitioner had not sustained its burden of proof. Held: 1. The clearly-erroneous standard of Rule 52a) does not prescribe the standard of review to be applied in reviewing a determination of actual malice in a case governed by New York Times Crc. v Sullivan. Appel- late judges in such a ca-re must exer- cise independent judgment and de. termine whether the record estab. lishes actual malice with convincing clarity. (a) In cases raising First Amend- ment issues, an appellate court has an obligation to make an indepen- dent examination of the whole rec- ord to ensure that the jud5ment does not constitute a forbidden intrusion ,.: .: ..,-;..,..:$j.{d| on the field of free expression. Hos. ever, the standard of ret'ievr must be faithful to both Rule 52rar and the Neu' York Times rule of indepen- dent rerieg', the conflict betrleen the ts'<l rules being in some re:pects more apparent thaa real. For in- stance, Rule 52(a) does not forbid an examination of the entire record, and the constitutionally ba-sed rule of independent resie\,r' permit-. giv- ing "due regard" to the trial judge's opportunitl' to judge s'itnesses' cred- ibilitl', as provided b1-Rule 52rar. ,b) Rule 52ta) applies to findings of fact, but does not inhibit an appel- lafe court's po\4'er to correct erTors of laq,, including those that may infect a so-called mixed finding of Iaq and fact. In a consideration of the possible application of Rule 52i a)'s distinction betu'een questior*x of la'x' and fact to the issue of "ac- tual malice," three characteristics of the Neu' York Times rule are rele. vant: (1) the common-law heritage of the rule, (2) the fact that its cont€nt is given meaning through case.by- case adjudication, a-nd (3) the fact that the constitutional values pro tected by it make it imperative that judges make sure that it is correcrly applied. (c) The requirement of indepen- dent appellate review enunr:iated in New York fimes reflects a deeply held conviction that judges-particu- larly Members of this Court-must exercise such revies in order to pre. serve precious constituti<lnal liber- ties. Under New York Times, the question u'hether the evidence in the rercord in a defamation case is of the cc,nvincing clarity required to strip the utterance of Fi.rst Amendment protection is ultimately a question of federal constitutional law. 2. The Court of Appeals correctly concluded that there is a significant 507 BOSE CORP. v CONSUMER-S UNION OF U.S.,INC. 60 L Ed 2d 512 { { + Lrir;.-**irE --1 q.r+ U.S. SUPREME COURT REPORTS 80LEd2d r{ di-fference between proof of actualmalice and mere proof of f.f"iti, ."fthat, the. requisite "dditi;;"1'-'p;;;;was lacking in this """u. ff,u L.tl-mony' of the arricle's author JiJ ""iconstitute clear and .o"uin.inf ""I-dence of actual malice. ff,e faci tfraihe attempted to rationait; ;; mil: tk" * to the article,s ,." - rf ii"phr1g -"about the room', ao". ,roiestablish that he realized th;l;;;: 13"I ,t the time of publicatior. i;cn:)lce.ot' the language used, thoushreflectlng a misconception, did n"ot I1"9: ,hg speech beylnd the ourerrrmlts ol the First Amendment,s broad protective umbreff.. er"n -"cl cepting all of rhe District C";r;L [1a] Justice Stevens delivered theopinion of the Court. An unusual metaphor ia a criticalreview of an unusr.l mra.p"l?. system gave rise to product disi-;- -agement litigation tliat presenfs*twrth a procedura) question of nrstimpression: Does Rule S-Ztrl ,f -"tfr"Federal-Rules of Civi.l p.";;; ;;;scribe the standard e b";OOIt;j;; ll;irJf s#{"flr,iliT##i 3________________.faJse^s.!ateme-ntwasmaae*ilt-iil'e S"o 9j "actual malice', described inNew York Times v Sullivan, 316 G ?14:-?7\280, 11 L Ed 2d 6',d;;r4"5Lt 710, 95 ALR2d L4t2 (lgu)i purely factual findings, nevertheless, ac.a matter of law, the record ddnot contain clear and convincing-e-r{ dence that respondent o, it"'"rn- l,o) T -prepared the article u.ithroou'ledge that it contained a falsestatement, or n.ith reckless di.;";;;; of the truth. 692 Fzd 189. affirmed. -Stevens, J., deUvered the opinionof the Court, in "hi.t B#;;:I\{arshall, BIackmun, and pou,ell. JJ., joined. Burger, C. J., ;"*;;;;;rn r.he judgment. White, J., 6led a 9lyr,,ig opinion. n"frrqri"i-"ll l1e_o a drssenting opinion, in u.hich O'Crcnnor, J., joinld.' ( he: see tiot the APP piar SIt seer r h;- ing Plai Afrcr the or-r conclu, tem is bu_ver . for hi:r ing so were sl you af APPEARANCES OF COUNISEL C_harles Hieken argued the cause for petitioner.ItIi cha et N. porr et ;.c" "J ;;;."" iofl[o., o "n,OPNiION OF TIIE COURT . In the May 1970 issue of its maga_ A, "Co*umer ,Repo.tr,,, .".fri- dent published a seven_page articleeval'rating the quality "?;il;;;;;::aS of medium priced loudspeak_ ers. ln a boxed_off section occupltngmos! of two,,pages, respondent' iomlmenl€g on ..some Ioudspeakers of :p".i"I* interest,', one of ",fri.f, ".*Lne Uose 901_an admittedlv "unique and ro"oouu.rtio;;; :;,rr.Hthat,had recently been placed;;;; mark€t by petitioner.r After describ_mg the system and some of its vir_tues, and after noting that a lirt";;; courct prnpoint the location of vari_ous instruments much -o."- ""iiiwith a standard .p"rtu.-it "r;;ilEne Sose 6y6tem,,, respondent,s arti- cle made the following statements: ' "Iilorse, inditidual instruments 2. tb) uct dispe.. sitl' of c USCS $ r; Massachu accord in disparagpr 17. The I applicable of prorin5 dence, tla and disp: establishin cover. Id_ product di leged clair violation oi [15 UScs t neither of r F Supp. ar _ . 3. Petitior coDt€ntioc ri.ug to tr, creating & Ioudspeater subjective Court agrea it ruled that relief. 5O8 I also argrred the Bose 9O b_r' the revie this claim. cl -.*,'I-+..1::S o*ia.*-*f*fl[ ' -r+.+H* r-+rffi#.:1+ ,d"il".-.Hi;:-r:1i""""'"f HiTj'ff ',#unconventional nature "f th" .6;;;;ac:ttvely solicited rerieu.s in numerous publica_ 508 li-ons therebf inviting critical evaluation aadcomment on the unique qualities of the J-tem. 808 F Supp tze, 12?i CD M;ld;i,--'- 80LEd2d . nevertheless, .e record does cnvincing evi- r or its em- articie' rn'ith :ained a false :less disregard d. .d the opinion ,ich Brennan, and Pos'ell, J., concurred ite, J., filed a Rehnquist, J., ( rion, in u'hich en-page article :v of numerous iced loudsPeak- .ction occuPYing espondent com- .oudspeakers of e of q'hich was .n admittedlY :ntional" sYstem en placed on the :'.t Afber describ- some of its vir- s that a listener iocation of vari- .ich more easilY eaker than with 'espondent's arti- rg statements: .ual ilstruments tic:l evaluation and qualities of the sYs' -3 (D lUass 1981). :. -; :ir.-'r.;.: r.li . ..ia*.- :i.*,i.f,* 'i t. BOSE CORP. v CONSUMERS UNION OF LI'S'' INC' , 80 Lil 2d 502 heard through the Bose sYstem seemed to grou' to gigantic propor- tion*. a.,d Gnded to g'ander about the room. For instance, a violin upp"u.ua to be 10 feet u'ide and a oiano stretched from lr'all to wall' iVith orchestral music, such effects seemed inconsequential But we think theY might become annoy- i"e "'t,"n listening to soloists'" Pt"aintiffs Exhibit 2' at 274' After stating opinions concerning it"-r""tutt tJrrrd quality, the article concluded: "We think the Bose sYs- i"r" i. so unusual that a prospective iuil"r *,rt, listen to it and judge it i#f,imsetf. We would suggest delay- i.,g ,o big an investment until You *"-r" trt6 the sYstem would Please ;;- aft€t the noveltY value had worn off." Id-, at 275. [2a] Pr:titioner took exception .to ora.r"ro,.,= statements made in the "Ji.t", and when respondent refused to publish a retraction, petitioner cornmenced this product disparage' ment action in the United States District C,ourt for the District of ntuitu.t """tts.'z After a protracted oeriod of pretrial discoverl , the Dis- irict Court denied respondent's mo tion for summar]' judgment' 84 t'RL) OAi tlgsol, and-conducted a 19daY Ue"ci, trial on the issue of liability' In its lengthY, detailed oPiniol on tt " ^"tit"'of th" case, 508 F SuPq fZag tfSAU, the District Court ruled in respondent's favor on most is- .rr"t.' tUo=t signifi cantll', the District Court ruled that the petitioner is a t. .t .I ri ,'i. I 2. lzb) Federal jurisdiction over the prod' ,r.i-a'i-"pr'.ug"rnent claim u'a-' based on diver- ;i-;-i;i&*hip' 26 USC $r332'ar'lt [28 USCS S 1332,ax1rl. The lau of Neq' York ano fJl**Jf,"*,o. riewed by the parties a-' in acco.d ln this area, governed the prod-uct il"rri^*"to"n, claim Sb8 F Supp' at 1259. n ii'in"' oi"uct Court held that under the "ppficaUte stat"e law, plaintif had the burden II"t*i"*' bv a prePonderance of the eri- i".r'"* t-r,"'i th"e staLments in issue were false- ;;-;";;t.ci"g, and also had the burden of oGUtiri,i"g-"ctual dam'gls i"..9S"t b .1e. corer. Id., at 1259-1260 In addition to tne or"ar.i-ii,"p"."gement claim, petitioner . al- i&J-.f"i.. foi unfair competitio-n- and ^aiili"ti* "f the l,anham Act' 15 USC S lr2l ii;-uscs S I1211. The District courl held that '""ittru.ofinot"-claims had been proven 508 F Supp, at1277. . 3. Petitioner's attack on the article included "ont"ntiott. that it n'as misleading in refe.r- ring to two persons as a "panel" ?nd A c."-ating the impression that evaluatlons oI iouL*"uf."t qur.fity .t" objective rather than subiective judgments. \l'hile the l)lstrlct A;;'r+; i'ith petitioner on the6e points' it-^t"a"tlrt they did not entitle petitioner to r"fi"i. 5OS F Supp' at 12€0-1262 Petitioner- "i.o utsu"d that'ihe overall sound qualitl'of ai" Sol 9Or should have been rated higher i'*l ti-" -i.,''i""'"rs. The District Cou rt rejected tfiis cl.im. obsen'ing that all of the testimonl'' inc)udrng that of Dr. Bose' revealed that the ""^j"utiI" of a speaker's "sound qualitl"' or ir""ri"lt" is a "subjective matter.'' and hence in the final anallsis is "nothing more ih;; ; opinion and, a-' such' it cannot-be ".""J to L t-" or false " ld', at 1262 The I.r" .ft" found that petitioner had failed to p-r" futse a stat€ment recommending use of lr, ,mPtifi"t of 50 warts Per channel to ".ii"""'ir," "deepest" bass response with the ;;;i"r=, obsening that the parties had^ con- ""a"a ttrt the power requirements of the """.f."". were readily and objectively ascer- e;Ji" Id.' at 1263-1264' The court also f""rJlf,", Petitioner had failed to prove that il;;; primarilv responsible for the arti' ;1" ;* biased by reason of his financial inter- Ii li "r"nru.ily marketing a speaker . on "'iri.f-,--- fr. had obtained a Patent On the other i-r."J. il" District Court rejected respondent's arsument that there could be no actual mal- i""';;; respondent had no motive to dis' ;l;" facts; the District Court identified two ;ibi; reasons for the disparagement' ftst' ii," -;*", proof' that respondent irad a 'U"if,-i" bias" against "higher priced prod- ucts" and second, a suggestion in.the testi- monl that respondent resort'ed to "sarcasm ;-';;*i circuiation. Id.' at 12?5-1276' The Di.r.i"t Court did not, however' rely upon af,"."- p".= iUf " m ot ivat i ons as afr rmative proof of actual malice. See id'' al l27|l2i7 ' 509 t- 'i'f{::'.i, -dil U.S. SIIPREME COURT REPORTS 80LEd2d ! 1 r{ rl tl"public figure" as that term is de. fined in Gertz v Robert Welsh, Inc., 118 US 323,342,345, 351_352, 4t L Ed 2d 789,94 S Ct 2992 (1924) for purposes of this case and therefore the First Amendment, as interpreted in New York Times v Sullivan. su- pra, 376 US, at 279-ZBO,11 L Ed 2d 686, 84 S Ct 710, 95 ALR?| 7412, precludes recovery in this product disparagement action unless ite pe- titioner proved by clear and convinc- ing et'idence that respondent made a false disparaging statement with "actual malice." - 01 three critical points, hox'ever, the District Court agreed u'ith peti- tioner. First, it found that one ie.r- tence in the article contained a "false" statement of "fact,' concern- ing the tendency of the instruments to wander.. Based primarily on testi- ryony by the author of the article, the District Court found that instru- ments heard through the speakers tended to '*'ander "along the s-all,,, rather than "about the room', as ryported by respondent.s Second, it found that the statement u.as dispar- aging. Third, it concluded ,,on the basis of proof vvhich it cor**iders clear and convincing. that the plain- tifl has sustained its burden of prov- ing that the defendant publistied a false statement of material fact q-ith knowledge that it u'as false or rnith reckless disregard of its truth or falsity." 508 F Supp, at 1277.6 Judg- EI tI t A' YE co oo lD, Fi ' Bi ax' t's OD to s-I 19 no WE 4. In its ruling on respondent's motion for summarJr' judgment, the District Court had held -that the question whether respondent,s panelisls "actually heard instruments gTow to gigantic proportions or q'ander about the room is a question of fact, not opinion. , . .', 84 F?D, at 684. In support of thi motion for summary judgment, respondent had submit- ted an affidarit by one of the panelists, Ar_ nold Seligson, stating that the-article accu- rately reported what was heard in the tests and "I know what I heard,', while petitioner had submitted an affidavit by Dr. Bose, -u,ho d-esig:ned the Bose 901, staflng in substance that "the phenomenom of *-idened and wan- dering instruments . . is a scientifc inpossi- bility." Ibid. 5. Although at one point the District Court seemed to suggest that the instruments, i. e. the sound, did not *'ander at all, relling on a review in another publication sfairng tfrat "each instrument has its prescrifi "pr.*__and it stays there," bO8 F Supp, a[ 1ZOS (emphasis supplied by the Distriii Court) (ci- tation omitted), the District Court had previ_ ously stated that some degree of .,movement,' of-sound between loudspeakers is common to all systems and its discleqion of liability indi- cates that-respondent could have truihfully reported that the sound tended to rander "along the wall," or at least .,seemed" to wa-nder along the wall. It is not entirelv clear that the District Court made a finding;tfa; as such regarding.n'here the sound tended to 5r0 wander. Indeed, it is not entirely clear that he found as a fact that the sound did not *-ander about the room. Rather, as discussed more extensivelf infra, at -, 80 L Ed %. -, the finding seemed to be that the ..panel,; conducting the test did not subjectiveil, per- ceive the sound to be u'andering ..about itre room," but rather perceived it to be q,ander_ ing "across the room." Just u'here the sound did "*'ander," in realit.r', did not appear to be the focus of the decision, though ih".e o.as conficting t€stimony concerning whether itq'as "scientificall.v impossible" for sound toq,ander "about" the room, or to ..seem" to s'alder "about" the room. Se€ SO8 F Supp, at 1%7-7269, t276-r277. . G In its ruling on the motion for sqmm,ry judgment, the District Court assumed- s-ith- out deciding. that the actual malice standard would be applicable in the case and expressty recognized that falsity alone does not provi that stat€ments were made s'ith actual mal- ice, observing that additional facts are re- quired, and that there must be clear and convincing evidence on this question. 84 F?D, at 684-685. In holding that there was a Eate- rial issue of "fact" (a label we use advisedly) on actual malice, the District Court recounted petitioner's argument that the panelists must bave known the statements concerning en- larged and wandering instruments were-false because_ they n'ere false, ibid. ("[A]ccording to plaintitr, the panel could not have heard these phenomena and the statement that thev did G' lr-v tb' rgr ,Ei cle 52i pei der au Pli Urt ha h€a @D d lno Tb€ Cln( ryEt CE tbat (Et --t - {[ I rhrr inr ,'!qt ca8! tin ircc Jud- : *' ::aj-.- -,. ;,, .u..r=-**ii{i u :61ElF,ffi - 1. :: ..+: i,.- :'.,:i:.,;.r;;i$;ifl f. ',n* \s 80LEd2d rf "fact" concern- the instruments rimarily on testi- -,r of the article, :rund that instru- gh the speakers along the wall," t the room" as Cent.3 Second, it ment was dispar- rcluded "on the ich it considers ;, that the plain- , burden of prov- .ant published a aterial fact *-ith as false or u'ith of its truth or . at 7277.6 Judg- ,ntirely clear that he rund did not u.ander as discussed more_.80LEd2d_, ,e that the "panel,' rot subjectively per- ,ndering "about the ', ed it to be r*'ander- rst where the sound did not app€ar to be ;. though there was rcerning r*'herher it -sible" for sound to :n, or to "seem" to Se€ 508 F Supp, at motion for summary ourt assumed, n'ith- :ual malice standard e case and expressly lone does not prove de q'ith actual mal- . :ional facts are re. must be clear and .is question. 84 FRD, rt there was a mate. .-l we use advisedly) rict Court recounted l the panelists must nts concerning en- :ruments were false ',id ("[A]ccording to 't have heard these r)ent thar the-v did BOSE CORP. v CONSUI\{ERS UNION OF U.S., n\rc. 80 L Ed 2d 502 { ment was entered for petitioner on the product disparagement claim.? [3a] The United Stales Court of Appeals for the First Circuit re- versd. 692 F2d 169 (1982). The court accepted the findlng that the comment about n'andering instru- ments u'as disparaging. It assumed, u'ithout deciding, that ttre statement was one of fact, rather than opinion, and that it s'as false, obsen'ing that "stemming at leasl i.u parr from the uncertain nature of the statement a-q one of fact or opinion, it is difficult to determine with confidence u'hether it is true or false." Id., at 194. After noting that petitioner did not contest the conclusion that it was a public figure, or the applicabil- ity of the Neu' York Times standard, the Court of Apped. held that its revie\tr of the "actual malic:e" deter- mination was not "Iimited" to the clearl-r' erroneous standard of Rule 52(a); instead, it stated ttrat it ..must perform a de novo review, indepen- dently examining the record to en- sure that the district court has ap plied properly the governing consti- tutional law and that the plaintiff has indeed satisfied its buiden of proof." Id., at 195. It added, hou'ever, that it "was in no position to con- sider the credibility of u-itnesses and must leave such questions of de- meanor to the trier of fact." Ibid. Based on its oq'n revieg. of the rec- ord, the Court ofAppeals concluded: "[47]e are unable to find clear and convincing evidence that CU pub- lished the statement that indiyid- ual instruments tended to wander about the room u-ith knouledge ;hat it $'as false or u'itir reckleis disregard of q'hether it u'as false or not. The evidence presented merely shorn's that the 'a-ords in the article ma)'not have described precisely *'hat the tu o panelists heard during the listening test. CU q'as guilty of using imprecise Janguage in the article-perhaps resulting from an attempt to pro- duce a readable article for its mass audience. Certainly this does not support an inference of actual malice." Id., at 197.s We granted certiorari to consider u'hether the Court of Appeals erred u'hen it refused to apply the clearly erroneous standard of Rule 52(a) to the District Court's "finding" of ac- { hear them *'as false. The plaintiff further contends that because Seligson was a member of the ll<tening panel . - . he must have knou'n that the stat€ment wa-s ialse. . . ."). The court also noted petitioner! evidence concerning-Seligison's par€nt oD a spea.ker system, and indulging in a.ll reasonable infer- ences fauorable to the plaintiff, concluded that a genuine issue of m"terial fact existed on the question ofactual melise. td., s1 6g6. -7..A separate trial before a different judge o.n th9 issug of damages resulteC in a finding that the false disparagiDg sratement resultea in a slgs loss of 824 u.nits, each of s.hich r+ould have produced a net profit of $129. causing petitioner damages of1106,296 peti- tioner al.so s'as aq-arded S9,0O0 for expenses incurred in an atkmpr to mitigate danrages. Judgment for the total amount. plus intei*t. .r.*..v ii-J,..usr*ye.p!.ii ; frf f ;itr6f ; . : li (,r.i , ; rp[F: was entered b)'the District Court. 529 F Supp 357 0981). 8. Judge Campbell concurreC specially to ernphasize the fact that the Court of Appeals had not passd on the merits of the District Court's bolding that petirioner g'as a public figure. We, of course, also do not p^c< oD that question. {3b] We observe that respondent's publica- tion of Consumer ReporG plainly would qual- ify it as a "media" defendant in this action under any conceivable defnition of that term. Hence, the ansr^'er to the question presented ir. Dunn & Bradstreet, lnc. v Greenmoss Builders, Inc., certiorari granted, - US -. 78 L En 2d 33{, r0{ S c\ 389 (1983i cculd not a-ffect this ca-.e and u.e naturallv elpresis no rieu at this time on that question. 511 tual malice US _, ?6 L &l 2d 805, 103 S Cr 18?2 (1983). I To place the issue in focus, it is necessary to state in somewhat greater detail (a) the et'idence on the "actual malice" issue; and (b) the basis for the Disrrict C,ourt,s deter- mination. Euidence of Actual llfa]ice. At trial petitioners endeavored to prove that the key sentence embod- ied three distinct falsehoods about instruments heard through the Bose system: (1) that their size seemed grossly enlarged; (D that thev seemed to move; and (B) that their movement r+'as "about the room.,' Although a great deal of the evi- dence concerned the first two points, the District Court found that neither was false. It concluded that the aver- age reader u'ould understand that the reference to enlarged instru- ments was intended to describe the size of the area from which the sound seemed to emanate rather than to any perception about the actual size of the musical instru- melts being played, rejecting as .,aF surd" the notion that readeis v,ould intglnret the figurative language lit- erally. 508 F Supp, at 126t., -After referring to testimony explaining "that a certain degree of mo.,remenl of the apparent sound source is to be expected with all stereo loudspeaker systems," the District Court recog- nized that the statement was accu- rate insofar as it reported that .,in_ struments... tended to wander. . . ." Id., at 1267. Thus, neither the reference to the apparent size of the rnstruments, nor the reference to the fact that instruments appeared to move, u'as false.ro The statement that instruments tended to n'ander "about the room" was found false because what the listeners in the test actually per- ceived was an apparent movement back and forth along the wall in front of them and bet*,een the two speakers. Because an apparent movement "about the room',-rather than back and forth-u'ould be so diflerent from what the average lis- tener has learned to expect, the Dis- trict Court concluded "that the loca- tion of the movement of the appar- ent sound source is just as critical to a reader as the fact that movement occurred-" Ibid. The eridence concerning respon- dent's knowledge of this falsity fo- cused on Arnold Seligson, an Lngi- neer employed by respondent. Selig- son supen'ised the test of the Bose 901 and prepared the u'ritten report upon which the published article was based. His initial in-house rq.port contained this sentence: "'Instruments not only could not be placed nith precision but appeared to sufer from giganticism and a ten- dency to wander around the room; a violin seemed about 10 ft. $'ide, a piano stretched from *'all to wall, .r rr -. /a.j<:-: etc,'" - editori. room" change statemr evidenc of the report, tion re of Seli6 qrote 1 checkec port. S"irg, and tes the triz direct e length r Bose, er nation of the forth a< 122. Th Seligsor vealed Seligsor I l. The answereC: "Q.Dc lateral m< "A. Yes "Q..I ti *'hich sa1. if the_v car "A. Iht into the r and a sid onll' thar acres tie 'Q. 'Ir ! didn't sa1 r*'all. aloa '4. I b€ explain tl an exampl 'Q. Tbe it? "A. It r mean abor ers. :L&ir -r'ij: :ij., U.S. SUPREME COURT REPORTS 80LEd2d !.1 1 +{ i I I .l I I: I t-, I ( G,O 9. 'Th-erefore, the plaintiff did not present any evidence to contradict the defe;dantt evidence which tended to show that whenlj"tening to the Bose 901 a listener could ana does perceive that the apparent sound source rs very large. Thus, the court concludes that the plaintitr has not susta-ined its burden of proof by a preponderance of the evidence that 512 the defendant's stat€ment-'instruments seemed to grow t gigantic proportions,-*,as false." 5O8 F Supp, atL267. 10. Thus, respondent prevailed on both of the issues of fact that had been identifed at the summary judgment stage of the proceed- ings. See n 4, supra. .ii,ii5i :l 'l :l ;l I I 80LEd2d iement was accu- -eported that ..in_ rded to q.ander. J hus, neither the rarent size of the .he reference to rments appeared hat instruments about the room', cause what the.t actually per- arent movement ng the wall in ,etween the two an apparent c 19991',_;g[lgy l-would be so the average lis- expect, the Dis- : "that the loca- ,t of the appar_ -st as critical to that movement erning respon- this falsiry fo :gson, an engi- .pondent. Selig_ :st of the Bose u'ritten report blished article al in-house re -r is sentence: iy could not be . but appeared -ism and a ten- rd the room; a 10 ft. r,r'ide, a wall to u'all, -'iDstruments . - - proportions,_wa5 '. ailed on both of 'ieen identified at e of the proceed- -oose, explalnlrl nation for the!!f!, erttalning the scientidc ;'rpl;- rr4rrurl ror f,ne apparent movement ol the source of sound baek qn.ty, Lne source ol sound back andforth across a u'all. Joint aon rJi_rurlo across a $'all. Joint App 112_ 122; The trial judge then queitioned Seligson, and -thit questioning ieivealed that the movement wt ictr Seligson had heard during the ;;; ( "*:"'.Id., at 1264, n 2g. Since theedrtorral rer"ision from .,around theroom" to "about the room', did noichange the meaning of th; f"i;; statement, and since there u,2-s n9 evidence that the edit.ors were a\\,areof the inaccuracy in the ,.igi;;l report, the actual malice dehr;in;_tiol rests entirel-v on an evaluation of Seligson's state of mind *fr"rr h"wrote his-initial report, or u.hen he cneclied the article against that re-port. Seligson u.as deposed before trial a-nd testifed for almost six days atthe trial itself. At one point il-fri. direct examination. he r-esponded ai lg"Stl, to technicat testimo"i: [y O.. Il. The follou-ing questions were asked and ansr+'ered: , .'a ,D*. that explain, in your opinion, the (' ,'Q I thint your statement in the article . ynl.h sa_vs theJ moved into the room, iust a^str rney carDe fors,ard, as well_ , "A-,The example given for the movementrnro the room refers onl-r. to a widened riolinand a widened piano anj u.as meant !o imnlvonr} that the widening and movement s,as acrosc the rear s.all from the tu.o speakers. ,.:q,'r, ten-ded to s.ander about the room., Itdidat say from side to siae oi ,g"l*i'rf,Iwalls alone, but it savs_ "A.. I believe the next s€Dtence is meant to ::e]ain tlar -It therr says, .Fo. instar,[,; Ian example ofthe effect. ., "Q. ff," word .aboutj means around, doesn,t "A. It was, your Honor, it nas meant tomean about the rear r*.all, between tf," "p".1"ers. Iateral movement oi the ilnstrument? "A. Yes. ..i4. }.ggt! t]. - ' _ rJ j ..i. .: _ :1i-.,1, BOSE CORP. v CONSUMERS UMON OF U.S.,INC. 80 L Ed 2d 502 . f;+' r.** \r'as confined to the u.all.r Duringhis cross-examination, at counsel,s request he dreq- a rough sketch oithe movement of the *urrd sou.cethat he intended m a"...iU" -oiii the u'ords "tended to u.ander about the- room"; that sketch ,"r"a"Jl back and forth movement along ihewall betr+.een the speaku... H"'** then asked: "Q.- Mr. Seligson, rr.hl. did l,ouuse the words .tend"d io o.ant"i about the room' to aerc.iUe -"frai you have drau-n on the board? "A. Well, I don't knou, what Tr9" me pick that particular cnorce ol q'ords. \\rould 1.ou have been more satisfied if "*; ";i;'ac,ross,'-I think not_instead oi before. I have the feeling Vouwould have objected in "either eve-nt- The r.r.ord 'about. rneant iust as I drer,r- it on the board. Xo".-i s_o testified in m-v deposition"_ Joint App 169.12 "Q. That isn't q.hat it sa-r,s, though. "A. I understand." Joint App. l2l-t24. I2,- These additional questions were thenasked and answered: "Q. Would it have been more accurate in _vour judgment to say t-hat the instrument" r€nded to move back and forth tretu,egn 15.t*'o speakers? , "A. No, I donl think so, taken in context ofthe way it's described. Remember, tf," "f*i i"carefully described in a fes, ,""i;;;--L;; It's hard to mistake. "Q.. Is.there anSlhing in the anicle s.hich ]'ou rtunti conveys to the reader the idea thatthe rnstrumeDts stayed dosn at one end ofthe room and didn't come out and wander about,. Ii.ke you wandered "lout, "rt "." Jo,nave dra\A?l the orange line? "A. Yes. "Q. 14'har is that? . "A. I would think that the reader would setthat-from reading thar a riolin ;;p"";';"; 1en fTt r,r.ide and a piano stretched f.o_ *,ulito u'all. ThLs L. no hint of depth o, ".1.,ut"*1"r,ent€ring into the room ,'Joini app fog_iio.'' 5r3 ir#r U.S. SUPREME COURT REPORTS 80 LU 2d { 1 t1 i i The District Court,s Actual Malice Determination. ^ The District Court,s reasons for fi,nding falsity- in the au.".ipJon'lf the location of the movement of the wandering instruments provided the background for its ruling ""-".t".imalice. The court conclud"ed th;;:."o reasonable .reader,, would under_ stand the sentence as describintiai- eral movement along the r+.ail] Ce_ cause the "average reader', ",o"tarnterpret the word ,,about,, accord- ilrg P its "plain ordinary -";;i;;J,the Diltrict Court uneqrliro""t\,-io jected Se.ligson,s testimony_;i ;;- spondent's argument_thai the sen_tence, when read in context, couldbe understood to refer t" il;;i movement.rs ^ On similar reasoning the District Court found Seligson's"ar";**;';; explanation of the intended meanins of. the sentence incredible. ifr" iii"ltrict Court reasoned: "Thus, according to Seligson, the words used in the Articli.ALout the room'-mean something difei-ent to him than they do"to the populace in general. tf S"tig.o"-; b.P" believed, at the ti*e of p"Lfi . cation_ of the Article fre inter_preted, and he still interprefs to_ day, the words 'about thd;;;;, ;mean 'along the wall., After care.ful consideration of Setigson,s GI- liTgny and of hi" a".i"a"o. - "itrial, the Court finds ttrat Selig-son's testimony on this poini L not credible. Seligson is an intelli-gent person whose knou,ledge ofthe English language cannor bequestioned. It is simply imposiblefor the Court to Uetie"e ihr, ;;interprets a commonplace *o.a such as 'about' to mean anlthins other. than its plain ;;a;;; meanlng. ^ "Based on the above finding that Seligson's testimony to the'con- trar-v is not credible, tf," -C.ii further finds that at the tim;-;i the Article's- publication Seligs; kneu, that the u,ords .indir.ilual instruments . . . tended to ",anae.about the room, did not accuratelv des_cribe the eflects tf,at f,e-r"iktg* had heard during th; ..pe: cial listening test., Co.r"r"qu"otij, the Court concludes, on the basisof -proof which it considers clear and convincing, that the plainiii. has sustained its burden of p.or. ing that the defendant published a fa-lse statement of material factu'ith the knou'ledge that it u-as lalse or *ith reckless disregard of iF,r:u^th- ^or falsity.', 50S fr Sup;: at L276-7277. ( Notably, the District Crcurtt ulti- mate determination of actual -J*was framed as a conclusion and was s-tated in the disjunctive. E"en though the District -Court iorra il impossible to believe that Selilson_ at the time of trial_was trui'hfully maintaining that the words ..aboui the room" could fairly U" ,""a, -i" context, to describe lateral mor-e .:J -, 13. The District Court buttressed thjs .con- :luslon,by pointing out that petitioner hadrecelved no complaints from purchase.s abouiany r*'andering- instruments, and that noor.her rer.ies.s of the Bose 901 had referred tJ*andering instruments. On the ..nt."^j. Irevreu', quoted b.r. the Distri"t Cor.t io-_mented that .,each instrument f,"s it pr* 514 scribed space-and it sta-vs there." See n i, iYflu lni.,ltidence, howlver, s.a-s more pro Datlve of falsity in ascribing an). movement atal b the sound source than of fa.lsitv indescribing the location of th" .;;";;;1 ,f,we have pointed out, the District Court fou.nlthat the article s:as truthful insofar a-. itstated that apparent movement occurred. ., I- ;.rl I BOSE CORP. v CONSUMERS UNION OF U.S., INC. 80 L Ed 2d 502 80LEd2d gson is an intelli- -rse knou'ledge of luage cannot be rimplf impossible believe that he lmonplace u'ord l mean anlthing plain ordinary rbove finding that rny to the con- dible, the Court t at the time of ,ircation Seligson .r'ords 'individual rended to *'ander id not accurately t'ts that he and .l during the 'spe- -t.' Consequently, Ces, on the basis i considers clear :hat the plaintiff burden of prov- ;dant published a of material fact dge that it was .iless disregard of ty." 508 F Supp, trict Court's ulti- r of actual malice )nclusion and was lisjunctive. .Even 't Court found it ;e that Seligson- ,l-was truthfully :he u'ords "about airly be read, in be lateral move. ."ays there." See n 5, ,wever, rvB-< more PrG ,ing any movement at e than of falsity in cf the movement. As .District Court found 'uthful insofar as it ement occurred. ( ment rather than irregular move- ment throughout the room, the Dis- trict Court did not identify anf inde pendent evidence that Seligman re- alized the inaccuracy of the -state- ment. or entertained serious doubts about its truthfulness, at the time of publication.'a il tal This is a case in which two *'ell settled and respected rules of lau-point in opposite directions. Petitioner correctly reminds us that Rule 52(a) provides: "Findings of fact shall not be set aside unless clearl-v erroneous, and due regard shall be given to the opportunitl' of the trial court to judge of the credibility of the u-it- nesses." We have -repeatedly held that the rule means u'hat it says. In'*'ood Laboratories, Inc. v Ives Laborator- ies, Inc., 456 US 844, 85H56,72 L Ed 2d 606, 102 s ct 2i82 (1982); Pullman-Standard v S*'int, 456 US 273, %7, 72 L Ed 2d 66, 102 s ct 1781 (1982); United States v United States Glpsum Co., 333 US 364, 394-396, 92 L Ed 746,68 S Ct 525 (194S). It surely does not stretch the langrrage of the rule to characterize an inquiry into what a person knew at a given point in time as a ques- tion of "fact."rs In this case, since the trial judge expressly commented on Seligson's credibility, petitioner argles that the Court of ApPeals plainly erred when it refused to up hold the District Court's actual mal- ice "finding" under the clearly erro- neous standard of Rule 52ta). l5l On the other hand, respondent correctl]' reminds us that in cases raising First Amendment issues s'e have repeatedly held that an app€l- late court has an obligation to "make an independent examination of the r*'hole record" in order to make sure "that the judgment does not constitute a forbidden intrusion on the field of free expression." New York Times v Sullivan, supra, 3?6 US, ar 2A4-266,11 L Ed 2d 686, E4 S Ct 710, 95 ALR2d 1412. See also NAACP v Claiborne Hardq'are. 458 us 886, 933-934, 73 L Ed 2d L2L5, 102 S C,t 3409 (1983); Greenbelt Co operative Publishing Assn. v Bres- sler, 396 US 6, 11,26 L Ed 2d 6.9C S Ct 1537 i1970); St. Amant v Thomp son, 390 US 727,732-733. 20 L Ed 2d 262. 88 S Ct 1323 i1968). A-l- though such statements have been made most frequentll in cases to which Rule 52(a) does not appll'be cause they arose il state courts, re- spondent argues that the constitu- tional principle is equally applicable to federal litigation. \Ve quite agree; surely it would pen'ert the concept of federalism for this Court to laY claim to a broader po\t'er of rer-iew over state court judgments than it exercises in revieuing the judgments of intermediate federal courts. Our standard of rer-ieq' mu-st be faithful t0 both Rule 52ta) and the rule of i-ndependent relier,r' applied in New York Times v Sullivan. The conflict between the two rules is in () il I I I I i .l I 1it. The District Court exPressl-v rejected petitioner's exMustive att€mpt to prove that Seligson had a continuing int€rest in market- ing his o*'n speaker and therefore deliber- atell- distorted the review. 508 F Supp. at 1275. 15. Indeed. in Herbert s Lando, 441 US f53' 1.70, 60 L El 2d 115, 99 S Ct 1635 t1979t *'e referred in passing to actua.l malice as "ulti- mate faa." 5r5 .:\r -r-! .a , ' !, i,'"i!? U.S. SUPREME COURT REPORTS 80LEd2d ;,t ,.i ':r, il some respects more apparent than reai. The New york Tfres ."tu u__ phasizes the need ficr an appell.t" court to make an independeni exam-ination of the entir.e .".o.a; RriL 5?a) never forbids such an "*"-inr_tion, and indeed our seminal deci sion on the rule expressly con;;_ plated a review of the entire ;;;, stating that a .,finding is ,clearlv erroneous' u'hen although there i eridence to- support it, the reviewing court or? the entire euidence is lefiqith the definite and firm "o,rU"rlo.,llrt , mistake has been committed.,, United States v Glpsum Co.. sup.a,gll us,at 3e5, s2'iEd i46, 68 dci lZi re_lnlasis supptied). trio.uor,*, xule C:l(a) commands that ,.due re_gard" shall be given to the trial Jucrge s opportunity to observe the demeanor of the u-itnesses; the con_ stitutionally-based rule of i"aefe"- dent revieu' permiLs this opportuniiv to be given its due. Indeed, ". *Lpreriously observed, the Co.rrt oi tpPe.b in this c€Lse expressll, de-clined to second-guess r-he di-strict Judge on the credibility of the uit_ nesses. [6, 7, 8a] The requirement that :p1i4 deference be given to a t.iJ .lydqg'" credibility dererminations isrtsell a recogaition of the broader proposition that the presumption of correctness that attaches to factual findings is stronger in .o-" cas".than in others. The same ,.clearlv erroneous" standard applies to find'- ings based on document"."-r. "ria""." , as to those based entireil. on oraltestimony, see United States Gfp 1o.*_C9., supra, B3B US, ar Bg4, giL Ed 746,68 S Cr 525, but th;;;; sumption has lesser force in the ior_mer situation than in the latter. Similarly, the standar"d do". ;;; change as the trial becom". fo"gui and more complex, but the likEii- ho-od that the appella:e court uillrely on the presumption tends toincrease when triaf judge. frrrl" lived rn'ith the controv"rsy io. weeksor months instead of just a ferv h-ours.t6 One might thereiore *."-u that the cases in which tf," ,pp"-firt" courts have a dut1. to exercise ind+ pendent rer-ieu. are merelv those in *'hich the presumption that the triJ court's ruling is correct is particu_ larly weak. The differen.u U"t*"""the two rules, however, is much more than a mere matter of degree. For the rule of independent ."i,i"ro assigns to judges a constitutional responsibility that cannot be dele. gated to the trier of fact, ",fr"ifr*the factfinding function be per_ ( I .s 7 rT I, 'a t .^19,t9_b] "The colclusiveness of a .6nding ofract depends on the nature of the materlls ::^:1.! ,n" .Fgi"r. x based ir'r"'n"ar"e even ol a so-called .subsidiarl. fact, ma.y be ! l:T "-l less .ti_fficult process varving accord_ [C-.lo.tne simplicity or sublety oi the type of,uT .p controversl.. Fi-nding so_called'ulti_ f;^L:€ ;t1crs',more clcarly implies the applica_ be drant from the q,hole mass of eridence is n^ot alu,ays the ascertainment of the kind ofTacf. that precludes consideraiion- ;;]h; :3^ult !_.", e. g., Beyer v LeFevre. 186 IjS tlr{ {19 L Ed lo$o, 22 S Ct ?65j. p.ni.uUJv isthis so *'here a decision here for ,""i"* Ln-not esc€pe broadly social judgments_iude_ -,u1b lvi"g close to opinion ..gr.ai"g 1f,"whote nature of our Government anJ theduties and imm unities of citizenship. ;--B;;;- q3.1r9." United States, S22 US 665, 620_621,q L M 1525. U S Ct 1240 (194{,. Se;;e;;;:ally PullmanStandard v Swint, ;;.:-;6 US,-at 286-282 n t6, 72 t ra za'eo, ibz' S'Ci tion. of standards of lro..:And'so th. inri'"gif fact' 1ve-n if made b5, tu,o courls mav so DeyoDd the determination that should not L f:. .r:d: here. Though labeted ,firdi"; ;"fract. u rna). inrolve the very basis on r..Lch iy,d*:1, of fallible eridence i. to Ue maae.rnus- the conclu-sion that ma5. appropriatel_t_ I 781. 5r6 .rQ*.\H! .9:rl.!}i*ll ( 'l I i t 1 r r l lr 8 s 2 v v it ,ir p. ti lal iB th er -,@ - tru rl 'tte{ tL prt wh ta. th€ iDd dr6 sut ci, 80LEd2d : presumption of :aches to factual :' in some cases e sanie "clearly : applies to find- rentarl' evidence entirell, on oral :ed States Gyp- US, at 394,92L 25, but the pre- force in the for- : in the latter. rdard does not becomes longer but the likeli- .llate court rr'ill rption tends to al judges have rversy for q'eeks of just a fe'*' .herefore assume ,ch the appellate :o exercise inde- merely those in .on that the trial rrect is particu- ference betu'een ivever, is much ::ratter of degree. ependent review a constitutional cannot be dele- of fact, u'hether :nction be per- : mass of eridence is -.ment of the kind of -:rsideration by this LeFevre, 186 US 114 7651. Particularly is here for review cal- ral judgments-judg- 'rnion regarding the 'lvernmeDt and the : citizenship." Baum- i2 US 665, 670-67r, i0 (1944). See gener- Su'int, supra, 456 - Ed 2d 66. 102 S Ct ii :.: y1 SI '!l i ( formed in the particular case by a jury or b-r' a trial judge. /- [9, 10a] Rule 52ra) applies to find- / ings of fact, including those de. / scribed as "ultimate facts" because I tn"y ma!' determine the outcome of i litigation. See Pullman-Standard v I Su'int, supra, 456 US, at 287, 72 L i Ed 2d ffi, 102 S Ct 1781. But Rule I SZtal does not inhibit an appellate \ court's power to correct errors of,| la*, including those that maf infect I a socalled mixed finding of lau' and I fact, or a finding of fact"that is pred-I icated on a misunderstanding of the i goverrdng rule of law. See ibid.; In- wood l,aboratories, Inc. v Ives Labo- I ratories. Inc., supra, 456 US, at 855 I n 15,72L Ed 2d 606, 102 S Ct 2182. I No. does Rule 52ta) "furnish particu- I lar guidance u'ith respect to distin- I guishing lau' from fact." Pullman I Standard v Su'int, supra, 456 US, at I 288, 72 L Ed 2d 66, 102 S Ct 1781. I What s'e have characterized as "the \ vexing nature" of that distinction, I ibid., does not, hor+'ever, diminish ils \ importance, or the importance of the \ principles that require the distinq- \, tion to be drau'n in certain cases.r? In a consideration of the possible application of the distinction to the issue of "actual malice," at least three characteristics of the rule enunciated in the New York Times case are relevant. First, the common I ,, ,J ot I't ,t t -.t.I ,,I { ; ,i I I { 17. [10bJ A findrng of fact in some cases is inseparable from the principles through which it *'as deduced. At some poiat, the lsssening by which a fact is "found" crmes the line betseen application of thme ordinary principles of logic and common experience s'hich are ordinarily entrusted to the finder of fact into the realm of a legal rule upon *'hich the reriesing court mu6t exercise it-s ourr independent judgment. Where the line is dra*m saries according to the nature of the substantive iar,r' at issue. Regarding certain BOSE CORP. v CONSUMERS UNION OF U.S., INC. 80 L Ed 2d 502 ...:..i-: : "',:<t:.s,.,* iS" lau' heritage of the rule itself aqqigng an especially broad role to the judge in app)fing it to specific factual situ- ations. Second, the content of the rule is not revealed simpll' by its literal text, but rather is given meaning through the evolutionary process of common lau' adjudication; though the source of the rule is found in the Constitution, it is nev- ertheless largely a judge-made rule of lar+,. Finally, the constitutional values protected b-r'the rule make it imperative that judges-and in some cases judges of this gou6-make sure that it is correctly applied. A few u'ords about each of these as- pects of the rule are appropriate. The federal rule that prohibits a public official from recovering dam- ages for a defamatorl' falsehood un- less he proves that the false "state. ment $'as made vrtth 'actual malice' -that is, u'ith knou'ledge that it was false or u'ith reckless disregard of u'hether it s'as false or not." Nen' York Times, supra, 376 US, at 279- 280, 11 L &l 2d 686, 84 S Ct 710, 95 ALR2d 1412, has its counterpart in rules previously adopted by a num- ber of Etate courts and extensively reviewed by scholars for genera- tions.rs The earlier defamation cases, in turn, have a kinship to English cases considering the kind of motiva- tion that must be proved to support largell' factual questions in some areas of the I law, the stalies-in terms of impact on future I cases and future coDduct-are too great to I 'entru.st them finally to the judgEent of theJ trier of fact. 18. A representative list of such cases aad comments is found in footnote 20 of the Court's opinion in New York Times, supra, 376 US. at 28O, 11 LU 2n 686, 84 S Ct 7r0, 95 ALR2d 1412. <*+!,..ri;fr. i&,.*4<r?*.i*ti-.!trr{: t", 517 lF,*- '- ' L+ { nl 21 '.1.['',1$ i erthel C{)mtu uiterz p:ots does r no ess ideas va.lue tx'ne6: them social it5'.'' I 315 r; ct 76t Libe cotl6tit Beau-h: 96Lj ott!ers out*sid€ speecl sk1' v l 86LI inciter Ohio, 3 sesc (19691, Statq ZL Cq. as unprli !'alenti'x 1t62,62 | Board d Council f 1817 0S sion. Tbq. qeech co gory of rr tirnale fu aalIe AS t 'ftftere i 6tat€De8t IDc- {f8 [ 2997. Mrr usarally - about. a ry provides a tharr anlt ''-; "* : I .-:::ct-r+ii*Fl .t ;'r:.:i L C' i4+*bl . U.S. SUPREME COURT REPORTS 80LEd2d -t rlil d.l 1tt a'i a common law action for deceit.re It has long been recognized that the formulation of a rule of this kind "allows the judge the maximum of po$'er in passing judgment in the particular case."2o IUoreover, the ex_ ercise of this pou'er is the process through which the rule itself evolves and its integrity is maintaiaed.rr As we have explained, the meaning of some concepts cannot be adequately expressed in a simple statement: "These considerations fall shortof proving St. Amant's reckless disregard for the accuracy of his statements about Thompson. 'Reckless disregard,'it is true, can- not be fully encompassd in one infallible definition. Inevitably its outer limits will be marked out through case-byrase adjuciication, as is true with so many iegal stan- dards for judging concrete cases, whether the standard is providej by the Constitution, statutes, or case lau. Our cases. however, have furnished meaningful guidance for the further definition of a reckless publication." St. Amant v Thomp so-n, 390 US Z2Z, 7BO-ZSL,20 L Ifo 2d262,88 S Ct 1323 (1968). _ l\'hen the standard governing the dlisjon of a particulai case i; p;; y.ided by the Constitution, ifri, Court's role in marking out the lirn- its of the standard through tire pre cess of case-by-case adjudiiation ii of special importance. This process has been ritally important in cases in_ volr-ing restrictions on the freedomof speech protected by the Firsi Amendment, particulariy in those cases in which it is contended that the communication in issue is u,ithin one of the ferl' classes of .,unpro_ tected" speech. [11] The First Amendment presup poses that the freedom to- speak one's mind is not only ", ^p".t of indiridual liberty-and thus L goJ unto itself-but also is essentia--l to the common quest for truth and the vitalig of societl' as a q,hole. Under our Constitution ',there is no such thing as a false idea. However perni- cious an opinion may seem, r,r.e de- pend for its correction not on the conscience of judges and juries but on the competition of othlr ideas.', Gertz v Robert Welch, Inc., supra, 118^U^S,at 389-840, 41 L Ed Zd iAg', 94 S Cr 2992 (footnote omitted). Nev_ ( ..l9._Under what has been characterized asthe '!r9ngt liar', formula, t;;d ;;; tpmved "uf,ren it is shorrn that a ialse [pJ rynhtion has been made (1) kno".inginglo. (2r without belief in its truth, or fSt Jkle.i, ' g3ryle"" whether it be true o. f.U:;n ^j"Peek, 14 App Cas 837,574 (l889)r -' ..2X). 'Probably the formula is lesq definite ll11t-. r, .*T,". I1.. limitations are perhaps lgC:t{ a-matter of language color. As do mctrrngllsh tormula.s,. it allows the jufus fls mar_.rnyg 9r power in passrng jufument in theparttcular case. It restricts the jury as neatlv 8.s can be done to the function of-."ar"iirri the, evidence. But judgment under this foIpup can be turned either wa.y nith eoualfacili_ty on any close ".*." t .-b.** .l-J#" and Jury, 286 u9g0) (Chapter tO of ihl ;;k 5r8 by,Professor_Gr_een, cited herein, is also pub_ hshed i-n t6 Va L Rev ?49 0990,). 2f. "And it must be kept in mind that thejudge has another distincl function in J"rlrrg with these elements, *,hich though not frEquentll called into play, is of lhe utmost mportarce. It involves the determination oftlg *p. of the general formula, o, *." o." of its elements. It comes into pla1. in ma.ginal cases. It requires the judge to 6aj.s.hat 60; of coDduct ce. be considered as condemned un_der the rules q'hich are employed in such case6. It is the function through s'hlch the formulas and rules themselves -*o"." .rotr"a, through which their int€grity is maintain-J and their- a-vailability det€rmined." L. Green, Judge and Jur1, 304 {1930). ! ,l ! G'l I I ,l 'l I 80L&l 2d governing the ,r Case.is Pro- iitution, this g out the lim- 'ough the pro- .rdication is of .is process has t in cases in- r the freedom by the First arly in those ontended that issue is lvithin es of "unpro dment presuP- .om to speak i' an aspect of C thus a good is essential to truth and the 'x,hole. Llnder re is no such fowever perni- seem, we de- rn not on the and juries but f other ideas." h, Inc., supra, 1 L Ed 2d789, .omitted). Nev- rerein, is also pub- 1930),. t in mind that the iunction in dealing 'h though not fre is of the utmost e determination of :mula, or some one to play in marg:inal to say *'hat sort of as condemned un- employed in such hrough which the ives were evolved, -ity is maintained nined." L. Green, -:'l :l 1 rl I h I ...- .i I -lr-l BOSE CORP. v CONSLTMERS UNION OF U.S.,INC. 80 L Edtu3 502 ertheiess, there are categories of comrnunication and certain special utterances to *'hich the majestic protection of the First Amendment does not extend because they "are no essential part of an-t* exposition of ideas, and are of such slight social value -as a step to truth that any benefit that may be derived from them is clearly outrveighed by the social intere-qt in order and moral- ity." Chaplinsky v Neu' Hamphire, 315 US 568, 572,86 L Ed 1031, 62 S ct 766 $942t. Libelous speech heis been held to constitute one such category, see Beauharnais v Illinois. 343 US 250, 96 L Ed 919, 72 S Ct 725 $95D; others that have been held to be outside the scope of the freedom of speech are fighting rvords, Chaplin- sky v New Hampshire, 315 US 568, 86 L &l 10:'11 62 S Ct 766 $942\, incite,ment to riot, Brandenburg v Ohio, 395 US 444, 23 L Ed 2d 430, 89 S Ct 7827, 48 Ohio Ops 2d 320 (1969), obscenity, Roth v United States, 354 US 476,1 L Ed 2d 1498, .22. Commercial speoch q as once regaded as unprotectd by the First Amendment, see Valentine v Chrestensen, 316 US 52, 86 L &l 1262,62 S Ct 920 (1942), but in Virginia Stat€ Board of Pharmacy v Virginia Consumer Council, 425 US ?48, 48 L Ed 2d 346, 96 S Ct 1817 (1976), we rejected that broad conclu- sion. Though false and misleading commercial speech could be deemed to represent a cate gory of unproteced speech, see ibid., the ra- tionale for doing so would be essentially the aalle as that involved irr the [bel area, viz "ffiere is no constitutional value in fals€ statements of fact." Gertz v Robert Welch, lnc., 418 US, at 340, 4r L Ed 2d ?89,94 S Ct 2997. l\{oreover, since a commercial advertiser usually "seeks to disseminate information about a specific product or service he him-self providts and presumabll knou's more about than anyone else," Virginia State Board of ( I.a .,'l(i ! a',.i -l : 77 S Ct 1304, 14 Ohio Ops 2d 331 (1957), and child pornographl', New York v Ferber, 458 US 74i,73 L FA 2d 1113, 102 S Ct 3348 (1982).2 In each of these areas, th€ limits of the unprotected categorl', as u'ell as the unprotected character of particular communications, have been deter- mined by the judicial evaluation of special facts that have been deemed to have, constitutional sigaificance. In such cases, the Court has regu- larly conducted an independent re vie*' of the record both to be sure that the speech in question actually falls uithin the unprotected category and to confine the perimeters of any unprotected category u'ithin accept- ably narrou' Iimits in an effort to ensure that protected exprersion u'ill not be inhibited. Providing triers of fact rnith a general description of the t1'pe of communication u'hose con- tent is unworthy of protection has not, in and of itself, sen'ed suffi- ciently to narow the category, nor served to eliminate the danger that decisions by triers of fact may in- hibit the expression of protected Pharmacy. v Virginia C,onsumer Council, su- pra, 425 lJS, at 772 n 24, 48 L H %l 346, 96 S Ct 1817, there is a minimal "danger that governmental regulation of false or mislead' ing price or'product advertising s'ill chill accurat€ and nondeceptive commercial ex' pression." 7d, at 7i7,48 L Ed 2d 3,48,96 S Ct 1817 (Stervart, J. concurring). Statements made by public employee in their employnent capacity and not touchiag on rnatt€rs of public conoern m"y be consid- ered unprotected ia the sense that employ- ment-related sanctions may be impaed on the basis of such stat€ments. See Connick v Myers, - US -, 75 L Ed 2d 7O8, r03 S C\ 1648 (1983); Givhan v Western Line C.on- solidated School District, 439 US 410, 58 L &l 2d 619, 99 S Ct 693 (1979); Pickering v Board of Education. 39f US #3,20 L Ed 2d 8f f , 88 s c\ 1731 (1968). r",.*-.:,.1*, 5r9 U.S. SUPREME COURT REPORTS 80LEd2d ; j i ideas.a The_ principle of vieu,point neutrality that underlies the First Amendme-nt itself, see police Depart- . aen_t-of Chicago v Mosley, 40ti US 92, 95_96, 33 L Ed 2d 212,92 S Ct 2286 (7972). also imposes a special responsibility on judges u.henever it is. cla.imed that a particular commu- nrcatrln rs unprotected. See gener_ ally, Terminiello v Chicago, g5Z US 1, 4, 93 L Ed 1131, 69- S Ct gg4 (1949). We have exercised independent judgment on the question whether particular remarks ',were so inher-ently inflammatory as t.o come within that small class of ,fighting words' u,hich are 'likely to piovokE the average person to retaliation, and thereby cause a breach of the peace,'" Street v Nen, york, 394 US 576, 592, 22 L Ed 2d 572,89 S Ct 1354 (1969), and on the analogous question u'hether advocacy is di- rected to_inciting or producing immi- nent_lawless action, Hess v Indiana, 414 US 105, 108_109, 38 L Ed 2d 303, 94 S Ct 926 (1929) (p". "rri.-i:g-J"le i{., "! 111, 88 t Ed 2d S0s; 94 S q 326 (Rehnquist, J., dissent- ing) ("The simple explanation for the result in this case is that the major- i-t-v ha-. interprered rhe er.ide.,ce ili_ t'erentll' from the court.q belou..',); E-dwards v South Carolina, 872 US 229! 9 L Ed 2d 697, 83 S Cr 680 (19_63) (recogtrizing dut-r. ..to make an rndependent examination of the I:hol:^ITgld."); pennek.-p " fio.- i^{a,^a!s US 391, Bg5, 90 r'FH tisS, 66-5 Ct 1029 (1946) (..ftqe u." "o*lpelled to examine for ourselves the statements in issue to see s,hether or not the_r. do carr), a threat of clear a_nd present danger or u,hether they are of a character u.hich the principles of the First Amendment. .protgct.,,).% Similarly. although under Irliller v California, 4IB US tb. g7 L Ed 2d 4.19, 93 S Ct 2602 (1978r, the ques- tions of u.har appeals to ..pruiient interest" and u'hat is .,patently of- fensive" under the community itan- dard .obscenit)' test ..u ..""r"r,ti"iiy questions of fact,', id., at 30, gZ L Ea 2d 479,93 S Ct 2607, y.e expressly recognized the "ultimate power of appellate courts to conduct an independent review of constitutional claims when necessary,,'_id., at ii, 37 L M %l 4t9,99 S Cr 260Z.% W; I t i ( '23. The risk of broadening a category ofunprotected speech may explain u.iy -one Member of this Court preferred a candidstatement-"I know it whin I see it,,,-_<f hG concept of the judicial function to a prema_ tr.tre attempt-to fashion an all encomiassing "shorthand description" of oUscenity.- See Jal cobellis v Ohio, gZ8 US 184, l9Z, li L Ed 2A 7€3, 84 S -Ct 1676, 28 Ohio Op. Za ior Os6a)(st€wart, J., concurring). ^^?._-Qf" also Fiske v Kansas, 274 US 380, l8T9z, zr L Ed il08, 47 s Ct osiirgiii(erplaining that thi6 Court will review find_ u]Ss of fact by a State court n,here a feaerafncft has been denied on the basis ;i;-i;;sithout evidence to support it and u,here a conclusion of lar,r' as to a federal right and afinding of fact are so intermingled ; ."q"i.; analysis of the facts); Gitlow v rt"* vo.tl C6a 520 US 652, 655.666, 69 L Ed 1138,45 S Ct 625 (1928); see also Schaefer v United stat€s, 251 qS 466, 4&). 64 L Ed 360, 40 S Cr zSs dsnt(Brandeis, 1Ia, dis-senlingt; see generalll. Broa- drick.v Oklahoma, 4I3 US 60f, 6lg_614, 87 L Ed 2d 830, 9g S Cr 2906 (1978) te*pf"i"i"g !{n'ards v South Carolina, gZ2 US iA, i L Ed u 697,83 S Cr 680 (fgffi); Cox v Louisi ana, 379 US 536, 18 L Ed %) til., 85 S Ct 4EB(1965); and Cantwell v C,onnesticut, g10 US'296,311,84 L Ed 1213,60 S Cr 900, 1% ALR 1352 (794Ot). . _ 25. In support of this statement, *,e cited Justice Harlaa's opinion in Roth'v United Iat1s,_354 US 476, 4924s8, t f Sd 2d t4g-8, 77 S Ct 1304. 14 Ohio ops 2l 331 0957); n'here he obsened: "The Court seems to assume that .obscenitv' is a peculiar genus of hpeech and press.' C ri { J J I .( , : I ! .$l lr hd 'f q L T: i! iu -I ,lL: tar E rh B* b F{ Er &: *'s q; : ;r,*: -:iiri:r.r l.r#.f'$*ai#:.6{li 80LEd2d that the major- :he evidence dif- courts belovr'."); lrolina, 372 US ;. 63 S Ct 680 It)' "to make an ration of the :rekamp v Fior- . 90 L Ed 1295, '';\\r]e are com- r ourse]ves the to see rvhether r threat of clear . . or q'hether ,Jrer \4'hich the st Amendment under \{iller v 5,37LEd2d 973), the ques- .s to "prurient s "patently of- ,mmunity stan- .re "essentiall-"- at 30, 37 L Ed-, we expressll, nate power of ,nduct an inde. constitutional ry," id., at 25,r Ct 2607.s We 1138, 45 S Ct 625 Unit€d States, 251 40 S Ct 259 (7920) -ee generally Broa- 60r, 613-614, 37 L (1973) (explaining 372 US 229, I L 963); Cox v l-ouisi- rd 471, 85 S Cr 453 lnec'ricut, 3f0 US s cr 900, 128 ALR :at€ment, we cited in Roth v United .. 1 L Ed 2d 1498, ,ps 2d 331 (1957), re that 'obscenity' :,eech and press,' -l I '1 l ;i !.t '1 il,l 1 BOSE CORP. v CONSUMERS UNION OF U.S., D(C. 80 LU 2,li 502 ( have therefore rejected the conten- tion that a jury finding of obscenitv vel non is insulated from revieu. s-o long "s the jury rl'a-< properll, in- structed and there is some er-idence to support its findings, holding that substantive constitutional Iimita- tions govern. In Jenkins v Georgia, 418 US 153, 159_16t, 47 L Ed-2d 642,94 S Ct 2250 l.974), based on an independent examination of the evi- dence-the exhibition of a motion picture-the Court held rhat the film in question "could not. as a matter of constitutional laq', be found to depict sexual conduct in a patently offensive way. . . ." Id., at tef , af L Ed 2d 642,94 S Ct 2Z50.6 And in irs recent opinion identifling a nerr.cat_ eggly of unprotected expression- child pornography-the ihurt ex- pressly anticipated that an .,inde- pendent examination" of the alleg- edly unprotected material may b"e necessary "to assure ourselves that tute a forbidden intrusion on the field of fre expression.", Nes, york 1^Fe_rb1r, supra, 45S US, at 774 n 2g, 73 L Ed 2d 11i9, 102 S Cr SB48(quoting \er+' York Times v Sulli- van, supra. 376 US, at 285.11 L Ed 2d 666, 64 S Ct Zr0, 95 ALR2d 74t2t. [12a, 13a, 14a] Hence, in Ner*.york Times v Sulljvan, after announcing the constitutional requirement for i finding of "actual ma_lice" in certain t-r'pes of defamation actions, it lr.as onll'natural that rx'e should conduct an independent rerie*' of the evi- dence on the dispositive constitu- tional issue. \\'e explained our action a-. follou's: "This Crcurt's dutl- is not limited to the elaboration of constitutional principles: rl'e musr also in proper cases reriew the eridence to make cerLain that those principles have bee,r constitutional\ appiiea. Tnis is such a case, particularll. since the question is one of alleged tres- the judgment 'does not consti- ( s'hich is as distinct, recognizable, and classi6- aAle gs poison iry Ls among'other plants. On this basis Lhe constitutional question before r'.. simply becomes r,r'hether .obscenity,, as an abstraction, is protected b5. the F-#sr and Fourteenth Amendments, and the question whether a particdar book ma_v be suppressed becomes a mere lmatt€r of ilrssificaiion, of'fact,' to be entiusted to a factfinder and insulated from independent constitutional judgment. But surely the problem cannot be solved i') such a generalized fashion. Every communicstion has an indiriduality ani 'value' of.its on::. The suppression of r-pu.ti._ ular writing or other tangible form of expres_ sion is, therefore, an individual matter, and in the nature of things every such supp.ession raises an individual constiiutional p.otle-, il which a reviewing court must det€rmine forjfsel,/"whether the attacked expression is sup pressable u'ithin constitutiona.l standar&. Since those standards do not readily lend themselves to generalized definitions, ti.," -n-stitutional problem in the last analvsis b+ come6 one of particularized juemenG nhich appellate courLs must make for themselves. "I do not think that rerieu.ing court's can escape this responsibilitl-b-v sa_vIn6 that the trier- of {acts. be it a jury or a j1fue, has labeled the questioned -utt , -.- .o6scene,, for, if 'obscenity' is to be suppres.ed, the question *'hether a particular n'ork is of that character involves not real]-v an issue of fact but a question of constitutionat judgment of the most sensitive and delicate kind.; _-^26. Compare Hamling v United Stat€6, 4lg us 87, r00, t2A,41 L Ed 2t 590, 94 S Ct 288?(l924t (holding that jury determination of obscenity u'as supporled b-r'the etidence and consistent r*-ith the applicqhle constitutional standard n'hile revierx'ing petitionert sr,fi- cienc5, of the er-idence arguments rqarding other issues under the test of Glasser i Unit€d Stat€s, 3fS US 60, S6 L Ed 680, 62 Sql 457 (194,r. S€e generally Jacoueitis v phrg, ^328 US rs4, 187_190. l, L Ed 2t ?s3, Y S C, 7676, %, Ohio Ops Zl tOI (opinion oi IJrennan, J.) (de novo revies. required in ob- scenity cases); id,.. at %)2-%3, 12 L Ed fut 7gg, Qa S Ct 1676, i)6 Ohio Ops 2i l0l Ot'arren, C. J., dissentingt (intermediate standard of re. view). ,-:i :lr. Y 'i. {1.'JL::q3d}q.; 521 U.S. SUPREME COURT REPORTS 80LEd2d ,l (.' o jr1 ..:r'rlr{Hl 28. Justie Time, Inc. v had merelyrt ag"eed thatt} itself the erl decision betor power need nc rather indepe should be lin "unusual factr of harrassmsn 45, 9r S ct 6& !: .-.-.., .o$l[ ';-:** ,-i-. , !.: %1 ,t.tah", r.)#ipts- pass across ,the line between speech unconditionally guaranteJ and _ speech which may leeiti- mately. b-e regulated' Sp"i."i -r' Itandall, 3SZ US Stg, b2S t2 L Ed2d 1460, 78 S Ct 18321. I; L;where that line must 'be d.;;;,the r-ule is that *" ."r"-i.r" foi ourselves the statements in issue and - the circumstances u:rder u'hich they were made to "u- . . u'.hgt-her they are of a charactl. whrch -the principles of the First Amendment, as adopted b1. the Due Process Clause bf tn" "Fo;;- teenth Amendment, protect.' pen- lglamp v Ftorida, 328 US 831, 335 [90 L Ed 7295, OO S Ct tozgi, :_"9 Slso One, Inc. v Olesen, S5B- yrs-37_1 [2 L Ed 2d 352, ZA'S-Ct 3641; Sunshine Book Co. r. Su-_ 11e-r$rld, s5s US szz 12 L Ed rd 352, .78 S Ct 9651. We must ,make an . independent examination oi the q'hole record,' Edwards v South Carolina, 872 US iZS, %S fiL Ed 2d 697, 85 S Ct oso1 ;r;; assure ourselves that the judg_ ment does not constitute a forUiE- den instrusion on the field of iree expression." Nelr. york Times v Sullivan, supra, 826 US, ai-jiiS, ri !-!q 2d 686, 84 s ct zlo,'gs ALRAI 1412 (footnot€ omitted)., ^ _In Time, Inc. v pape, 401 US 229,28 L U 2d 45, sr S 'Ct Oae rigzr ),I lase in which the federal Disi.ict Court had entered a directed ,-;;i;;; we again conducted an independeni examination of the evidence on thequestioa of actual malice, labeling our defiaition of ,.actual -"lice;, ,s i'tonstitutional rule,' and staGnthat the question before ";-;.;whe-ther that rule had been "o..".riiapplied to the facts of the ca.e, ia.at 284, 28 L Ed Zd 45,91 S Ct'6b1. Again r inquirie under tl cases in denial c Constitu by the r but $ill basis on founded, '- volving t the Firs ments or defamati, have fre< vieu.'the to deterrr tutionallr the plair: ted)% In IUon us 265, 2 621 (1971 ter of cor jur1, coulr mine the statement a public : the jurt's dard "is u respect to holds a re instrumen. those 'veh, times !rnp Nerr'York &l 2d 686 .27. t12b, 13bJ This Court '.ha-. an .oblica. uon ro test ch-alle.nged judgments againsr iheguarantees of the First ana nou.t e"iiAmendments,, and in doiag ; iit, e;;cannot avoid making an independent "o"*iiu-uonal JudgTnent on the facl. of the case., {3gbett1s v Ohio 378 US 184, 1e0 tt2 i &t;; i1lt& s ct-1626, 28 ohio op" za'iorl t'iis?i loprnron ot .tsrennan, J.l. The simple fact isthat First Amendment questions oi ."o*iitul rlonar^tacf compel this Court,s de novo re. yr_q*. see lktwards v South Carolina, BZ2 US .2n, zss [e L &r 2i 6sz, es s ct-eitoirlirii i Blackburn v Alabema, S6t US l9r, ;O'S'; ;i;L y .% 242, 80 S Cr 2741 0960).,, R.;"bl;; 'v.M_erromedra, 403 US 29, 54, 29 L A 2n m, I 91 S.q t8ll tlgzlr (opinion or A."n;. l l lorned b.v Ir.g"I, C. J., and Blackmun, J.).see generail5.Adams v Tanner, 24{ US Egd.gry, 6-r l.Ed r3s6, sz s ct eoi ogizi6.# oers., .r., dlssenting) (.,Ex facto jus oritur- Thatancieat rule must preuail io"oidei;;;;;; may have a s)Et€m of living lar,.,,).In New York Times v Sulivan, we wenererientng.a state courtjudgrDent ent€red on aJury^verdict Respondent had contended thairne D€venth Amendment precluded an inde-pendent revie*-. R^ecognizing that the Sev;;;Amendrnent-s ban on reexamination of facls 522 :Id li a jurl applied ro a case coming fromtne starc courts. Chicag:o, Bur.linpnoi and 9\-.", n v Chicago, 166 US 226. ZiS_;aA, ii !-Ed 9i9, 17 S Ci5S1 rt89?r; The .lu.it"*-r. Murra5', 9_Sall 274, i9 L Ed'OSe OSOiit]L. 9,":l4l-t Parsons v Bedford, B p"i ,,i;'i;H 732 (1830), *'e found the urgui"r,i*itlrl out merit _relring on our statemint in Fiske v ll_ans:rs. 27.i US 360, 385_986, 7t L Ed IlO8,47 S Ct 655 (tgZ?) that review "f;"dir;;;fact is appropriate .,*.here a co.rclusion oilr*, as t3 a Federal right and a finding of i.a ,r"so.intermiryled as to make it ,""""a".*. i"ordl to.pa.s. upon the Federal q;".1;;;: ; anaJy?E the facts." ., [14b] the intermingling of lau. and fact inthe actuAt melice determiration is no gleater irt "?t" or_ federat jury trials than i; ?"d"; bench trials. See supra at -, g0 L Ed 2d -, and infua at g0 L Ed 2d And, of cours€, the limitation onappellate review of factual determi"uiio^ under Bule.5?a) is no more stringent thanthe li'nitation on federal appellate ;;;;,-.f ; Jury'6 lact't2t determinations-under the Sev_ Snth ,!m.e-ndment, r,hich commands that .,no lact t.ned by jury, shall be otherwise r*xam_lned r_n aD-v Court of the United States, thah according to the rules of the common larr,.,, n'1 80LEd2d Edwar& v us 229, 235 [9 6801, so as to at the judg- tute a forbid- e field of free ork Times I' JS, at 285, 11j ct 710, 95 - omittedt., . 401 US 279, 633 (1971), a ieral District 'ected verdict, independent dence on the lice, labeling I malice" as a and stating fore us rryas reen correctly the case, id., 91 S Ct 633. a-*e coming from Burlington and 226,243-246, 41 r; The Justices v i 658 (1869); see .. 3 Pet 433, 7 L argument nith- ement in Fiske v 6, 77 L &t 1108, :w of findings of :onclusion of law ;nding of fact are it necessary, in -eral question, to 'f law and fact in :ion is no gleat€r s than in federal -,80LEd2.d.-,80LEd2d:he limitation on i determinations 'e stringent than llate revies' of a under the Sev- rnands that "no :erwise reexm- ied States, than ,mmon las'." ( Again we stated that independent inquiries "of this kind are familiar under the settled principle that '[i]n cases in u'hich there is a claim of denial of rights under the Federal Constitution, this Court is not bound by the conclusions of lou'er courts. but rrill reexamine the evidentian basis on g'hich those conclusions arl founded,"' noting that "in cases in- volving the area of tension betu'een the First and Fourteenth Amend- ments on the one hand and state defamation laws on the other, we have frequently had occasion to re. view'the evidence in the . . record to determine whether it could consti- tutionally support a judgment' for the plaintiff " Ibid. (citations omit- ted)r8 In Monitor Patriot Co. v Roy, 401 us 265, 277,28 L Ed 2d 35, 91 S Ct 621 (1971) the Court held "as a mat- ter of constitutional lau"' that the jury could not be allowed to deter- mine the relevance of a defamatory statement to the plaintifl's status as a public figure. We explained that the jury's application of such a stan- dard "is unlikely to be neutral with respect to the content of speech and holds a real danger of becoming an instrument for the suppression of those 'vehement, caustic, and some. times unpleasantly sharp attacks,' New York Times, supra, at 270, L7 L &l 2d 686, 84 S Ct 710, 95 ALR2d (,i 28. Justice Harlan, the lone dissenter in Time, Inc. v Pape, observed rhqt the Court had merely refound the facts in the case, but ageed that the C-ourt was free to examine for itself the evidentiary bases upon s'hich the decision below rested. He argued that this power need not be exercised in ever_r case, but rather independent revies' of the evidence should be limited to cases in which certain "unusual factors" exist, such a-s "allegations of harrassment." 40f US, at 294, ?A t U U 45, 91 S Ct 633. 1; 411;):;,i;;i;*,,,,;.:$',, . .i. ''ii,i'ri'i,t : -ir';: BOSE CORP. r'CONSIII{ERS UNION OF U.S.,INC. &LA%502 1412, which must be protected if the guarantees of the First and Four- teenth Amendments are to prevail." Ibid.,, . [15] The requirement of indepen- dent appellate revie\,\. reiterated in Ner+'York Times v Sullivan is a rule of federal constitutional laq'. It emerged from the exigencl' of decid- ing concrete cases; it is las. in its purest form under our common lat4' heritage. It reflects a deeply held conviction that judges-and particu- larly members of this Court-must exercise such revie',\, ir order to pre- serve the precious liberties estab- lished and ordained by the Constitu- tion. The question whether the evi- dence in the record in a defamation case is of the convincing clarit;' re- quired to strip the utterance of First Amendment protection is not merelv a question for the trier -of faci. Judges, as expositors of the Constitu- tion, must independently decide whether the evidence in the record is sufficient to cross the constitu- tional threshold that bars the entry of any judgment that is not sup. ported by clear and con\.incing proof of "actual malice." m [16a] The Court of Appeals was oorrect in its conclusions (1) that there is a sigaificant diference be- 29. A similar ooncern s'ith the need to "preserwe the right of free speech both from suppression by tyrannous, well-merrhihg rDa- lrrities and from abuse by irresponsible,.fa- aatical minorities," Schaefer v United States, 251 US, at 482, 64 L Ed 360, 40 S Ct 259 (1920) (dissenting opinion) was identifed by Justice Brandeis in explaining the special risk in allo*'ing jurors to evaluate the character of the "clear and present danger" presented by arguably seditious speech. 523 ':. ::<.".i.*i4# U.S. SUPREME COURT REPORTS 80LEd2d ^ The factual portion of the Districtfrl.t': opinion ma1, fairly be'-;;;; as. including the follou.inf nnai.,e.,(1) Seligson's actual perleption ? the apparent movemeni of the ,ourJ source at the time the Bose 901 u.as tested was "along the u,all,' ratherthan "about the room"; (2) even when the words in the disputed sen- tence are read in the context of the entire article, neither the ,.average reader," nor_ -any other intellig;ii person, would interpret the vrlord "about" to mean .,acioss',; tA) Seiig_ son is an intelligent, weli educate? person; (4) the words ..about the lo9m" have the same meaning for Seligson as they do for tt" popif.." in_ general; and (5) although [" ;;; otheru-ise a credible $,itn"ess, Selig- son's testimony that (a) he aia "&'lkn9w what made me pick thaf par_ ticular choice of words;' and tb) ihatthe word "about', meant u.hat he had drawn on the board, i. "ot .r"ai- ble. [17] \['hen the testimony of a wit- ness is not believed, the tiier of fact Tay,.simpll disregard it. Normally the discredited testimony is not cori- sidered.a sufficient basis-for a."*i"g a-contiary conclusion. See Moore -i 9lesapeake & Ohio Railway C"" 5aO u.]s 573, 575, 95 L M 547",7i b-ci428 (1951). In this case the trialjudge_found it impossible to beh;; that Seligson continued to maintain [18J Aside from Seligson's vain attempt to defend his statement as a p-recise description of the nature o]the sound movement, the odrl Lri- dence of actual malice o" ".t ict iire District Court relied was the factthat the statement lvas an iaaccu_ ..utg description of vrhat Seligson had actuall5, perceived. SeUgrol- oi course had insisted ..I know-what I heard-" The trial court took him athi! word, and reasoned that ,ir; h; did know q,hat he had heard, ..; il; knew that the meaning of if,e ian_ guage employed did not accuratelv reflect what he heard, he must havl realized the statement was inagpq_ rate at the time he r*,rote it. ..Aaaly_ sis of this kind may be adequaL r+'hen the alleged libei purports io bean eyewitness or other direct ac_ count of events that speak for them_ selves." Time, Inc. v pape, supra, tween proof of actual malices and mere proof of falsity, and (2) that such additional proof is lacking in this case. lhat the word .,about', meant "across." Seligson's testimonl. does not-. rebut al_v infer.ence of actualmalice that the record oiherwise supports, but jt L equall.t, clear thatrt does not constitute c]ear and con_vincing evidence of actual malice. Seligson displa.ved a capacitl. for ra_ tronalization. He had made a mis-take and q'hen confro.rtea oit},--it, he refused to admit it and "Grd]fastiy attempte<i to mai"t.io tt ai,,i mistake had been maae_tt ri tt einaccurate wa-c accurate. That at-tempt failed, bur the fact that he made the attempi does not establishthat he realized the inaccurr.l. ut the time of publication. I I i I I i I i (i ; i 401 Ct€ sime 5L adop "one inter brisrl scrip' Time - 290,: choic, flec'tir place limit broac the I indiri mighr intelL knon' in cpr realiz [1e] repres that i": robust York' 28LE eally, and th from I New ) Simila instant pabilir nate t ship ar materi 153, li ct 163 ment i and.. freedor the'bn -. .to Sulliva ( 39. [.16b] The burden of proving ..acrual malice" requires the plaintitr to a"ion.iiut"wrth clear and convincing evidence that thede.lendant realized that his stat€ment s,asfalse.or.that he subjectivell "";;;; ";;ous doubt-as to the truth of his statement.:be, e. 9., New yorh Times v Sullivan, supra. 524 ?16 U_Sr at 2f,0, rI L H 2t 686, 84 S G ?tO, 9-i .4fB2d \4L2; w also Gertz , R"b"-; fefc\ s-uprg, 418 US, at s42, 4t L Ed 2d ;;-9; 91_S Ct 2997; St. Amant v Thompson, A€,0 ,-S 727,791,20 L Ed Zt %2.88 S C.[ rgX ,1968); see ge-ncrally W. Prosser, Handbook on the Law ofTorts ?71_772,92I (4rh ed t97l). I 80LEd2d ''about" meant testimony does 'ence of actual r.cord otheru'ise ;ually clear that e clear and con- . actual malice. capacity for ra- ,rd made a mis- .fronted g'ith it, .t it and stead- naintain that no made-that the erate. That at- "re fact that he ,€S not establish errinaccuracy at Seligson's vain ,. statement as a f the nature of t, the only evi- :e on u,hich the I u'as the fact was an inaccu- u,hat Seligson ved. Seligson of "I know what I urt took him at ed that since he .rd heard. and he ning of the lan- i not accurately 'd, he must have ent was inaccu- *'rote it. "Analy- ay be adequate el purports to be :ther direct ac- speak for theu- v Pape, supra, 2d 686, 84 S Ct 7r0, so Gertz v Robert 342, 47 L H 2d 789, Thompson,390 US 88 S Ct 1323 (1966); . Handbook on the 4th ed 1971). ( 401 US, at 279,28 L Ed 2d 45, 91 S Ct 633. See generally The Santis- sima Tinidad, 7 Wheat 283, 338-339, 5 L Ed 454 082D. Here, hou'eser, adoption of the language chosen was "one of a number of possible rational interpretations" of an event "that bristled rrith ambiguities and de- scriptive challenges for the u'riter. Time, Inc. v Pape, supra, 401 US, at 290, 28 L Ed 2d 45, 97 S Ct 633. The choice of such language, though re- flecting a misconception, does not place the speech bel,ond the outer limits of the First Amendment's broad protective umbrella. Under the District Court's analysis, an1' individual using a malapropism might be liable, simpll, because an intelligent speaker would have to know that the term u'as inaccurate in context, even though he did not realize his folly at the time. [19] The statement in this case represents the sort of inaccuracy that is commonplace in the forum of robust debate to q'hich the New York Times rule applies. ld., at 292, .28 L Ed 2d 45,91S Ct 633. "Realisti- cally, some error is inevitable; and the difficulties of separating fact from fiction iconvinced the Court in New York Times, Butts, Gertz, and Similar cases to limit liabilitv to instances where some degree of cul- pability is present in order to elimi- nate the risk of undue self-censor- ship and the suppression of truthful material." Herbert v Lando, 441 US 153, 171-172, 60 L Ed 2d 115, gg S Ct 1635 (1979). "fElrroneous state- ment is inevitable in free debate, and must be protected if the freedoms of expression are to have the 'breathing space' that they 'need - . Lo surrive.' " New York Times v Sullivan, supra, 376 US, at 271-272. € ' .. r.: *+; "+-{r:, r.e+ :. *,. ir-,ft q,q1i fl | .n ,trfl BOSE CORP. v CONSUMERS UI{ION OF U.S., INC. 80 L Ed 2d 502 11 L &l 2d 686, 84 S Cr 710, 95 ALR2d 1412 (citation omitted). [20] The Court of .Appeals enter- tained some doubt concerning the ruling that the Neu' York Times rule should be applied to a claim of product disparagement based on a critical rer-ieu' of a loudspeaker sys- tem. We express no view on that ruling. but having accepted it for purposes of deciding this case, we agree uith the Court of Appeals that the difference betq'een hearing vio- lin soulil" move around the room and hearing them wander back and forth fits easily rnithin the breathing space that gives life to the First Amendment. \4'e ma1 accept all of the purell' factual findings of the District Court and nelertheless hold as a mafter of lau' that the record does not contain clear and convinc- ing evidence that Seligson or his emplol'er prepared the loudspeaker article with kno'*.ledge that it con- tained a false stat.ement, or s'ith reckless diq1sg61fl of the truth. [1b, 21a] It may well be that iilfl this case, the "findilg" of the Dis-ll trict Court on the actual . malice \l question could have been set aside ll under the clearly erroneous stan- [\ dard of revieu', and we share the l\ concern of the Court of Appeals that ll the statements at issue tread the l\ line betn'een fact and opinion. More- ll over, the aralysis of the central le / gal question before us may seem out of place i.n a case involving a dispute about the sound quality of a loud- speaker. But though the question presented reaches us on a somewhat peculiar n-avelength, vve reaffirm the principle of independent appellate review that we have applied un- counted times before. We hold that the clearll' erroneous standard of Rule 52ra) of the Federal Rules of 525 E.i'.:.r'€i U.S. SUPREME @T.IRT REPORTS 80LEd2d Civil Procedure does not prescribe the standard of review to be applied in revie'*'ing a determination ti "._tual malice in a case governed by New York Times v Sullivan.s'App"i_ Iate judges in such a case must exer- cise independent judgment and de. termine whether the record estab- lishes actual malice nith convincing clarity. The judg:nent of the Coun of Ap peals is affirmed. It is so ordered. The Chief Justice concurs in thejudgment. tive kno,, re8a thar' ane cour mak. Firsl "agtr thlD{ glvel thi.6 not I quir€ erl-v dard the " In clude and c dent'r rrritt about know reach relyir the < mon-Y On a1 whetl erly r legall: maliq to thr nor tt den ol issue proPn tual c dly.+ case. I rebutt sion tl edge t Instea revies merell such, i SEPARATE OPINIONS Justice S'hite, dissenting. - Although I do not believe that the"reckljss disregard', .o-po"".rt - oithe New York Times malice stan- dard is a, question of historical fact, i agree u'ith Justice Rehnquist thatthe actual knowledge "o*po"""isurely is. Here, the -District'CouJ found that the defamatory statement was u'ritten u'ith actual knowledge of falsity. The Court of Appeals this erred in lasing its diiagree-eniuith the District Court on its de novo review of the record. The ma_jority is today equally i., e..o. I would remand to the Court of Ap peals so that it may perform its tasi under the proper standard. - Justice Rehnquisl, r,ith whom Justice O'C,onnor joins, dissenting. , F.:1" is more than one irony in this "Case of the Wandering I;tr;_ ments," u.hich subject marter makesrt sound more like a cand:iate forinclusion in the .,aa"e"tu.es -oi Sherlock Holmes,' than in " -;ase- book on constitutional tu".- ft is ironic in the first place that a consti_ tutional _principle s hich or.i6rinated rn_New York Times v Sullir.an, 326 q_s 254, 11 L Ed 2d 686, As S Ci zlb, 95 ALR2d 1412 (1964) because of the need for freedom to criricize the con- duct of public ofEcials i. .ppliud he.Lto a magazine's false ltetements about a commercial lc.,udspeaker sys- tem. It is also ironic that, in the inter- est of protecting the First Amend- ment, the .Court_ rejects the .,clearly erroneous" standard of review mai_ 9"t-"d by Fed Rule of Civ prcrc, iZ<alin favor of a "de novo', stand".t;i review for the "constitutional facts,' surrounding the "actual malise,' de- termination. -But the facts disposi ( . lt. [21b] There are, of course, many find_ Fgs_ of fact in a defamation case that are irrele_v_ant to the constitutional standardt New-York Times v Sr,Iivan and to which theclearly enoneous standard .f n"f" -Si"i'i" fully applicable. lndeed, it is not ;;;; T9c5sary to review the .,entire,, record tofulfill the function of indepenJen, ,pp"ifu[ review on the actual malige quesllan;'rather, only. thoee portions of the record ",f,lcfr "ei"Gto.the actual malice determination must beindependently assess€d. The i"de[n<ieJ Ivieu func-tion is not equivalent to.l;a" irJ, 1t1",* ol the ultimatr judgment itself, ins'hlch a reviewing court makes an original 526- appraisal of all the evidence to decide Ihut-h-"i or not it believes th"t judgm;;; should be entered for plainri.f. ff *[ ,I"ie*_ pg (ourt determiaes that actr,il nralice has been established with convincilg "1";by, th"judgment of the trial court ma-v or,ly L re_ versed on the ground of some other er.or oflan' oy 61gar1, err,oneous finrting of f""t. Al: though the C.ourt of Appeals "tt"a tfrri it must perform a de novo revien., it is plain that the Court ol Appeals did not o""i"- any factual finding to s.hich Rule 52rar woulJ be applicable, but in-ct€ad engaged in aa inde_ pendent assessment only of ite e.taence gei- mane to the actual malice determination. rl:tl €.; ..i--) : -.t: 80LEd2d '.! convincinE: lourt of Ap .curs in the .tter makes ndidate for :ntures o1" in a case- law. It is at a consti- originated llivan, 376 I S Ct 710. ause of the ze the con- rplied here :tatements reaker sys- the inter- st Amend- re "clearly \ale$, man- Proc 52(a) :andard of tnal facts" ralice" de. ts disposi- to decide rt judgment'the review- i ma.lice has clarity, the onl5'be re. \er error of of fact. Al- :ted that it it is. plain lt overturn 52(a) g'ould :n an inde. .Cence ger- 3iion. ( BOSE @Rp. v CONSUMERS UNION OF U.S., INC. tive of that determin.tion-ufrl.t ?# ", acruar marice.,, 692 F2d r89,knor+'led^gs or subjectiv" ,".f.f"., JiI rgz.regard for truth_involve .ro _r.uthan finding! about the mens .;;; . It is unclear to me just what thatan author, hndings *fri"ii-.o*fi"il determination by the- Court ;i A; courts . are simply ill-prepiied to peals has to do with the mens rea malie in any context, i"ct,iains t# conclusion necessary to the fi;d.;;Iust Amendment context. Uiless or...ac-tual malice,,and qith the DisI.actual malice,, no* _"*r;.i] trict Court,s finding of actuat-tnor.,i thing diferent from tne aennitio" edge here.-In approving the C,ourt ofgiven to the term ZO v"...-uno't" Appeals' de. novo judgment on the this Coun in New yor[ Time;i ;; -actuaf malice., question, for a]l the not think that the .r"iltril""li # tactuat detail and rehearsal of teJi- quirement of .,actr err-r' can tr.i,,g in#rr,X'Xl :;;3 il:XI",T:t:d.;1":f JlLffi"J:'i;: d.ard of factuZl i"rfJ".,rti.,r. if.,i, g:ll"-"o.T"r.to grips r+itb e.hat fac_ the "crearrv "r.on*u." .trra".a."-" ||il,rli':;, ili;,,T:r.n;^=;x - In this case the T"t.ict court con- ment in this case ."p."r"nt" the sortcluded by- r,r'hat it found to u" .r"". of in,sgu.rcy that is commonplace and-convincing eridence tnat iespon- in .the forum of robust debate todent's engineer Arnold seligson had which the Neu' york Times .uleluritten the defamatory .Lturn""i flpplies-," ante, at --, g0 L f^:l Po*':, product "-ith ;;;;;i Pd 2.d szq-izi, suggesting thatKno*'ledge that it. was false. It the disparaging statement $?s per_reached that conclusion "*p*.tv haps not eu:un"f"l"u, oi at any ratere)1iag on its determinati;;'il; n-ot false urouglr.-'Oie paragraph -!he cTqlb+ity of S"tig"o"[ tisi- later, we a.e toii th;;...as a marter Xron-v.509 { Supp 12491 t276_titi. of.law... the record d"*;;;;_un appeal there was no issue as to !3.in gle-qr and convinciog e"iaenc"whether the District Cril il ;; that -setigson or his -Lmpjov". p.*erly--understood what findi.,g; ;;ie pared- the loudspeak"i-^rti"t" *ith leg3,u1' sufficient to ot ur[li1;""iu"i kno*'ledge tt at ir conlined a farse :1+S" nor was there any i;;; lFfment, or with .".UtL dir."g"ij 1"","i"1"."ff :X,*:ti"T*;l"T#;lH:lFll'"*lf ;ll;'f,r",",H oen ol proof of "actual malice.', The question presented "reaches * or, ,issue.on appeal thus was only the somewhaf peculiar *uituogth,'--b,rI propriety of the District c"il,". i;;: th.gt. is scarcely a rea60n ro. i.a"s-tual conclusion that so"e h"i ""tu- mitting the answer on uo equallyally proven "actual -rtice;'-io=ttis peculiar-wavelength. case. Yet the Court of appeals ne"J In my vier*, the problem resultsrebutted the District .colrt's- "o"a"- # Jii: c"r.,;r'.i*lipt to treatsion that se'gson had actuar k";; *ilrt i.-here, and in other contextsedge that u'hat he printed **-f"If"". ;;;r. has been, a pure question ofInstead it concluded after de novo f";1, * something more than a factrerien- that Seligson'. lungu"g"-rou-l jl" s*""tted ..constitutional facr.,,meret_r. "imprecise,, and- th"at ; Th; c";';;r.#i;:.;ltts out thatsuch, it n'ould not "support an infer- ina'ep"noent appeuate reries, of ( 5n ,..,*;I'*ill U.S. SUPREME COURT REPORTS 80LEd2d fgcts underlying constitutional claims has been sanctioned by previ_ ous decisions of this Court w-here ..a conclusion of law as to a Federal right and a finding of fact "." * rntermingled as to make it neces_ 6ary, in order to pass upon the Fed_ era) question, to analyzl the facts-i, Ii*"_ v_K-a.nsas, 274 tJS 880, B8S_ 386, 7t L Ed 1108, 47 S Ct os',s. Butin other contexts we have .f"rya felt perfectly at ease leaving state iimind determinations, such as the actua-l knor+'ledge and .recklessness determinations involved here, to tri- ers,_of fact r*ith onl1, deferential appellate review-for example, i"criminal cases q'here the briJ"n Li p,rovinq, tho.se. facts is even g.;;t"; than- the "clear and conlircine,, #*:f applicable under x"" {'oir. Presumably any doctrine of .'inde. pendent reliew" of facts exlsts" not so that an_ appellate .o".i *il i"Jxorab.l1. place its thumb ori the scares ln lavor of the part_v claiminethe constitutional right, Uni * tnr?percelved shortcomings of the trieroI lact b)' $'ay of bias or some othertactor may be compensated for.2 But to me, an ai make C,ourt determ mind particu may b,e ice" de' the ba facts ir that jur on the .credibil author Iama: courts ( determi such de the tria It is recogrrii speech I ing the possibili inherenr the danl ance wi Randall, 7460, 7E New Yr addresse tected -s1 neous f, burden on the p pression. rx'ho, in r priatener the "act conclude, qrscer ment c restricl late de ( l\ _-l; In ,,,:-Oting to justify independent appellate revie* of the .,actual malice,, determi_nation, the majority draws an analogy. toother cases u.hich have attempted to jln"" cat€gories of unprotected .pu..ir,."u.h ,-. ob_scenity and child pornograpt y ."".,1"* rork r.|'erber,456 US 747,1?4 n 2g, ?3 L Ed2d 1113, 102 S Ct 33a8 (1982); frlilf". r, Ca-I !^t^, 1i! us 15, sz L H 2e arri, gj s? 26O7 Q97S\ Rorh v Uniued StaGs, iSn"US 4J6. I L Ed 2d 14e6, 77 S Cr rsoa, ra bn"il Ops 2d 331 (1952), and ""s.. irrol,ri.,g *o.d"inciting anger or violence, Hess v fiai""f411 US 10s, BB L H, 2d A03, 94 S Ct'l;?(1973) (per curiam); Street v I,i"* yo.l! i9;y.s 576, 22 Lil 2d 5?2,8s S O rssa iie6er, Uh€plrnsky v New Hampshire, BI5 US 56g, gd I- Ed 1031, 62 S Ct rcA e}qZt. f, mu -tol.hor*,ever, those cases -ore clea.lv ir;;;il;l<i1d:f +*"a questions of f."t ""a fr", wfjt 13ll f9r de novo appellate review than do iheNew.York Times.iactual malice', "r*, *f,i.isimply involve questions of pure histoil*i fact. For example, with respect to the obscenitv cases, _appellate courts perhaps a.e iust alcompet€nt as are triers of fact to -*" a"t"i-minations about *.hether material "pp"uf" ;'pru rien t in terests," s,herher it a"pi"ii -""i rJ :Jg-l* in a .'patently o$ensive,; way, andwnerber the material lacks serious irtisticvalue, Miller v California, supra, at 24., g7 L&1.2d {r9,93 S Ct 2602. L tti *""ar-iri,il*g- violence cases, the necessary a"t .-i"uti-orri, equally capable of de norq appelate revil*,are whether words are .,likel1i 1e p;;;;k;-;;; lleyce person to retaliation," Stleet v Nen.York, supra, at 592, 22 L A 2d SZZ,-ag 3'"CiI354 (emphasis addedr 1qu61lng Cf,rpfii.ty1, 528 Neu [f26p5[iye, supra. at b74, g6 L Ed l03f,62 S Ct ?66r, or whether the .,rational lnllil ."_"9" f:-,glt,.the imporl of the languag.';i. ii,"tlr ts lrke.l). to produce imminent di.errder.,, .dess v lndrana. supra,.ar 1O9, Ag L &l 2d 903. .1 q Ct 326. None of those "** ;"q;;-;;\ kind bf pure historical ru"tu"r a*t"iJrl;ltio" llthat the Neu. York fi.". .r.". l*;,"; I determination as to the ,.,uul ""Ui*ii_ *ri Ilof mind of a particular person at ii^iiiii, lltrme. -J -_2. lhe Court correctly points out \qt inNew York Times v Sutiivan, ""p.u, [-i_ducted iadependent appellate J;;;. ;;; racts un_derlying the ..actual malice,, determi- Dation. It is notable, ho*.ever, that New yeri. 't lmes c€rne to this Court from a state courtafter a jury trial, and thus p.*.ri"a tfr" :|.-.:"gut ca!9 for_ irdependent iaa_findrng-by thrs Lburt. The fact-finding process eDgageih b.y ." jury rendering a general """li"i i.much less evident to the naled eye and thusmore suspect than the fact-findinS p-G gnCaq.q in by a trial juftre who -it& *.it- t€n tn.rihgs as here. Justifying independent revien' of facts found by i jurr* i"' ;;;; because of the absence of a aritin-ct;,r*- i."no" in.a general jury verdict * to u 6;Iar iachral inquiry and because of 'the ex_tremel-v narrow latitude allowed appe-Ltatc courts to reriew facts found by a iury atcommon law. f5us it is not "".piri"ini ti .uthat.earl;- cases espousing the nbtion -of i"a*pendent appellate revier of ..66n5[l[utisnnl facts," such as Fiske, supra, and New york'lrmes, 6upra. should have arisen out of thecont€xt of jury verdicts and that thev thenwere qglhaps only reflexivel_v applied i, otf,ei q ui tc differen t cont€xts uttl.,irui fu rtfrei arJy_ CC sis. See Tir: u 2d 45,9 30LEd2d rential ap lmple, in burden of en grehter onvincing" New York e of "inde- exists, not t may ine- b on the y claiming ,ut so that f the trier -.ome other .d for.2 But ( 16 L Ed 1031, 'ational infer- :uage" is that --nt disorder." - L Ed 2d 303, s requires the letermination es require: a :bjective state .t a particular s out that in uPra, we con- revies' of the .lice" determi rat New York a state court presented the fact-finding by -ocess engaged eral verdict is r eve and thus a nding, process t10 makes wTlt- -g independent jury is easier stinct "yes" or :s to a particu- rse of the ex- ,wed appellate by a jury at rprising to me notion of inde ''constitutional .nd New York ien out of the hat they then .rplied in other further analy- o BOSE CORP. v CONSUMERS UNION OF U'S'' INC' N LEd 2d 502 to me, the only shortcoming here is an appellate court's inabilitY to make the determination which the Court mandates todaY-the de novo determination about the state of mind of a Particular author at a particular time. Although there well may be cases where the "actual mal- ice'l determination can be made on the basis of objectively revieu'able facts in the record, it seems to me that just as often it is made, as here, on tlie basis of an evaluation of the credibility of the testimony of the author of the defamatory statement' I am at a loss to see how aPPellate courts can even begin to make such determinations. In any event' surely such determinations are best left to the trial judge. It is of course true as the Court recognizes that "'*'here particular speech falls close to the line separat- ing the lau'ful and the unlas'ful, the poisibility of mistaken fact-finding- inherent in all litigation-rn'ill create the danger that the legitimate utter- ance will be penalized." Speiser v Randall, 357 US 513, 526, 2 L M 2d 1460, ?8 S Ct 1332 (1958). But the New York Times rule adequatelY addresses the need to shield . Pro tected speech from the risk of erro neous fact-finding bY Placing the burden of proving "actual malice" on the party seeking to penalize ex- pression. I agree *"ith Justice Harlan u'ho, in commenting on the inaPPro priateness of de novo fact review of the "actual malice" determination, concluded that he could not "discern in those First Amend- ment considerations that led us to restrict the States' powers to regu- Iate defamation of Public officials any additional interest that is not sen'ed by the. actual-malice rule of Neu' York Times, supra, but is substantialll' promoted b1' utilizing [an appellate court] as the ulti- mate arbiter of factual disputes in those libel cases q-here no unusual factors, such as allegations of ha- rassment or the existence of a jurY verdict resting on erroneous in- structions . are Present." Time, Inc. v Pape, 401 US 2i9,294,28 L Ed 2d 45, 91 S Ct 633 t1971 ) (FIar- lan, J., dissenting). I think that the issues of "falsity" and "actual malice" in this case may be close questions, but I am con- rinced that the District Court, q'hich heard the principal u'itness for the respondent testifY for almost six da1's during the trial, fully under- stood both the applicable larr and its role as a finder of fact. Because it is not clear to me that the de novo findings of apPellate courts, with only bare records before them, are likely to be an1' more reliable than the frndings reached by trial judges, I cannot join the majority's sanction- ing of factual second guessing bY appettate courts. I believe that the piimary result of the Court's holding today will not be greater protection for First Amendment values, but rather only lessened confidence in the judgments of lower courts and more entirell' factbound appeals' I continue to adhere to the view expressed in Pullman-Standard v Sv'int, 456 US 273,287,72L M 2d 66, 102 S Ct 1781 (1982), that RuIe 52(a) "does not make exceptions or purport to exclude certain categories of factual findings from the obliga- sis. See Time, Inc. v Pape' 401 US 279' 28 L EA 2d 45,91 S Ct 633 (1971) (involving appel- late revieq' of a District Court's directed ver' dict). P,ii 1'a: .6:r* ,: r' -: .€-:r:;a,..rr. i::.it{!-rr 529 r,. :.:., ;i, F-.i .,t h&i&S*r. $t*"* i l*+ [i]* iSxS j -. ---*-idrairi*-....a.,lirir*,rLLr.I3ili .ittlr#5ffi US. ST'PREME @I'RT REPORTS 80LEd2d T:l ".f a coirrt of appeals to accept a district . court'6 findings ,roi"", dearly errdn@us." ttere is no.rea- soo- P depart from that rule here, and I would therefore reverse and remaad this case to the Court of Appeals eo t,hat it may apply the'tlearly erroneous', stairaani irf "*y9w to the factual fiodings of the District Court- r it't. & v" L : d Its: ** :* 3: 3. r' -..-..-;,.> ...,. ;t 'r :- i i;911 | 1j , I i' [,...;.; f,,. .F.,. tr-_ o t' : $: 530